<SEC-DOCUMENT>0001533964-11-000002.txt : 20111114 <SEC-HEADER>0001533964-11-000002.hdr.sgml : 20111111 <ACCEPTANCE-DATETIME>20111114100426 ACCESSION NUMBER: 0001533964-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu Financial LLC CENTRAL INDEX KEY: 0001533964 IRS NUMBER: 452298174 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14585 FILM NUMBER: 111198549 BUSINESS ADDRESS: STREET 1: 645 MADISON AVE. STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: 645 MADISON AVE. STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 </SEC-HEADER> <DOCUMENT> <TYPE>13F-HR <SEQUENCE>1 <FILENAME>SEC-Form-13F.20110930.txt <TEXT> UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Period Ended: %s Check here if Amendment [ ];Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this report: Name: Virtu Financial LLC Address: 645 Madison Ave. New York, NY 10022 13F File Number: 28-12744 Note: Virtu Financial LLC is filing as the parent company of Virtu Financial Capital Markets LLC (fka EWT, LLC) and Virtu Financial BD LLC. In the 3rd quarter of 2011, Virtu Financial LLC acquired former 13F filer, Madison Tyler Holdings LLC. The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this submission. Person signing this Report on Behalf of Reporting Manager: Name: Virtu Financial LLC By: Chris Concannon Title: Partner Phone: (212) 418-0116 Signature, Place, and Date of Signing: /s/ Chris Concannon New York, NY %s ------------------- --------------------------- -------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. <PAGE> FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: %s Form 13F Information Table Value Total: $%s (Thousands) List of Other Included Managers: Form 13F File Number Name 01 28-12743 Virtu Financial Capital Markets LLC 02 28-13648 Virtu Financial BD LLC <PAGE> <TABLE> FORM 13F INFORMATION TABLE <CAPTION> VALUE SHARES SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARES NONE ------------------------------------------------------------------------------------------------------------------------------ <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> AFLAC INC COM 001055102 424 12141 SH DEFINED 01 12141 ALCATEL-LUCENT SPONSORED ADR 013904305 10427 3684540 SH DEFINED 01 3684540 ALLSTATE CORP COM 020002101 268 11312 SH DEFINED 01 11312 AMAZON COM INC CALL 023135106 692 3200 SH CALL DEFINED 01 3200 AMAZON COM INC PUT 023135106 735 3400 SH PUT DEFINED 01 3400 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 320 14492 SH DEFINED 01 14492 AMERICAN EXPRESS CO COM 025816109 1026 22846 SH DEFINED 01 22846 AMERICAN INTL GROUP INC COM NEW 026874784 241 10976 SH DEFINED 01 10976 AMERIPRISE FINL INC COM 03076C106 218 5540 SH DEFINED 01 5540 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 16688 314987 SH DEFINED 01 314987 ANNALY CAP MGMT INC COM 035710409 369 22200 SH DEFINED 01 22200 AON CORP COM 037389103 316 7522 SH DEFINED 01 7522 APPLE INC COM 037833100 9283 24353 SH DEFINED 01 24353 APPLE INC CALL 037833100 343 900 SH CALL DEFINED 01 900 APPLE INC PUT 037833100 9758 25600 SH PUT DEFINED 01 25600 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 3934 247243 SH DEFINED 01 247243 ARM HLDGS PLC SPONSORED ADR 042068106 2718 106594 SH DEFINED 01 106594 AVALONBAY CMNTYS INC COM 053484101 362 3172 SH DEFINED 01 3172 AVIVA PLC ADR 05382A104 190 20324 SH DEFINED 01 20324 BT GROUP PLC ADR 05577E101 1722 64658 SH DEFINED 01 64658 BAIDU INC SPON ADR REP A 056752108 1530 14314 SH DEFINED 01 14314 BAIDU INC PUT 