0001567619-19-021334.txt : 20191114
0001567619-19-021334.hdr.sgml : 20191114
20191114101109
ACCESSION NUMBER: 0001567619-19-021334
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191114
DATE AS OF CHANGE: 20191114
EFFECTIVENESS DATE: 20191114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MANGROVE PARTNERS
CENTRAL INDEX KEY: 0001535392
IRS NUMBER: 980652572
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15348
FILM NUMBER: 191217236
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE, 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-897-9535
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE, 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001535392
XXXXXXXX
09-30-2019
09-30-2019
MANGROVE PARTNERS
645 MADISON AVENUE, 14TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-15348
N
Ward T. Dietrich
Chief Operating Officer
212-897-9537
/s/ Ward T. Dietrich
New York
NY
11-14-2019
0
100
825438
false
INFORMATION TABLE
2
form13fInfoTable.xml
ABRAXAS PETE CORP
COM
003830106
4501
8868649
SH
SOLE
0
8868649
0
0
ACAMAR PARTNERS ACQSITION CO
CL A
004285102
4950
500000
SH
SOLE
0
500000
0
0
ACAMAR PARTNERS ACQSITION CO
*W EXP 02/26/202
004285110
49
66666
SH
SOLE
0
66666
0
0
ACT II GLOBAL ACQUISITION CO
CL A SHS
G0080J104
4925
500000
SH
SOLE
0
500000
0
0
ACT II GLOBAL ACQUISITION CO
*W EXP 04/30/202
G0080J120
93
100000
SH
SOLE
0
100000
0
0
AK STL CORP
NOTE 5.000%11/1
001546AP5
4010
4000000
PRN
SOLE
0
4000000
0
0
AMCI ACQUISITION CORP
CLASS A
00165R101
7021
700000
SH
SOLE
0
700000
0
0
AMCI ACQUISITION CORP
*W EXP 05/20/202
00165R119
245
700000
SH
SOLE
0
700000
0
0
ANI PHARMACEUTICALS INC
NOTE 3.000%12/0
00182CAA1
20140
18779000
PRN
SOLE
0
18779000
0
0
ANI PHARMACEUTICALS INC
COM
00182C103
37165
509952
SH
SOLE
0
509952
0
0
APEX TECHNOLOGY ACQUISITN CO
UNIT 06/11/2026
03768F201
5095
500000
SH
SOLE
0
500000
0
0
ATLANTIC PWR CORP
COM NEW
04878Q863
17721
7572927
SH
SOLE
0
7572927
0
0
BELLUS HEALTH INC NEW
COM NEW
07987C204
2005
313849
SH
SOLE
0
313849
0
0
BONANZA CREEK ENERGY INC
COM NEW
097793400
45266
2021700
SH
SOLE
0
2021700
0
0
BRIGHTSPHERE INVT GROUP INC
COM
10948W103
26045
2628156
SH
SOLE
0
2628156
0
0
CAI INTERNATIONAL INC
COM
12477X106
24146
1109121
SH
SOLE
0
1109121
0
0
CATALYST BIOSCIENCES INC
COM NEW
14888D208
3495
711737
SH
SOLE
0
711737
0
0
CATALYST PHARMACEUTICALS INC
COM
14888U101
13322
2508838
SH
SOLE
0
2508838
0
0
CF FIN ACQUISITION CORP
COM CL A
12528N107
7098
700000
SH
SOLE
0
700000
0
0
CF FIN ACQUISITION CORP
*W EXP 04/30/202
12528N115
341
525000
SH
SOLE
0
525000
0
0
CHASERG TECHNLGY ACQUISITN C
*W EXP 04/10/202
16166A111
245
275000
SH
SOLE
0
275000
0
0
CHASERG TECHNLGY ACQUISITN C
CLASS A
16166A103
5561
550000
SH
SOLE
0
550000
0
0
CHURCHILL CAP CORP II
CL A
17143G106
8517
849999
SH
SOLE
0
849999
0
0
CHURCHILL CAP CORP II
*W EXP 07/02/202
17143G114
425
283333
SH
SOLE
0
283333
0
0
COLLIER CREEK HOLDINGS
COM CL A
