0001519418-14-000012.txt : 20140213 0001519418-14-000012.hdr.sgml : 20140213 20140213101817 ACCESSION NUMBER: 0001519418-14-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140213 EFFECTIVENESS DATE: 20140213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Horizon Kinetics LLC CENTRAL INDEX KEY: 0001519418 IRS NUMBER: 450642972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14519 FILM NUMBER: 14603529 BUSINESS ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 646-495-7347 MAIL ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001519418 XXXXXXXX 12-31-2013 12-31-2013 Horizon Kinetics LLC

470 PARK AVENUE SOUTH 4TH FLOOR SOUTH NEW YORK NY 10016

13F HOLDINGS REPORT 028-14519 N Jay Kesslen 914-703-6904 Jay Kesslen New York NY 02-13-2014 3 709 7923193 false 1 0001056823 028-06986 HORIZON ASSET MANAGEMENT LLC 2 0001011814 028-05163 KINETICS ASSET MANAGEMENT LLC 3 0001527271 028-14521 Kinetics Advisers, LLC INFORMATION TABLE 2 form13fhr-infoTable.xml INFORMATION TABLE A T & T INC COM 00206R102 227 6453 SH DFND 1 6453 0 0 ABBOTT LABS COM 002824100 828 21603 SH DFND 1 21603 0 0 ABBOTT LABS+A130 COM 002824100 498 13000 SH DFND 2 13000 0 0 ABBVIE INC COM COM 00287Y109 1124 21285 SH DFND 1 21285 0 0 ABBVIE INC COM COM 00287Y109 739 14000 SH DFND 2 14000 0 0 AFFYMETRIX INC COM 00826T108 891 104000 SH DFND 2 104000 0 0 AIR LEASE CORP CL A CL A 00912X302 23344 751106 SH DFND 1 751106 0 0 AIRGAS INC COM 009363102 537 4801 SH DFND 1 4801 0 0 ALBANY MOLECULAR RESH INC COM COM 012423109 564 56000 SH DFND 2 56000 0 0 ALEXANDERS INC COM 014752109 300 908 SH DFND 1 908 0 0 ALEXANDERS INC COM 014752109 462 1400 SH DFND 2 1400 0 0 ALKERMES PLC COM 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AMERICAN INTL GROUP INC WT EXP 011921 WT 026874156 3094 152800 SH DFND 3 152800 0 0 AMERICAN MUN INCOME PORTFOLI COM 027649102 485 37384 SH DFND 1 37384 0 0 AMERICAN MUN INCOME PORTFOLI COM 027649102 173 13300 SH DFND 3 13300 0 0 AMERICAN RAILCAR INDS INC COM 02916P103 6406 140026 SH DFND 140026 0 0 AMKOR TECHNOLOGY INC COM COM 031652100 560 91336 SH DFND 1 91336 0 0 AMTRUST FINANCIAL SERVICES ICOM COM 032359309 4175 127719 SH DFND 1 127719 0 0 AMTRUST FINANCIAL SERVICES ICOM COM 032359309 5786 177000 SH DFND 2 177000 0 0 ANALOG DEVICES INC COM 032654105 525 10305 SH DFND 1 10305 0 0 ANIXTER INTL INC COM COM 035290105 535 5958 SH DFND 1 5958 0 0 API TECHNOLOGIES CORP COM NEW COM 00187E203 235 69033 SH DFND 1 69033 0 0 APOLLO EDUCATION GROUP INC CL A CL A 037604105 540 19767 SH DFND 1 19767 0 0 APOLLO GLOBAL MGMT LLC CL A SHS CL A 037612306 1569 49631 SH DFND 49631 0 0 APPOLO INVT CORP SHS BEN INT BEN INT 03761U106 227 26800 SH DFND 1 26800 0 0 ARCELORMITTAL SA 5.000% 05/15/14 NOTE 03938LAK0 2530 2500000 PRN DFND 2 2500000 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 1056 24332 SH DFND 2 24332 0 0 ARENA PHARMACEUTICALS INC COM COM 040047102 263 45000 SH DFND 2 45000 0 0 ASCENT CAPITAL GROUP INC COM 043632108 11311 132200 SH DFND 1 132200 0 0 ASCENT CAPITAL GROUP INC COM 043632108 20744 242451 SH DFND 2 242451 0 0 ASCENT CAPITAL GROUP INC COM 043632108 811 9478 SH DFND 3 9478 0 0 ASTRAZENECA PLC SPONSORED ADR ADR 046353108 714 12020 SH DFND 12020 0 0 AURICO GOLD INC COM COM 05155C105 115 31500 SH DFND 1 31500 0 0 AUTONATION INC COM COM 05329W102 278888 5612562 SH DFND 5612562 0 0 AVENUE INCOME CR STRATEGIES COM COM 05358E106 239 13600 SH DFND 13600 0 0 AVON PRODS INC COM 054303102 548 31818 SH DFND 1 31818 0 0 BABCOCK & WILCOX CO NEW COM COM 05615F102 463 13531 SH DFND 1 13531 0 0 BANCO SANTANDER CENT HISPANO ADR ADR 05964H105 284 31357 SH DFND 1 31357 0 0 BANK AMER CORP COM 060505104 11521 739959 SH DFND 739959 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 1325 37917 SH DFND 1 37917 0 0 BARCLAYS BK PLC IPATH INVS&P STF COM 06740L592 1319 31000 SH DFND 1 31000 0 0 BARCLAYS BK PLC IPATH INVS&P STF COM 06740L592 11012 258800 SH DFND 1 258800 0 0 BARCLAYS BK PLC IPATH INVS&P STF COM 06740L592 2025 47600 SH DFND 3 47600 0 0 BARCLAYS BK PLC IPATH S&P COM 06742E901 18556 436100 SH Call DFND 1 436100 0 0 BARCLAYS BK PLC IPATH S&P COM 06742E951 14403 338500 SH Put DFND 1 338500 0 0 BARCLAYS BK PLC IPATH S&P COM 06742E951 1915 45000 SH Put DFND 2 45000 0 0 BARCLAYS BK PLC IPATH S&P COM 06742E901 8565 201300 SH Call DFND 3 201300 0 0 BARCLAYS BK PLC IPATH S&P COM 06742E951 14935 351000 SH Put DFND 3 351000 0 0 BARCLAYS BK PLC IPATH S&P COM 06742E901 11289 265300 SH Call DFND 265300 0 0 BAXTER INTL INC COM 071813109 297 4272 SH DFND 1 4272 0 0 BEAM INC COM COM 073730103 1084 15921 SH DFND 1 15921 0 0 BERKLEY W R CORP COM 084423102 535 12336 SH DFND 1 12336 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 4092 23 SH DFND 1 23 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 14054 79 SH DFND 2 79 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B 084670702 55346 466818 SH DFND 1 466818 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B 084670702 3231 27249 SH DFND 2 27249 0 0 BGC PARTNERS INC CL A CL A 05541T101 492 81257 SH DFND 1 81257 0 0 BIOGEN IDEC INC COM 09062X103 358 1282 SH DFND 1 1282 0 0 BIOGEN IDEC INC COM 09062X103 2027 7250 SH DFND 2 7250 0 0 BLACKROCK CORPOR HI YLD FD VCOM COM 09255P107 251 20584 SH DFND 20584 0 0 BLACKROCK CREDIT ALL INC TR COM COM 092508100 2743 210053 SH DFND 1 210053 0 0 BLACKROCK CREDIT ALL INC TR COM COM 092508100 179 13701 SH DFND 3 13701 0 0 BLACKROCK DEBT STRAT FD INC COM 09255R103 659 165065 SH DFND 1 165065 0 0 BLACKROCK DEBT STRAT FD INC COM 09255R103 164 41179 SH DFND 3 41179 0 0 BLACKROCK DEFINED OPPRTY CR COM 09255Q105 325 23882 SH DFND 23882 0 0 BLACKROCK FLOAT RATE OME STR COM 09255X100 3679 251833 SH DFND 1 251833 0 0 BLACKROCK FLOAT RATE OME STR COM 09255X100 424 29010 SH DFND 3 29010 0 0 BLACKROCK FLOATING RATE INCOME COM 091941104 3211 230028 SH DFND 1 230028 0 0 BLACKROCK FLOATING RATE INCOME COM 091941104 222 15900 SH DFND 3 15900 0 0 BLACKROCK MUNI INTER DR FD ICOM COM 09253X102 143 10308 SH DFND 1 10308 0 0 BLACKROCK MUNIC BD INVST TR COM 09249K107 322 24079 SH DFND 1 24079 0 0 BLACKROCK MUNICIPAL INCOME INVEST TRUST COM 09248H105 471 37704 SH DFND 37704 0 0 BLACKROCK MUNIENHANCED FD INCOM COM 09253Y100 106 10198 SH DFND 1 10198 0 0 BLACKROCK MUNIHLDGS QUALITY FUND INC COM 09254A101 165 13887 SH DFND 1 13887 0 0 BLACKROCK MUNIHOLDINGS N Y QUALITY FUND