056752108 1582 14800 SH PUT DEFINED 01 14800 BANK OF AMERICA CORPORATION COM 060505104 1301 212589 SH DEFINED 01 212589 BANK OF NEW YORK MELLON CORP COM 064058100 327 17598 SH DEFINED 01 17598 BARCLAYS BK PLC ETN DJUBS COPR3 06739F101 822 20444 SH DEFINED 01 20444 BARCLAYS BANK PLC ETN DJUBS SGAR3 06739H214 566 6376 SH DEFINED 01 6376 BARCLAYS BANK PLC ETN DJUBSCOTTN3 06739H271 2780 45199 SH DEFINED 01 45199 BARCLAYS BK PLC IPTH S&P VIX NE 06740C261 329 6164 SH DEFINED 01 6164 BARCLAYS BK PLC CALL 06740C261 7093 132900 SH CALL DEFINED 01 132900 BARCLAYS BK PLC IPATH INVS&P ST 06740L592 794 26675 SH DEFINED 01 26675 BARRICK GOLD CORP COM 067901108 500 10713 SH DEFINED 01 10713 BERKSHIRE HATHAWAY INC DEL CL A 084670108 4165 39 SH DEFINED 01 39 BLACKROCK INC COM 09247X101 299 2022 SH DEFINED 01 2022 BOSTON PROPERTIES INC COM 101121101 424 4758 SH DEFINED 01 4758 CF INDS HLDGS INC PUT 125269100 259 2100 SH PUT DEFINED 01 2100 CME GROUP INC COM 12572Q105 404 1639 SH DEFINED 01 1639 CRH PLC ADR 12626K203 518 33416 SH DEFINED 01 33416 CAPITAL ONE FINL CORP COM 14040H105 400 10085 SH DEFINED 01 10085 CARNIVAL PLC ADR 14365C103 1392 45217 SH DEFINED 01 45217 CELL THERAPEUTICS INC COM NO PAR NEW 150934602 69 65501 SH DEFINED 01 65501 CHIMERA INVT CORP COM 16934Q109 66 23700 SH DEFINED 01 23700 CHIPOTLE MEXICAN GRILL INC CALL 169656105 515 1700 SH CALL DEFINED 01 1700 CHUBB CORP COM 171232101 438 7295 SH DEFINED 01 7295 CITIGROUP INC CALL 172967424 1291 50400 SH CALL DEFINED 01 50400 CGG VERITAS SPONSORED ADR 204386106 3089 175336 SH DEFINED 01 175336 CREDIT SUISSE GROUP SPONSORED ADR 225401108 6851 261088 SH DEFINED 01 261088 CREDIT SUISSE NASSAU BRH VIX SHT TRM FT 22542D761 2080 23336 SH DEFINED 01 23336 CREDIT SUISSE NASSAU BRH INVRS VIX STERM 22542D795 251 45821 SH DEFINED 01 45821 CURRENCYSHS BRIT POUND STER BRIT POUND STE 23129S106 17950 116011 SH DEFINED 01 116011 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 9583 98700 SH DEFINED 01 98700 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 19037 174605 SH DEFINED 01 174605 CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 10158 107064 SH DEFINED 01 107064 CURRENCYSHARES EURO TR EURO SHS 23130C108 36746 275313 SH DEFINED 01 275313 CURRENCYSHARES EURO TR CALL 23130C108 8542 64000 SH CALL DEFINED 01 64000 CURRENCYSHARES EURO TR PUT 23130C108 8542 64000 SH PUT DEFINED 01 64000 DEUTSCHE BK AG LDN BRH PS GOLD SH ETN 25154H731 703 55767 SH DEFINED 01 55767 DEUTSCHE BK AG LDN BRH PS GOLD DS ETN 25154H756 1047 198246 SH DEFINED 01 198246 DEUTSCHE BK AG LONDON BRH PS CRD OIL ETN 25154K809 3921 52974 SH DEFINED 01 52974 DIAGEO P L C SPON ADR NEW 25243Q205 9127 120199 SH DEFINED 01 120199 DIREXION SHS ETF TR DLY SMCAP BEAR3 25459W110 6514 122865 SH DEFINED 01 122865 DIREXION SHS ETF TR CALL 25459W110 265 5000 SH CALL DEFINED 01 5000 DIREXION SHS ETF TR DLY FIN BEAR NE 25459W144 6489 98220 SH DEFINED 01 98220 DIREXION SHS ETF TR CALL 25459W144 667 10100 SH CALL DEFINED 01 10100 DIREXION SHS ETF TR DLY DEV MKT BEA 25459W169 591 12276 SH DEFINED 01 12276 DIREXION SHS ETF TR DLY GLD MIN BR 25459W235 3091 77828 SH DEFINED 01 77828 DIREXION SHS ETF TR DLY R/E BEAR3X 25459W334 590 40297 SH DEFINED 01 40297 DIREXION SHS ETF TR 20YR TRES BEAR 25459W532 1371 88593 SH DEFINED 01 88593 DIREXION SHS ETF TR 20YR TRES BULL 25459W540 2684 37272 SH DEFINED 01 37272 DIREXION SHS ETF TR LATN AM BEAR3X 25459W649 1277 45203 SH DEFINED 01 45203 DIREXION SHS ETF TR DLY R/E BULL3X 25459W755 972 24985 SH DEFINED 01 