0001140361-15-041401.txt : 20151116 0001140361-15-041401.hdr.sgml : 20151116 20151116110756 ACCESSION NUMBER: 0001140361-15-041401 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151116 DATE AS OF CHANGE: 20151116 EFFECTIVENESS DATE: 20151116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MANGROVE PARTNERS CENTRAL INDEX KEY: 0001535392 IRS NUMBER: 980652572 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15348 FILM NUMBER: 151232511 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-897-9535 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001535392 XXXXXXXX 09-30-2015 09-30-2015 MANGROVE PARTNERS

645 MADISON AVENUE, 14TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-15348 N Ward T. Dietrich 212-897-9537 /s/ Ward T. Dietrich New York NY 11-16-2015 0 42 436220 false INFORMATION TABLE 2 form13fInfoTable.xml AMEDISYS INC COM 023436108 1534 40400 SH SOLE 40400 0 0 AMERCO COM 023586100 2401 6103 SH SOLE 6103 0 0 AMERICAN CAP LTD COM 02503Y103 14272 1173716 SH SOLE 1173716 0 0 AMERICAN CAP MTG INVT CORP COM 02504A104 17488 1186426 SH SOLE 1186426 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 6517 1319175 SH SOLE 1319175 0 0 APOLLO RESIDENTIAL MTG INC COM 03763V102 12870 1016569 SH SOLE 1016569 0 0 ASTA FDG INC COM 046220109 10142 1189037 SH SOLE 1189037 0 0 ATLANTIC PWR CORP COM NEW 04878Q863 11519 6192961 SH SOLE 6192961 0 0 BRIDGEPOINT ED INC COM 10807M105 13159 1726872 SH SOLE 1726872 0 0 CALAMOS ASSET MGMT INC CL A 12811R104 2670 281684 SH SOLE 281684 0 0 CAREER EDUCATION CORP COM 141665109 12310 3273886 SH SOLE 3273886 0 0 CHERRY HILL MTG INVT CORP COM 164651101 2469 162092 SH SOLE 162092 0 0 CLEAN ENERGY FUELS CORP COM 184499101 1102 244800 SH Put SOLE 244800 0 0 ECHOSTAR CORP CL A 278768106 20482 475991 SH SOLE 475991 0 0 EQUITY COMWLTH COM SH BEN INT 294628102 16344 600000 SH SOLE 600000 0 0 FIFTH STR ASSET MGMT INC CL A COM 31679P109 3718 497739 SH SOLE 497739 0 0 FIFTH STR SR FLOATNG RATE CO COM 31679F101 5333 610877 SH SOLE 610877 0 0 FIFTH STREET FINANCE CORP COM 31678A103 6093 987490 SH SOLE 987490 0 0 HATTERAS FINL CORP COM 41902R103 22687 1497500 SH SOLE 1497500 0 0 HUDSON CITY BANCORP COM 443683107 54174 5326806 SH SOLE 5326806 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 20113 1643259 SH SOLE 1643259 0 0 KLX INC COM 482539103 8926 249742 SH SOLE 249742 0 0 MEDLEY CAP CORP COM 58503F106 4581 615714 SH SOLE 615714 0 0 MEDLEY MGMT INC CL A COM 58503T106 4323 652980 SH SOLE 652980 0 0 NEWFIELD EXPL CO COM 651290108 12739 387200 SH SOLE 387200 0 0 NL INDS INC COM NEW 629156407 927 309933 SH SOLE 309933 0 0 OM ASSET MGMT PLC SHS G67506108 5238 339689 SH SOLE 339689 0 0 ORGANOVO HLDGS INC COM 68620A104 268 100000 SH SOLE 100000 0 0 PDC ENERGY INC COM 69327R101 8164 154000 SH SOLE 154000 0 0 PEABODY ENERGY CORP SDCV 4.750%12/1 704549AG9 766 7181 PRN SOLE 7181 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 5371 753321 SH SOLE 753321 0 0 PTC THERAPEUTICS INC COM 69366J200 959 35900 SH Put SOLE 35900 0 0 RPX CORP COM 74972G103 5706 415899 SH SOLE 415899 0 0 RYMAN HOSPITALITY PPTYS INC COM 78377T107 15011 304908 SH SOLE 304908 0 0 SOLARCITY CORP NOTE 2.750%11/0 83416TAA8 4626 5000 PRN SOLE 5000 0 0 STATE NATL COS INC COM 85711T305 12155 1300044 SH SOLE 1300044 0 0 STEEL PARTNERS HLDGS L P LTD PRTRSHIP U 85814R107 6990 422888 SH SOLE 422888 0 0 SUNCOKE ENERGY INC COM 86722A103 13890 1785313 SH SOLE 1785313 0 0 TELADOC INC COM 87918A105 3564 159900 SH SOLE 159900 0 0 TESLA MTRS INC NOTE 1.500% 6/0 88160RAA9 54949 27000 PRN SOLE 27000 0 0 TICC CAPITAL CORP COM 87244T109 4591 684250 SH SOLE 684250 0 0 WESTMORELAND COAL CO COM 960878106 5079 360503 SH SOLE 360503 0 0