COM 09255C106 334 26763 SH DFND 26763 0 0 BLACKROCK MUNIYIELD INVST FDCOM COM 09254R104 191 13900 SH DFND 1 13900 0 0 BLACKROCK MUNIYIELD N Y QUALITY FUND INC COM 09255E102 642 53165 SH DFND 1 53165 0 0 BLACKROCK MUNIYIELD QUALITY COM 09254G108 736 63021 SH DFND 1 63021 0 0 BLACKROCK NY MUN INC QUALITY TRUST COM 09249U105 1379 114215 SH DFND 114215 0 0 BLACKROCK REAL ASSET EQUITY COM 09254B109 245 28165 SH DFND 1 28165 0 0 BLACKSTONE GROUP L PCOM UNIT REPSTG LTD PART UNIT 09253U108 7273 230903 SH DFND 1 230903 0 0 BLACKSTONE GROUP L PCOM UNIT REPSTG LTD PART UNIT 09253U108 7874 249954 SH DFND 2 249954 0 0 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER COM 096627104 2459 96374 SH DFND 1 96374 0 0 BOEING CO COM 097023105 1058 7755 SH DFND 1 7755 0 0 BOK FINL CORP COM NEW COM 05561Q201 3185 48031 SH DFND 1 48031 0 0 BOK FINL CORP COM NEW COM 05561Q201 1439 21700 SH DFND 2 21700 0 0 BOOZ ALLEN HAMILTON HLDG CORCL A CL A 099502106 1399 73070 SH DFND 1 73070 0 0 BOSTON BEER INC CL A CL A 100557107 536 2216 SH DFND 1 2216 0 0 BOSTON PPTYS INC COM 101121101 551 5488 SH DFND 1 5488 0 0 BP PLC SPONS ADR ADR 055622104 1720 35378 SH DFND 1 35378 0 0 BRISTOL MYERS SQUIBBCO COM 110122108 1524 28672 SH DFND 1 28672 0 0 BRISTOL MYERS SQUIBBCO COM 110122108 1807 34000 SH DFND 2 34000 0 0 BROADCOM CORP COM 111320107 547 18453 SH DFND 1 18453 0 0 BROOKFIELD ASSET MGMT INC VTG SHS VTG SHS 112585104 123684 3185279 SH DFND 1 3185279 0 0 BROOKFIELD ASSET MGMT INC VTG SHS VTG SHS 112585104 87987 2265964 SH DFND 2 2265964 0 0 BROOKFIELD ASSET MGMT INC VTG SHS VTG SHS 112585104 3786 97500 SH DFND 3 97500 0 0 BROOKFIELD INFRASTRUCTURE PARTNERS LP COM G16252101 643 16387 SH DFND 1 16387 0 0 BROOKFIELD INFRASTRUCTURE PARTNERS LP COM G16252101 5377 137088 SH DFND 2 137088 0 0 BROOKFIELD PPTY PARTNERS L PUNIT LTD PARTN UNIT G16249107 8007 401545 SH DFND 401545 0 0 BROOKFIELD RESIDENTIAL PPTY I COM COM 11283W104 54607 2257422 SH DFND 1 2257422 0 0 BROOKFIELD RESIDENTIAL PPTY I COM COM 11283W104 38963 1610713 SH DFND 2 1610713 0 0 BROOKFIELD RESIDENTIAL PPTY I COM COM 11283W104 1108 45800 SH DFND 3 45800 0 0 BROWN & BROWN INC COM 115236101 544 17337 SH DFND 1 17337 0 0 BROWN FORMAN CORP CL B CL B 115637209 535 7076 SH DFND 1 7076 0 0 BRUKER CORP COM CONV 116794108 526 26618 SH DFND 1 26618 0 0 BUCKLE INC COM CONV 118440106 544 10354 SH DFND 1 10354 0 0 BUNGE LIMITED SHS COM G16962105 1042 12690 SH DFND 12690 0 0 BURGER KING WORLDWIDE INC COM COM 121220107 4101 179401 SH DFND 1 179401 0 0 BURGER KING WORLDWIDE INC COM COM 121220107 7079 309661 SH DFND 2 309661 0 0 BURGER KING WORLDWIDE INC COM COM 121220107 220 9608 SH DFND 3 9608 0 0 CABELAS INC COM COM 126804301 545 8179 SH DFND 1 8179 0 0 CABLEVISION SYS CORP CL A SHS CL A 12686C109 2032 113318 SH DFND 1 113318 0 0 CACI INTL CONV 2.125% 05/01/2014 NOTE 127190AD8 1859 1388000 PRN DFND 1 1388000 0 0 CACI INTL INC CL A CL A 127190304 2929 40000 SH DFND 2 40000 0 0 CALPINE CORP COM NEW COM 131347304 400 20489 SH DFND 1 20489 0 0 CANADIAN NAT RES LTD COM 136385101 1313 38807 SH DFND 1 38807 0 0 CANADIAN NAT RES LTD COM 136385101 13185 389619 SH DFND 2 389619 0 0 CARBO CERAMICS INC COM 140781105 319 2738 SH DFND 1 2738 0 0 CARNIVAL CORP PAIREDCTF PAIRED CTF 143658300 1734 43176 SH DFND 1 43176 0 0 CATERPILLAR INC COM 149123101 918 10109 SH DFND 1 10109 0 0 CBOE HLDGS INC COM COM 12503M108 39924 768351 SH DFND 1 768351 0 0 CBOE HLDGS INC COM COM 12503M108 102349 1969767 SH DFND 2 1969767 0 0 CBOE HLDGS INC COM COM 12503M108 6817 131200 SH DFND 3 131200 0 0 CBS CORP NEW CL B CL B 124857202 29436 461818 SH DFND 1 461818 0 0 CBS CORP NEW CL B CL B 124857202 52886 829720 SH DFND 2 829720 0 0 CBS CORP NEW CL B CL B 124857202 2253 35340 SH DFND 3 35340 0 0 CELLDEX THERAPEUTICS INC COM 15117B103 638 26335 SH DFND 26335 0 0 CENOVUS ENERGY INC COM COM 15135U109 215 7510 SH DFND 1 7510 0 0 CENTERPOINT ENERGY INC COM 15189T107 3218 138823 SH DFND 1 138823 0 0 CENTRAL EUROPEAN MEDIA ENTRPCL A NEW CL A G20045202 617 160792 SH DFND 1 160792 0 0 CERNER CORP COM COM 156782104 538 9649 SH DFND 1 9649 0 0 CHESAPEAKE ENERGDTD 05/27/0 2.250% 12/15/38 NOTE 165167CB1 15229 16331000 PRN DFND 1 16331000 0 0 CHESAPEAKE ENERGDTD 05/27/0 2.250% 12/15/38 NOTE 165167CB1 3571 3830000 PRN DFND 2 3830000 0 0 CHESAPEAKE ENERGDTD 11/08/0 2.750% 11/15/35 NOTE 165167BW6 1046 1000000 PRN DFND 1 1000000 0 0 CHESAPEAKE ENERGDTD 11/08/0 2.750% 11/15/35 NOTE 165167BW6 680 650000 PRN DFND 2 650000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 529 19491 SH DFND 1 19491 0 0 CHESAPEAKE ENERGY CORP 2.500% 05/15/37 NOTE 165167BZ9 1035 1020000 PRN DFND 1 1020000 0 0 CHEVRON CORP COM 166764100 1616 12939 SH DFND 1 12939 0 0 CHINA HYDROELECTRIC CORPORATWT EXP 012514 WT G2112E145 0 40000 SH DFND 2 40000 0 0 CHOICE HOTELS INTL INC COM COM 169905106 532 10831 SH DFND 1 10831 0 0 CINCINNATI FINL CORP COM 172062101 485 9253 SH DFND 1 9253 0 0 CINTAS CORP COM 172908105 530 8895 SH DFND 1 8895 0 0 CISCO SYSTEMS INC COM 17275R102 775 34550 SH DFND 1 34550 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG SHIPPNG E COM 18383Q796 286 13257 SH DFND 13257 0 0 CME GROUP INC COM COM 12572Q105 985 12554 SH DFND 1 12554 0 0 CME GROUP INC COM COM 12572Q105 5218 66501 SH DFND 2 66501 0 0 CMS ENERGY CORP COM 125896100 1249 46646 SH DFND 1 46646 0 0 CNOOC LTD SPONSORED ADR ISIN ADR 126132109 804 4283 SH DFND 1 4283 0 0 COHEN & STEERS DIV MJRS FDIN COM 19248G106 221 15136 SH DFND 15136 0 0 COHEN & STEERS QUALITY RLTY COM COM 19247L106 989 104306 SH DFND 104306 0 0 COLFAX CORP COM ADR 194014106 51740 812371 SH DFND 1 812371 0 0 COLFAX CORP COM ADR 194014106 19916 312696 SH DFND 2 312696 0 0 COLFAX CORP COM ADR 194014106 2057 32300 SH DFND 3 32300 0 0 COLGATE PALMOLIVE CO COM 194162103 218 3344 SH DFND 1 3344 0 0 COLUMBIA SPORTSWEAR CO COM COM 198516106 551 7001 SH DFND 1 7001 0 0 COMCAST CORP NEW CL A CL A 20030N101 539 10368 SH DFND 1 10368 0 0 CONOCOPHILLIPS COM 20825C104 230 3254 SH DFND 1 3254 0 0 CONTINENTAL RESOURCES INC COM COM 212015101 31862 283168 SH DFND 1 283168 0 0 CONTINENTAL RESOURCES INC COM COM 212015101 28437 252725 SH DFND 2 252725 0 0 CONTINENTAL RESOURCES INC COM COM 212015101 1812 16100 SH DFND 3 16100 0 0 COPART INC COM 217204106 1424 38860 SH DFND 2 38860 0 0 CORELOGIC INC COM COM 21871D103 1321 37168 SH DFND 1 37168 0 0 COSTAMARE