FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 07/25/2011 |
3. Issuer Name and Ticker or Trading Symbol
CALLAWAY GOLF CO [ ELY ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 14,506 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (right to buy) | 01/29/2005(1) | 01/29/2012 | Common Stock | 10,000 | $16.56 | D | |
Non-Qualified Stock Option (right to buy) | 01/21/2006(1) | 01/21/2013 | Common Stock | 8,000 | $12.25 | D | |
Non-Qualified Stock Option (right to buy) | 01/30/2007(1) | 01/30/2014 | Common Stock | 50,000 | $17.91 | D | |
Non-Qualified Stock Option (right to buy) | 01/18/2008(1) | 01/18/2015 | Common Stock | 50,000 | $12.94 | D | |
Non-Qualified Stock Option (right to buy) | 01/27/2009(1) | 01/27/2016 | Common Stock | 15,839 | $15.04 | D | |
Non-Qualified Stock Option (right to buy) | 01/16/2010(1) | 01/16/2017 | Common Stock | 17,299 | $14.37 | D | |
Non-Qualified Stock Option (right to buy) | 01/14/2011(1) | 01/14/2018 | Common Stock | 16,738 | $14.92 | D | |
Non-Qualified Stock Option (right to buy) | (2) | 01/29/2019 | Common Stock | 56,283 | $7.85 | D | |
Non-Qualified Stock Option (right to buy) | (3) | 01/28/2020 | Common Stock | 23,458 | $7.53 | D | |
Non-Qualified Stock Option (right to buy) | (4) | 01/27/2021 | Common Stock | 34,010 | $7.51 | D | |
Restricted Stock Units | (5) | (5) | Common Stock | 17,605.9 | $0(6) | D | |
Phantom Stock Units | (7) | (7) | Common Stock | 38,729 | $0(8) | D |
Explanation of Responses: |
1. The option became exercisable on the date set forth above under "Date Exercisable". |
2. This stock option is scheduled to vest as follows: 18,762 shares on 01/29/2010; 18,761 shares on 01/29/2011; and 18,760 shares on 01/29/2012. |
3. This stock option is scheduled to vest as follows: 7,820 shares on 01/28/2011; 7,819 shares on 01/28/2012; and 7,819 shares on 01/28/2013. |
4. This stock option is scheduled to vest as follows: 11,337 shares on 01/27/2012; 11,337 shares on 01/27/2013; and 11,336 shares on 01/27/2014. |
5. The restricted stock units are scheduled to vest as follows: 8,680.11 restricted stock units are scheduled to vest on January 29, 2012 and 8,925.79 restricted stock units are scheduled to vest on January 28, 2013. |
6. Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting. |
7. The Phantom Stock Units are scheduled to vest as follows: 12,707 units on December 29, 2011; 12,706 units on December 29, 2012; and 13,316 units on January 27, 2014. |
8. Upon vesting, the recipient is entitled to a cash payment for each unit equal to the value on the vesting date of one share of the Company's Common Stock. |
/s/ Brian P. Lynch Attorney-in-Fact for Neil Howie under a Limited Power of Attorney dated July 25, 2011. | 07/27/2011 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |