0001144204-18-028806.txt : 20180515
0001144204-18-028806.hdr.sgml : 20180515
20180515153548
ACCESSION NUMBER: 0001144204-18-028806
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180515
DATE AS OF CHANGE: 20180515
EFFECTIVENESS DATE: 20180515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SABBY MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001535610
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15245
FILM NUMBER: 18835931
BUSINESS ADDRESS:
STREET 1: 10 MOUNTAINVIEW ROAD
STREET 2: SUITE 205
CITY: UPPER SADDLE RIVER
STATE: NJ
ZIP: 07458
BUSINESS PHONE: 646-307-4527
MAIL ADDRESS:
STREET 1: 10 MOUNTAINVIEW ROAD
STREET 2: SUITE 205
CITY: UPPER SADDLE RIVER
STATE: NJ
ZIP: 07458
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001535610
XXXXXXXX
03-31-2018
03-31-2018
true
1
RESTATEMENT
false
SABBY MANAGEMENT, LLC
10 Mountainview Road
Suite 205
Upper Saddle River
NJ
07458
13F HOLDINGS REPORT
028-15245
N
Robert Grundstein
Chief Operating Officer
646-307-4500
/s/ Robert Grundstein
Upper Saddle River
NJ
05-15-2018
1
156
840835
01
0001433766
028-13502
Mintz Hal
INFORMATION TABLE
2
infotable.xml
ABBVIE INC
COM
00287Y909
3493
369
SH
Call
DFND
1
0
369
0
ABEONA THERAPEUTICS INC
COM
00289Y107
187
12998
SH
DFND
1
0
12998
0
ACCELERON PHARMA INC
COM
00434H908
215
55
SH
Call
DFND
1
0
55
0
ACCELERON PHARMA INC
COM
00434H108
338
8646
SH
DFND
1
0
8646
0
ACCELERON PHARMA INC
COM
00434H958
2049
524
SH
Put
DFND
1
0
524
0
ACHAOGEN INC
COM
004449904
923
713
SH
Call
DFND
1
0
713
0
ACHAOGEN INC
COM
004449954
1819
1405
SH
Put
DFND
1
0
1405
0
ACTINIUM PHARMACEUTICALS INC
COM
00507W107
729
1997700
SH
DFND
1
0
1997700
0
ADOMANI INC COM
COM
00726A100
995
843407
SH
DFND
1
0
843407
0
ADVERUM BIOTECHNOLOGIES INC
COM
00773U908
548
944
SH
Call
DFND
1
0
944
0
ADVERUM BIOTECHNOLOGIES INC
COM
00773U108
1154
198964
SH
DFND
1
0
198964
0
AFFIMED INC
COM
N01045108
787
425463
SH
DFND
1
0
425463
0
AKEBIA THERAPEUTICS INC
COM
00972D105
975
102338
SH
DFND
1
0
102338
0
ALEXION PHARMACEUTICALS INC
COM
015351959
1070
96
SH
Put
DFND
1
0
96
0
ALEXION PHARMACEUTICALS INC
COM
015351909
6610
593
SH
Call
DFND
1
0
593
0
ALKERMES PLC
SHS
G01767955
910
157
SH
Put
DFND
1
0
157
0
ALKERMES PLC
SHS
G01767905
3918
676
SH
Call
DFND
1
0
676
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
1370
11500
SH
DFND
1
0
11500
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q957
2978
250
SH
Put
DFND
1
0
250
0
AMARIN CORP PLC
ADR
023111206
61
20300
SH
DFND
1
0
20300
0
AMARIN CORP PLC
ADR
023111956
334
1109
SH
Put
DFND
1
0
1109
0
AMARIN CORP PLC
ADR
023111906
2504
8319
SH
Call
DFND
1
0
8319
0
AMICUS THERAPEUTICS INC
COM
03152W109
976
64910
SH
DFND
1
0
64910
0
AMICUS THERAPEUTICS INC
COM
03152W959
1504
1000
SH
Put
DFND
1
0
1000
0
AMICUS THERAPEUTICS INC
COM
03152W909
1512
1005
SH
Call
DFND
1
0
1005
0
AMPLIPHI BIOSCIENCES CORP
COM
03211P301
907
831961