INC SHS COM Y1771G102 1406 76943 SH DFND 1 76943 0 0 COSTAR GROUP INC COM COM 22160N109 369 2000 SH DFND 2 2000 0 0 COVANTA HLDG CORP COM 22282E102 529 29828 SH DFND 1 29828 0 0 CREDIT ACCEP CORP MICH COM 225310101 529 4072 SH DFND 1 4072 0 0 CRESUD S A C I F Y A SPONSORED ADR ADR 226406106 654 64783 SH DFND 1 64783 0 0 CRESUD S A C I F Y A SPONSORED ADR ADR 226406106 9586 949092 SH DFND 2 949092 0 0 CSX CORP COM 126408103 19798 688133 SH DFND 688133 0 0 CTRIP COM INTL LTD ADR ADR 22943F100 288 5800 SH DFND 2 5800 0 0 CUBIC CORP COM 229669106 528 10019 SH DFND 1 10019 0 0 CUBIST PHARMACEUTICALS INC COM COM 229678107 1653 24000 SH DFND 2 24000 0 0 CVR ENERGY INC COM COM 12662P108 549 12644 SH DFND 1 12644 0 0 CVR ENERGY INC COM COM 12662P108 3474 80000 SH DFND 2 80000 0 0 CVR REFNG LP COMUNIT REP LT UNIT 12663P107 327 14466 SH DFND 1 14466 0 0 D R HORTON INC COM 23331A109 572 25628 SH DFND 1 25628 0 0 DANAHER CORP COM 235851102 3495 45275 SH DFND 45275 0 0 DELUXE CORP COM 248019101 1033 19800 SH DFND 1 19800 0 0 DENDREON CORP COM COM 24823Q107 102 34000 SH DFND 2 34000 0 0 DICKS SPORTING GOODSINC COM COM 253393102 536 9233 SH DFND 1 9233 0 0 DILLARDS INC CL A CL A 254067101 536 5518 SH DFND 1 5518 0 0 DIREXION EMERGING MKT BEAR 3X COM 25459W957 1355 17500 SH Put DFND 1 17500 0 0 DIREXION EMERGING MKT BEAR 3X COM 25459W957 1007 13000 SH Put DFND 1 13000 0 0 DISCOVERY COMMUNICATNS NEW SER A SER A 25470F104 23260 257242 SH DFND 1 257242 0 0 DISCOVERY COMMUNICATNS NEW SER A SER A 25470F104 60014 663723 SH DFND 2 663723 0 0 DISH NETWORK CORP CL A CL A 25470M109 92078 1589737 SH DFND 1 1589737 0 0 DISH NETWORK CORP CL A CL A 25470M109 93437 1613202 SH DFND 2 1613202 0 0 DISH NETWORK CORP CL A CL A 25470M109 6312 108980 SH DFND 3 108980 0 0 DISNEY WALT CO DISNEY COM COM 254687106 2684 35130 SH DFND 35130 0 0 DOMINION DIAMOND CORP COM COM 257287102 1085 75533 SH DFND 1 75533 0 0 DORMAN PRODUCTS INC COM COM 258278100 1779 31737 SH DFND 1 31737 0 0 DORMAN PRODUCTS INC COM COM 258278100 1166 20800 SH DFND 2 20800 0 0 DOUBLELINE INCOME SOLUTIONS COM COM 258622109 12773 605654 SH DFND 605654 0 0 DOUBLELINE OPPORTUNISTIC CR COM COM 258623107 5809 260278 SH DFND 1 260278 0 0 DOUBLELINE OPPORTUNISTIC CR COM COM 258623107 294 13150 SH DFND 13150 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 1043 21408 SH DFND 1 21408 0 0 DREAMWORKS ANIMATION SKG INCCL A CL A 26153C103 209755 5908594 SH DFND 1 5908594 0 0 DREAMWORKS ANIMATION SKG INCCL A CL A 26153C103 181828 5121902 SH DFND 2 5121902 0 0 DREAMWORKS ANIMATION SKG INCCL A CL A 26153C103 10252 288800 SH DFND 3 288800 0 0 DREYFUS MUN INCOME INC COM 26201R102 417 49307 SH DFND 1 49307 0 0 DREYFUS STRATEGIC MUN BD FD COM COM 26202F107 142 19074 SH DFND 1 19074 0 0 DREYFUS STRATEGIC MUNS INC COM 261932107 214 28207 SH DFND 28207 0 0 DST SYS INC DEL COM 233326107 627 6912 SH DFND 1 6912 0 0 DSW INC CL A CL A 23334L102 572 13395 SH DFND 1 13395 0 0 DWS MUN INCOME TR COM 23338M106 273 22760 SH DFND 1 22760 0 0 EATON VANCE CA MUN BD FD COM 27828A100 359 35168 SH DFND 1 35168 0 0 EATON VANCE FLTING RATE INC COM 278279104 1495 97888 SH DFND 97888 0 0 EATON VANCE LTD DUR INCOME F COM 27828H105 6866 448776 SH DFND 448776 0 0 EATON VANCE MUN BD FD COM 27827X101 182 16100 SH DFND 1 16100 0 0 EATON VANCE MUNI INCOME TRUSSH BEN INT BEN INT 27826U108 418 39772 SH DFND 1 39772 0 0 EATON VANCE NY MUN BD FD COM 27827Y109 463 40890 SH DFND 1 40890 0 0 EATON VANCE NY MUNI INCOME TSH BEN INT BEN INT 27826W104 484 38950 SH DFND 1 38950 0 0 EATON VANCE SH TM DR DIVR INC COM 27828V104 502 32876 SH DFND 1 32876 0 0 EATON VANCE SR FLTNG RTE TR COM 27828Q105 2370 157382 SH DFND 157382 0 0 EATON VANCE SR INCOME TR SH BEN INT BEN INT 27826S103 1975 285752 SH DFND 285752 0 0 EBAY INC COM 278642103 630 11476 SH DFND 1 11476 0 0 EBAY INC COM 278642103 3950 72000 SH DFND 2 72000 0 0 ECHOSTAR CORP CL A CL A 278768106 16466 331176 SH DFND 1 331176 0 0 ECHOSTAR CORP CL A CL A 278768106 59207 1190816 SH DFND 2 1190816 0 0 ECHOSTAR CORP CL A CL A 278768106 4030 81056 SH DFND 3 81056 0 0 ELECTRONIC ARTS INC CONV 0.750% 07/15/16 NOTE 285512AA7 3989 3750000 PRN DFND 2 3750000 0 0 EMERSON ELEC CO COM 291011104 1444 20576 SH DFND 1 20576 0 0 ENSTAR GROUP LIMITED SHS COM G3075P101 1007 7249 SH DFND 1 7249 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1026 15470 SH DFND 1 15470 0 0 EOG RES INC COM 26875P101 235 1402 SH DFND 1 1402 0 0 EQUITY LIFESTYLE PPTYS INC COM COM 29472R108 29417 811940 SH DFND 1 811940 0 0 EQUITY LIFESTYLE PPTYS INC COM COM 29472R108 32921 908663 SH DFND 2 908663 0 0 EQUITY LIFESTYLE PPTYS INC COM COM 29472R108 739 20400 SH DFND 3 20400 0 0 EQUITY RESIDENTIAL SH BEN INT BEN INT 29476L107 526 10144 SH DFND 1 10144 0 0 EXPEDIA INC DEL COM NEW COM 30212P303 3122 44818 SH DFND 44818 0 0 EXXON MOBIL CORP COM 30231G102 14809 146336 SH DFND 1 146336 0 0 FAMILY DLR STORES INC COM 307000109 25675 395180 SH DFND 1 395180 0 0 FAMILY DLR STORES INC COM 307000109 617 9500 SH DFND 2 9500 0 0 FASTENAL CO COM 311900104 597 12556 SH DFND 1 12556 0 0 FEDERAL MOGUL CORP COM COM 313549404 1006 51140 SH DFND 1 51140 0 0 FEDERAL MOGUL CORP COM COM 313549404 5508 279900 SH DFND 2 279900 0 0 FEDERATED INVS INC PA CL B CL B 314211103 278 9650 SH DFND 1 9650 0 0 FEDEX CORP COM 31428X106 531 3693 SH DFND 1 3693 0 0 FIDELITY NATL FINANCIAL INC COM 31620R105 1583 48774 SH DFND 1 48774 0 0 FIDELITY NATL INFORMATION SVC COM 31620M106 358 6661 SH DFND 1 6661 0 0 FIRST CTZNS BANCSHARES INC NCL A CL A 31946M103 522 2345 SH DFND 1 2345 0 0 FIRST TR ABERDEEN GLBL OPP FCOM SHS COM 337319107 1084 77159 SH DFND 1 77159 0 0 FIRST TR/FOUR CRNRS SR FLOAT COM 33733U108 766 52800 SH DFND 1 52800 0 0 FIRST TRUST MORTGAGE INCOME FUND COM 33734E103 159 10198 SH DFND 1 10198 0 0 FIRST TRUST STRATEGIC HIGH INCOME FD II COM COM 337353304 741 46158 SH DFND 46158 0 0 FIRSTENERGY CORP COM 337932107 1146 34756 SH DFND 1 34756 0 0 FLOWERS FOODS INC COM COM 343498101 1189 55401 SH DFND 1 55401 0 0 FOREST CITY ENT 4.250% 08/15/18 NOTE 345550AP2 496 446000 PRN DFND 2 446000 0 0 FOREST CITY ENTERPRISES INC CL A CL A 345550107 10944 573003 SH DFND 1 573003 0 0 FOREST CITY ENTERPRISES INC CL A CL A 345550107 63541 3326770 SH DFND 2 3326770 0 0 FOREST CITY ENTERPRISES INC CL A CL A 345550107 3514 184000 SH DFND 3 184000 0 0 FOREST LABS INC COM 345838106 551 9185 