24985 DIREXION SHS ETF TR DLY LRG CAP BUL 25459W862 2405 51662 SH DEFINED 01 51662 DISCOVER FINL SVCS COM 254709108 283 12336 SH DEFINED 01 12336 ETFS PLATINUM TR SH BEN INT 26922V101 4423 29426 SH DEFINED 01 29426 ETFS PRECIOUS METALS BASKET PHYS PM BSKT 26922W109 6106 67441 SH DEFINED 01 67441 ETFS SILVER TR SILVER SHS 26922X107 2657 90012 SH DEFINED 01 90012 ETFS PALLADIUM TR SH BEN INT 26923A106 17494 291573 SH DEFINED 01 291573 ETFS WHITE METALS BASKET TR PHY WM BSK SHS 26923B104 859 17352 SH DEFINED 01 17352 ELAN PLC ADR 284131208 1193 113294 SH DEFINED 01 113294 EQUITY RESIDENTIAL SH BEN INT 29476L107 489 9437 SH DEFINED 01 9437 ETABLISSEMENTS DELHAIZE FRER SPONSORED ADR 29759W101 393 6732 SH DEFINED 01 6732 EXXON MOBIL CORP CALL 30231G102 588 8100 SH CALL DEFINED 01 8100 F5 NETWORKS INC COM 315616102 280 3934 SH DEFINED 01 3934 F5 NETWORKS INC PUT 315616102 298 4200 SH PUT DEFINED 01 4200 FIFTH THIRD BANCORP COM 316773100 110 10891 SH DEFINED 01 10891 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 4529 136982 SH DEFINED 01 136982 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 2146 73165 SH DEFINED 01 73165 FIRST TR NASDAQ100 TECH INDE SHS 337345102 1367 62922 SH DEFINED 01 62922 FIRST TR S&P REIT INDEX FD COM 33734G108 590 43478 SH DEFINED 01 43478 FIRST TR VALUE LINE DIVID IN SHS 33734H106 1130 78150 SH DEFINED 01 78150 FIRST TR ISE REVERE NAT GAS COM 33734J102 1406 88901 SH DEFINED 01 88901 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 565 22058 SH DEFINED 01 22058 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 3022 165398 SH DEFINED 01 165398 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 2147 117660 SH DEFINED 01 117660 FISERV INC COM 337738108 212 4179 SH DEFINED 01 4179 FRANCE TELECOM SPONSORED ADR 35177Q105 7769 474581 SH DEFINED 01 474581 FRANKLIN RES INC COM 354613101 352 3685 SH DEFINED 01 3685 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 3729 55221 SH DEFINED 01 55221 GENERAL GROWTH PPTYS INC NEW COM 370023103 258 21300 SH DEFINED 01 21300 GENWORTH FINL INC COM CL A 37247D106 59 10313 SH DEFINED 01 10313 GOLDCORP INC NEW COM 380956409 404 8849 SH DEFINED 01 8849 GOLDMAN SACHS GROUP INC COM 38141G104 287 3033 SH DEFINED 01 3033 GOLDMAN SACHS GROUP INC CALL 38141G104 889 9400 SH CALL DEFINED 01 9400 GOODRICH CORP COM 382388106 4051 33567 SH DEFINED 01 33567 GOODRICH CORP CALL 382388106 5032 41700 SH CALL DEFINED 01 41700 GOODRICH CORP PUT 382388106 9087 75300 SH PUT DEFINED 01 75300 GOOGLE INC PUT 38259P508 412 800 SH PUT DEFINED 01 800 GREEN MTN COFFEE ROASTERS IN CALL 393122106 1022 11000 SH CALL DEFINED 01 11000 HCP INC COM 40414L109 533 15190 SH DEFINED 01 15190 HSBC HLDGS PLC SPON ADR NEW 404280406 690 18145 SH DEFINED 01 18145 HEALTH CARE REIT INC COM 42217K106 281 6009 SH DEFINED 01 6009 HOST HOTELS & RESORTS INC COM 44107P104 231 21070 SH DEFINED 01 21070 HUDSON CITY BANCORP COM 443683107 58 10194 SH DEFINED 01 10194 HUNTINGTON BANCSHARES INC COM 446150104 89 18637 SH DEFINED 01 18637 ING GROEP N V SPONSORED ADR 456837103 464 65785 SH DEFINED 01 65785 INTERCONTINENTAL HTLS GRP PL SPONS ADR NEW 45857P301 2440 151757 SH DEFINED 01 151757 INTERCONTINENTALEXCHANGE INC COM 45865V100 220 1864 SH DEFINED 01 1864 ISHARES GOLD TRUST ISHARES 464285105 4067 256896 SH DEFINED 01 256896 ISHARES INC MSCI CDA INDEX 464286509 882 34598 SH DEFINED 01 34598 ISHARES INC MSCI SWITZERLD 464286749 892 41178 SH DEFINED 01 41178 ISHARES INC MSCI SWEDEN 464286756 2415 105027 SH DEFINED 01 105027 