General Counsel and Chief Compliance Officer

0001519418-15-000014.txt : 20151113 0001519418-15-000014.hdr.sgml : 20151113 20151113162705 ACCESSION NUMBER: 0001519418-15-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151113 DATE AS OF CHANGE: 20151113 EFFECTIVENESS DATE: 20151113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Horizon Kinetics LLC CENTRAL INDEX KEY: 0001519418 IRS NUMBER: 450642972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14519 FILM NUMBER: 151229466 BUSINESS ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 646-495-7347 MAIL ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001519418 XXXXXXXX 09-30-2015 09-30-2015 Horizon Kinetics LLC

470 PARK AVENUE SOUTH 4TH FLOOR SOUTH NEW YORK NY 10016

13F HOLDINGS REPORT 028-14519 N Jay Kesslen General Counsel and Chief Compliance Officer 9147036904 Jay Kesslen New York NY 11-13-2015 3 728 5512374 false 1 0001056823 028-06986 HORIZON ASSET MANAGEMENT LLC 2 0001011814 028-05163 KINETICS ASSET MANAGEMENT LLC 3 0001527271 028-14521 Kinetics Advisers, LLC INFORMATION TABLE 2 form13fhr-infoTable.xml FORM 13F-HR 3Q15 INFO TABLE 3M CO COM 88579Y101 210 1482 SH DFND 1 1482 0 0 A T & T INC COM 00206R102 241 7407 SH DFND 1 7407 0 0 ABBOTT LABS COM 002824100 865 21503 SH DFND 1 21503 0 0 ABBVIE INC COM 00287Y109 1149 21121 SH DFND 1 21121 0 0 ABBVIE INC COM 00287Y109 762 14000 SH DFND 2 14000 0 0 AFFYMETRIX INC COM 00826T108 888 104000 SH DFND 2 104000 0 0 AIR LEASE CORP CL A 00912X302 663 21448 SH DFND 1 21448 0 0 AIRGAS INC COM 009363102 682 7637 SH DFND 1 7637 0 0 AKORN INC COM 009728106 538 18866 SH DFND 1 18866 0 0 ALBANY MOLECULAR RESH INC COM 012423109 976 56000 SH DFND 2 56000 0 0 ALKERMES PLC COM G01767105 1467 25000 SH DFND 2 25000 0 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BRICK PARTNERS INC COM 392709101 275 25434 SH DFND 3 25434 0 0 GREENLIGHT CAPITAL RE LTD CL A G4095J109 3161 141863 SH DFND 1 141863 0 0 GREENLIGHT CAPITAL RE LTD CL A G4095J109 943 42306 SH DFND 2 42306 0 0 GUGGENHEIM S&P 500 EQUAL WEIGHT ETF COM 78355W106 1333 18119 SH DFND 1 18119 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG SPINOFF ETF 18383M605 245 6414 SH DFND 1 6414 0 0 HALOZYME THERAPEUTICS INC COM 40637H109 543 40441 SH DFND 1 40441 0 0 HALYARD HEALTH INC COM 40650V100 1030 36230 SH DFND 1 36230 0 0 HARRIS CORP DEL COM 413875105 1337 18283 SH DFND 1 18283 0 0 HEARTLAND EXPRESS INC COM 422347104 689 34538 SH DFND 1 34538 0 0 HEICO CORP NEW CL A 422806208 5377 118400 SH DFND 2 118400 0 0 HEICO CORP NEW CL A 422806208 3177 69967 SH DFND 1 69967 0 0 HEICO CORP NEW CL A 422806208 102 2250 SH DFND 3 2250 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 2322 138821 SH DFND 1 138821 0 0 HESS CORP COM 42809H107 690 13780 SH DFND 1 13780 0 0 HILLTOP HOLDINGS INC COM 432748101 701 35402 SH DFND 1 35402 0 0 HOLOGIC INC COM 436440101 667 17042 SH DFND 1 17042 0 0 HONEYWELL INTL INC COM 438516106 880 9290 SH DFND 1 9290 0 0 HOST HOTELS & RESORTS INC COM 44107P104 694 43918 SH DFND 1 43918 0 0 HOWARD HUGHES CORP COM 44267D107 277473 2418279 SH DFND 1 2418279 0 0 HOWARD HUGHES CORP COM 44267D107 224031 1952513 SH DFND 2 1952513 0 0 HOWARD HUGHES CORP COM 44267D107 6482 56489 SH DFND 3 56489 0 0 HRG GROUP INC COM 40434J100 783 66771 SH DFND 1 66771 0 0 HRG GROUP INC COM 40434J100 2 200 SH DFND 2 200 0 0 HUNTSMAN CORP COM 447011107 464 47916 SH DFND 1 47916 0 0 HYATT HOTELS CORP COM CL A 448579102 681 14458 SH DFND 1 14458 0 0 IAC INTERACTIVECORP COM PAR $.001 COM 44919P508 29030 444770 SH DFND 2 444770 0 0 IAC INTERACTIVECORP COM PAR $.001 COM 44919P508 2041 31273 SH DFND 1 31273 0 0 ICAHN ENTERPRISES LP DEP UNIT 451100101 134263 2003325 SH DFND 2 2003325 0 0 ICAHN ENTERPRISES LP DEP UNIT 451100101 112328 1676044 SH DFND 1 1676044 0 0 ICAHN ENTERPRISES LP DEP UNIT 451100101 7092 105822 SH DFND 3 105822 0 0 ILLINOIS TOOL WORKS INC COM 452308109 697 8464 SH DFND 1 8464 0 0 INTER PARFUMS INC COM 458334109 3330 134217 SH DFND 1 134217 0 0 INTER PARFUMS INC COM 458334109 2652 106900 SH DFND 2 106900 0 0 INTER PARFUMS INC COM 458334109 5 200 SH DFND 3 200 0 0 INTERCONTINENTAL EXCHANGE INC COM 45866F104 1957 8329 SH DFND 1 8329 0 0 INTERCONTINENTAL