SH
DFND
1
0
831961
0
AMYRIS INC
COM
03236M950
1887
2821
SH
Put
DFND
1
0
2821
0
APPLIED DNA SCIENCES INC
*W
03815U110
162
648824
SH
DFND
1
0
648824
0
APPLIED DNA SCIENCES INC
COM
03815U201
654
454381
SH
DFND
1
0
454381
0
APRICUS BIOSCIENCES INC
COM
03832V307
731
1800000
SH
DFND
1
0
1800000
0
AQUABOUNTY TECHNOLOGIES INC
COM
03842K200
0
113
SH
DFND
1
0
113
0
ARCADIA BIOSCIENCES INC
COM
039014204
3611
150376
SH
DFND
1
0
150376
0
ASTRAZENECA PLC
ADR
046353958
29305
8380
SH
Put
DFND
1
0
8380
0
ASTRAZENECA PLC
ADR
046353908
51214
14645
SH
Call
DFND
1
0
14645
0
AURIS MEDICAL HOLDING AG
COM
H0381L104
549
342989
SH
DFND
1
0
342989
0
AVEO PHARMACEUTICALS INC
COM
053588909
2486
8571
SH
Call
DFND
1
0
8571
0
AXSOME THERAPEUTICS INC
COM
05464T104
199
81159
SH
DFND
1
0
81159
0
BENITEC BIOPHARMA LTD
*W
082053117
21
87693
SH
Call
DFND
1
0
87693
0
BIO PATH HOLDINGS INC
COM
09057N102
170
85013
SH
DFND
1
0
85013
0
BIOAMBER INC
COM
09072Q106
368
7819887
SH
DFND
1
0
7819887
0
BIOCEPT INC
COM
09072V204
27
92374
SH
DFND
1
0
92374
0
BIOGEN INC
COM
09062X903
821
30
SH
Call
DFND
1
0
30
0
BIOGEN INC
COM
09062X953
48928
2071
SH
Put
DFND
1
0
2071
0
BIOGEN INC
COM
09062X103
50081
182898
SH
DFND
1
0
182898
0
BRAINSTORM CELL THERAPEUTICS
COM
10501E201
70
22323
SH
DFND
1
0
22323
0
BRISTOL MYERS SQUIBB
COM
110122108
1474
23312
SH
DFND
1
0
23312
0
BRISTOL MYERS SQUIBB
COM
110122958
1777
281
SH
Put
DFND
1
0
281
0
CAN FITE BIOPHARMA LTD
ADR
13471N102
1768
1228091
SH
DFND
1
0
1228091
0
CELLECT BIOTECHNOLOGY LTD
ADS
15116C102
1557
243980
SH
DFND
1
0
243980
0
CELSION CORP
COM
15117N503
828
369860
SH
DFND
1
0
369860
0
CHECK-CAP LTD
COM
M2361E112
39
75280
SH
DFND
1
0
75280
0
CHF SOLUTIONS INC
COM
12542Q508
504
180498
SH
DFND
1
0
180498
0
CITIUS PHARMACEUTICALS INC
COM
17322U207
1988
641201
SH
DFND
1
0
641201
0
CYTORI THERAPEUTICS INC
COM
23283K121
14
520858
SH
Call
DFND
1
0
520858
0
DBV TECHNOLOGIES SA
ADS
23306J901
595
258
SH
Call
DFND
1
0
258
0
EDAP TMS SA
ADR
268311107
141
60600
SH
DFND
1
0
60600
0
EDAP TMS SA
ADR
268311957
234
1008
SH
Put
DFND
1
0
1008
0
EIGER BIOPHARMACEUTICALS INC
COM
28249U105
317
32190
SH
DFND
1
0
32190
0
ELEVEN BIOTHERAPEUTICS INC
COM
286221106
1287
1226117
SH
DFND
1
0
1226117
0
ESPERION THERAPEUTICS INC
COM
29664W105
1361
18823
SH
DFND
1
0
18823
0
ESPERION THERAPEUTICS INC
COM
29664W905
3891
538
SH
Call
DFND
1
0
538
0
ESPERION THERAPEUTICS INC
COM
29664W955
43781
6053
SH
Put
DFND
1
0
6053
0
EYENOVIA INC
COM
30234E104
908
97770
SH
DFND
1
0
97770
0
FIBROGEN INC
COM
31572Q908
522
113
SH
Call
DFND
1
0
113
0
FUELCELL ENERGY INC
COM
35952H502
158
91400
SH
DFND
1
0
91400
0
FUELCELL ENERGY INC
COM
35952H952
570
3297
SH
Put
DFND
1
0
3297
0
GALECTIN THERAPEUTICS INC
COM
363225952
100
210
SH
Put
DFND
1
0
210
0
GALECTIN THERAPEUTICS INC
COM
363225202
680
143400
SH
DFND
1
0
143400
0
GLOBAL BLOOD THERAPEUTICS INC
COM
37890U908
3661