ISHARES INC MSCI NETHR INVE 464286814 2012 122729 SH DEFINED 01 122729 ISHARES INC MSCI JAPAN 464286848 255 27000 SH DEFINED 01 27000 ISHARES TR S&P 100 IDX FD 464287101 1636 31819 SH DEFINED 01 31819 ISHARES TR MSCI EMERG MKT 464287234 5568 158772 SH DEFINED 01 158772 ISHARES TR S&P LTN AM 40 464287390 3836 98664 SH DEFINED 01 98664 ISHARES TR MSCI EAFE INDEX 464287465 1954 40920 SH DEFINED 01 40920 ISHARES TR RUSSELL MIDCAP 464287499 233 2645 SH DEFINED 01 2645 ISHARES TR RUSSELL1000VAL 464287598 385 6805 SH DEFINED 01 6805 ISHARES TR S&P MC 400 GRW 464287606 603 6709 SH DEFINED 01 6709 ISHARES TR RUSSELL1000GRW 464287614 395 7509 SH DEFINED 01 7509 ISHARES TR RUSL 2000 VALU 464287630 2583 45296 SH DEFINED 01 45296 ISHARES TR RUSL 2000 GROW 464287648 2600 35388 SH DEFINED 01 35388 ISHARES TR RUSSELL 2000 464287655 35333 549937 SH DEFINED 01 549937 ISHARES TR S&P MIDCP VALU 464287705 580 8789 SH DEFINED 01 8789 ISHARES TR DJ US TELECOMM 464287713 903 44268 SH DEFINED 01 44268 ISHARES TR DJ US FINL SEC 464287788 2530 57341 SH DEFINED 01 57341 ISHARES TR DJ US BAS MATL 464287838 1764 31237 SH DEFINED 01 31237 ISHARES TR S&P SMLCP VALU 464287879 697 11771 SH DEFINED 01 11771 ISHARES TR S&P SMLCP GROW 464287887 681 10568 SH DEFINED 01 10568 ISHARES TR DJ OIL EQUIP 464288844 3906 90101 SH DEFINED 01 90101 ISHARES SILVER TRUST ISHARES 46428Q109 8554 295662 SH DEFINED 01 295662 ISHARES SILVER TRUST PUT 46428Q109 917 31700 SH PUT DEFINED 01 31700 JPMORGAN CHASE & CO COM 46625H100 1722 57165 SH DEFINED 01 57165 KEYCORP NEW COM 493267108 72 12079 SH DEFINED 01 12079 KIMCO RLTY CORP COM 49446R109 190 12672 SH DEFINED 01 12672 KINROSS GOLD CORP COM NO PAR 496902404 181 12273 SH DEFINED 01 12273 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 299 16671 SH DEFINED 01 16671 LAS VEGAS SANDS CORP COM 517834107 203 5300 SH DEFINED 01 5300 LAS VEGAS SANDS CORP PUT 517834107 211 5500 SH PUT DEFINED 01 5500 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 1230 588335 SH DEFINED 01 588335 LOEWS CORP COM 540424108 251 7273 SH DEFINED 01 7273 M & T BK CORP COM 55261F104 208 2982 SH DEFINED 01 2982 MACERICH CO COM 554382101 206 4840 SH DEFINED 01 4840 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 5099 92383 SH DEFINED 01 92383 MARSH & MCLENNAN COS INC COM 571748102 324 12208 SH DEFINED 01 12208 MASTERCARD INC CL A 57636Q104 892 2813 SH DEFINED 01 2813 METLIFE INC COM 59156R108 470 16770 SH DEFINED 01 16770 MORGAN STANLEY COM NEW 617446448 465 34418 SH DEFINED 01 34418 MOSAIC CO NEW PUT 61945C103 269 5500 SH PUT DEFINED 01 5500 NATIONAL GRID PLC SPON ADR NEW 636274300 2846 57387 SH DEFINED 01 57387 NETFLIX INC COM 64110L106 810 7155 SH DEFINED 01 7155 NETFLIX INC PUT 64110L106 1064 9400 SH PUT DEFINED 01 9400 NEW YORK CMNTY BANCORP INC COM 649445103 134 11282 SH DEFINED 01 11282 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 25006 242515 SH DEFINED 01 242515 OIL SVC HOLDRS TR PUT 678002106 21736 210800 SH PUT DEFINED 01 210800 OPENTABLE INC CALL 68372A104 460 10000 SH CALL DEFINED 01 10000 PNC FINL SVCS GROUP INC COM 693475105 242 5016 SH DEFINED 01 5016 PEARSON PLC SPONSORED ADR 705015105 868 49579 SH DEFINED 01 49579 POPULAR INC COM 733174106 40 26700 SH DEFINED 01 26700 PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 315 43487 SH DEFINED 01 43487 POTASH CORP SASK INC COM 73755L107 632 14615 SH DEFINED 01 14615 POTASH CORP SASK INC PUT 73755L107 635 14700 SH PUT DEFINED 01 14700 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 