SH DFND 1 9185 0 0 FORTUNE BRANDS HOME & SEC INCOM COM 34964C106 1882 41190 SH DFND 1 41190 0 0 FOSSIL GROUP INC COM COM 34988V106 532 4438 SH DFND 1 4438 0 0 FRANCO NEVADA CORP COM COM 351858105 21164 519479 SH DFND 519479 0 0 FRANKLIN RESOURCES INC COM 354613101 541 9379 SH DFND 1 9379 0 0 FRANKLIN TEMPLETON LTD DUR I COM 35472T101 292 22474 SH DFND 1 22474 0 0 FREEPORT MCMORAN COPPER&GOLDCL B CL B 35671D857 4984 132051 SH DFND 1 132051 0 0 GAP INC COM 364760108 534 13665 SH DFND 1 13665 0 0 GAMING & LEISURE PPTYS INC COM COM 36467J108 576 11335 SH DFND 1 11335 0 0 GARMIN LTD SHS COM H2906T109 529 11455 SH DFND 1 11455 0 0 GENERAL ELECTRIC CO COM 369604103 1869 66680 SH DFND 1 66680 0 0 GENERAL GROWTH PPTYS INC NEWCOM COM 370023103 17529 873393 SH DFND 1 873393 0 0 GENERAL GROWTH PPTYS INC NEWCOM COM 370023103 810 40343 SH DFND 2 40343 0 0 GENUINE PARTS CO COM 372460105 403 4845 SH DFND 1 4845 0 0 GLAXOSMITHKLINE PLC ADR SPONSORED ADR 37733W105 1267 23723 SH DFND 23723 0 0 GOOGLE INC CL A CL A 38259P508 29568 26383 SH DFND 1 26383 0 0 GOOGLE INC CL A CL A 38259P508 15803 14101 SH DFND 2 14101 0 0 GORMAN RUPP CO COM COM 383082104 279 8347 SH DFND 1 8347 0 0 GRAINGER W W INC COM 384802104 544 2129 SH DFND 1 2129 0 0 GREENLIGHT CAPITAL RE LTD CLASS A CL A G4095J109 8162 242120 SH DFND 1 242120 0 0 GREENLIGHT CAPITAL RE LTD CLASS A CL A G4095J109 6704 198877 SH DFND 2 198877 0 0 GUGGENHEIM CHINA REAL ESTATE ETF COM 18383Q861 1372 68383 SH DFND 1 68383 0 0 HALOZYME THERAPEUTICS INC COM COM 40637H109 533 35532 SH DFND 1 35532 0 0 HARBINGER GROUP INC COM COM 41146A106 549 46340 SH DFND 1 46340 0 0 HARRIS CORP DEL COM 413875105 1538 22033 SH DFND 1 22033 0 0 HEICO CORP NEW CL A CL A 422806208 7845 186246 SH DFND 186246 0 0 HELIOS ADVANTAGE INCOME FUND COM 42327W206 2214 243579 SH DFND 243579 0 0 HELIOS HIGH INCOME FUND COM 42327X204 903 109617 SH DFND 1 109617 0 0 HELIOS HIGH INCOME FUND COM 42327X204 125 15200 SH DFND 3 15200 0 0 HELIOS HIGH YIELD FD COM COM 42328Q109 125 12897 SH DFND 1 12897 0 0 HELIOS MULTI SECTOR HIGN INCOME FUND COM 42327Y202 1226 204058 SH DFND 1 204058 0 0 HELIOS MULTI SECTOR HIGN INCOME FUND COM 42327Y202 101 16800 SH DFND 3 16800 0 0 HELIOS STRATEGIC INCOME FUND COM 42328A203 468 70595 SH DFND 70595 0 0 HESS CORP COM 42809H107 546 6574 SH DFND 1 6574 0 0 HILLTOP HOLDINGS INC COM COM 432748101 535 23115 SH DFND 1 23115 0 0 HONEYWELL INTL INC COM 438516106 1100 12040 SH DFND 1 12040 0 0 HOST MARRIOTT CORP NEW COM 44107P104 538 27650 SH DFND 1 27650 0 0 HOWARD HUGHES CORP COM COM 44267D107 350038 2914557 SH DFND 1 2914557 0 0 HOWARD HUGHES CORP COM COM 44267D107 284370 2367778 SH DFND 2 2367778 0 0 HOWARD HUGHES CORP COM COM 44267D107 16200 134889 SH DFND 3 134889 0 0 HSN INC COM COM 404303109 2746 44070 SH DFND 1 44070 0 0 HUNTSMAN CORP COM 447011107 546 22183 SH DFND 1 22183 0 0 HYATT HOTELS CORP COM CL A CL A 448579102 527 10656 SH DFND 1 10656 0 0 IAC INTERACTIVECORP COM PAR $.001 COM 44919P508 39991 582533 SH DFND 1 582533 0 0 IAC INTERACTIVECORP COM PAR $.001 COM 44919P508 46662 679696 SH DFND 2 679696 0 0 IAC INTERACTIVECORP COM PAR $.001 COM 44919P508 256 3724 SH DFND 3 3724 0 0 ICAHN ENTERPRISES LPDEP UNIT UNIT 451100101 179040 1636412 SH DFND 1 1636412 0 0 ICAHN ENTERPRISES LPDEP UNIT UNIT 451100101 250553 2290036 SH DFND 2 2290036 0 0 ICAHN ENTERPRISES LPDEP UNIT UNIT 451100101 24080 220092 SH DFND 3 220092 0 0 IDT CORP CL B NEW CL B 448947507 358 20024 SH DFND 20024 0 0 ILLINOIS TOOL WORKS INC COM 452308109 541 6434 SH DFND 1 6434 0 0 IMPERIAL OIL LTD COM COM 453038408 882 19939 SH DFND 1 19939 0 0 IMPERIAL OIL LTD COM COM 453038408 292 6596 SH DFND 2 6596 0 0 ING PRIME RATE TR SH BEN INT BEN INT 44977W106 1848 317460 SH DFND 317460 0 0 INTER PARFUMS INC COM COM 458334109 6453 180191 SH DFND 1 180191 0 0 INTER PARFUMS INC COM COM 458334109 5568 155500 SH DFND 2 155500 0 0 INTERCONTINENTALEXCHANGE GROUP COM COM 45866F104 5173 23001 SH DFND 1 23001 0 0 INTERCONTINENTALEXCHANGE GROUP COM COM 45866F104 12352 54919 SH DFND 2 54919 0 0 INTERDIGITAL INC CONV 2.500% 03/15/16 NOTE 458660AB3 4073 4000000 PRN DFND 1 4000000 0 0 INTERNATIONAL SPEEDWAY CORP CL A CL A 460335201 543 15304 SH DFND 1 15304 0 0 INTERNET INITIATIVE JAPAN INSPONSORED ADR ADR 46059T109 610 45653 SH DFND 1 45653 0 0 INTL FLAVORS & FRAGRANCES COM 459506101 400 4650 SH DFND 1 4650 0 0 INTUIT INC COM 461202103 535 7005 SH DFND 1 7005 0 0 INVESCO INSURED MUNICIPAL INCOME TRUST COM 46132P108 378 27977 SH DFND 1 27977 0 0 INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST COM 46132X101 1361 219537 SH DFND 1 219537 0 0 INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST COM 46132X101 195 31503 SH DFND 3 31503 0 0 INVESCO QUALITY MUNI INC TRSCOM COM 46133G107 472 42488 SH DFND 1 42488 0 0 INVESCO VAN KAMPEN DYNAMIC CREDIT OPPORTUNIT COM 46132R104 2738 212283 SH DFND 212283 0 0 INVESCO VAN KAMPEN MUNI OPP COM COM 46132C107 456 38931 SH DFND 38931 0 0 INVESCO VAN KAMPEN SENIOR INCOME TRUST COM 46131H107 2956 586427 SH DFND 1 586427 0 0 INVESCO VAN KAMPEN SENIOR INCOME TRUST COM 46131H107 116 23000 SH DFND 3 23000 0 0 INVESCO VAN KAMPEN TRUST INVESTMENT GRADE NE COM 46131T101 1182 90285 SH DFND 90285 0 0 ISHARES TR 1-3 YR TRS BD COM 464287457 267 3167 SH DFND 1 3167 0 0 ISHARES TR BARCLYS 1-3YR C COM 464288646 3132 29701 SH DFND 29701 0 0 ISHARES TR FTSE CHINA 25 IDX COM 464287184 768 20014 SH DFND 1 20014 0 0 ISHARES TR S&P ASIA 50 IN COM 464288430 355 7408 SH DFND 1 7408 0 0 ISHARES TR S&P SHRT NATL COM 464288158 345 3244 SH DFND 1 3244 0 0 ISHARES TR US TIPS BD FD COM 464287176 2683 24410 SH DFND 1 24410 0 0 ISIS PHARMACEUTICALS INC COM 464330109 677 17000 SH DFND 2 17000 0 0 JARDEN CORP COM 471109108 259074 4222886 SH DFND 1 4222886 0 0 JARDEN CORP COM 471109108 72416 1180375 SH DFND 2 1180375 0 0 JEFFERIES GROUP INC (LUK) 3.875% 11/01/29 NOTE 472319AG7 1292 1221000 PRN DFND 1 1221000 0 0 JOHNSON & JOHNSON COM 478160104 1705 18614 SH DFND 1 18614 0 0 JOHNSON & JOHNSON COM 478160104 1282 14000 SH DFND 2 14000 0 0 KIMBERLY CLARK CORP COM 494368103 400 3834 SH DFND 1 3834 0 0 KINDER MORGAN INC DEL COM COM 49456B951 2520 70000 SH Put DFND 1 70000 0 0 KKR & CO LP COM 48248M102 3967 162988 SH DFND 1 162988 0 0 KKR & CO LP COM 48248M102 311 12770 SH DFND 2 12770 0 0 KKR & CO LP COM 48248M102 707 29050 SH DFND 3 29050 0 0 KLA-TENCOR