EX-FILING FEES 2 pfloatexhibits-feetable.htm EX-FILING FEES Document


EXHIBIT (s)
Calculation of Filing Fee Tables

Form N-2
(Form Type)

Prospect Floating Rate and Alternative Income Fund, Inc.
(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered and Carry Forward Securities

Security TypeSecurity Class TitleFee Calculation or Carry Forward RuleAmount RegisteredProposed Maximum Offering Price Per UnitMaximum Aggregate Offering Price(2)Fee RateAmount of Registration FeeCarry Forward Form TypeCarry Forward File NumberCarry Forward Initial Effective DateFiling Fee Previously Paid in Connection with Unsold Securities to be Carried Forward
Newly Registered Securities
Fees to be paidEquityCommon Stock, par value $0.001 per share(1)Rule 457(o)--$300,000,0000.00011020$33,060----
Fees Previously Paid--------
Carry Forward Securities
Carry Forward Securities------------
Total Offering Amounts$300,000,000$33,060
Total Fees Previously Paid-
Total Fee Offset(3)(4)$33,060
Net Fee Due-

(1) The Registrant hereby offers up to a maximum amount of $300,000,000 of shares of Class S, Class D and Class I Common Stock (together, the “Common Stock”).
(2) Estimated pursuant to Rule 457(o) under the Securities Act of 1933, as amended (the “Securities Act”), solely for the purpose of determining the registration fee.
(3) Pursuant to Rule 457(p) under the Securities Act, the entire filing fee of $33,060 required in connection with this registration statement on Form N-2 is being offset against the filing fee associated with the unsold securities registered under the prior registration on Form N-2 (the “Prior Registration Statement”).
(4) The Prior Registration Statement (File No. 333-230251) was initially filed on March 13, 2019 by Triton Pacific Investment Corporation, Inc. and was withdrawn on February 19, 2021. The unsold aggregate offering amount from the Prior Registration Statement was $275,804,616.






Table 2: Fee Offset Claims and Sources


Registrant or Filer NameForm or Filing TypeFile NumberInitial Filing DateFiling DateFee Offset ClaimedSecurity Type Associated with Fee Offset ClaimedSecurity Title Associated with Fee Offset ClaimedUnsold Securities Associated with Fee Offset ClaimedUnsold Aggregate Offering Amount Associated with Fee Offset ClaimedFee Paid with Fee Offset Source
Rules 457(b) and 0-11(a)(2)
Fee Offset Claims-----------
Fee Offset Sources-----------
Rule 457(p)
Fee Offset Claims
Triton Pacific Investment Corporation, Inc.
Form N-2333-230251March 13, 2019$33,060EquityCommon Stock, $0.001 par value per share$275,804,616$275,804,616
Fee Offset Sources
Triton Pacific Investment Corporation, Inc.
Form N-2333-230251March 13, 2019$2,908.80
Triton Pacific Investment Corporation, Inc.Form N-2 333-206730September 2, 2015$1,162.00
Triton Pacific Investment Corporation, Inc.Form N-2333-174873June 14, 2011$34,830