13281 252882 SH DEFINED 01 252882 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 2409 104539 SH DEFINED 01 104539 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 4150 152782 SH DEFINED 01 152782 PRICE T ROWE GROUP INC COM 74144T108 292 6112 SH DEFINED 01 6112 PRICELINE COM INC PUT 741503403 270 600 SH PUT DEFINED 01 600 PROGRESSIVE CORP OHIO COM 743315103 255 14349 SH DEFINED 01 14349 PROLOGIS INC COM 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DEFINED 01 31922 PROSHARES TR PSHS ULTSHT FIN 74347X146 2903 34404 SH DEFINED 01 34404 PROSHARES TR PSHS ULTSHRT QQ 74347X237 2087 38366 SH DEFINED 01 38366 PROSHARES TR REAL EST NEW 74347X583 529 30359 SH DEFINED 01 30359 PROSHARES TR BASIC MAT NEW 74347X617 632 22399 SH DEFINED 01 22399 PROSHARES TR ULT R/EST NEW 74347X625 3566 87678 SH DEFINED 01 87678 PROSHARES TR ULTRA FNCLS NEW 74347X633 3046 82548 SH DEFINED 01 82548 PROSHARES TR ULT SH MDCP400 74347X682 1088 36067 SH DEFINED 01 36067 PROSHARES TR SHRT RUSSL2000 74347X690 523 19978 SH DEFINED 01 19978 PROSHARES TR ULTRAPRO QQQ 74347X831 372 6289 SH DEFINED 01 6289 PROSHARES TR SHRT 20+YR TRE 74347X849 532 16552 SH DEFINED 01 16552 PROSHARES TR ULT SHR S&P500 74347X856 1364 66850 SH DEFINED 01 66850 PROSHARES TR ULTRPRO S&P500 74347X864 1561 33929 SH DEFINED 01 33929 PROSHARES TR PSHS ULSHRUS200 74348A202 4200 71950 SH DEFINED 01 71950 PRUDENTIAL FINL INC COM 744320102 506 10807 SH DEFINED 01 10807 PRUDENTIAL PLC ADR 74435K204 1106 64852 SH DEFINED 01 64852 PUBLIC STORAGE COM 74460D109 508 4565 SH DEFINED 01 4565 REED ELSEVIER N V SPONS ADR NEW 758204200 555 25430 SH DEFINED 01 25430 REED ELSEVIER P L C SPONS ADR NEW 758205207 299 9841 SH DEFINED 01 9841 REGIONAL BK HOLDRS TR DEPOSITRY RCPT 75902E100 4351 69545 SH DEFINED 01 69545 REGIONS FINANCIAL CORP NEW COM 7591EP100 70 21169 SH DEFINED 01 21169 RESEARCH IN MOTION LTD CALL 760975102 696 34300 SH CALL DEFINED 01 34300 RESEARCH IN MOTION LTD PUT 760975102 276 13600 SH PUT DEFINED 01 13600 RIO TINTO PLC SPONSORED ADR 767204100 2545 57727 SH DEFINED 01 57727 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 OR 780097689 475 66614 SH DEFINED 01 66614 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 4782 77070 SH DEFINED 01 77070 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 815 13247 SH DEFINED 01 13247 RYDEX ETF TRUST INV S&P500 2X 78355W767 400 9704 SH DEFINED 01 9704 RYDEX ETF TRUST S&P 500 2X ETF 78355W783 1231 37857 SH DEFINED 01 37857 SLM CORP COM 78442P106 149 11945 SH DEFINED 01 11945 SPDR S&P 500 ETF TR CALL 78462F103 6055 53500 SH CALL DEFINED 01 53500 SPDR GOLD TRUST PUT 78463V107 1439 9100 SH PUT DEFINED 01 9100 SPDR SERIES TRUST KBW REGN BK ETF 78464A698 266 13772 SH DEFINED 01 13772 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 455 9854 SH DEFINED 01 9854 SPDR SERIES TRUST OILGAS EQUIP 78464A748 1566 55255 SH DEFINED 01 55255 SPDR SERIES TRUST S&P METALS MNG 78464A755 2883 64320 SH DEFINED 01 64320 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 850 7802 SH DEFINED 01 7802 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2092 14722 SH DEFINED 01 14722 SANOFI SPONSORED ADR 80105N105 704 21451 SH DEFINED 01 21451 SAP AG SPON ADR 803054204 4075 80505 SH DEFINED 01 80505 SCHWAB CHARLES CORP NEW COM 808513105 264 23400 SH DEFINED 01 23400 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 2472 84298 SH DEFINED 01 84298 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1172 36964 SH DEFINED 01 36964 