0001521472-11-000001.txt : 20110524 0001521472-11-000001.hdr.sgml : 20110524 20110523183238 ACCESSION NUMBER: 0001521472-11-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20110524 DATE AS OF CHANGE: 20110523 EFFECTIVENESS DATE: 20110524 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALFund Excelsior 3 LLC CENTRAL INDEX KEY: 0001521472 IRS NUMBER: 452348248 STATE OF INCORPORATION: NE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-160236 FILM NUMBER: 11866354 BUSINESS ADDRESS: STREET 1: 500 ENERGY PLAZA STREET 2: 409 SOUTH 17TH STREET CITY: OMAHA STATE: NE ZIP: 68102 BUSINESS PHONE: 480 515 3698 MAIL ADDRESS: STREET 1: 17700 N PACESETTER WAY STREET 2: STE 104 CITY: SCOTTSDALE STATE: AZ ZIP: 85255 D 1 primary_doc.xml X0704 D LIVE 0001521472 ALFund Excelsior 3 LLC 500 ENERGY PLAZA 409 S 17th ST OMAHA NE NEBRASKA 68102 480 515 3698 NEBRASKA None None Limited Liability Company true 2011 n/a AMERICAN LEGAL FUND MANAGEMENT AZ LLC 17700 N PACESETTER WAY STE 104 SCOTTSDALE AZ ARIZONA 85255 Executive Officer MANAGER OF THE ISSUER C JEFFREY HUFF 17700 N PACESETTER WAY STE 104 SCOTTSDALE AZ ARIZONA 85255 Promoter ALAN PHILIP HALD 17700 N PACESETTER WAY STE 104 SCOTTSDALE AZ ARIZONA 85255 Promoter ALEXANDER KALIL CHUCRI 17700 N PACESETTER WAY STE 104 SCOTTSDALE AZ ARIZONA 85255 Promoter n/a ALANEX LLC 17700 N PACESETTER WAY STE 104 SCOTTSDALE AZ ARIZONA 85255 Promoter Other No Revenues 06 false true true true true false 100000 Wm H Murphy & Co.,Inc. 27274 None None 770 SOUTH POST OAK LANE STE 690 HOUSTON TX TEXAS 77056 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA IL ILLINOIS IA IOWA KS KANSAS MD MARYLAND MI MICHIGAN MS MISSISSIPPI MO MISSOURI NE NEBRASKA NV NEVADA NJ NEW JERSEY NY NEW YORK OH OHIO OR OREGON PA PENNSYLVANIA TX TEXAS UT UTAH VA VIRGINIA false ALAN P HALD 5638362 Wm H Murphy & Co.,Inc. 27274 17700 N PACESETTER WAY STE 104 SCOTTSDALE AZ ARIZONA 85255 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA IL ILLINOIS KS KANSAS MD MARYLAND MI MICHIGAN MS MISSISSIPPI MO MISSOURI NE NEBRASKA NV NEVADA NJ NEW JERSEY NY NEW YORK OH OHIO OR OREGON PA PENNSYLVANIA TX TEXAS UT UTAH VA VIRGINIA false ALEXANDER K CHUCRI 5637580 Wm H Murphy & Co.,Inc. 5638362 17700 N PACESETTER WAY STE 104 SCOTTSDALE AZ ARIZONA 85255 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA IL ILLINOIS IA IOWA MD MARYLAND MO MISSOURI NY NEW YORK OR OREGON TX TEXAS false 30000000 0 30000000 The Company, in its sole discretion, may close the Offering with less than 30,000,000 Units sold(at $1.00 per Unit) false 0 3450000 true 0 If 30M Units offered and sold by members of FINRA (Selling Group Members). A Selling Group Member is entitled to commission 8.5% of gross proceeds of subscriptions it delivers to Issuer. Wholesaler entitled to 3.0% of all subscriptions delivered to Issuer 2653500 true If 30M Unit Offering realized, est. amounts as detailed in Issuer's private placement memorandum:(i)annual reimbursement for operational expenses incurred by Manager & Alanex LLC; and(ii) commissions paid to wholesalers Chucri&Hald, FINRA registered reps false ALFund Excelsior 3 LLC ALAN P. HALD ALAN HALD MANAGER'S AUTHORIZED REPRESENTATIVE 2011-05-23