EXCHANGE INC COM 45866F104 705 3000 SH DFND 2 3000 0 0 INTERNATIONAL SPEEDWAY CORP CL A 460335201 700 22065 SH DFND 1 22065 0 0 INTERNET INITIATIVE JAPAN IN SPONSORED ADR 46059T109 567 64261 SH DFND 1 64261 0 0 INTERNET INITIATIVE JAPAN IN SPONSORED ADR 46059T109 1 100 SH DFND 2 100 0 0 INTL FLAVORS & FRAGRANCES COM 459506101 480 4650 SH DFND 1 4650 0 0 INTUIT INC COM 461202103 721 8123 SH DFND 1 8123 0 0 INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST COM 46132X101 184 27218 SH DFND 1 27218 0 0 INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST COM 46132X101 122 18000 SH DFND 3 18000 0 0 INVESCO QUALITY MUNI INC TRS COM 46133G107 249 20509 SH DFND 1 20509 0 0 INVESCO DYNAMIC CR OPP FD COM 46132R104 1217 115182 SH DFND 1 115182 0 0 INVESCO SR INCOME TR COM 46131H107 1397 334133 SH DFND 1 334133 0 0 INVESCO SR INCOME TR COM 46131H107 93 22200 SH DFND 3 22200 0 0 INVESCO TR INVT GRADE NY MUN COM 46131T101 558 40458 SH DFND 1 40458 0 0 ISHARES TR CORE MSCI EAFE 46432F842 302 5720 SH DFND 1 5720 0 0 ISHARES MSCI JAPAN ETF 464286848 216 18900 SH DFND 1 18900 0 0 ISHARES TR 1-3 YR TR BD ETF 464287457 265 3120 SH DFND 1 3120 0 0 ISHARES 1-3 YR CR BD ETF 464288646 3585 34100 SH DFND 2 34100 0 0 ISHARES 1-3 YR CR BD ETF 464288646 21 200 SH DFND 1 200 0 0 ISHARES SHRT TRS BD ETF 464288679 1034 9373 SH DFND 1 9373 0 0 ISIS PHARMACEUTICALS INC COM 464330109 687 17000 SH DFND 2 17000 0 0 JARDEN CORP COM 471109108 138202 2827365 SH DFND 1 2827365 0 0 JARDEN CORP COM 471109108 55158 1128435 SH DFND 2 1128435 0 0 JOHNSON & JOHNSON COM 478160104 1417 15179 SH DFND 1 15179 0 0 JOHNSON & JOHNSON COM 478160104 1400 15000 SH DFND 2 15000 0 0 JOURNAL MEDIA GROUP INC COM 48114A109 282 37538 SH DFND 1 37538 0 0 JOURNAL MEDIA GROUP INC COM 48114A109 145 19375 SH DFND 2 19375 0 0 KIMBERLY CLARK CORP COM 494368103 380 3484 SH DFND 1 3484 0 0 KLA-TENCOR CORP COM 482480100 775 15500 SH DFND 1 15500 0 0 KRAFT HEINZ CO COM 500754106 4278 60613 SH DFND 1 60613 0 0 L BRANDS INC COM 501797104 86005 954234 SH DFND 1 954234 0 0 L BRANDS INC COM 501797104 20884 231714 SH DFND 2 231714 0 0 LADENBURG THALMAN FIN SVCS I COM 50575Q102 65 30700 SH DFND 1 30700 0 0 LADENBURG THALMAN FIN SVCS I COM 50575Q102 51 24000 SH DFND 2 24000 0 0 LANCASTER COLONY CORP COM 513847103 691 7085 SH DFND 1 7085 0 0 LANDS END INC NEW COM 51509F105 3192 118164 SH DFND 2 118164 0 0 LANDS END INC NEW COM 51509F105 763 28244 SH DFND 1 28244 0 0 LAS VEGAS SANDS CORP COM 517834107 20818 548272 SH DFND 2 548272 0 0 LAS VEGAS SANDS CORP COM 517834107 3427 90246 SH DFND 1 90246 0 0 LAUDER ESTEE COS INC CL A 518439104 736 9120 SH DFND 1 9120 0 0 LEGGETT & PLATT INC COM 524660107 985 23879 SH DFND 1 23879 0 0 LENDINGTREE INC NEW COM 52603B107 766 8233 SH DFND 2 8233 0 0 LENNAR CORP CL A 526057104 4227 87815 SH DFND 2 87815 0 0 LENNAR CORP CL A 526057104 1032 21432 SH DFND 1 21432 0 0 LEUCADIA NATIONAL CORP COM 527288104 19675 971115 SH DFND 2 971115 0 0 LEUCADIA NATIONAL CORP COM 527288104 4546 224364 SH DFND 1 224364 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 24703 480237 SH DFND 1 480237 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 17080 332042 SH DFND 2 332042 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 828 16100 SH DFND 3 16100 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 59300 1158874 SH DFND 1 1158874 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 53345 1042514 SH DFND 2 1042514 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 1064 20800 SH DFND 3 20800 0 0 LIBERTY GLOBAL PLC LILAC SHS CL C G5480U153 701 20480 SH DFND 1 20480 0 0 LIBERTY GLOBAL PLC LILAC SHS CL C G5480U153 231 6740 SH DFND 2 6740 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 4102 100000 SH DFND 2 100000 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 682 16624 SH DFND 1 16624 0 0 LIBERTY INTERACTIVE CORP QVC GP COM SER A 53071M104 65579 2500135 SH DFND 2 2500135 0 0 LIBERTY INTERACTIVE CORP QVC GP COM SER A 53071M104 49533 1888428 SH DFND 1 1888428 0 0 LIBERTY MEDIA CORP DELAWARE CL A 531229102 57023 1596390 SH DFND 1 1596390 0 0 LIBERTY MEDIA CORP DELAWARE CL A 531229102 49015 1372211 SH DFND 2 1372211 0 0 LIBERTY MEDIA CORP