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1139 38347 SH DEFINED 01 38347 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 5320 152359 SH DEFINED 01 152359 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 302 5149 SH DEFINED 01 5149 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 5367 453704 SH DEFINED 01 453704 SIEMENS A G SPONSORED ADR 826197501 15338 170825 SH DEFINED 01 170825 SIMON PPTY GROUP INC NEW COM 828806109 783 7116 SH DEFINED 01 7116 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 3178 71101 SH DEFINED 01 71101 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 286 20382 SH DEFINED 01 20382 STMICROELECTRONICS N V NY REGISTRY 861012102 3933 605021 SH DEFINED 01 605021 SYNGENTA AG SPONSORED ADR 87160A100 680 13103 SH DEFINED 01 13103 SYNOVUS FINL CORP COM 87161C105 12 11676 SH DEFINED 01 11676 TELECOM ITALIA S P A NEW SPON ADR ORD 87927Y102 1421 131479 SH DEFINED 01 131479 TELEFONICA S A SPONSORED ADR 879382208 3537 184991 SH DEFINED 01 184991 TENARIS S A SPONSORED ADR 88031M109 3736 146794 SH DEFINED 01 146794 THOMSON REUTERS CORP COM 884903105 262 9687 SH DEFINED 01 9687 TOTAL S A SPONSORED ADR 89151E109 6993 159412 SH DEFINED 01 159412 TRAVELERS COMPANIES INC COM 89417E109 413 8466 SH DEFINED 01 8466 UNILEVER PLC SPON ADR NEW 904767704 464 14868 SH DEFINED 01 14868 UNITED STS BRENT OIL FD LP UNIT 91167Q100 12043 178041 SH DEFINED 01 178041 UNITED STS GASOLINE FD LP UNITS 91201T102 3945 85865 SH DEFINED 01 85865 VANGUARD WORLD FDS MATERIALS ETF 92204A801 305 4736 SH DEFINED 01 4736 VENTAS INC COM 92276F100 417 8451 SH DEFINED 01 8451 VANGUARD INDEX FDS TOTAL STK MKT 922908769 38462 666824 SH DEFINED 01 666824 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 490 33661 SH DEFINED 01 33661 VISA INC COM CL A 92826C839 1189 13872 SH DEFINED 01 13872 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 3714 144780 SH DEFINED 01 144780 VORNADO RLTY TR SH BEN INT 929042109 433 5804 SH DEFINED 01 5804 WPP PLC ADR 92933H101 2999 65129 SH DEFINED 01 65129 WALTER ENERGY INC CALL 93317Q105 336 5600 SH CALL DEFINED 01 5600 WELLS FARGO & CO NEW COM 949746101 1641 68029 SH DEFINED 01 68029 WESTERN UN CO COM 959802109 256 16775 SH DEFINED 01 16775 WEYERHAEUSER CO COM 962166104 168 10829 SH DEFINED 01 10829 WYNN RESORTS LTD COM 983134107 892 7753 SH DEFINED 01 7753 WYNN RESORTS LTD PUT 983134107 921 8000 SH PUT DEFINED 01 8000 DEUTSCHE BANK AG CALL D18190898 928 26800 SH CALL DEFINED 01 26800 INVESCO LTD SHS G491BT108 164 10588 SH DEFINED 01 10588 SINA CORP ORD G81477104 952 13300 SH DEFINED 01 13300 SINA CORP PUT G81477104 952 13300 SH PUT DEFINED 01 13300 GOLAR LNG LTD BERMUDA SHS G9456A100 475 14938 SH DEFINED 01 14938 ACE LTD SHS H0023R105 472 7786 SH DEFINED 01 7786 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 271 8200 SH DEFINED 01 8200 SODASTREAM INTERNATIONAL LTD PUT M9068E105 297 9000 SH PUT DEFINED 01 9000 ASM INTL N V NY REGISTER SH N07045102 3795 153464 SH DEFINED 01 153464 ADVANCED MICRO DEVICES INC COM 007903107 260 51243 SH DEFINED 02 51243 ALTERA CORP COM 021441100 506 16039 SH DEFINED 02 16039 APPLIED MATLS INC COM 038222105 1024 98975 SH DEFINED 02 98975 B2B INTERNET HOLDRS TR DEPOSTRY RCPT 056033103 1936 2017700 SH DEFINED 02 2017700 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 1844 92968 SH DEFINED 02 92968 BARCLAYS BANK PLC ETN DJUBSCOTTN3 06739H271 878 14273 SH DEFINED 02 14273 BARCLAYS BK PLC IPTH S&P VIX NE 06740C261 721 13509 SH DEFINED 02 13509 BROADCOM CORP CL A 111320107 899 26997 SH