758
SH
Call
DFND
1
0
758
0
GLYCOMIMETICS INC
COM
38000Q102
838
51603
SH
DFND
1
0
51603
0
HALOZYME THERAPEUTICS INC
COM
40637H109
2
102
SH
DFND
1
0
102
0
HELIOS &MATHESON ANALYTICS INC
COM
42327L950
581
2054
SH
Put
DFND
1
0
2054
0
HELIOS &MATHESON ANALYTICS INC
COM
42327L200
706
249294
SH
DFND
1
0
249294
0
IMMUNOCELLULAR THERAPEUTICS
*W
452536121
7
225187
SH
Call
DFND
1
0
225187
0
IMMUNOGEN INC
COM
45253H951
173
164
SH
Put
DFND
1
0
164
0
INCYTE CORP
COM
45337C102
6821
81861
SH
DFND
1
0
81861
0
INCYTE CORP
COM
45337C902
9500
1140
SH
Call
DFND
1
0
1140
0
INCYTE CORP
COM
45337C952
10791
1295
SH
Put
DFND
1
0
1295
0
INPIXON
COM
45790J305
394
366925
SH
DFND
1
0
366925
0
INSMED INC
COM
457669307
300
13300
SH
DFND
1
0
13300
0
INSMED INC
COM
457669957
1223
543
SH
Put
DFND
1
0
543
0
INSPIREMD INC
*W
45779A127
18
911373
SH
DFND
1
0
911373
0
INSPIREMD INC
*W
45779A135
30
1998417
SH
DFND
1
0
1998417
0
INSPIREMD INC
COM
45779A804
254
243794
SH
DFND
1
0
243794
0
INTERPACE DIAGNOSTICS GROUP
COM
46062X204
812
919854
SH
DFND
1
0
919854
0
ISHARES RUSSELL 2000
ETF
464287905
37958
2500
SH
Call
DFND
1
0
2500
0
ISHARES RUSSELL 2000
ETF
464287955
43651
2875
SH
Put
DFND
1
0
2875
0
MANNKIND CORP
COM
56400P706
228
1000
SH
Call
DFND
1
0
1000
0
MANNKIND CORP
COM
56400P706
460
201908
SH
DFND
1
0
201908
0
MANNKIND CORP
COM
56400P906
735
3224
SH
Put
DFND
1
0
3224
0
MARINUS PHARMACEUTICALS INC
COM
56854Q901
172
451
SH
Call
DFND
1
0
451
0
MEDIGUS LTD
ADR
58471G201
30
23606
SH
DFND
1
0
23606
0
MERCK & CO INC
COM
58933Y105
374
6864
SH
DFND
1
0
6864
0
MERCK & CO INC
COM
58933Y955
654
120
SH
Put
DFND
1
0
120
0
MERCK & CO INC
COM
58933Y905
13563
2490
SH
Call
DFND
1
0
2490
0
MICROBOT MED INC
COM
59503A105
843
1249400
SH
DFND
1
0
1249400
0
NANOVIBRONIX INC
COM
63008J108
408
85791
SH
DFND
1
0
85791
0
NEKTAR THERAPEUTICS
COM
640268958
2975
280
SH
Put
DFND
1
0
280
0
NEKTAR THERAPEUTICS
COM
640268108
6251
58831
SH
DFND
1
0
58831
0
NEKTAR THERAPEUTICS
COM
640268908
7704
725
SH
Call
DFND
1
0
725
0
NEUROMETRIX INC
COM
641255708
1002
710389
SH
DFND
1
0
710389
0
NOVAN INC
COM
66988N106
1597
545149
SH
DFND
1
0
545149
0
ODONATE THERAPEUTICS INC
COM
676079106
15552
734272
SH
DFND
1
0
734272
0
ONCOBIOLOGICS INC
COM
68235M105
1876
2108249
SH
DFND
1
0
2108249
0
ONCONOVA THERAPEUTICS INC
*W
68232V116
196
654019
SH
DFND
1
0
654019
0
ONCONOVA THERAPEUTICS INC
COM
68232V306
334
399580
SH
DFND
1
0
399580
0
OPGEN INC
COM
68373L109
875
521076
SH
DFND
1
0
521076
0
OVASCIENCE INC
COM
69014Q101
1185
1461525
SH
DFND
1
0
1461525
0
PAVMED INC
COM
70387R106
1490
908817
SH
DFND
1
0
908817
0
PLURISTEM THERAPEUTICS INC
COM
72940R952
17
122
SH
Put
DFND
1
0
122
0
PLURISTEM THERAPEUTICS INC
COM
72940R102
38
27640
SH
DFND
1
0
27640
0
PRECIPIO INC
COM
74019L107
411
764411
SH
DFND
1
0
764411
0
PROQR THERAPEUTICS N V
SHS
N71542109
529
172160
SH
DFND
1
0
172160
0
PROTHENA CORPORATION PLC
