0001520309-21-000001.txt : 20210212
0001520309-21-000001.hdr.sgml : 20210212
20210211204103
ACCESSION NUMBER: 0001520309-21-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210212
DATE AS OF CHANGE: 20210211
EFFECTIVENESS DATE: 20210212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mizuho Securities Co. Ltd.
CENTRAL INDEX KEY: 0001520309
IRS NUMBER: 000000000
STATE OF INCORPORATION: M0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19142
FILM NUMBER: 21622092
BUSINESS ADDRESS:
STREET 1: OTEMACHI FIRST SQUARE, 1-5-1
STREET 2: OTEMACHI, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0004
BUSINESS PHONE: 81-35208-3210
MAIL ADDRESS:
STREET 1: OTEMACHI FIRST SQUARE, 1-5-1
STREET 2: OTEMACHI, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0004
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001520309
XXXXXXXX
12-31-2020
12-31-2020
Mizuho Securities Co. Ltd.
OTEMACHI FIRST SQUARE, 1-5-1
OTEMACHI, CHIYODA-KU
TOKYO
M0
100-0004
13F HOLDINGS REPORT
028-19142
N
Toru Udagawa
Director of Market Product Process Control Department
81-3-5208-3460
Toru Udagawa
Tokyo
M0
02-11-2021
0
171
509633
false
INFORMATION TABLE
2
InformationTable_20201231.xml
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
457476
1965695
SH
DFND
1965695
0
0
C4 THERAPEUTICS INC
COM STK
12529R107
5612
169392
SH
DFND
169392
0
0
JD.COM INC
SPON ADR CL A
47215P106
4896
55704
SH
DFND
55704
0
0
SQUARE INC
CL A
852234103
4864
22347
SH
DFND
22347
0
0
APPLE INC
COM
037833100
4605
34708
SH
DFND
34708
0
0
NVIDIA CORPORATION
COM
67066G104
4260
8157
SH
DFND
8157
0
0
SALESFORCE COM INC
COM
79466L302
3913
17586
SH
DFND
17586
0
0
AMAZON COM INC
COM
023135106
2897
890
SH
DFND
890
0
0
PAYPAL HLDGS INC
COM
70450Y103
1941
8290
SH
DFND
8290
0
0
TESLA INC
COM
88160R101
1891
2680
SH
DFND
2680
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
1308
12000
SH
DFND
12000
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
1201
13091
SH
DFND
13091
0
0
FACEBOOK INC
CL A
30303M102
1126
4121
SH
DFND
4121
0
0
MEDIROM HEALTHCARE TECH INC
SPONSORED ADS
58510H103
986
68500
SH
DFND
68500
0
0
NETEASE INC
SPONSORED ADS
64110W102
810
8460
SH
DFND
8460
0
0
NIKE INC
CL B
654106103
681
4812
SH
DFND
4812
0
0
NETFLIX INC
COM
64110L106
667
1233
SH
DFND
1233
0
0
VISA INC
COM CL A
92826C839
595
2718
SH
DFND
2718
0
0
BOEING CO
COM
097023105
591
2761
SH
DFND
2761
0
0
MICRON TECHNOLOGY INC
COM
595112103
484
6442
SH
DFND
6442
0
0
GRUBHUB INC
COM
400110102
408
5500
SH
DFND
5500
0
0
ARISTA NETWORKS INC
COM
040413106
384
1320
SH
DFND
1320
0
0
SONY CORP
SPONSORED ADR
835699307
374
3700
SH
DFND
3700
0
0
INTEL CORP
COM
458140100
371
7450
SH
DFND
7450
0
0
MICROSOFT CORP
COM
594918104
364
1638
SH
DFND
1638
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
330
1253
SH
DFND
1253
0
0
CISCO SYS INC
COM
17275R102
305
6821
SH
DFND
6821
0
0
CHUNGHWA TELECOM CO LTD
SPON ADR NEW11
17133Q502