DELAWARE CL A 531229102 2000 56000 SH DFND 3 56000 0 0 LIBERTY MEDIA CORP DELAWARE COM SER C 531229300 109375 3173961 SH DFND 1 3173961 0 0 LIBERTY MEDIA CORP DELAWARE COM SER C 531229300 102785 2982735 SH DFND 2 2982735 0 0 LIBERTY MEDIA CORP DELAWARE COM SER C 531229300 3153 91500 SH DFND 3 91500 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 17039 768552 SH DFND 2 768552 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 1688 76125 SH DFND 1 76125 0 0 LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 57825 1433079 SH DFND 2 1433079 0 0 LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 51959 1287718 SH DFND 1 1287718 0 0 LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 882 21861 SH DFND 3 21861 0 0 LILLY, ELI AND COMPANY COM 532457108 1925 23000 SH DFND 2 23000 0 0 LILLY, ELI AND COMPANY COM 532457108 623 7447 SH DFND 1 7447 0 0 LIONS GATE ENTMNT CORP COM NEW 535919203 820 22278 SH DFND 1 22278 0 0 LIVE NATION ENTERTAINMENT INC. COM 538034109 42882 1783795 SH DFND 2 1783795 0 0 LIVE NATION ENTERTAINMENT INC. COM 538034109 16684 694001 SH DFND 1 694001 0 0 LMP CORPORATE LN FD INC COM 50208B100 5626 547270 SH DFND 1 547270 0 0 LMP CORPORATE LN FD INC COM 50208B100 167 16200 SH DFND 3 16200 0 0 LMP CORPORATE LN FD INC COM 50208B100 123 12000 SH DFND 2 12000 0 0 LOEWS CORP COM 540424108 1741 48186 SH DFND 1 48186 0 0 LORAL SPACE & COMMUNICATNS I COM 543881106 1036 22000 SH DFND 2 22000 0 0 LORAL SPACE & COMMUNICATNS I COM 543881106 978 20780 SH DFND 1 20780 0 0 LORAL SPACE & COMMUNICATNS I COM 543881106 47 1000 SH DFND 3 1000 0 0 LSB INDS INC COM 502160104 18102 1181566 SH DFND 1 1181566 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 692 8302 SH DFND 1 8302 0 0 M & T BK CORP COM 55261F104 1935 15866 SH DFND 1 15866 0 0 MADISON SQUARE GARDEN CO CL A 55826P100 18472 256051 SH DFND 1 256051 0 0 MADISON SQUARE GARDEN CO CL A 55826P100 4913 68108 SH DFND 2 68108 0 0 MANAGED DURATION INVT GRD FUND COM 56165R103 802 60169 SH DFND 1 60169 0 0 MANITOWOC INC COM 563571108 1488 99232 SH DFND 1 99232 0 0 MANNKIND CORP COM 56400P201 700 217952 SH DFND 1 217952 0 0 MANTECH INTL CORP CL A 564563104 694 27000 SH DFND 2 27000 0 0 MARKEL CORP COM 570535104 17388 21685 SH DFND 2 21685 0 0 MARKEL CORP COM 570535104 4781 5962 SH DFND 1 5962 0 0 MARKET VECTORS ETF TR GAMING ETF COM 57060U829 341 11524 SH DFND 1 11524 0 0 MARKETAXESS HLDGS INC COM 57060D108 529 5700 SH DFND 2 5700 0 0 MARRIOTT INTL INC NEW CL A 571903202 711 10419 SH DFND 1 10419 0 0 MARRIOTT VACATIONS WRLDWDE C COM 57164Y107 768 11274 SH DFND 1 11274 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 720 79606 SH DFND 1 79606 0 0 MASCO CORP COM 574599106 302 12000 SH DFND 1 12000 0 0 MASTEC INC COM 576323109 642 40553 SH DFND 1 40553 0 0 MASTERCARD INC CL A 57636Q104 6514 72280 SH DFND 1 72280 0 0 MASTERCARD INC CL A 57636Q104 2668 29600 SH DFND 2 29600 0 0 MCDERMOTT INTL INC COM 580037109 56 13115 SH DFND 1 13115 0 0 MCDONALDS CORP COM 580135101 554 5626 SH DFND 1 5626 0 0 MCEWEN MNG INC COM 58039P107 237 270698 SH DFND 1 270698 0 0 MCEWEN MNG INC COM 58039P107 150 171693 SH DFND 2 171693 0 0 MCGRAW HILL COMPANIES INC COM 580645109 482 5572 SH DFND 1 5572 0 0 MEDALLION FINL CORP COM 583928106 743 98058 SH DFND 1 98058 0 0 MERCK & COMPANY COM 58933Y105 1347 27271 SH DFND 1 27271 0 0 MERCK & COMPANY COM 58933Y105 790 16000 SH DFND 2 16000 0 0 MERCURY GENL CORP NEW COM 589400100 702 13896 SH DFND 1 13896 0 0 MERRIMACK PHARMACEUTICALS IN COM 590328100 213 25000 SH DFND 2 25000 0 0 MFS CALIF MUN FD COM 59318C106 134 12215 SH DFND 1 12215 0 0 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 76 15962 SH DFND 1 15962 0 0 MGM RESORTS INTERNATIONAL COM 552953101 11572 627210 SH DFND 2 627210 0 0 MGM RESORTS INTERNATIONAL COM 552953101 44 2400 SH DFND 1 2400 0 0 MICROSOFT CORP COM 594918104 703 15885 SH DFND 1 15885 0 0 MOHAWK INDUSTRIES INC COM 608190104 647 3558 SH DFND 1 3558 0 0 MONDELEZ INTL INC COM 609207105 1713 40924 SH DFND 1 40924 0 0 MONSANTO CO NEW COM 61166W101 1036 12135 SH DFND 2 12135 0 0 MONSANTO CO NEW COM 61166W101 8 89 SH DFND 1 89 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 709 5243 SH DFND 1 5243 0 0 MONTGOMERY