0001519418-13-000016.txt : 20131114
0001519418-13-000016.hdr.sgml : 20131114
20131114110810
ACCESSION NUMBER: 0001519418-13-000016
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131114
DATE AS OF CHANGE: 20131114
EFFECTIVENESS DATE: 20131114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Horizon Kinetics LLC
CENTRAL INDEX KEY: 0001519418
IRS NUMBER: 450642972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14519
FILM NUMBER: 131217692
BUSINESS ADDRESS:
STREET 1: 470 PARK AVENUE SOUTH
STREET 2: 4TH FLOOR SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 646-495-7347
MAIL ADDRESS:
STREET 1: 470 PARK AVENUE SOUTH
STREET 2: 4TH FLOOR SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10016
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001519418
XXXXXXXX
09-30-2013
09-30-2013
Horizon Kinetics LLC
470 PARK AVENUE SOUTH
4TH FLOOR SOUTH
NEW YORK
NY
10016
13F HOLDINGS REPORT
028-14519
N
Jay Kesslen
General Counsel
914-703-6904
Jay Kesslen
New York
NY
11-14-2013
3
720
7298802
false
1
0001056823
028-06986
HORIZON ASSET MANAGEMENT LLC
2
0001011814
028-05163
KINETICS ASSET MANAGEMENT LLC
3
0001527271
028-14521
Kinetics Advisers, LLC
INFORMATION TABLE
2
form13fhr-infoTable.xml
3Q INFORMATION TABLE
ABBOTT LABS
COM
002824100
688
20738
SH
DFND
1
20738
0
0
ABBOTT LABS
COM
002824100
531
16000
SH
DFND
2
16000
0
0
ABBVIE INC COM
COM
00287Y109
887
19840
SH
DFND
1
19840
0
0
ABBVIE INC COM
COM
00287Y109
626
14000
SH
DFND
2
14000
0
0
AETERNA ZENTARIS INC COM NEW
COM
007975303
26
17083
SH
DFND
2
17083
0
0
AFFYMETRIX INC
COM
00826T108
644
104000
SH
DFND
2
104000
0
0
AIR LEASE CORP CL A
CL A
00912X302
22861
826488
SH
DFND
1
826488
0
0
AIRGAS INC
COM
009363102
341
3211
SH
DFND
1
3211
0
0
ALBANY MOLECULAR RESH INC COM
COM
012423109
722
56000
SH
DFND
2
56000
0
0
ALEXANDERS INC
COM
014752109
249
870
SH
DFND
1
870
0
0
ALEXANDERS INC
COM
014752109
2080
7270
SH
DFND
2
7270
0
0
ALKERMES PLC
COM
G01767105
840
25000
SH
DFND
2
25000
0
0
ALLIANCE BERNSTEIN NATL MUN INCOME
COM
01864U106
165
12776
SH
DFND
1
12776
0
0
ALLIANCE BERNSTEIN NEW YORK MUN INC
COM
018714105
262
21656
SH
DFND
1
21656
0
0
ALLIANCE WORLD DLR GVT FD II
COM
01879R106
1181
78550
SH
DFND
1
78550
0
0
ALLIANCEBERNSTEIN INCOME FUNCOM
COM
01881E101
229
32500
SH
DFND
1
32500
0
0
ALPINE GLOBAL PREMIER PPTYS SBI
COM
02083A103
133
18411
SH
DFND
1
18411
0
0
ALPINE TOTAL DYNAMIC DIVID FCOM SBI
COM
021060108
137
34059
SH
DFND
1
34059
0
0
ALTISOURCE ASSET MGMT CORP COM
COM
02153X108
2508
4706
SH
DFND
1
4706
0
0
ALTISOURCE ASSET MGMT CORP COM
COM
02153X108
213
400
SH
DFND
400
0
0
ALTISOURCE PORTFOLIO SOLNS SREG SHS
REG SHS
L0175J104
340
2426
SH
DFND
1
2426
0
0
ALTRIA GROUP INC
COM
02209S103
1156
33647
SH
DFND
1
33647
0
0
AMAZON COM INC
COM
023135106
334
1068
SH
DFND
1
1068
0
0
AMC NETWORKS INC CL A
CL A
00164V103
1597
23321
SH
DFND
1
23321
0
0
AMC NETWORKS INC CL A
CL A
00164V103
247
3600
SH
DFND
2
3600
0
0
AMERICAN CAPITAL LTDCOM
COM
02503Y103
257
18695
SH
DFND
1
18695
0
0
AMERICAN EAGLE OUTFITTERS IN
COM
02553E106