CORP COM 482480100 970 15050 SH DFND 1 15050 0 0 KRAFT FOODS GROUP INC COM COM 50076Q106 1272 23597 SH DFND 1 23597 0 0 L 3 COMMUNICATIONS CORP CONV 3.000% 08/01/35 CONV 502413AW7 1024 850000 PRN DFND 1 850000 0 0 L 3 COMMUNICATIONS CORP CONV 3.000% 08/01/35 CONV 502413AW7 1144 950000 PRN DFND 2 950000 0 0 L BRANDS INC COM COM 501797104 80326 1298727 SH DFND 1 1298727 0 0 L BRANDS INC COM COM 501797104 16638 268999 SH DFND 2 268999 0 0 LAS VEGAS SANDS CORP COM 517834107 14191 179930 SH DFND 1 179930 0 0 LAS VEGAS SANDS CORP COM 517834107 74139 940018 SH DFND 2 940018 0 0 LAS VEGAS SANDS CORP COM 517834107 2831 35900 SH DFND 3 35900 0 0 LAUDER ESTEE COS INC CL A CL A 518439104 534 7096 SH DFND 1 7096 0 0 LEGGETT & PLATT INC COM 524660107 1046 33800 SH DFND 1 33800 0 0 LENNAR CORP CL A CL A 526057104 11679 295235 SH DFND 1 295235 0 0 LENNAR CORP CL A CL A 526057104 5141 129960 SH DFND 2 129960 0 0 LEUCADIA NATIONAL CORP COM 527288104 144200 5088198 SH DFND 1 5088198 0 0 LEUCADIA NATIONAL CORP COM 527288104 106595 3761295 SH DFND 2 3761295 0 0 LEUCADIA NATIONAL CORP COM 527288104 4570 161248 SH DFND 3 161248 0 0 LEUCADIA NATL CORP SR NT CONV 3.7 CONV 527288AX2 6779 5102000 PRN DFND 1 5102000 0 0 LEXINGTON REALTY TRUST PFD CONV SER C PFD CONV C 529043309 911 20635 SH DFND 1 20635 0 0 LIBERTY GLOBAL PLC SHS CL A CL A G5480U104 650 7300 SH DFND 1 7300 0 0 LIBERTY GLOBAL PLC SHS CL C CL C G5480U120 6074 72040 SH DFND 72040 0 0 LIBERTY INTERACTIVE CORP SER A SER A 53071M104 95491 3253527 SH DFND 1 3253527 0 0 LIBERTY INTERACTIVE CORP SER A SER A 53071M104 110781 3774470 SH DFND 2 3774470 0 0 LIBERTY INTERACTIVE CORP SER A SER A 53071M104 8203 279500 SH DFND 3 279500 0 0 LIBERTY MEDIA CORP DELAWARE CL A CL A 531229102 379648 2595137 SH DFND 1 2595137 0 0 LIBERTY MEDIA CORP DELAWARE CL A CL A 531229102 280599 1918078 SH DFND 2 1918078 0 0 LIBERTY MEDIA CORP DELAWARE CL A CL A 531229102 18374 125600 SH DFND 3 125600 0 0 LIBERTY VENTURES SER A SER A 53071M880 44236 360847 SH DFND 1 360847 0 0 LIBERTY VENTURES SER A SER A 53071M880 77267 630285 SH DFND 2 630285 0 0 LIBERTY VENTURES SER A SER A 53071M880 662 5400 SH DFND 3 5400 0 0 LILLY, ELI AND COMPANY COM 532457108 391 7660 SH DFND 1 7660 0 0 LILLY, ELI AND COMPANY COM 532457108 1173 23000 SH DFND 2 23000 0 0 LIVE NATION ENTERTAINMENT 2.875% 07/15/27 NOTE 538034AB5 16906 16656000 PRN DFND 1 16656000 0 0 LIVE NATION ENTERTAINMENT 2.875% 07/15/27 NOTE 538034AB5 2804 2763000 PRN DFND 2 2763000 0 0 LIVE NATION ENTERTAINMENT INC. COM 538034109 42119 2131540 SH DFND 1 2131540 0 0 LIVE NATION ENTERTAINMENT INC. COM 538034109 66066 3343400 SH DFND 2 3343400 0 0 LIVE NATION ENTERTAINMENT INC. COM 538034109 391 19800 SH DFND 3 19800 0 0 LMP CORPORATE LN FD INC COM 50208B100 5681 464547 SH DFND 464547 0 0 LOEWS CORP COM 540424108 3215 66640 SH DFND 1 66640 0 0 LORAL SPACE & COMMUNICATNS LCOM COM 543881106 1862 22993 SH DFND 1 22993 0 0 LORAL SPACE & COMMUNICATNS LCOM COM 543881106 2931 36200 SH DFND 2 36200 0 0 LORAL SPACE & COMMUNICATNS LCOM COM 543881106 421 5200 SH DFND 3 5200 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - CL A N53745100 539 6708 SH DFND 1 6708 0 0 M & T BK CORP COM 55261F104 6075 52183 SH DFND 1 52183 0 0 MADISON SQUARE GARDEN CO CL A CL A 55826P100 13477 234053 SH DFND 1 234053 0 0 MADISON SQUARE GARDEN CO CL A CL A 55826P100 5862 101800 SH DFND 2 101800 0 0 MANAGED DURATION INVT GRD FUND COM COM 56165R103 1650 133088 SH DFND 133088 0 0 MANNKIND CORP COM COM 56400P201 552 106211 SH DFND 1 106211 0 0 MANTECH INTL CORP CL A CL A 564563104 1077 36000 SH DFND 2 36000 0 0 MARATHON OIL CORP COM 565849106 258 7300 SH DFND 1 7300 0 0 MARKEL CORP COM 570535104 5722 9859 SH DFND 1 9859 0 0 MARKEL CORP COM 570535104 15730 27105 SH DFND 2 27105 0 0 MARKET VECTORS ETF TR GAMING ETF COM 57060U829 8711 163130 SH DFND 1 163130 0 0 MARKET VECTORS ETF TR HG YLD MUN ETF COM 57060U878 240 8497 SH DFND 1 8497 0 0 MARKET VECTORS ETF TR MKTVEC SMUNETF COM 57060U803 494 28093 SH DFND 1 28093 0 0 MARKET VECTORS ETF TR PRE-RF MUN ETF COM 57060U738 393 16065 SH DFND 1 16065 0 0 MARKETAXESS HLDGS INC COM COM 57060D108 381 5700 SH DFND 2 5700 0 0 MARRIOTT INTL INC NEW CL A CL A 571903202 1555 31508 SH DFND 1 31508 0 0 MARRIOTT VACATIONS WRLDWDE CCOM COM 57164Y107 582 11035 SH DFND 1 11035 0 0 MARVELL TECHNOLOGY GROUP ORD COM G5876H105 569 39541 SH DFND 1 39541 0 0 MASTERCARD INC CL A COM CL A 57636Q104 12647 151378 SH DFND 1 151378 0 0 MASTERCARD INC CL A COM CL A 57636Q104 16124 193000 SH DFND 2 193000 0 0 MCDERMOTT INTL INC COM 580037109 214 23382 SH DFND 1 23382 0 0 MCDONALDS CORP COM 580135101 772 7954 SH DFND 1 7954 0 0 MCEWEN MNG INC COM 58039P107 1592 812430 SH DFND 1 812430 0 0 MCEWEN MNG INC COM 58039P107 348 177605 SH DFND 2 177605 0 0 MCGRAW HILL COMPANIES INC COM 580645109 682 8721 SH DFND 1 8721 0 0 MEDALLION FINL CORP COM 583928106 1418 98828 SH DFND 1 98828 0 0 MENTOR GRAPHICS CORP COM 587200106 532 22110 SH DFND 1 22110 0 0 MERCK & COMPANY COM 58933Y105 1605 32071 SH DFND 1 32071 0 0 MERCK & COMPANY COM 58933Y105 801 16000 SH DFND 2 16000 0 0 MERCURY GENL CORP NEW COM 589400100 565 11365 SH DFND 1 11365 0 0 MFS CALIF MUN FD COM 59318C106 171 17122 SH DFND 1 17122 0 0 MFS HIGH INCOME MUN TR SH BEN INT BEN INT 59318D104 457 102175 SH DFND 102175 0 0 MFS HIGH YIELD MUN TR SH BEN INT BEN INT 59318E102 237 57354 SH DFND 1 57354 0 0 MFS MUN INCOME TR SH BEN INT BEN INT 552738106 136 21811 SH DFND 1 21811 0 0 MGM RESORTS INTERNATIONAL COM 552953101 639 27174 SH DFND 1 27174 0 0 MGM RESORTS INTERNATIONAL COM 552953101 24172 1027710 SH DFND 2 1027710 0 0 MGM RESORTS INTERNATIONAL COM 552953101 1836 78080 SH DFND 3 78080 0 0 MICROSOFT COM 594918104 692 18488 SH DFND 1 18488 0 0 MOHAWK INDUSTRIES INC COM 608190104 555 3730 SH DFND 1 3730 0 0 MOLYCORP INC 3.250% 06/15/16 NOTE 608753AA7 1042 1500000 PRN DFND 2 1500000 0 0 MONDELEZ INTL INC COM COM 609207105 1918 54342 SH DFND 1 54342 0 0 MONSANTO CO NEW COM 61166W101 1421 12189 SH DFND 12189 0 0 MONSTER BEVERAGE CORP COM COM 611740101 539 7959 SH DFND 1 7959 0 0 MONTGOMERY STR INCOME SECS I COM 614115103 3441 221402 SH DFND 221402 0 0 MORNINGSTAR INC COM COM 617700109 520 6654 SH DFND 1 6654 0 0 MOVADO GROUP INC COM 624580106 2887 65608 SH DFND 1 65608 0 0 MOVADO GROUP INC COM 624580106 2522 57300 SH DFND 2 57300 0 0 MSC INDL DIRECT