UNITED STATES SECURITIES AND EXCHANGE COMMISSION | ||||||||||
Washington, D.C. 20549 | ||||||||||
(Exact name of registrant as specified in its charter) | ||||||||||||||
(State or other jurisdiction of | (Commission file number) | (I.R.S. Employer | ||||||||||||
incorporation or organization) | Identification Number) |
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices) | ||||||||||||||
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: | ||||||||||||||
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | ||||||||||||||
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | ||||||||||||||
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | ||||||||||||||
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | ||||||||||||||
Securities registered pursuant to Section 12(b) of the Act: | |||||||||||
Title of each class | Trading Symbol | Name of each exchange on which registered | |||||||||
Depositary Shares, each representing a 1/1,000th interest in a | |||||||||||
Depositary Shares, each representing a 1/1,000th interest in a | |||||||||||
1. | The election of directors to serve as Class II directors of the Company |
2. | The appointment of the Company's independent auditor PricewaterhouseCoopers LLP ("PwC") |
3. | The referral of the remuneration of PwC to the audit committee of the board of directors |
4. | The non-binding advisory vote to approve the compensation paid to the Company’s named executive officers |
1. | The nominees for election to the board of directors of the Company were elected, for the terms specified, based upon the following votes: |
Nominee | Term | For | Against | Abstain | Broker Non-Votes | |||||
Scott Kleinman | 2023 AGM | 148,992,947.54 | 8,561,440 | 74,408 | 7,098,664 | |||||
Lawrence Ruisi | 2023 AGM | 153,279,477.54 | 4,336,318 | 13,000 | 7,098,664 | |||||
Hope Taitz | 2023 AGM | 149,062,304.54 | 8,553,398 | 13,093 | 7,098,664 | |||||
Arthur Wrubel | 2023 AGM | 125,243,008.54 | 32,290,848 | 94,939 | 7,098,664 | |||||
Fehmi Zeko | 2023 AGM | 126,874,743.54 | 30,679,552 | 74,500 | 7,098,664 |
2. | The proposal to ratify the appointment of PwC, an independent registered public accounting firm, as the Company’s independent auditor to serve until the close of the Company’s next annual general meeting in 2021, was approved based on the following votes: |
3. | The proposal to refer the remuneration of PwC to the audit committee of the board of directors of the Company was approved based on the following votes: |
4. | The proposal requesting a non-binding advisory vote on the compensation of the Company's named executive officers received the following votes: |
ATHENE HOLDING LTD. | |
Date: June 3, 2020 | /s/ John L. Golden |
John L. Golden | |
Executive Vice President and General Counsel | |