G22707106
3567
350000
SH
SOLE
0
350000
0
0
COLLIER CREEK HOLDINGS
*W EXP 99/99/999
G22707114
87
66666
SH
SOLE
0
66666
0
0
CONTURA ENERGY INC
COM
21241B100
16075
574924
SH
SOLE
0
574924
0
0
CONYERS PK II ACQUISITION CO
UNIT 99/99/9999
212896203
266
25000
SH
SOLE
0
25000
0
0
CRESCENT ACQUISITION CORP
COM CL A
22564L105
4950
500000
SH
SOLE
0
500000
0
0
DIAMOND EAGLE ACQUISITION CO
*W EXP 06/30/202
25258L117
27
33333
SH
SOLE
0
33333
0
0
DIAMOND EAGLE ACQUISITION CO
COM CL A
25258L109
985
100000
SH
SOLE
0
100000
0
0
DIAMOND S SHIPPING INC
COM
Y20676105
5597
507871
SH
SOLE
0
507871
0
0
DIAMONDPEAK HLDGS COR
*W EXP 02/22/202
25280H118
57
66666
SH
SOLE
0
66666
0
0
DIAMONDPEAK HLDGS COR
COM CL A
25280H100
1980
199998
SH
SOLE
0
199998
0
0
ECHOSTAR CORP
CL A
278768106
60445
1525609
SH
SOLE
0
1525609
0
0
EIGER BIOPHARMACEUTICALS INC
COM
28249U105
8685
847284
SH
SOLE
0
847284
0
0
EXPERIENCE INVESTMENT CORP
UNIT 09/01/2026
30217C208
5005
500000
SH
SOLE
0
500000
0
0
FINTECH ACQUISITION CORP III
COM CL A
31811A101
5035
500000
SH
SOLE
0
500000
0
0
FINTECH ACQUISITION CORP III
*W EXP 12/01/202
31811A119
305
250000
SH
SOLE
0
250000
0
0
FLY LEASING LTD
SPONSORED ADR
34407D109
26480
1291068
SH
SOLE
0
1291068
0
0
GENCO SHIPPING & TRADING LTD
SHS
Y2685T131
15046
1635488
SH
SOLE
0
1635488
0
0
GIGCAPITAL2 INC
*W EXP 02/28/202
375036118
140
500000
SH
SOLE
0
500000
0
0
GIGCAPITAL2 INC
COM
375036100
4915
500000
SH
SOLE
0
500000
0
0
GIGCAPITAL2 INC
RIGHT 02/28/2026
375036126
148
500000
SH
SOLE
0
500000
0
0
GORES METROPOULOS INC
COM CL A
382872109
2525
250000
SH
SOLE
0
250000
0
0
GRAF INDL CORP
*W EXP 12/31/202
384278115
332
850000
SH
SOLE
0
850000
0
0
GRAF INDL CORP
COM
384278107
8569
850000
SH
SOLE
0
850000
0
0
GREEN PLAINS INC
COM
393222104
40458
3818612
SH
SOLE
0
3818612
0
0
GREENLIGHT CAPITAL RE LTD
CLASS A
G4095J109
7052
671648
SH
SOLE
0
671648
0
0
GX ACQUISITION CORP
COM CL A
36251A107
6965
700000
SH
SOLE
0
700000
0
0
GX ACQUISITION CORP
*W EXP 05/24/202
36251A115
210
350000
SH
SOLE
0
350000
0
0
HAYMAKER ACQUISITION CORP II
UNIT 10/31/2026
42087L200
7231
700000
SH
SOLE
0
700000
0
0
HEALTH SCIENCES ACQUSTN CORP
*W EXP 04/01/202
42227C110
84
100000
SH
SOLE
0
100000
0
0
HEALTH SCIENCES ACQUSTN CORP
COM
42227C102
1002
100000
SH
SOLE
0
100000
0
0
INTERNATIONAL SEAWAYS INC
COM
Y41053102
16721
868170
SH
SOLE
0
868170
0
0
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
21708
1192734
SH
SOLE
0
1192734
0
0
LANDCADIA HLDGS II INC
CL A
51476X105
4905
499998
SH
SOLE
0
499998
0
0
LANDCADIA HLDGS II INC
*W EXP 05/09/202
51476X113
132
166666
SH
SOLE
0
166666
0
0
MEGALITH FINL ACQUISITION CO
CL A COM
58518F109
2032
200000
SH
SOLE
0
200000
0
0
MEGALITH FINL ACQUISITION CO
*W EXP 08/26/202
58518F117
76
200000
SH
SOLE
0
200000
0
0
MENLO THERAPEUTICS INC
COM
586858102
3823
853326
SH
SOLE
0
853326
0
0
MONOCLE ACQUISITION CORP
*W EXP 12/06/202
609754114
180
400000
SH
SOLE
0
400000
0
0