INC CL A CL A 553530106 14492 179198 SH DFND 1 179198 0 0 NASDAQ OMX GROUP INCCOM COM 631103108 1322 33222 SH DFND 1 33222 0 0 NASDAQ OMX GROUP INCCOM COM 631103108 255 6400 SH DFND 2 6400 0 0 NATIONAL INSTRS CORP COM COM 636518102 546 17047 SH DFND 1 17047 0 0 NAVISTAR INTL CONV 3.000% 10/15/14 NOTE 63934EAL2 1022 1000000 PRN DFND 2 1000000 0 0 NAVISTAR INTL CORP NEW COM 63934E108 542 14185 SH DFND 1 14185 0 0 NEUBERGER BERMAN INTER MUNI COM COM 64124P101 689 49054 SH DFND 1 49054 0 0 NEUBERGER BERMAN NY INT MUN COM COM 64124K102 272 20577 SH DFND 1 20577 0 0 NEWMARKET CORP COM COM 651587107 671 2007 SH DFND 1 2007 0 0 NEWS CORP NEW CL A CL A 65249B109 545 30233 SH DFND 1 30233 0 0 NIKE INC CL B CL B 654106103 569 7234 SH DFND 1 7234 0 0 NORDSTROM INC COM 655664100 533 8622 SH DFND 1 8622 0 0 NORFOLK SOUTHN CORP COM 655844108 601 6479 SH DFND 1 6479 0 0 NORFOLK SOUTHN CORP COM 655844108 11046 118995 SH DFND 2 118995 0 0 NOVACOPPER INC COM COM 66988K102 148 97459 SH DFND 97459 0 0 NOVAGOLD RES INC COM NEW COM 66987E206 2155 848264 SH DFND 848264 0 0 NOVARTIS AG SPONSORED ADR ADR 66987V109 908 11300 SH DFND 1 11300 0 0 NOVARTIS AG SPONSORED ADR ADR 66987V109 1447 18000 SH DFND 2 18000 0 0 NOVO-NORDISK A S ADR ADR 670100205 286 7740 SH DFND 1 7740 0 0 NUANCE COMMUNICATIONS INC COM COM 67020Y100 537 35306 SH DFND 1 35306 0 0 NUVEEN AMT-FREE MUN FD COM COM 670657105 778 64626 SH DFND 1 64626 0 0 NUVEEN CA DIV ADV MUNI FD 3 SH BEN INT BEN INT 67070Y109 173 15119 SH DFND 1 15119 0 0 NUVEEN CA SELECT QUALITY MUNCOM COM 670975101 240 17420 SH DFND 1 17420 0 0 NUVEEN CALIF AMT-FREE MUN INC FD COM 670651108 232 19052 SH DFND 1 19052 0 0 NUVEEN CREDIT STRATEGIES INCOME FUND COM 67073D102 1268 130312 SH DFND 1 130312 0 0 NUVEEN DIV ADV MUNI FD 3 SH BEN INT BEN INT 67070X101 990 80192 SH DFND 1 80192 0 0 NUVEEN DIV ADVANTAGE MUN FD COM 67070F100 662 52146 SH DFND 52146 0 0 NUVEEN DIVID ADVANTAGE COM 67071L106 273 21770 SH DFND 21770 0 0 NUVEEN DIVID ADVANTAGE MUN F COM 67066V101 2878 228623 SH DFND 228623 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 1730 145143 SH DFND 145143 0 0 NUVEEN FLTNG RTE INCM OPP FDCOM SHS COM 6706EN100 1752 143876 SH DFND 1 143876 0 0 NUVEEN FLTNG RTE INCM OPP FDCOM SHS COM 6706EN100 181 14900 SH DFND 3 14900 0 0 NUVEEN INS NY TX FR ADV MUN COM COM 670656107 776 63229 SH DFND 63229 0 0 NUVEEN INVT QUALITY MUN FD I COM 67062E103 429 31675 SH DFND 1 31675 0 0 NUVEEN MTG OPPTY TERM FD 2 COM COM 67074R100 286 12445 SH DFND 1 12445 0 0 NUVEEN MUN ADVANTAGE FD INC COM 67062H106 607 49951 SH DFND 1 49951 0 0 NUVEEN MUN HIGH INC OPP FD COM COM 670682103 640 53299 SH DFND 53299 0 0 NUVEEN MUN MKT OPPORTUNITY F COM 67062W103 3200 266660 SH DFND 266660 0 0 NUVEEN MUN OPPORTUNITY COM 670984103 627 47402 SH DFND 47402 0 0 NUVEEN NY DIV ADVANTG MUN FD COM 67070A101 257 20548 SH DFND 1 20548 0 0 NUVEEN NY DIVID ADVNTG MUN F COM 67066X107 1431 112677 SH DFND 112677 0 0 NUVEEN NY PERFORM PLUS MUN F COM 67062R104 1612 121079 SH DFND 1 121079 0 0 NUVEEN PERFORM PLUS MUN FD COM 67062P108 11814 873157 SH DFND 873157 0 0 NUVEEN PREM INCOME MUN FD COM 67062T100 1174 95184 SH DFND 1 95184 0 0 NUVEEN PREM INCOME MUN FD 2 COM 67063W102 1726 137497 SH DFND 1 137497 0 0 NUVEEN PREM INCOME MUN FD 4 COM 6706K4105 1876 154690 SH DFND 1 154690 0 0 NUVEEN PREMIER MUN INCOME FD COM 670988104 947 76586 SH DFND 76586 0 0 NUVEEN QUALITY INCOME MUN FD COM 670977107 721 58881 SH DFND 1 58881 0 0 NUVEEN QUALITY MUN FD INC COM COM 67062N103 390 32285 SH DFND 1 32285 0 0 NUVEEN QUALITY PFD INCOME FD COM 67071S101 299 38818 SH DFND 38818 0 0 NUVEEN QUALITY PFD INCOME FD COM 67072C105 142 17491 SH DFND 17491 0 0 NUVEEN QUALITY PFD INCOME FD 3 COM 67072W101 114 14470 SH DFND 14470 0 0 NUVEEN SELECT MAT MUN FD SH BEN INT BEN INT 67061T101 207 21500 SH DFND 1 21500 0 0 NUVEEN SR INCOME FD COM 67067Y104 3202 449106 SH DFND 1 449106 0 0 NUVEEN SR INCOME FD COM 67067Y104 78 10900 SH DFND 3 10900 0 0 OAKTREE CAP GROUP LLC UNIT CL A CL A 674001201 54210 921304 SH DFND 1 921304 0 0 OAKTREE CAP GROUP LLC UNIT CL A CL A 674001201 11649 197972 SH DFND 2 197972 0 0 OAKTREE CAP GROUP LLC UNIT CL A CL A 674001201 1681 28564 SH DFND 3 28564 0 0 OCH ZIFF CAP MGMT GROUP CL A CL A 67551U105 166 11200 SH DFND 11200 0 0 OCWEN FINL CORP COM NEW COM 675746309 616 11117 SH DFND 11117 0 0 ONCOTHYREON INC COM COM 682324108 57 32333 SH DFND 2 32333 0 0 OPKO HEALTH INC COM COM 68375N103 825 97806 SH DFND 97806 0 0 ORACLE CORP COM 68389X105 333 8701 SH DFND 1 8701 0 0 OSIRIS THERAPEUTICS INC NEW COM COM 68827R108 257 16000 SH DFND 2 16000 0 0 PACIFIC BIOSCIENCES CALIF INCOM COM 69404D108 63 12000 SH DFND 2 12000 0 0 PALL CORP COM 696429307 2581 30240 SH DFND 1 30240 0 0 PAYCHEX INC COM 704326107 532 11683 SH DFND 1 11683 0 0 PCM FUND INC COM 69323T101 5531 474778 SH DFND 474778 0 0 PEABODY ENERGY CORP 4.750% 12/15/41 NOTE 704549AG9 449 568000 PRN DFND 1 568000 0 0 PEGASYSTEMS INC COM COM 705573103 528 10728 SH DFND 1 10728 0 0 PENN NATL GAMING INC COM COM 707569109 540 37673 SH DFND 1 37673 0 0 PENN WEST PETROLEUM LTD COM 707887105 357 42742 SH DFND 42742 0 0 PENNEY J C INC COM 708160106 196 21394 SH DFND 1 21394 0 0 PENNEY J C INC COM 708160106 1257 137404 SH DFND 2 137404 0 0 PENSKE AUTOMOTIVE GRP INC COM COM 70959W103 3348 70995 SH DFND 1 70995 0 0 PENSKE AUTOMOTIVE GRP INC COM COM 70959W103 1825 38700 SH DFND 2 38700 0 0 PEPSICO INC COM 713448108 1977 23836 SH DFND 1 23836 0 0 PETROCHINA CO LTD SPONS ADR ISIN ADR 71646E100 1037 9450 SH DFND 1 9450 0 0 PFIZER INC COM 717081103 478 15605 SH DFND 1 15605 0 0 PFIZER INC COM 717081103 1409 46000 SH DFND 2 46000 0 0 PHARMACYCLICS INC COM COM 716933106 537 5075 SH DFND 1 5075 0 0 PHILIP MORRIS INTL INC COM COM 718172109 13122 150607 SH DFND 1 150607 0 0 PHILIP MORRIS INTL INC COM COM 718172109 555 6370 SH DFND 2 6370 0 0 PIMCO CALIF MUN INCOME FD II COM 72201C109 110 11931 SH DFND 1 11931 0 0 PIMCO CORPORATE INCOME FD COM COM 72200U100 656 41493 SH DFND 1 41493 0 0 PIMCO CORPORATE INCOME FD COM COM 72200U100 702 44443 SH DFND 44443 0 0 PIMCO CORPORATE OPP FD COM COM 72201B101 674 39023 SH DFND 39023 0 0 PIMCO DYNAMIC CR INCOME FD COM SHS COM 72202D106 15022 668234 SH DFND 668234 0 0 PIMCO DYNAMIC INCOME FD SHS COM 72201Y101 13962 479308 SH DFND 479308 0 0 PIMCO ETF TR ENHAN SHRT MAT COM 72201R833 243 2394 SH DFND 1 2394 