300
7765
SH
DFND
7765
0
0
PALO ALTO NETWORKS INC
COM
697435105
298
838
SH
DFND
838
0
0
BIOGEN INC
COM
09062X103
269
1100
SH
DFND
1100
0
0
PFIZER INC
COM
717081103
246
6682
SH
DFND
6682
0
0
ALPHABET INC
CAP STK CL A
02079K305
239
137
SH
DFND
137
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
237
664
SH
DFND
664
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
234
1862
SH
DFND
1862
0
0
TAL EDUCATION GROUP
SPONSORED ADS
874080104
219
3060
SH
DFND
3060
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
203
249
SH
DFND
249
0
0
LG DISPLAY CO LTD
SPONS ADR REP
50186V102
193
22863
SH
DFND
22863
0
0
UNITED MICROELECTRONICS CORP
SPON ADR NEW
910873405
149
17730
SH
DFND
17730
0
0
TATA MTRS LTD
SPONSORED ADR
876568502
143
11350
SH
DFND
11350
0
0
ECOLAB INC
COM
278865100
195
900
SH
DFND
900
0
0
SHINHAN FINANCIAL GROUP CO L
SPN ADR RESTRD
824596100
193
6500
SH
DFND
6500
0
0
BROADCOM INC
COM
11135F101
193
440
SH
DFND
440
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
176
1140
SH
DFND
1140
0
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
157
1191
SH
DFND
1191
0
0
DISNEY WALT CO
COM
254687106
156
863
SH
DFND
863
0
0
BALL CORP
COM
058498106
155
1660
SH
DFND
1660
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
137
275
SH
DFND
275
0
0
CATERPILLAR INC
COM
149123101
135
740
SH
DFND
740
0
0
HOME DEPOT INC
COM
437076102
119
450
SH
DFND
450
0
0
JPMORGAN CHASE & CO
COM
46625H100
118
931
SH
DFND
931
0
0
POSCO
SPONSORED ADR
693483109
112
1800
SH
DFND
1800
0
0
BAIDU INC
SPON ADR REP A
056752108
108
500
SH
DFND
500
0
0
ORACLE CORP
COM
68389X105
97
1503
SH
DFND
1503
0
0
NEXTERA ENERGY INC
COM
65339F101
88
1140
SH
DFND
1140
0
0
PROCTER AND GAMBLE CO
COM
742718109
85
611
SH
DFND
611
0
0
ON SEMICONDUCTOR CORP
COM
682189105
84
2580
SH
DFND
2580
0
0
AT&T INC
COM
00206R102
75
2598
SH
DFND
2598
0
0
BOOKING HOLDINGS INC
COM
09857L108
73
33
SH
DFND
33
0
0
SPLUNK INC
COM
848637104
61
360
SH
DFND
360
0
0
FEDEX CORP
COM
31428X106
58
223
SH
DFND
223
0
0
ABIOMED INC
COM
003654100
45
140
SH
DFND
140
0
0
QUALCOMM INC
COM
747525103
42
274
SH
DFND
274
0
0
UBER TECHNOLOGIES INC
COM
90353T100
36
704
SH
DFND
704
0
0
ILLUMINA INC
COM
452327109
30
80
SH
DFND
80
0
0
WALMART INC
COM
931142103
28
193
SH
DFND
193
0
0
COCA COLA CO
COM
191216100
24
445
SH
DFND
445
0
0
BK OF AMERICA CORP
COM
060505104
24
777
SH
DFND
777
0
0
ASE TECHNOLOGY HLDG CO LTD
SPONSORED ADS
00215W100
23
3866
SH
DFND
3866
0
0
SERVICENOW INC
COM
81762P102
22
40
SH
DFND
40
0
0
VALE S A
SPONSORED ADS
91912E105
22
1300
SH
DFND
1300
0
0
CREE INC
COM
225447101
21
200
SH
DFND
200
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
20
87
SH
DFND
87
0
0
MCDONALDS CORP
COM
580135101
20
92
SH
DFND
92
0
0
JOHNSON & JOHNSON
COM
478160104
19
121
SH
DFND
121
0
0
TRAVELERS COMPANIES INC
COM
89417E109
16
112
SH
DFND
112
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
15
44
SH
DFND