STR INCOME SECS I COM 614115103 483 27733 SH DFND 1 27733 0 0 MORNINGSTAR INC COM 617700109 693 8636 SH DFND 1 8636 0 0 MOVADO GROUP INC COM 624580106 1900 73550 SH DFND 1 73550 0 0 MOVADO GROUP INC COM 624580106 1237 47900 SH DFND 2 47900 0 0 MOVADO GROUP INC COM 624580106 26 1000 SH DFND 3 1000 0 0 MSC INDL DIRECT INC CL A 553530106 675 11062 SH DFND 1 11062 0 0 NASDAQ INC COM 631103108 508 9530 SH DFND 1 9530 0 0 NASDAQ INC COM 631103108 128 2400 SH DFND 2 2400 0 0 NATIONAL INSTRS CORP COM 636518102 709 25527 SH DFND 1 25527 0 0 NAVISTAR INTL CORP NEW COM 63934E108 600 47188 SH DFND 1 47188 0 0 NEUBERGER BERMAN INTER MUNI COM 64124P101 700 45923 SH DFND 1 45923 0 0 NEUBERGER BERMAN NY INT MUN COM 64124K102 233 17065 SH DFND 1 17065 0 0 NEW MEDIA INVT GROUP INC COM 64704V106 1238 80103 SH DFND 1 80103 0 0 NEWMARKET CORP COM 651587107 655 1835 SH DFND 1 1835 0 0 NEWS CORP NEW CL A 65249B109 702 55591 SH DFND 1 55591 0 0 NIKE INC CL B 654106103 840 6834 SH DFND 1 6834 0 0 NORDSTROM INC COM 655664100 686 9571 SH DFND 1 9571 0 0 NORFOLK SOUTHN CORP COM 655844108 453 5929 SH DFND 1 5929 0 0 NOVACOPPER INC COM 66988K102 14 37810 SH DFND 1 37810 0 0 NOVACOPPER INC COM 66988K102 0 666 SH DFND 2 666 0 0 NOVAGOLD RES INC COM NEW 66987E206 1066 295369 SH DFND 1 295369 0 0 NOVAGOLD RES INC COM NEW 66987E206 14 4000 SH DFND 2 4000 0 0 NOVARTIS AG SPONSORED ADR 66987V109 1655 18000 SH DFND 2 18000 0 0 NOVARTIS AG SPONSORED ADR 66987V109 988 10750 SH DFND 1 10750 0 0 NOVO-NORDISK A S ADR 670100205 425 7827 SH DFND 1 7827 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 677 41340 SH DFND 1 41340 0 0 NUVEEN AMT-FREE MUN FD COM 670657105 169 12954 SH DFND 1 12954 0 0 NUVEEN CREDIT STRATEGIES INCOME FUND COM 67073D102 129 16211 SH DFND 1 16211 0 0 NUVEEN DIV ADVANTAGE MUN FD COM 67070F100 150 11033 SH DFND 11033 0 0 NUVEEN DIVID ADVANTAGE MUN F COM 67066V101 1144 83115 SH DFND 1 83115 0 0 NUVEEN DIVID ADVANTAGE MUN F COM 67066V101 34 2500 SH DFND 3 2500 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 504 50107 SH DFND 1 50107 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 50 5000 SH DFND 3 5000 0 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 744 74769 SH DFND 1 74769 0 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 139 14000 SH DFND 3 14000 0 0 NUVEEN NY AMT FREE MUN INCOM COM 670656107 140 11154 SH DFND 11154 0 0 NUVEEN INVT QUALITY MUN FD I COM 67062E103 341 22988 SH DFND 1 22988 0 0 NUVEEN INVT QUALITY MUN FD I COM 67062E103 133 9000 SH DFND 3 9000 0 0 NUVEEN MUN HIGH INC OPP FD COM 670682103 144 10858 SH DFND 1 10858 0 0 NUVEEN MUN HIGH INC OPP FD COM 670682103 77 5811 SH DFND 3 5811 0 0 NUVEEN MUN MKT OPPORTUNITY F COM 67062W103 1236 94389 SH DFND 1 94389 0 0 NUVEEN MUN MKT OPPORTUNITY F COM 67062W103 105 8000 SH DFND 3 8000 0 0 NUVEEN NY DIVID ADVNTG MUN F COM 67066X107 969 72230 SH DFND 1 72230 0 0 NUVEEN NY DIVID ADVNTG MUN F COM 67066X107 64 4800 SH DFND 3 4800 0 0 NUVEEN PERFORM PLUS MUN FD COM 67062P108 4080 287762 SH DFND 1 287762 0 0 NUVEEN PERFORM PLUS MUN FD COM 67062P108 118 8300 SH DFND 3 8300 0 0 NUVEEN PREM INCOME MUN FD 4 COM 6706K4105 746 57198 SH DFND 1 57198 0 0 NUVEEN PREM INCOME MUN FD COM 67062T100 295 22038 SH DFND 1 22038 0 0 NUVEEN PREM INCOME MUN FD 2 COM 67063W102 316 23118 SH DFND 1 23118 0 0 NUVEEN PREMIER MUN INCOME FD COM 670988104 135 10343 SH DFND 1 10343 0 0 NUVEEN PREMIER MUN INCOME FD COM 670988104 30 2300 SH DFND 3 2300 0 0 NUVEEN QUALITY INCOME MUN FD COM 670977107 208 15400 SH DFND 1 15400 0 0 NUVEEN QUALITY PFD INCOME FD COM 67071S101 94 11921 SH DFND 1 11921 0 0 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 216 21500 SH DFND 1 21500 0 0 NUVEEN SR INCOME FD COM 67067Y104 1607 271982 SH DFND 1 271982 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 20313 410356 SH DFND 1 410356 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 5777 116700 SH DFND 2 116700 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 203 4100 SH DFND 3 4100 0 0 OCEANEERING INTL INC COM 675232102 651 16582 SH DFND 1 16582 0 0 OCEANEERING INTL INC COM 675232102 31 800 SH DFND 2 800 0 0 OCWEN FINL CORP COM NEW 675746309 702 104677 SH DFND 1 104677 0 0 OCWEN