0001521422-12-000022.txt : 20121107 0001521422-12-000022.hdr.sgml : 20121107 20121107141909 ACCESSION NUMBER: 0001521422-12-000022 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121107 DATE AS OF CHANGE: 20121107 EFFECTIVENESS DATE: 20121107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fairpointe Capital LLC CENTRAL INDEX KEY: 0001521422 IRS NUMBER: 274469222 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14514 FILM NUMBER: 121186156 BUSINESS ADDRESS: STREET 1: ONE NORTH FRANKLIN STREET STREET 2: SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-477-3300 MAIL ADDRESS: STREET 1: ONE NORTH FRANKLIN STREET STREET 2: SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 fpc13f3q12.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Fairpointe Capital Address: 1 North Franklin Suite 3300 Chicago, IL 60606 13F File Number: 28-14514 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, "that all information contained herein is true, correct" and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tony Smith Title: Head Trader Phone: 312-477-3300 Signature, Place, and Date of Signing: Name of Filer Chicago, Illinois 60606 November 7, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 1 "Form 13F Information Table Value Total: $3,732,179,000 List of Other Included Managers: No. 13F File Number Name 1 28-12347 Aston Asset Management 2 28-14490 BNP Paribas Investment Partners S.A. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Akamai Technologies COM 00971t101 118840 3106120 SH Sole 3106120 3167 82784 SH Other 82784 Avon Products COM 054303102 496 31100 SH Sole 31100 Belo COM 080555105 59431 7590133 SH Sole 7590133 1305 166718 SH Other 166718 BorgWarner COM 099724106 58528 846888 SH Sole 846888 1128 16328 SH Other 16328 Boston Scientific COM 101137107 141846 24711772 SH Sole 24711772 2776 483576 SH Other 483576 Bunge Ltd. COM G16962105 27654 412440 SH Sole 412440 558 8322 SH Other 8322 CGG-Veritas COM 204386106 52046 1584338 SH Sole 1584338 1000 30446 SH Other 30446 Carnival Corp COM 143658300 308 8450 SH Sole 8450 Cenovus Energy COM 15135u109 244 7000 SH Sole 7000 Charles River Lab Intl COM 159864107 90810 2293191 SH Sole 2293191 1812 45761 SH Other 45761 Chicago Bridge & Iron COM 167250109 56989 1496171 SH Sole 1496171 1899 49846 SH Other 49846 Cincinnati Financial COM 172062101 65008 1716599 SH Sole 1716599 1360 35905 SH Other 35905 Con-way COM 205944101 75773 2768484 SH Sole 2768484 1549 56585 SH Other 56585 Cree, Inc. COM 225447101 72209 2831166 SH Sole 2831166 2094 82108 SH Other 82108 DeVry COM 251893103 69486 3053009 SH Sole 3053009 2163 95040 SH Other 95040 Denbury Resources COM 247916208 34162 2113986 SH Sole 2113986 656 40603 SH Other 40603 Discovery Communications COM 25470f302 319 5695 SH Sole 5695 Dolby Labs COM 25659T107 563 17200 SH Sole 17200 Eaton Vance COM 278265103 67516 2331361 SH Sole 2331361 1319 45530 SH Other 45530 FMC Corporation COM 302491303 61250 1105986 SH Sole 1105986 1218 22000 SH Other 22000 FMC Technologies COM 30249u101 90043 1944764 SH Sole 1944764 1770 38235 SH Other 38235 Forest Labs COM 345838106 99224 2786419 SH Sole 2786419 1988 55828 SH Other 55828 Gannett Company COM 364730101 137676 7756388 SH Sole 7756388 2770 156070 SH Other 156070 H&R Block COM 093671105 143920 8304660 SH Sole 8304660 3607 208123 SH Other 208123 Harris Corporation COM 413875105 75643 1476819 SH Sole 1476819 1474 28770 SH Other 28770 Hospira COM 441060100 106029 3230612 SH Sole 3230612 2876 87626 SH Other 87626 IBM COM 459200101 382 1841 SH Sole 1841 Interpublic Group COM 460690100 107832 9697133 SH Sole 9697133 2166 194821 SH Other 194821 Itron Inc. COM 465741106 118329 2743535 SH Sole 2743535 3115 72216 SH Other 72216 JP Morgan Chase COM 46625h100 239 5899 SH Sole 5899 Jabil Circuit COM 466313103 58015 3099082 SH Sole 3099082 1788 95495 SH Other 95495 Lear Corp COM 521865204 56299 1489785 SH Sole 1489785 1107 29291 SH Other 29291 Lexmark COM 529771107 106237 4774704 SH Sole 4774704 2050 92124 SH Other 92124 Liberty Interactive Corp COM 53071m104 457 24700 SH Sole 24700 ManpowerGroup COM 56418h100 69441 1886973 SH Sole 1886973 1321 35910 SH Other 35910 Mattel COM 577081102 57839 1630634 SH Sole 1630634 1196 33724 SH Other 33724 McGraw-Hill COM 580645109 97422 1784609 SH Sole 1784609 1967 36024 SH Other 36024 Mentor Graphics COM 587200106 8763 566104 SH Sole 566104 157 10161 SH Other 10161 Molex COM 608554101 58824 2238375 SH Sole 2238375 2112 80354 SH Other 80354 Molex Cl A COM 608554200 51160 2355439 SH Sole 2355439 Molson Coors Brewing COM 60871r209 93110 2066806 SH Sole 2066806 1851 41085 SH Other 41085 NVIDIA Corp COM 67066G104 67155 5034127 SH Sole 5034127 1274 95532 SH Other 95532 New York Times COM 650111107 139561 14299312 SH Sole 14299312 2764 283173 SH Other 283173 Northern Trust Corp COM 665859104 83581 1800723 SH Sole 1800723 1632 35160 SH Other 35160 Novartis COM 66987V109 423 6900 SH Sole 6900 Nuance Communications COM 67020y100 91316 3668799 SH Sole 3668799 1732 69572 SH Other 69572 Pepsico COM 713448108 481 6800 SH Sole 6800 Scholastic COM 807066105 51378 1616668 SH Sole 1616668 1092 34368 SH Other 34368 Sigma-Aldrich COM 826552101 82177 1141828 SH Sole 1141828 1667 23164 SH Other 23164 Southwest Airlines COM 844741108 102224 11656083 SH Sole 11656083 2019 230198 SH Other 230198 Staples, Inc COM 855030102 75725 6573376 SH Sole 6573376 1424 123621 SH Other 123621 Unilever PLC COM 904767704 493 13500 SH Sole 13500 Unisys Corporation COM 909214306 97123 4664895 SH Sole 4664895 1945 93420 SH Other 93420 VCA Antech COM 918194101 509 25800 SH Sole 25800 Varian Medical Systems COM 92220p105 95791 1588043 SH Sole 1588043 1927 31945 SH Other 31945 Werner Enterprises COM 950755108 91719 4293956 SH Sole 4293956 1705 79810 SH Other 79810 Zebra Technologies COM 989207105 82794 2208431 SH Sole 2208431 2403 64105 SH Other 64105 Aston/Fairpointe MidCap Fund 00078H315 242 7224 SH Sole 7224 Oakmark Fund 413838103 223 4563 SH Sole 4563