44
0
0
XILINX INC
COM
983919101
14
100
SH
DFND
100
0
0
COMCAST CORP NEW
CL A
20030N101
12
237
SH
DFND
237
0
0
AUTODESK INC
COM
052769106
12
40
SH
DFND
40
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
12
206
SH
DFND
206
0
0
CITIGROUP INC
COM NEW
172967424
12
190
SH
DFND
190
0
0
TARGET CORP
COM
87612E106
12
66
SH
DFND
66
0
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189H607
11
73
SH
DFND
73
0
0
MERCK & CO. INC
COM
58933Y105
11
138
SH
DFND
138
0
0
ABBVIE INC
COM
00287Y109
11
103
SH
DFND
103
0
0
PEPSICO INC
COM
713448108
11
72
SH
DFND
72
0
0
TEXAS INSTRS INC
COM
882508104
10
62
SH
DFND
62
0
0
CHEVRON CORP NEW
COM
166764100
10
119
SH
DFND
119
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
10
246
SH
DFND
246
0
0
STARBUCKS CORP
COM
855244109
10
92
SH
DFND
92
0
0
COSTCO WHSL CORP NEW
COM
22160K105
10
26
SH
DFND
26
0
0
GENERAL ELECTRIC CO
COM
369604103
10
904
SH
DFND
904
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
9
357
SH
DFND
357
0
0
WELLS FARGO CO NEW
COM
949746101
9
306
SH
DFND
306
0
0
EXXON MOBIL CORP
COM
30231G102
9
220
SH
DFND
220
0
0
ROKU INC
COM CL A
77543R102
9
26
SH
DFND
26
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
8
137
SH
DFND
137
0
0
SLACK TECHNOLOGIES INC
COM CL A
83088V102
8
198
SH
DFND
198
0
0
DANAHER CORPORATION
COM
235851102
8
37
SH
DFND
37
0
0
PHILIP MORRIS INTL INC
COM
718172109
8
100
SH
DFND
100
0
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
8
39
SH
DFND
39
0
0
AMGEN INC
COM
031162100
8
35
SH
DFND
35
0
0
APPLIED MATLS INC
COM
038222105
8
90
SH
DFND
90
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
8
107
SH
DFND
107
0
0
AMERICAN EXPRESS CO
COM
025816109
7
62
SH
DFND
62
0
0
INTUIT
COM
461202103
7
19
SH
DFND
19
0
0
DOCUSIGN INC
COM
256163106
7
32
SH
DFND
32
0
0
RALPH LAUREN CORP
CL A
751212101
7
65
SH
DFND
65
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
7
72
SH
DFND
72
0
0
LYFT INC
CL A COM
55087P104
7
133
SH
DFND
133
0
0
ZOETIS INC
CL A
98978V103
6
39
SH
DFND
39
0
0
SNAP INC
CL A
83304A106
6
128
SH
DFND
128
0
0
MONDELEZ INTL INC
CL A
609207105
6
110
SH
DFND
110
0
0
3M CO
COM
88579Y101
6
37
SH
DFND
37
0
0
TAPESTRY INC
COM
876030107
6
204
SH
DFND
204
0
0
HP INC
COM
40434L105
6
257
SH
DFND
257
0
0
TWITTER INC
COM
90184L102
6
116
SH
DFND
116
0
0
LOCKHEED MARTIN CORP
COM
539830109
6
18
SH
DFND
18
0
0
ALTRIA GROUP INC
COM
02209S103
6
150
SH
DFND
150
0
0
ZYNGA INC
CL A
98986T108
6
619
SH
DFND
619
0
0
CLOUDFLARE INC
CL A COM
18915M107
6
79
SH
DFND
79
0
0
ARES CAPITAL CORP
COM
04010L103
6
353
SH
DFND
353
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
6
89
SH
DFND
89
0
0
LAUDER ESTEE COS INC
CL A
518439104
6
22
SH
DFND
22
0
0
COSTAR GROUP INC
COM
22160N109
6
6
SH
DFND
6
0
0
COGNEX CORP
COM
192422103
6
69
SH
DFND
69
0
0
PINTEREST INC
CL A
72352L106
6
84
SH
DFND
84
0
0
KRAFT HEINZ CO
COM
500754106
6
159
SH
DFND
159
0
0
MICROCHIP TECHNOLOGY INC.