FINL CORP COM NEW 675746309 1 100 SH DFND 2 100 0 0 ONCONOVA THERAPEUTICS INC COM 68232V108 33 24000 SH DFND 2 24000 0 0 ONCOTHYREON INC COM 682324108 91 33333 SH DFND 2 33333 0 0 OPKO HEALTH INC COM 68375N103 720 85668 SH DFND 1 85668 0 0 OPKO HEALTH INC COM 68375N103 71 8450 SH DFND 8450 0 0 ORACLE CORP COM 68389X105 600 16603 SH DFND 1 16603 0 0 OSIRIS THERAPEUTICS INC NEW COM 68827R108 388 21000 SH DFND 2 21000 0 0 OVERSEAS SHIPHOLDING GROUP I COM CL B 69036R400 99 29298 SH DFND 1 29298 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 44 12000 SH DFND 2 12000 0 0 PAPA JOHNS INTL INC COM 698813102 695 10149 SH DFND 1 10149 0 0 PAR PETE CORP COM NEW 69888T207 8337 400228 SH DFND 1 400228 0 0 PAR PETE CORP COM NEW 69888T207 4169 200139 SH DFND 2 200139 0 0 PAR PETE CORP COM NEW 69888T207 217 10400 SH DFND 3 10400 0 0 PAYCHEX INC COM 704326107 730 15323 SH DFND 1 15323 0 0 PAYPAL HLDGS INC COM 70450Y103 4144 133503 SH DFND 1 133503 0 0 PAYPAL HLDGS INC COM 70450Y103 2235 72000 SH DFND 2 72000 0 0 PCM FUND INC COM 69323T101 3106 326928 SH DFND 1 326928 0 0 PCM FUND INC COM 69323T101 28 2900 SH DFND 2 2900 0 0 PEABODY ENERGY CORP 4.750% 12/15/41 NOTE 704549AG9 5 52000 PRN DFND 1 52000 0 0 PEGASYSTEMS INC COM 705573103 718 29195 SH DFND 1 29195 0 0 PENN NATL GAMING INC COM 707569109 695 41410 SH DFND 1 41410 0 0 PENN WEST PETROLEUM LTD COM 707887105 28 62462 SH DFND 1 62462 0 0 PENSKE AUTOMOTIVE GRP INC COM 70959W103 3433 70875 SH DFND 1 70875 0 0 PENSKE AUTOMOTIVE GRP INC COM 70959W103 1536 31700 SH DFND 2 31700 0 0 PEPSICO INC COM 713448108 1736 18411 SH DFND 1 18411 0 0 PERSHING GOLD CORP COM NEW 715302204 110 28810 SH DFND 1 28810 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 749 10746 SH DFND 1 10746 0 0 PFIZER INC COM 717081103 1445 46000 SH DFND 2 46000 0 0 PFIZER INC COM 717081103 620 19741 SH DFND 1 19741 0 0 PHILIP MORRIS INTL INC COM 718172109 2612 32930 SH DFND 1 32930 0 0 PIER 1 IMPORTS INC COM 720279108 100 14500 SH DFND 1 14500 0 0 PIMCO CORPORATE INCOME FD COM 72200U100 288 21925 SH DFND 1 21925 0 0 PIMCO CORPORATE INCOME FD COM 72200U100 39 2950 SH DFND 2950 0 0 PIMCO CORPORATE OPP FD COM 72201B101 315 23706 SH DFND 1 23706 0 0 PIMCO CORPORATE OPP FD COM 72201B101 1 100 SH DFND 3 100 0 0 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 2876 157406 SH DFND 1 157406 0 0 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 66 3600 SH DFND 3 3600 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 8911 309427 SH DFND 1 309427 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 3427 119000 SH DFND 2 119000 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 403 14000 SH DFND 3 14000 0 0 PIMCO ETF TR ENHAN SHRT MAT COM 72201R833 474 4700 SH DFND 2 4700 0 0 PIMCO ETF TR ENHAN SHRT MAT COM 72201R833 12 116 SH DFND 1 116 0 0 PIMCO INCOME OPPORTUNITY FD COM 72202B100 9629 421204 SH DFND 1 421204 0 0 PIMCO INCOME OPPORTUNITY FD COM 72202B100 367 16050 SH DFND 2 16050 0 0 PIMCO INCOME OPPORTUNITY FD COM 72202B100 229 10000 SH DFND 3 10000 0 0 PIMCO INCOME STRATEGY FUND COM 72201H108 5652 583915 SH DFND 1 583915 0 0 PIMCO INCOME STRATEGY FUND COM 72201H108 239 24700 SH DFND 3 24700 0 0 PIMCO INCOME STRATEGY FUND COM 72201H108 194 20000 SH DFND 2 20000 0 0 PIMCO INCOME STRATEGY FUND II COM 72201J104 11619 1314414 SH DFND 1 1314414 0 0 PIMCO INCOME STRATEGY FUND II COM 72201J104 239 27000 SH DFND 3 27000 0 0 PIMCO INCOME STRATEGY FUND II COM 72201J104 169 19100 SH DFND 2 19100 0 0 PIMCO MUN INCOME FD II COM 72200W106 195 16200 SH DFND 1 16200 0 0 PIMCO NY MUNICIPAL INCOME FD COM 72200T103 680 58668 SH DFND 1 58668 0 0 PIONEER FLOATING RATE TR COM 72369J102 837 73902 SH DFND 1 73902 0 0 PLATFORM SPECIALTY PRODS COR COM 72766Q105 55236 4366505 SH DFND 1 4366505 0 0 PLATFORM SPECIALTY PRODS COR COM 72766Q105 12769 1009440 SH DFND 2 1009440 0 0 PLATFORM SPECIALTY PRODS COR COM 72766Q105 665 52600 SH DFND 3 52600 0 0 POTASH CORP SASK INC COM 73755L107 359 17450 SH DFND 1 17450 0 0 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 369 8431 SH DFND 1 8431 0 0 PRESTIGE BRANDS HLDGS INC COM 74112D101 1658 36716 SH DFND 1 36716 0 0 PRICE T ROWE GROUP INC COM 74144T108 299 4300 SH DFND 1 4300 0 0 