MONOCLE ACQUISITION CORP
COM
609754106
4000
400000
SH
SOLE
0
400000
0
0
NAVIOS MARITIME CONTAINERS L
COM UNIT RP LP
Y62151108
6602
3317420
SH
SOLE
0
3317420
0
0
NETFIN ACQUISITION CORP
SHS CL A
G6455A107
2946
300000
SH
SOLE
0
300000
0
0
NETFIN ACQUISITION CORP
*W EXP 08/01/202
G6455A115
90
300000
SH
SOLE
0
300000
0
0
NEW PROVIDENCE ACQUISITIN CO
UNIT 09/01/2024
64822P205
2523
250000
SH
SOLE
0
250000
0
0
NII HLDGS INC
COM PAR
62913F508
15438
7876506
SH
SOLE
0
7876506
0
0
OAKTREE ACQUISITION CORP
UNIT 99/99/9999
G67145121
1016
100000
SH
SOLE
0
100000
0
0
PEABODY ENERGY CORP NEW
COM
704551100
20375
1384162
SH
SOLE
0
1384162
0
0
PENN VA CORP NEW
COM
70788V102
50273
1729382
SH
SOLE
0
1729382
0
0
PENSARE ACQUISITION CORP
COM
70957E105
1016
100000
SH
SOLE
0
100000
0
0
PIVOTAL ACQUISITION CORP
CL A COM
72583A101
1018
100000
SH
SOLE
0
100000
0
0
PIVOTAL INVT CORP II
UNIT 06/01/2025
72582K209
5090
500000
SH
SOLE
0
500000
0
0
RAMACO RES INC
COM
75134P303
2889
773553
SH
SOLE
0
773553
0
0
RMG ACQUISITION CORP
CL A
749641106
2463
250000
SH
SOLE
0
250000
0
0
RMG ACQUISITION CORP
*W EXP 02/21/202
749641114
62
83333
SH
SOLE
0
83333
0
0
SC HEALTH CORP
UNIT 99/99/9999
G78516302
2885
278734
SH
SOLE
0
278734
0
0
SCHULTZE SPL PURP ACQUSTN CO
*W EXP 12/31/202
80821R117
175
500000
SH
SOLE
0
500000
0
0
SCHULTZE SPL PURP ACQUSTN CO
COM
80821R109
5020
500000
SH
SOLE
0
500000
0
0
SIERRA ONCOLOGY INC
COM
82640U107
1440
3688609
SH
SOLE
0
3688609
0
0
SILVER SPIKE ACQUISITION COR
UNIT 99/99/9999
G8136L122
4036
400000
SH
SOLE
0
400000
0
0
SOUTH MTN MERGER CORP
UNIT 99/99/9999
838884203
5250
500000
SH
SOLE
0
500000
0
0
SPARTAN ENERGY ACQUISITON CO
*W EXP 08/27/202
846784122
180
300000
SH
SOLE
0
300000
0
0
SPARTAN ENERGY ACQUISITON CO
CL A COM STK
846784106
9090
900000
SH
SOLE
0
900000
0
0
SPIRIT MTA REIT
COM SHS BEN IN
84861U105
21895
2594157
SH
SOLE
0
2594157
0
0
SRC ENERGY INC
COM
78470V108
56412
12105522
SH
SOLE
0
12105522
0
0
SUNCOKE ENERGY INC
COM
86722A103
27694
4910359
SH
SOLE
0
4910359
0
0
SWITCHBACK ENERGY ACQUISITIO
UNIT 99/99/9999
87105M201
6000
600000
SH
SOLE
0
600000
0
0
TEEKAY TANKERS LTD
CL A
Y8565N102
4880
3754115
SH
SOLE
0
3754115
0
0
TKK SYMPHONY ACQUISITION COR
ORD SHS
G88950103
3563
350000
SH
SOLE
0
350000
0
0
TKK SYMPHONY ACQUISITION COR
RIGHT 02/20/2020
G88950137
84
350000
SH
SOLE
0
350000
0
0
TKK SYMPHONY ACQUISITION COR
*W EXP 02/20/202
G88950129
32
350000
SH
SOLE
0
350000
0
0
TOCAGEN INC
COM
888846102
40
60000
SH
Call
SOLE
0
60000
0
0
TRINE ACQUISITION CORP
COM CL A
89628U108
3455
350000
SH
SOLE
0
350000
0
0
TRINE ACQUISITION CORP
*W EXP 03/31/202
89628U116
138
175000
SH
SOLE
0
175000
0
0
TUSCAN HLDGS CORP II
UNIT 04/01/2026
90070A202
2010
200000
SH
SOLE
0
200000
0
0
TUSCAN HOLDINGS CORP
COM
90069K104
4900
500000
SH
SOLE
0
500000
0
0
VIRTUS INVT PARTNERS INC
COM
92828Q109
22964
207687
SH
SOLE
0
207687
0
0
ZAFGEN INC
COM
98885E103
1313
1776644
SH
SOLE
0
1776644
0
0