SHS
G72800908
74
240
SH
Call
DFND
1
0
240
0
PROTHENA CORPORATION PLC
SHS
G72800108
899
24500
SH
DFND
1
0
24500
0
PROTHENA CORPORATION PLC
SHS
G72800958
1336
431
SH
Put
DFND
1
0
431
0
PTC THERAPEUTICS INC
COM
69366J900
84
1475
SH
Call
DFND
1
0
1475
0
PULMATRIX INC
COM
74584P103
554
1087507
SH
DFND
1
0
1087507
0
ROSETTA GENOMICS LTD
SHS
M82183209
383
934608
SH
DFND
1
0
934608
0
RXI PHARMACEUTICALS CORP
*W
74979C121
88
196522
SH
DFND
1
0
196522
0
SANGAMO THERAPEUTICS INC
COM
800677906
435
229
SH
Call
DFND
1
0
229
0
SANGAMO THERAPEUTICS INC
COM
800677106
2701
142136
SH
DFND
1
0
142136
0
SANGAMO THERAPEUTICS INC
COM
800677956
6433
3386
SH
Put
DFND
1
0
3386
0
SAREPTA THERAPEUTICS INC
COM
803607950
6579
888
SH
Put
DFND
1
0
888
0
SAREPTA THERAPEUTICS INC
COM
803607900
17285
2333
SH
Call
DFND
1
0
2333
0
SELLAS LIFE SCIENCES GROUP INC
COM
81642T900
4
1518
SH
Call
DFND
1
0
1518
0
SELLAS LIFE SCIENCES GROUP INC
COM
81642T100
1067
309207
SH
DFND
1
0
309207
0
SENESTECH INC
COM
81720R109
405
794740
SH
DFND
1
0
794740
0
SIGMA LABS INC
*W
826598112
142
375718
SH
DFND
1
0
375718
0
SOLENO THERAPEUTICS
COM
834203200
1661
917835
SH
DFND
1
0
917835
0
SOLID BIOSCIENCES INC
COM
83422E105
188
25000
SH
DFND
1
0
25000
0
SONOMA PHARMACEUTICALS INC
COM
83558L105
255
69200
SH
DFND
1
0
69200
0
SOPHIRIS BIO INC
COM
83578Q909
58
290
SH
Call
DFND
1
0
290
0
SOPHIRIS BIO INC
COM
83578Q959
147
729
SH
Put
DFND
1
0
729
0
SPARK THERAPEUTICS INC
COM
84652J903
5161
775
SH
Call
DFND
1
0
775
0
SPARK THERAPEUTICS INC
COM
84652J953
6759
1015
SH
Put
DFND
1
0
1015
0
SPDR S&P 500
TR
78462F103
11710
44500
SH
DFND
1
0
44500
0
SPDR S&P 500
TR
78462F953
259650
9867
SH
Put
DFND
1
0
9867
0
SPDR S&P BIOTECH
S&P BIOTECH
78464A950
9843
1122
SH
Put
DFND
1
0
1122
0
STRATA SKIN SCIENCES INC
COM
86272A206
368
315745
SH
DFND
1
0
315745
0
SUNESIS PHARMACEUTICALS INC
COM
867328900
380
1396
SH
Call
DFND
1
0
1396
0
SUPERCONDUCTOR TECHNOLOGIES
COM
867931503
693
735880
SH
DFND
1
0
735880
0
SYNERGY PHARMACEUTICALS INC
COM
871639908
907
4954
SH
Call
DFND
1
0
4954
0
TRANSENTERIX INC
COM
89366M951
124
728
SH
Put
DFND
1
0
728
0
TRANSENTERIX INC
COM
89366M201
436
256715
SH
DFND
1
0
256715
0
UNUM THERAPEUTICS INC
COM
903214104
9375
843850
SH
DFND
1
0
843850
0
VERSARTIS INC
COM
92529L902
3
200
SH
Call
DFND
1
0
200
0
VERSARTIS INC
COM
92529L102
1159
702364
SH
DFND
1
0
702364
0
VERTEX PHARMACEUTICALS INC
COM
92532F900
861
1315
SH
Call
DFND
1
0
1315
0
VICAL INC.
COM
925602203
87
59832
SH
DFND
1
0
59832
0
VISTAGEN THERAPEUTICS INC
COM
92840H202
133
143486
SH
DFND
1
0
143486
0
VOLITIONRX LTD
COM
928661107
32
13167
SH
DFND
1
0
13167
0
XENON PHARMACEUTICALS INC
COM
98420N105
328
67000
SH
DFND
1
0
67000
0
ZOGENIX INC
COM
98978L954
2751
687
SH
Put
DFND
1
0
687
0
ZOGENIX INC
COM
98978L904
16256
4059
SH
Call
DFND
1
0
4059
0
ZOSANO PHARMA CORO
COM
98979H202
1178
233779
SH
DFND
1
0
233779
0