0 0 PIMCO ETF TR ENHAN SHRT MAT COM 72201R833 365 3600 SH DFND 2 3600 0 0 PIMCO ETF TR SHTRM MUN BOND COM 72201R874 201 4000 SH DFND 1 4000 0 0 PIMCO ETF TR TOTL RETN ETF COM 72201R775 714 6815 SH DFND 1 6815 0 0 PIMCO ETF TR TOTL RETN ETF COM 72201R775 1299 12400 SH DFND 2 12400 0 0 PIMCO INCOME OPPORTUNITY FD COM 72202B100 16477 583262 SH DFND 1 583262 0 0 PIMCO INCOME OPPORTUNITY FD COM 72202B100 453 16050 SH DFND 2 16050 0 0 PIMCO INCOME OPPORTUNITY FD COM 72202B100 319 11300 SH DFND 3 11300 0 0 PIMCO INCOME STRATEGY FUND COM 72201H108 6285 555678 SH DFND 1 555678 0 0 PIMCO INCOME STRATEGY FUND COM 72201H108 120 10600 SH DFND 2 10600 0 0 PIMCO INCOME STRATEGY FUND COM 72201H108 348 30800 SH DFND 3 30800 0 0 PIMCO INCOME STRATEGY FUND II COM 72201J104 13810 1387904 SH DFND 1 1387904 0 0 PIMCO INCOME STRATEGY FUND II COM 72201J104 108 10860 SH DFND 2 10860 0 0 PIMCO INCOME STRATEGY FUND II COM 72201J104 396 39800 SH DFND 3 39800 0 0 PIMCO MUN INCOME FD II COM 72200W106 333 31273 SH DFND 1 31273 0 0 PIMCO NEW YORK MUN INCM FD 1 COM 72201E105 147 17000 SH DFND 1 17000 0 0 PIMCO NY MUNICIPAL INCOME FD COM 72200T103 1400 138036 SH DFND 1 138036 0 0 PIONEER FLOATING RATE TR COM 72369J102 1618 127191 SH DFND 127191 0 0 PIONEER MUN HIGH INCOME TR SHS COM 723763108 177 13000 SH DFND 1 13000 0 0 POST HLDGS INC COM COM 737446104 202 4093 SH DFND 2 4093 0 0 POTASH CORP SASK INC COM 73755L107 499 15150 SH DFND 1 15150 0 0 PRESTIGE BRANDS HLDGS INC COM COM 74112D101 3630 101396 SH DFND 1 101396 0 0 PRICE T ROWE GROUP INC COM 74144T108 402 4800 SH DFND 1 4800 0 0 PRICE T ROWE GROUP INC COM 74144T108 201 2400 SH DFND 2 2400 0 0 PRICESMART INC COM COM 741511109 528 4569 SH DFND 1 4569 0 0 PROCTER & GAMBLE COMPANY COM 742718109 971 11933 SH DFND 1 11933 0 0 PROGENICS PHARMACEUTICALS INCOM COM 743187106 358 67200 SH DFND 2 67200 0 0 PROGRESSIVE CORP OF OHIO COM 743315103 1456 53400 SH DFND 1 53400 0 0 PROMOTORA DE INFORMACIONES SADR CL A SHS ADR CL A 74343G204 170 77564 SH DFND 1 77564 0 0 PROMOTORA DE INFORMACIONES SADR CL A SHS ADR CL A 74343G204 193 88060 SH DFND 2 88060 0 0 PROMOTORA DE INFORMACIONES SADR CL B CONV ADR CL B 74343G303 474 163963 SH DFND 1 163963 0 0 PROMOTORA DE INFORMACIONES SADR CL B CONV ADR CL B 74343G303 727 251600 SH DFND 2 251600 0 0 PROSHARES TR II VIX STRMFUT ETF COM 74347W951 2732 40700 SH Put DFND 1 40700 0 0 PROSHARES TR II VIX STRMFUT ETF COM 74347W951 4316 64300 SH Put DFND 2 64300 0 0 PROSHARES TR II VIX STRMFUT ETF COM 74347W951 2027 30200 SH Put DFND 3 30200 0 0 PUTMAN HIGH INCOME SEC FUND SHS BEN INT BEN INT 746779107 93 11248 SH DFND 1 11248 0 0 PUTNAM MANAGED MUN INCOM TR COM 746823103 246 36993 SH DFND 1 36993 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT BEN INT 746922103 778 72486 SH DFND 1 72486 0 0 PUTNAM PREMIER INCOME TR SH BEN INT BEN INT 746853100 93 17088 SH DFND 1 17088 0 0 QUALCOMM INC COM 747525103 579 7797 SH DFND 1 7797 0 0 QUALCOMM INC COM 747525103 520 7000 SH DFND 2 7000 0 0 QUANTUM CORP CONV 4.500% 11/15/17 CONV 747906AJ4 510 500000 PRN DFND 2 500000 0 0 QUEST DIAGNOSTICS INC COM 74834L100 396 7400 SH DFND 1 7400 0 0 RACKSPACE HOSTING INC COM COM 750086100 557 14223 SH DFND 1 14223 0 0 RALPH LAUREN CORP CL A CL A 751212101 532 3014 SH DFND 1 3014 0 0 RAYMOND JAMES FINANCIAL INC COM 754730109 535 10251 SH DFND 1 10251 0 0 RAYTHEON CO NEW COM 755111507 803 8850 SH DFND 1 8850 0 0 REALPAGE INC COM COM 75606N109 545 23306 SH DFND 1 23306 0 0 REGIS CORP 5.000% 07/15/14 NOTE 758932AA5 8403 7830000 PRN DFND 1 7830000 0 0 REGIS CORP 5.000% 07/15/14 NOTE 758932AA5 1398 1303000 PRN DFND 2 1303000 0 0 REYNOLDS AMERN INC COM 761713106 611 12214 SH DFND 1 12214 0 0 ROCKWELL INTL CORP NEW COM 773903109 1012 8563 SH DFND 1 8563 0 0 ROLLINS INC COM COM 775711104 539 17799 SH DFND 1 17799 0 0 ROUSE PPTYS INC COM COM 779287101 87407 3939041 SH DFND 1 3939041 0 0 ROUSE PPTYS INC COM COM 779287101 71467 3220686 SH DFND 2 3220686 0 0 ROUSE PPTYS INC COM COM 779287101 3743 168700 SH DFND 3 168700 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 1302 27465 SH DFND 1 27465 0 0 ROYAL DUTCH SHELL PLC SPONSORED ADR RESP ADR 780259206 980 13744 SH DFND 1 13744 0 0 ROYAL GOLD INC 2.875% 06/15/19 NOTE 780287AA6 8171 8500000 PRN DFND 1 8500000 0 0 ROYAL GOLD INC 2.875% 06/15/19 NOTE 780287AA6 2897 3014000 PRN DFND 2 3014000 0 0 RPC INC COM COM 749660106 524 29370 SH DFND 1 29370 0 0 RYDEX ETF TRUST S&P 500 EQ TRD COM 78355W106 293 4116 SH DFND 1 4116 0 0 SALESFORCE COM INC COM 79466L302 542 9823 SH DFND 1 9823 0 0 SANOFI AVENTIS CONTGNT VAL RT RTS 80105N113 5 15940 SH DFND 15940 0 0 SANOFI SPONSORED ADR CONTGNT VAL RT 80105N105 1394 26000 SH DFND 2 26000 0 0 SCHLUMBERGER COM 806857108 816 9057 SH DFND 1 9057 0 0 SCHWAB CHARLES CORP NEW COM 808513105 535 20583 SH DFND 1 20583 0 0 SCOTTS MIRACLE GRO CO CL A CL A 810186106 536 8616 SH DFND 1 8616 0 0 SCRIPPS E W CO OHIO CL A CL A 811054402 1722 79262 SH DFND 1 79262 0 0 SCRIPPS E W CO OHIO CL A CL A 811054402 1683 77500 SH DFND 2 77500 0 0 SCRIPPS NETWORKS INTERACT INCL A CL A 811065101 7351 85072 SH DFND 1 85072 0 0 SCRIPPS NETWORKS INTERACT INCL A CL A 811065101 17496 202473 SH DFND 2 202473 0 0 SEABOARD CORP DEL COM 811543107 363 130 SH DFND 130 0 0 SEALED AIR CORP NEW COM 81211K100 1002 29425 SH DFND 1 29425 0 0 SEARS HLDGS CORP COM COM 812350106 137372 2801226 SH DFND 1 2801226 0 0 SEARS HLDGS CORP COM COM 812350106 60440 1232466 SH DFND 2 1232466 0 0 SEARS HLDGS CORP COM COM 812350106 4263 86920 SH DFND 3 86920 0 0 SEARS HOMETOWN AND OUTLET ST COM 812362101 9532 373819 SH DFND 1 373819 0 0 SEARS HOMETOWN AND OUTLET ST COM 812362101 13287 521047 SH DFND 2 521047 0 0 SEARS HOMETOWN AND OUTLET ST COM 812362101 596 23367 SH DFND 3 23367 0 0 SHIRE PHARMACEUTICALS GR PLCSPONSORED ADR ADR 82481R106 848 6000 SH DFND 2 6000 0 0 SIGMA ALDRICH CORP COM 826552101 3760 39995 SH DFND 1 39995 0 0 SIGMA ALDRICH CORP COM 826552101 19447 206863 SH DFND 2 206863 0 0 SILGAN HOLDINGS INC COM 827048109 536 11153 SH DFND 1 11153 0 0 SIMON PPTY GROUP INC NEW COM 828806109 562 3692 SH Put DFND 1 3692 0 0 SIMON PPTY GROUP INC NEW COM 828806959 1019 6700 SH DFND 1 6700 0 0 SONOCO PRODUCTS COM 835495102 1151 27600 SH DFND 1 27600 0 0 SOTHEBYS DE COM COM 835898107 3058 57475 SH DFND 57475 0 0 SPDR INDEX SHS FDS S&P CHINA ETF COM 78463X400 1603 20575 SH DFND 1 20575 0 0 