PRICESMART INC COM 741511109 686 8864 SH DFND 1 8864 0 0 PROCTER & GAMBLE COMPANY COM 742718109 493 6847 SH DFND 1 6847 0 0 PROGENICS PHARMACEUTICALS IN COM 743187106 384 67200 SH DFND 2 67200 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 194 16234 SH DFND 1 16234 0 0 QUANTUM CORP CONV 4.500% 11/15/17 NOTE 747906AJ4 419 500000 PRN DFND 2 500000 0 0 QUEST DIAGNOSTICS INC COM 74834L100 464 7550 SH DFND 1 7550 0 0 RACKSPACE HOSTING INC COM 750086100 596 24159 SH DFND 1 24159 0 0 RALPH LAUREN CORP CL A 751212101 755 6389 SH DFND 1 6389 0 0 RAYMOND JAMES FINANCIAL INC COM 754730109 703 14167 SH DFND 1 14167 0 0 RAYONIER ADVANCED MATLS INC COM 75508B104 127 20700 SH DFND 1 20700 0 0 RAYTHEON CO NEW COM 755111507 814 7450 SH DFND 1 7450 0 0 REAL IND INC COM 75601W104 141 16000 SH DFND 2 16000 0 0 REAL IND INC COM 75601W104 104 11787 SH DFND 1 11787 0 0 REAL IND INC COM 75601W104 13 1500 SH DFND 3 1500 0 0 REALPAGE INC COM 75606N109 671 40375 SH DFND 1 40375 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 9122 253945 SH DFND 2 253945 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 1288 35851 SH DFND 1 35851 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 2 57 SH DFND 3 57 0 0 REYNOLDS AMERN INC COM 761713106 758 17128 SH DFND 1 17128 0 0 ROCKWELL AUTOMATION INC COM 773903109 823 8113 SH DFND 1 8113 0 0 ROLLINS INC COM 775711104 677 25187 SH DFND 1 25187 0 0 ROUSE PPTYS INC COM 779287101 29265 1878394 SH DFND 2 1878394 0 0 ROUSE PPTYS INC COM 779287101 12214 783948 SH DFND 1 783948 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 1757 19720 SH DFND 1 19720 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 706 14896 SH DFND 1 14896 0 0 ROYAL GOLD INC 2.875% 06/15/19 NOTE 780287AA6 8398 8714000 PRN DFND 1 8714000 0 0 ROYAL GOLD INC 2.875% 06/15/19 NOTE 780287AA6 4109 4264000 PRN DFND 2 4264000 0 0 ROYAL GOLD INC COM 780287108 33637 715991 SH DFND 1 715991 0 0 RPC INC COM 749660106 604 68211 SH DFND 1 68211 0 0 SALESFORCE INC COM 79466L302 683 9839 SH DFND 1 9839 0 0 SANDSTORM GOLD LTD COM NEW 80013R206 5238 1961735 SH DFND 1 1961735 0 0 SANDSTORM GOLD LTD COM NEW 80013R206 33 12200 SH DFND 12200 0 0 SANOFI CONTGNT VAL RT RIGHT 80105N113 3 15538 SH DFND 2 15538 0 0 SANOFI CONTGNT VAL RT RIGHT 80105N113 0 402 SH DFND 1 402 0 0 SANOFI SPONSORED ADR 80105N105 1282 27000 SH DFND 2 27000 0 0 SCHLUMBERGER LTD COM 806857108 744 10789 SH DFND 1 10789 0 0 SCHWAB CHARLES CORP NEW COM 808513105 712 24919 SH DFND 1 24919 0 0 SCOTTS MIRACLE GRO CO CL A 810186106 705 11596 SH DFND 1 11596 0 0 SCRIPPS E W CO OHIO CL A 811054402 2014 114006 SH DFND 1 114006 0 0 SCRIPPS E W CO OHIO CL A 811054402 1343 76000 SH DFND 2 76000 0 0 SCRIPPS NETWORKS INTERACT IN CL A 811065101 2214 45000 SH DFND 2 45000 0 0 SCRIPPS NETWORKS INTERACT IN CL A 811065101 22 453 SH DFND 1 453 0 0 SEABOARD CORP DEL COM 811543107 308 100 SH DFND 2 100 0 0 SEABOARD CORP DEL COM 811543107 216 70 SH DFND 70 0 0 SEALED AIR CORP NEW COM 81211K100 1030 21975 SH DFND 1 21975 0 0 SEARS CDA INC COM 81234D109 8384 1283928 SH DFND 1 1283928 0 0 SEARS CDA INC COM 81234D109 7484 1146124 SH DFND 2 1146124 0 0 SEARS CDA INC COM 81234D109 139 21350 SH DFND 3 21350 0 0 SEARS HLDGS CORP COM 812350106 82312 3642109 SH DFND 1 3642109 0 0 SEARS HLDGS CORP COM 812350106 17311 765961 SH DFND 2 765961 0 0 SEARS HLDGS CORP COM 812350106 362 16000 SH DFND 3 16000 0 0 SEARS HLDGS CORP WTS EXP 12/15/19 *W EXP 12/15/201 812350155 12750 728568 SH DFND 1 728568 0 0 SEARS HLDGS CORP WTS EXP 12/15/19 *W EXP 12/15/201 812350155 3498 199897 SH DFND 2 199897 0 0 SEARS HLDGS CORP WTS EXP 12/15/19 *W EXP 12/15/201 812350155 362 20713 SH DFND 3 20713 0 0 SEARS HOMETOWN AND OUTLET ST COM 812362101 4768 595266 SH DFND 1 595266 0 0 SEARS HOMETOWN AND OUTLET ST COM 812362101 4266 532595 SH DFND 2 532595 0 0 SEARS HOMETOWN AND OUTLET ST COM 812362101 148 18495 SH DFND 3 18495 0 0 SERITAGE GROWTH PPTYS CL A 81752R100 639 17157 SH DFND 1 17157 0 0 SHIRE PHARMACEUTICALS GR PLC SPONSORED ADR 82481R106 1231 6000 SH DFND 2 6000 0 0 SIGMA ALDRICH CORP COM 826552101 2943 21186 SH DFND 1 21186 0 0 SILGAN HOLDINGS INC COM 827048109 709 13617 SH DFND 1 13617 0 0 SILVER WHEATON CORP COM 