DEFINED 02 26997 CHEVRON CORP NEW COM 166764100 691 7467 SH DEFINED 02 7467 CONOCOPHILLIPS COM 20825C104 278 4395 SH DEFINED 02 4395 CREDIT SUISSE NASSAU BRH INVRS VIX STERM 22542D795 705 128687 SH DEFINED 02 128687 CREDIT SUISSE NASSAU BRH ETN LKD 30MLP 22542D852 214 9735 SH DEFINED 02 9735 DEAN FOODS CO NEW COM 242370104 89 10090 SH DEFINED 02 10090 DEUTSCHE BK AG LDN BRH PS GOLD DS ETN 25154H756 11712 2218193 SH DEFINED 02 2218193 DIREXION SHS ETF TR DLY SMCAP BEAR3 25459W110 6732 126963 SH DEFINED 02 126963 DIREXION SHS ETF TR DLY SCOND 3XBR 25459W128 3660 41698 SH DEFINED 02 41698 DIREXION SHS ETF TR AIRLINE SHS 25459W185 2950 95157 SH DEFINED 02 95157 DIREXION SHS ETF TR DLY GLD MIN BR 25459W235 1720 43293 SH DEFINED 02 43293 DIREXION SHS ETF TR DLY GLD MIN BL 25459W250 3420 117458 SH DEFINED 02 117458 DIREXION SHS ETF TR DLY R/E BEAR3X 25459W334 176 12014 SH DEFINED 02 12014 DIREXION SHS ETF TR DLY EM BR3X NEW 25459W482 284 8656 SH DEFINED 02 8656 ENTERPRISE PRODS PARTNERS L COM 293792107 329 8197 SH DEFINED 02 8197 EXXON MOBIL CORP COM 30231G102 1043 14360 SH DEFINED 02 14360 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 1698 51360 SH DEFINED 02 51360 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 953 32481 SH DEFINED 02 32481 FIRST TR S&P REIT INDEX FD COM 33734G108 477 35114 SH DEFINED 02 35114 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 4044 224944 SH DEFINED 02 224944 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 1660 100207 SH DEFINED 02 100207 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 285 24184 SH DEFINED 02 24184 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 2048 79962 SH DEFINED 02 79962 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 3064 167683 SH DEFINED 02 167683 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 985 53992 SH DEFINED 02 53992 FIRST TR EXCHANGE TRADED FD ISE CLOUD COMP 33734X192 515 32290 SH DEFINED 02 32290 FIRST TR VALUE LINE 100 ETF COM SHS 33735G107 992 93536 SH DEFINED 02 93536 INTEL CORP COM 458140100 1334 62525 SH DEFINED 02 62525 ISHARES GOLD TRUST ISHARES 464285105 24378 1540002 SH DEFINED 02 1540002 ISHARES TR DJ SEL DIV INX 464287168 1150 23833 SH DEFINED 02 23833 ISHARES TR FTSE CHINA25 ID 464287184 1030 33408 SH DEFINED 02 33408 ISHARES TR TRANSP AVE IDX 464287192 2787 37037 SH DEFINED 02 37037 ISHARES TR MSCI EMERG MKT 464287234 4186 119349 SH DEFINED 02 119349 ISHARES TR BARCLYS 20+ YR 464287432 6923 57309 SH DEFINED 02 57309 ISHARES TR PHLX SOX SEMICN 464287523 325 7085 SH DEFINED 02 7085 ISHARES TR S&P NA MULTIMD 464287531 1312 52124 SH DEFINED 02 52124 ISHARES TR RUSSELL 2000 464287655 99589 1550030 SH DEFINED 02 1550030 ISHARES TR MRTG PLS CAP ID 464288539 629 50578 SH DEFINED 02 50578 ISHARES TR DJ HOME CONSTN 464288752 698 77947 SH DEFINED 02 77947 ISHARES TR DJ BROKER-DEAL 464288794 1274 64033 SH DEFINED 02 64033 ISHARES SILVER TRUST ISHARES 46428Q109 24235 837728 SH DEFINED 02 837728 KLA-TENCOR CORP COM 482480100 554 14476 SH DEFINED 02 14476 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 302 4420 SH DEFINED 02 4420 LAM RESEARCH CORP COM 512807108 389 10249 SH DEFINED 02 10249 LINEAR TECHNOLOGY CORP COM 535678106 523 18919 SH DEFINED 02 18919 MEMC ELECTR MATLS INC COM 552715104 96 18320 SH DEFINED 02 18320 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 247 4093 SH DEFINED 02 4093 MASTERCARD INC CL A 57636Q104 383 1207 SH DEFINED 02 1207 MICRON TECHNOLOGY INC COM 595112103 377 74852 SH DEFINED 02 74852 MORGAN