COM
595017104
5
40
SH
DFND
40
0
0
GENERAL MTRS CO
COM
37045V100
5
131
SH
DFND
131
0
0
LULULEMON ATHLETICA INC
COM
550021109
5
15
SH
DFND
15
0
0
YUM BRANDS INC
COM
988498101
5
49
SH
DFND
49
0
0
CAMPBELL SOUP CO
COM
134429109
5
107
SH
DFND
107
0
0
DOW INC
COM
260557103
5
92
SH
DFND
92
0
0
AVALARA INC
COM
05338G106
5
31
SH
DFND
31
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
5
142
SH
DFND
142
0
0
OKTA INC
CL A
679295105
5
20
SH
DFND
20
0
0
XEROX HOLDINGS CORP
COM NEW
98421M106
5
215
SH
DFND
215
0
0
NORTHROP GRUMMAN CORP
COM
666807102
5
16
SH
DFND
16
0
0
DOMINOS PIZZA INC
COM
25754A201
5
13
SH
DFND
13
0
0
HERSHEY CO
COM
427866108
5
31
SH
DFND
31
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
5
25
SH
DFND
25
0
0
BEYOND MEAT INC
COM
08862E109
5
36
SH
DFND
36
0
0
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADS
606822104
4
999
SH
DFND
999
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
4
13
SH
DFND
13
0
0
SPDR GOLD TR
GOLD SHS
78463V107
4
23
SH
DFND
23
0
0
PELOTON INTERACTIVE INC
CL A COM
70614W100
4
26
SH
DFND
26
0
0
GAP INC
COM
364760108
4
194
SH
DFND
194
0
0
ISHARES INC
MSCI BRAZIL ETF
464286400
3
94
SH
DFND
94
0
0
MAIN STR CAP CORP
COM
56035L104
3
106
SH
DFND
106
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3
9
SH
DFND
9
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
3
62
SH
DFND
62
0
0
ISHARES TR
PFD AND INCM SEC
464288687
3
79
SH
DFND
79
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
3
35
SH
DFND
35
0
0
ISHARES TR
SHORT TREAS BD
464288679
3
27
SH
DFND
27
0
0
ISHARES TR
USD INV GRDE ETF
464288620
3
49
SH
DFND
49
0
0
ISHARES TR
20 YR TR BD ETF
464287432
3
19
SH
DFND
19
0
0
DIREXION SHS ETF TR
20YR TRES BULL
25459W540
3
85
SH
DFND
85
0
0
ISHARES TR
JPMORGAN USD EMG
464288281
3
26
SH
DFND
26
0
0
DIREXION SHS ETF TR
DAILY MSCI REAL
25460E141
3
268
SH
DFND
268
0
0
DIREXION SHS ETF TR
20YR TRES BEAR
25460G849
3
50
SH
DFND
50
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
3
8
SH
DFND
8
0
0
CNOOC LIMITED
SPONSORED ADR
126132109
3
29
SH
DFND
29
0
0
DIREXION SHS ETF TR
DLY R/E BULL3X
25459W755
2
193
SH
DFND
193
0
0
SHOPIFY INC
CL A
82509L107
2
2
SH
DFND
2
0
0
DIREXION SHS ETF TR
DAILY MSCI EMERG
25460E547
2
218
SH
DFND
218
0
0
DIREXION SHS ETF TR
DRX S&P500BULL
25459W862
2
27
SH
DFND
27
0
0
GILEAD SCIENCES INC
COM
375558103
2
30
SH
DFND
30
0
0
ISHARES TR
MSCI USA ESG SLC
464288802
1
18
SH
DFND
18
0
0
DIREXION SHS ETF TR
DLY EMG MK BL 3X
25490K281
1
10
SH
DFND
10
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
1
20
SH
DFND
20
0
0