828336107 57102 4754517 SH DFND 1 4754517 0 0 SILVER WHEATON CORP COM 828336107 14 1200 SH DFND 2 1200 0 0 SIMON PPTY GROUP INC NEW COM 828806109 759 4132 SH DFND 1 4132 0 0 SOLARCITY CORP COM 83416T100 634 14851 SH DFND 1 14851 0 0 SONOCO PRODUCTS COM 835495102 896 23750 SH DFND 1 23750 0 0 SPDR SERIES TRUST BARC CAPTL ETF COM 78464A474 732 24000 SH DFND 2 24000 0 0 SPECIAL OPPORTUNITIES FD INC COM 84741T104 2138 151968 SH DFND 1 151968 0 0 SPECIAL OPPORTUNITIES FD INC COM 84741T104 584 41500 SH DFND 3 41500 0 0 SPECIAL OPPORTUNITIES FD INC COM 84741T104 363 25800 SH DFND 2 25800 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 680 9715 SH DFND 1 9715 0 0 STARBUCKS CORP COM 855244109 709 12467 SH DFND 1 12467 0 0 STARZ COM SER A 85571Q102 148163 3967936 SH DFND 1 3967936 0 0 STARZ COM SER A 85571Q102 79834 2138030 SH DFND 2 2138030 0 0 STARZ COM SER A 85571Q102 919 24600 SH DFND 3 24600 0 0 STRAIGHT PATH COMMUNICATNS I CL B 862578101 323 7995 SH DFND 1 7995 0 0 SUNCOR ENERGY INC NEW COM 867224107 815 30487 SH DFND 1 30487 0 0 SUNOCO LP COM U REP LP 86765K109 908 26818 SH DFND 1 26818 0 0 SYMANTEC CORP COM 871503108 974 50000 SH DFND 1 50000 0 0 SYNTA PHARMACEUTICALS CORP COM 87162T206 31 18000 SH DFND 2 18000 0 0 SYNTEL INC COM 87162H103 725 16009 SH DFND 1 16009 0 0 TAUBMAN CTRS INC COM 876664103 702 10158 SH DFND 1 10158 0 0 TEGNA INC COM 87901J105 1218 54400 SH DFND 1 54400 0 0 TELEFLEX INC COM 879369106 623 5017 SH DFND 1 5017 0 0 TELETECH HOLDINGS INC COM 879939106 709 26481 SH DFND 1 26481 0 0 TEMPLETON RUS AND EAST EUR F COM 88022F105 387 39723 SH DFND 1 39723 0 0 TEMPLETON RUS AND EAST EUR F COM 88022F105 296 30400 SH DFND 3 30400 0 0 TEMPLETON RUS AND EAST EUR F COM 88022F105 49 5000 SH DFND 2 5000 0 0 TESLA MTRS INC COM 88160R101 672 2704 SH DFND 1 2704 0 0 TEXAS PACIFIC LAND TRUST SUB SHARES CERT 882610108 133433 951391 SH DFND 2 951391 0 0 TEXAS PACIFIC LAND TRUST SUB SHARES CERT 882610108 83436 594909 SH DFND 1 594909 0 0 TEXAS PACIFIC LAND TRUST SUB SHARES CERT 882610108 7722 55060 SH DFND 3 55060 0 0 THIRD PT REINS LTD COM G8827U100 698 51894 SH DFND 1 51894 0 0 TIME INC NEW COM 887228104 448 23496 SH DFND 1 23496 0 0 TIME INC NEW COM 887228104 6 305 SH DFND 3 305 0 0 TIME WARNER INC COM NEW 887317303 6546 95218 SH DFND 1 95218 0 0 TIMKEN CO COM 887389104 681 24780 SH DFND 1 24780 0 0 TIMKENSTEEL CORP COM 887399103 622 61459 SH DFND 1 61459 0 0 TOOTSIE ROLL INDS INC COM 890516107 720 22996 SH DFND 1 22996 0 0 TRANSOCEAN LTD COM H8817H100 673 52054 SH DFND 1 52054 0 0 TRI POINTE GROUP INC COM 87265H109 53626 4096729 SH DFND 1 4096729 0 0 TRI POINTE GROUP INC COM 87265H109 31887 2435948 SH DFND 2 2435948 0 0 TRI POINTE GROUP INC COM 87265H109 97 7400 SH DFND 3 7400 0 0 TRIBUNE MEDIA CO CL A 896047503 2684 75401 SH DFND 2 75401 0 0 TRIBUNE MEDIA CO CL A 896047503 801 22490 SH DFND 1 22490 0 0 TRIMAS CORP COM NEW 896215209 196 12000 SH DFND 1 12000 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 760 28172 SH DFND 1 28172 0 0 UNDER ARMOUR INC CL A 904311107 670 6921 SH DFND 1 6921 0 0 UNION PACIFIC CORP COM 907818108 884 10000 SH DFND 1 10000 0 0 UNITED PARCEL SVC INC CL B 911312106 396 4017 SH DFND 1 4017 0 0 URBAN EDGE PPTYS COM 91704F104 975 45170 SH DFND 1 45170 0 0 URBAN OUTFITTERS INC COM 917047102 709 24120 SH DFND 1 24120 0 0 VALMONT INDS INC COM 920253101 292 3075 SH DFND 1 3075 0 0 VANGUARD WHITEHALL FDS INC HIGH DIVIDEND YLD 921946406 581 9266 SH DFND 1 9266 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 5613 68763 SH DFND 1 68763 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 228 1951 SH DFND 1 1951 0 0 VANGUARD INDEX FDS S&P 500 ETF SH 922908363 1422 8092 SH DFND 1 8092 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 723 6694 SH DFND 1 6694 0 0 VANGUARD INDEX FDS TOTAL STK MRK 922908769 990 10031 SH DFND 1 10031 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 11520 144523 SH DFND 1 144523 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2479 31100 SH DFND 2 31100 0 0 VERISK ANALYTICS INC CL A 92345Y106 562 7600 SH DFND 2 7600 0 0 VERIZON COMMUNICATIONS COM 92343V104 1324 30424 SH DFND 1 30424 0 0 VIACOM INC NEW CL B 92553P201 48113 1115026 SH DFND 1 