SPDR SERIES TRUST BARC CAPTL ETF COM 78464A474 737 24000 SH DFND 2 24000 0 0 SPDR SERIES TRUST BRCLY CP US BD COM 78464A276 470 8738 SH DFND 1 8738 0 0 STANDARD & POORS DEPOSITARY RECEIPTS (SPD COM 78462F103 8409 45532 SH DFND 1 45532 0 0 STARBUCKS CORP COM 855244109 536 6835 SH DFND 1 6835 0 0 STARZ COM 85571Q102 148807 5089170 SH DFND 1 5089170 0 0 STARZ COM 85571Q102 84778 2899381 SH DFND 2 2899381 0 0 STARZ COM 85571Q102 4254 145500 SH DFND 3 145500 0 0 STATOIL ASA SPONSORED ADR ADR 85771P102 212 8800 SH DFND 2 8800 0 0 STRAIGHT PATH COMMUNICATNS ICL B CL B 862578101 83 10080 SH DFND 10080 0 0 SUNCOR ENERGY INC NEW COM ISIN COM 867224107 4475 127676 SH DFND 1 127676 0 0 SUNCOR ENERGY INC NEW COM ISIN COM 867224107 508 14500 SH DFND 3 14500 0 0 SUSSER HLDGS CORP COM COM 869233106 11051 168749 SH DFND 168749 0 0 SUSSER PETE PARTNERS LP COM U REP LP COM 869239103 1917 57926 SH DFND 1 57926 0 0 SYNTEL INC COM COM 87162H103 526 5787 SH DFND 1 5787 0 0 TAL INTL GROUP INC COM COM 874083108 444 7743 SH DFND 1 7743 0 0 TALISMAN ENERGY INC COM 87425E103 536 45992 SH DFND 1 45992 0 0 TATA MTRS LTD SPONSORED ADR ADR 876568502 16679 541525 SH DFND 2 541525 0 0 TAUBMAN CTRS INC COM COM 876664103 529 8282 SH DFND 1 8282 0 0 TELEFLEX INC COM 879369106 632 6729 SH DFND 1 6729 0 0 TELETECH HOLDINGS INC COM COM 879939106 537 22443 SH DFND 1 22443 0 0 TEMPLETON EMERG MKTS INCOME COM 880192109 948 69420 SH DFND 1 69420 0 0 TESLA MTRS INC COM COM 88160R101 553 3678 SH DFND 1 3678 0 0 TEVA PHARMACEUTICAL INDS LTDADR ADR 881624209 557 13902 SH DFND 1 13902 0 0 TEXAS PACIFIC LAND TRUST SUB SHARES CERT SUB SHARES CERT 882610108 44738 447421 SH DFND 1 447421 0 0 TEXAS PACIFIC LAND TRUST SUB SHARES CERT SUB SHARES CERT 882610108 89590 895991 SH DFND 2 895991 0 0 TEXAS PACIFIC LAND TRUST SUB SHARES CERT SUB SHARES CERT 882610108 11036 110370 SH DFND 3 110370 0 0 TIME WARNER INC COM NEW COM 887317303 16922 242709 SH DFND 1 242709 0 0 TIME WARNER INC COM NEW COM 887317303 5368 77000 SH DFND 2 77000 0 0 TIME WARNER INC COM NEW COM 887317303 224 3208 SH DFND 3 3208 0 0 TIMKEN CO COM 887389104 542 9840 SH DFND 1 9840 0 0 TOOTSIE ROLL INDS INC COM COM 890516107 535 16452 SH DFND 1 16452 0 0 TRANSOCEAN LTD ZUG NAMEN AKT COM H8817H100 578 11690 SH DFND 1 11690 0 0 TREE COM INC COM COM 894675107 323 9833 SH DFND 2 9833 0 0 TWENTY FIRST CENTY FOX INC CL A CL A 90130A101 975 27724 SH DFND 1 27724 0 0 UNDER ARMOUR INC CL A CL A 904311107 554 6342 SH DFND 1 6342 0 0 UNION PACIFIC CORP COM COM 907818108 991 5900 SH DFND 1 5900 0 0 UNION PACIFIC CORP COM COM 907818108 15475 92114 SH DFND 2 92114 0 0 UNITED PARCEL SVC INC CL B CL B 911312106 425 4043 SH DFND 1 4043 0 0 URBAN OUTFITTERS INC COM 917047102 537 14462 SH DFND 1 14462 0 0 URSTADT BIDDLE PPTYS INS CL A CL A 917286205 547 29631 SH DFND 29631 0 0 VALHI INC NEW COM COM 918905100 5921 336790 SH DFND 336790 0 0 VALMONT INDS INC COM 920253101 522 3500 SH DFND 1 3500 0 0 VEECO INSTRS INC DEL COM 922417100 319 9700 SH DFND 1 9700 0 0 VERISK ANALYTICS INC CL A CL A 92345Y106 506 7700 SH DFND 2 7700 0 0 VERIZON COMMUNICATIONS COM 92343V104 716 14567 SH DFND 1 14567 0 0 VIACOM INC NEW CL B CL B 92553P201 110732 1267829 SH DFND 1 1267829 0 0 VIACOM INC NEW CL B CL B 92553P201 50124 573892 SH DFND 2 573892 0 0 VIACOM INC NEW CL B CL B 92553P201 1609 18424 SH DFND 3 18424 0 0 VIASAT INC COM 92552V100 14589 232859 SH DFND 232859 0 0 VICAL INC COM COM 925602104 100 84500 SH DFND 2 84500 0 0 VIROPHARMA INC COM COM 928241108 947 19000 SH DFND 2 19000 0 0 VIRTUS INVT PARTNERS INC COM COM 92828Q109 7047 35224 SH DFND 1 35224 0 0 VISA INC COM CL A CL A 92826C839 20484 91990 SH DFND 2 91990 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW COM 92857W209 1530 38909 SH DFND 1 38909 0 0 VORNADO RLTY TR SBI COM 929042109 5499 61927 SH DFND 1 61927 0 0 VORNADO RLTY TR SBI COM 929042109 9272 104429 SH DFND 2 104429 0 0 W & T OFFSHORE INC COM COM 92922P106 535 33450 SH DFND 1 33450 0 0 WEBMD HEALTH CORP 2.250% 03/31/16 NOTE 94770VAH5 400 400000 PRN DFND 2 400000 0 0 WEBMD HEALTH CORP CONV 2.500% 01/31/18 NOTE 94770VAF9 20965 21338000 PRN DFND 1 21338000 0 0 WEBMD HEALTH CORP CONV 2.500% 01/31/18 NOTE 94770VAF9 4790 4875000 PRN DFND 2 4875000 0 0 WELLS FARGO & CO NEW PERP PFD CNV A PERP PFD CONV A 949746804 1798 1620 SH DFND 1 1620 0 0 WENDYS COMPANY COM 95058W100 137740 15795889 SH DFND 1 15795889 0 0 WENDYS COMPANY COM 95058W100 87136 9992635 SH DFND 2 9992635 0 0 WENDYS COMPANY COM 95058W100 5409 620300 SH DFND 3 620300 0 0 WERNER ENTERPRISES INC COM 950755108 530 21419 SH DFND 1 21419 0 0 WESTERN ASSET HIGH INCM OPP COM 95766K109 793 133717 SH DFND 1 133717 0 0 WESTERN ASSET HIGH INCM OPP COM 95766K109 139 23507 SH DFND 3 23507 0 0 WESTERN ASSET MTG DEF OPPTY COM COM 95790B109 4361 188140 SH DFND 1 188140 0 0 WESTERN ASSET MTG DEF OPPTY COM COM 95790B109 4831 208430 SH DFND 208430 0 0 WESTERN ASSETT MGD HI INCM FCOM COM 95766L107 110 19400 SH DFND 1 19400 0 0 WESTERN ASSETT MGD HI INCM FCOM COM 95766L107 57 10000 SH DFND 3 10000 0 0 WESTERN REFNG INC COM COM 959319104 561 13232 SH DFND 1 13232 0 0 WESTLAKE CHEM CORP COM COM 960413102 550 4506 SH DFND 1 4506 0 0 WHITE MOUNTAINS INSURANCE GROUP LTD ISIN COM G9618E107 2707 4488 SH DFND 1 4488 0 0 WHITE MOUNTAINS INSURANCE GROUP LTD ISIN COM G9618E107 2533 4200 SH DFND 2 4200 0 0 WHITE MOUNTAINS INSURANCE GROUP LTD ISIN COM G9618E107 633 1050 SH DFND 3 1050 0 0 WILLIAMS COS INC COM 969457100 10872 281875 SH DFND 1 281875 0 0 WINTHROP RLTY TR SH BEN INT NEW BEN INT 976391300 595 53801 SH DFND 53801 0 0 WISDOMTREE INVTS INC COM 97717P104 18417 1039911 SH DFND 1 1039911 0 0 WISDOMTREE INVTS INC COM 97717P104 21505 1214265 SH DFND 2 1214265 0 0 WISDOMTREE INVTS INC COM 97717P104 4969 280600 SH DFND 3 280600 0 0 WISDOMTREE TRUST INDIA ERNGS FD COM 97717W422 595 34100 SH DFND 1 34100 0 0 WPX ENERGY INC COM COM 98212B103 30872 1514798 SH DFND 1 1514798 0 0 WPX ENERGY INC COM COM 98212B103 1539 75528 SH DFND 2 75528 0 0 WSTRN ASSET/CLYMRE US TR INF COM 95766R104 1035 91800 SH DFND 91800 0 0 WYNN RESORTS LTD COM 983134107 52003 267767 SH DFND 1 267767 0 0 WYNN RESORTS LTD COM 983134107 39849 205187 SH DFND 2 205187 0 0 WYNN RESORTS LTD COM 983134107 1826 9400 SH DFND 3 9400 0 0 YAHOO INC COM 984332106 532 13146 SH DFND 1 13146 0 0 YAHOO INC COM 984332106 2265 56000 SH DFND 2 56000 0 0