0001567619-20-019715.txt : 20201116 0001567619-20-019715.hdr.sgml : 20201116 20201116104731 ACCESSION NUMBER: 0001567619-20-019715 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201116 DATE AS OF CHANGE: 20201116 EFFECTIVENESS DATE: 20201116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MANGROVE PARTNERS CENTRAL INDEX KEY: 0001535392 IRS NUMBER: 980652572 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15348 FILM NUMBER: 201314493 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-897-9535 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001535392 XXXXXXXX 09-30-2020 09-30-2020 MANGROVE PARTNERS

645 MADISON AVENUE, 14TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-15348 N Ward T. Dietrich 212-897-9537 /s/ Ward T. Dietrich New York NY 11-16-2020 0 52 791056 false INFORMATION TABLE 2 form13fInfoTable.xml AMERIPRISE FINL INC COM 03076C106 14889 96615 SH SOLE 0 96615 0 0 ATLANTIC POWER CORP COM NEW 04878Q863 5820 2969505 SH SOLE 0 2969505 0 0 BANK OF NT BUTTERFIELD&SON L SHS NEW G0772R208 1378 61828 SH SOLE 0 61828 0 0 BLUEBIRD BIO INC COM 09609G100 15273 283087 SH SOLE 0 283087 0 0 BONANZA CREEK ENERGY INC COM NEW 097793400 38741 2060700 SH SOLE 0 2060700 0 0 BRIGHTSPHERE INVT GROUP INC COM 10948W103 26875 2083322 SH SOLE 0 2083322 0 0 BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 22693 10085813 SH SOLE 0 10085813 0 0 CAI INTERNATIONAL INC COM 12477X106 23277 845512 SH SOLE 0 845512 0 0 CATALYST PHARMACEUTICALS INC COM 14888U101 9005 3031965 SH SOLE 0 3031965 0 0 CHEMOCENTRYX INC COM 16383L106 19356 353219 SH SOLE 0 353219 0 0 CIGNA CORP NEW COM 125523100 15096 89108 SH SOLE 0 89108 0 0 COLLEGIUM PHARMACEUTICAL INC COM 19459J104 12362 593741 SH SOLE 0 593741 0 0 CONTURA ENERGY INC COM 21241B100 4352 594597 SH SOLE 0 594597 0 0 CORBUS PHARMACEUTICALS HLDGS COM 21833P103 3802 2112200 SH Put SOLE 0 2112200 0 0 CORBUS PHARMACEUTICALS HLDGS COM 21833P103 4524 2513300 SH Call SOLE 0 2513300 0 0 DIAMOND S SHIPPING INC COM Y20676105 5743 835910 SH SOLE 0 835910 0 0 ECHOSTAR CORP CL A 278768106 24397 980201 SH SOLE 0 980201 0 0 EIGER BIOPHARMACEUTICALS INC COM 28249U105 8892 1092394 SH SOLE 0 1092394 0 0 FIRST FNDTN INC COM 32026V104 661 50547 SH SOLE 0 50547 0 0 FLY LEASING LTD SPONSORED ADR 34407D109 5157 710380 SH SOLE 0 710380 0 0 GENCO SHIPPING & TRADING LTD SHS Y2685T131 8985 1302158 SH SOLE 0 1302158 0 0 GREEN PLAINS INC COM 393222104 32779 2117489 SH SOLE 0 2117489 0 0 IMMUNOVANT INC COM 45258J102 8105 230307 SH SOLE 0 230307 0 0 INTERNATIONAL SEAWAYS INC COM Y41053102 1084 74189 SH SOLE 0 74189 0 0 IOVANCE BIOTHERAPEUTICS INC COM 462260100 12483 379188 SH SOLE 0 379188 0 0 KBR INC COM 48242W106 14592 652615 SH SOLE 0 652615 0 0 LARIMAR THERAPEUTICS INC COM 517125100 2217 146142 SH SOLE 0 146142 0 0 LPL FINL HLDGS INC COM 50212V100 5128 66881 SH SOLE 0 66881 0 0 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 8764 639722 SH SOLE 0 639722 0 0 MESOBLAST LTD SPONS ADR 590717104 12554 675300 SH Put SOLE 0 675300 0 0 NAVIOS MARITIME CONTAINERS L COM UNIT RP LP Y62151108 3430 3307750 SH SOLE 0 3307750 0 0 PENN VA CORP COM 70788V102 3310 336084 SH SOLE 0 336084 0 0 PERSHING SQUARE TONTINE HLDG COM CL A 71531R109 583 25700 SH SOLE 0 25700 0 0 PG&E CORP COM 69331C108 43241 4604967 SH SOLE 0 4604967 0 0 PROGRESSIVE CORP COM 743315103 17627 186197 SH SOLE 0 186197 0 0 QUANTA SVCS INC COM 74762E102 12302 232725 SH SOLE 0 232725 0 0 RAMACO RES INC COM 75134P303 2332 666384 SH SOLE 0 666384 0 0 SELECTA BIOSCIENCES INC COM 816212104 9489 5786580 SH SOLE 0 5786580 0 0 SERVISFIRST BANCSHARES INC COM 81768T108 1496 43973 SH SOLE 0 43973 0 0 SIERRA ONCOLOGY INC COM NEW 82640U404 4415 413809 SH SOLE 0 413809 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 3037 36597 SH SOLE 0 36597 0 0 STOCK YDS BANCORP INC COM 861025104 480 14103 SH SOLE 0 14103 0 0 STONEMOR INC COM 86184W106 8625 8937513 SH SOLE 0 8937513 0 0 SUNCOKE ENERGY INC COM 86722A103 17321 5064763 SH SOLE 0 5064763 0 0 SUPER MICRO COMPUTER INC COM 86800U104 25810 977645 SH SOLE 0 977645 0 0 TEEKAY TANKERS LTD CL A Y8565N300 3252 300000 SH SOLE 0 300000 0 0 TG THERAPEUTICS INC COM 88322Q108 18417 688224 SH SOLE 0 688224 0 0 TIFFANY & CO NEW COM 886547108 11585 100000 SH SOLE 0 100000 0 0 TESLA INC NOTE 2.000% 5/1 88160RAG6 111288 16093000 PRN SOLE 0 16093000 0 0 TESLA INC NOTE 2.375% 3/1 88160RAD3 114479 17500000 PRN SOLE 0 17500000 0 0 VIRNETX HLDG CORP COM 92823T108 8840 1677351 SH SOLE 0 1677351 0 0 WESTERN ALLIANCE BANCORP COM 957638109 713 22545 SH SOLE 0 22545 0 0