1115026 0 0 VIACOM INC NEW CL B 92553P201 9534 220940 SH DFND 2 220940 0 0 VIASAT INC COM 92552V100 5081 79029 SH DFND 2 79029 0 0 VIASAT INC COM 92552V100 4282 66602 SH DFND 1 66602 0 0 VIASAT INC COM 92552V100 32 500 SH DFND 3 500 0 0 VICAL INC COM 925602104 39 84500 SH DFND 2 84500 0 0 VISA INC COM CL A 92826C839 12232 175600 SH DFND 2 175600 0 0 VISA INC COM CL A 92826C839 25 360 SH DFND 1 360 0 0 VISTA OUTDOOR INC COM 928377100 357 8036 SH DFND 1 8036 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 847 26675 SH DFND 1 26675 0 0 VORNADO RLTY TR SBI COM 929042109 1007 11134 SH DFND 1 11134 0 0 VOYA PRIME RATE TR SH BEN INT 92913A100 412 81487 SH DFND 1 81487 0 0 W & T OFFSHORE INC COM 92922P106 598 199236 SH DFND 1 199236 0 0 W P CAREY INC COM 92936U109 587 10150 SH DFND 1 10150 0 0 W P CAREY INC COM 92936U109 14 250 SH DFND 3 250 0 0 WEBMD HEALTH CORP CONV 2.500% 01/31/18 NOTE 94770VAF9 89 88000 PRN DFND 1 88000 0 0 WENDYS COMPANY COM 95058W100 88046 10178688 SH DFND 1 10178688 0 0 WENDYS COMPANY COM 95058W100 57005 6590221 SH DFND 2 6590221 0 0 WENDYS COMPANY COM 95058W100 2 200 SH DFND 3 200 0 0 WERNER ENTERPRISES INC COM 950755108 650 25913 SH DFND 1 25913 0 0 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 453 42912 SH DFND 1 42912 0 0 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 17 1600 SH DFND 2 1600 0 0 WESTERN ASSET HIGH INCM OPP COM 95766K109 371 79035 SH DFND 1 79035 0 0 WESTERN ASSET HIGH INCM OPP COM 95766K109 75 16000 SH DFND 3 16000 0 0 WESTERN ASSET MTG DEF OPPTY COM 95790B109 2654 106430 SH DFND 1 106430 0 0 WESTERN ASSET MTG DEF OPPTY COM 95790B109 486 19500 SH DFND 2 19500 0 0 WESTERN ASSETT MGD HI INCM F COM 95766L107 63 14200 SH DFND 1 14200 0 0 WESTERN ASSETT MGD HI INCM F COM 95766L107 36 8000 SH DFND 3 8000 0 0 WESTERN REFNG INC COM 959319104 732 16594 SH DFND 1 16594 0 0 WESTLAKE CHEM CORP COM 960413102 669 12887 SH DFND 1 12887 0 0 WESTROCK CO COM 96145D105 481 9360 SH DFND 1 9360 0 0 WHITE MOUNTAINS INSURANCE GROUP LTD COM G9618E107 643 860 SH DFND 1 860 0 0 WILLIAMS COS INC COM 969457100 10549 286271 SH DFND 1 286271 0 0 WISDOMTREE INVTS INC COM 97717P104 9016 558977 SH DFND 1 558977 0 0 WISDOMTREE INVTS INC COM 97717P104 141 8765 SH DFND 2 8765 0 0 WL ROSS HLDG CORP COM SHS 92939D104 424 40860 SH DFND 1 40860 0 0 WL ROSS HLDG CORP COM SHS 92939D104 10 1000 SH DFND 1000 0 0 WP GLIMCHER INC COM 92939N102 691 59221 SH DFND 1 59221 0 0 WPX ENERGY INC COM 98212B103 909 137284 SH DFND 1 137284 0 0 WPX ENERGY INC COM 98212B103 5 688 SH DFND 2 688 0 0 WSTRN ASSET/CLYMRE US TR INF COM 95766R104 1954 187912 SH DFND 1 187912 0 0 WSTRN ASSET/CLYMRE US TR INF COM 95766R104 23 2200 SH DFND 2 2200 0 0 WYNN RESORTS LTD COM 983134107 9668 182010 SH DFND 1 182010 0 0 WYNN RESORTS LTD COM 983134107 3273 61611 SH DFND 2 61611 0 0 XPO LOGISTICS INC COM 983793100 572 23991 SH DFND 1 23991 0 0 YAHOO INC COM 984332106 1446 50000 SH DFND 2 50000 0 0 YAHOO INC COM 984332106 670 23185 SH DFND 1 23185 0 0 AUTONATION INC COM 05329W102 399 7000 SH Put DFND 1 7000 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 148383 3063200 SH Call DFND 1 3063200 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 1932 167300 SH Put DFND 1 167300 0 0 HOWARD HUGHES CORP COM 44267D107 742 5600 SH Put DFND 1 5600 0 0 JARDEN CORP COM 471109108 700 14000 SH Put DFND 1 14000 0 0 PROSHARES TR II ULT VIX SHRT 74347W312 13855 568220 SH Put DFND 1 568220 0 0 PROSHARES TR II ULT VIX SHRT 74347W312 6396 93400 SH Call DFND 1 93400 0 0 SPDR S&P 500 ETF TR UNIT 78462F103 156023 844600 SH Put DFND 1 844600 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 235 11300 SH Put DFND 2 11300 0 0 DREAMWORKS ANIMATION SKG INC CL A 26153C103 223 25200 SH Put DFND 2 25200 0 0 PROSHARES TR II ULT VIX SHRT 74347W312 1036 54764 SH Put DFND 2 54764 0 0 SPDR S&P 500 ETF TR UNIT 78462F103 312928 1691500 SH Put DFND 2 1691500 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 13300 290000 SH Call DFND 3 290000 0 0 PROSHARES TR II ULT VIX SHRT 74347W312 685 38730 SH Put DFND 3 38730 0 0 PROSHARES TR II ULT VIX SHRT 74347W312 601 7560 SH Call DFND 3 1890 0 0 SPDR S&P 500 ETF TR UNIT 78462F103 11174 60400 SH Put DFND 3 60400 0 0