STANLEY S&P500 CRD OIL 61760E390 970 50059 SH DEFINED 02 50059 MORGAN STANLEY CUSHNG MLP ETN 61760E846 652 44357 SH DEFINED 02 44357 NETLOGIC MICROSYSTEMS INC COM 64118B100 203 4227 SH DEFINED 02 4227 NVIDIA CORP COM 67066G104 409 32718 SH DEFINED 02 32718 OCCIDENTAL PETE CORP DEL COM 674599105 230 3222 SH DEFINED 02 3222 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 2572 24948 SH DEFINED 02 24948 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 228 3862 SH DEFINED 02 3862 POPULAR INC COM 733174106 16 10871 SH DEFINED 02 10871 POWERSHARES ETF TRUST DWA TECH LDRS 73935X153 1575 71725 SH DEFINED 02 71725 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 1345 89519 SH DEFINED 02 89519 POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 1707 104421 SH DEFINED 02 104421 POWERSHARES ETF TRUST DYN MEDIA PORT 73935X823 731 62196 SH DEFINED 02 62196 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 1420 52276 SH DEFINED 02 52276 POWERSHARES ETF TR II S&P SMCP HC PO 73937B886 1880 68092 SH DEFINED 02 68092 PROSHARES TR PSHS ULT S&P 50 74347R107 4829 125992 SH DEFINED 02 125992 PROSHARES TR PSHS ULTRUSS200 74347R842 875 32082 SH DEFINED 02 32082 PROSHARES TR II SHRT SILV NEW 74347W643 16049 939062 SH DEFINED 02 939062 PROSHARES TR II ULTSH DJ UBS CR 74347W668 2266 34733 SH DEFINED 02 34733 PROSHARES TR II ULTRASHRT NEW 74347W718 223 11607 SH DEFINED 02 11607 PROSHARES TR II ULTRA SILVER 74347W841 3585 34574 SH DEFINED 02 34574 PROSHARES TR II ULTRASHRT EURO 74347W882 2785 144454 SH DEFINED 02 144454 PROSHARES TR ULTSHT CHINA 25 74347X567 516 11368 SH DEFINED 02 11368 PROSHARES TR SHT MSCI NEW 74347X575 975 21011 SH DEFINED 02 21011 PROSHARES TR REAL EST NEW 74347X583 200 11503 SH DEFINED 02 11503 PROSHARES TR ULTRA FNCLS NEW 74347X633 1036 28074 SH DEFINED 02 28074 PROSHARES TR SHRT 20+YR TRE 74347X849 8135 253041 SH DEFINED 02 253041 PROSHARES TR ULT SHR S&P500 74347X856 7300 357667 SH DEFINED 02 357667 PROSHARES TR PSHS ULSHRUS200 74348A202 423 7243 SH DEFINED 02 7243 RETAIL HOLDRS TR DEP RCPT 76127U101 2079 20300 SH DEFINED 02 20300 SPDR SERIES TRUST KBW REGN BK ETF 78464A698 3892 201562 SH DEFINED 02 201562 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 2109 45626 SH DEFINED 02 45626 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 615 14378 SH DEFINED 02 14378 SPDR SERIES TRUST OILGAS EQUIP 78464A748 2046 72175 SH DEFINED 02 72175 SPDR SERIES TRUST S&P DIVID ETF 78464A763 673 13849 SH DEFINED 02 13849 SPDR SERIES TRUST S&P SEMICNDCTR 78464A862 1551 36582 SH DEFINED 02 36582 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 2271 170910 SH DEFINED 02 170910 SANDISK CORP COM 80004C101 554 13737 SH DEFINED 02 13737 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 15580 1317024 SH DEFINED 02 1317024 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1570 53732 SH DEFINED 02 53732 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 786 68793 SH DEFINED 02 68793 TERADYNE INC COM 880770102 165 14949 SH DEFINED 02 14949 TEXAS INSTRS INC COM 882508104 1302 48860 SH DEFINED 02 48860 TYSON FOODS INC CL A 902494103 187 10756 SH DEFINED 02 10756 VISA INC COM CL A 92826C839 522 6088 SH DEFINED 02 6088 XILINX INC COM 983919101 477 17382 SH DEFINED 02 17382 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 456 31356 SH DEFINED 02 31356 NXP SEMICONDUCTORS N V COM N6596X109 276 19519 SH DEFINED 02 19519 AVAGO TECHNOLOGIES LTD SHS Y0486S104 426 12991 SH DEFINED 02 12991 </TABLE> </TEXT> </DOCUMENT> </SEC-DOCUMENT>