320
22888
SH
DFND
1
22888
0
0
AMERICAN INTERNATIONAL GROUP INC
COM
026874784
13684
281389
SH
DFND
1
281389
0
0
AMERICAN INTL GROUP INC WT EXP 011921
WT
026874156
2896
152800
SH
DFND
3
152800
0
0
AMERICAN MUN INCOME PORTFOLI
COM
027649102
535
37907
SH
DFND
1
37907
0
0
AMERICAN MUN INCOME PORTFOLI
COM
027649102
188
13300
SH
DFND
3
13300
0
0
AMERICAN RAILCAR INDS INC
COM
02916P103
546
13920
SH
DFND
1
13920
0
0
AMERICAN RAILCAR INDS INC
COM
02916P103
1063
27100
SH
DFND
2
27100
0
0
AMERICAN SELECT PORTFOLIO INC
COM
029570108
180
18737
SH
DFND
1
18737
0
0
AMERICAN STRATEGIC INCM PTFL
COM
030098107
112
11449
SH
DFND
1
11449
0
0
AMERICAN STRATEGIC INCOME II
COM
03009T101
75
10786
SH
DFND
1
10786
0
0
AMKOR TECHNOLOGY INC COM
COM
031652100
337
78661
SH
DFND
1
78661
0
0
AMTRUST FINANCIAL SERVICES ICOM
COM
032359309
4615
118321
SH
DFND
1
118321
0
0
AMTRUST FINANCIAL SERVICES ICOM
COM
032359309
3392
86955
SH
DFND
2
86955
0
0
ANALOG DEVICES INC
COM
032654105
480
10205
SH
DFND
1
10205
0
0
ANIXTER INTL INC COM
COM
035290105
336
3838
SH
DFND
1
3838
0
0
API TECHNOLOGIES CORP COM NEW
COM
00187E203
202
69033
SH
DFND
1
69033
0
0
APOLLO GLOBAL MGMT LLC CL A SHS
CL A
037612306
834
29500
SH
DFND
1
29500
0
0
APOLLO GLOBAL MGMT LLC CL A SHS
CL A
037612306
517
18300
SH
DFND
2
18300
0
0
APOLLO GROUP INC CL A
CL A
037604105
335
16113
SH
DFND
1
16113
0
0
APPOLO INVT CORP SHS BEN INT
BEN INT
03761U106
218
26800
SH
DFND
1
26800
0
0
ARCELORMITTAL SA 5.000% 05/15/14
NOTE
03938LAK0
2545
2500000
PRN
DFND
2
2500000
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
896
24332
SH
DFND
2
24332
0
0
ARENA PHARMACEUTICALS INC COM
COM
040047102
237
45000
SH
DFND
2
45000
0
0
ASCENT CAPITAL GROUP INC
COM
043632108
10566
131064
SH
DFND
1
131064
0
0
ASCENT CAPITAL GROUP INC
COM
043632108
21326
264520
SH
DFND
2
264520
0
0
ASCENT CAPITAL GROUP INC
COM
043632108
764
9478
SH
DFND
3
9478
0
0
ASTRAZENECA PLC SPONSORED ADR
ADR
046353108
624
12020
SH
DFND
12020
0
0
AUTONATION INC COM
COM
05329W102
174006
3335371
SH
DFND
1
3335371
0
0
AUTONATION INC COM
COM
05329W102
143051
2742012
SH
DFND
2
2742012
0
0
AVON PRODS INC
COM
054303102
806
39118
SH
DFND
1
39118
0
0
BABCOCK & WILCOX CO NEW COM
COM
05615F102
301
8912
SH
DFND
1
8912
0
0
BANCO SANTANDER CENT HISPANO ADR
ADR
05964H105
174
21240
SH
DFND
1
21240
0
0
BANK AMER CORP
COM
060505104
10216
740259
SH
DFND
740259
0
0
BANK OF NEW YORK MELLON CORP
COM
064058100
1133
37517
SH
DFND
1
37517
0
0
BARCLAYS BK PLC IPATH INVS&P S
COM
06740L592
2522
65700
SH
Call
DFND
1
65700
0
0
BARCLAYS BK PLC IPATH INVS&P S
COM
06740L592
2357
61400
SH
Call
DFND
3
61400
0
0
BAXTER INTL INC
COM
071813109
281
4272
SH
DFND
1
4272
0
0
BEAM INC COM
COM
073730103
758
11718
SH
DFND
1
11718
0
0
BERKLEY W R CORP
COM
084423102
335
7811
SH
DFND
1
7811
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
4942
29
SH
DFND
1
29
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
13462
79
SH
DFND
2
79
0
0
BERKSHIRE HATHAWAY INC DEL CL B NEW
CL B
084670702
54878
483462
SH
DFND
1
483462
0
0
BERKSHIRE HATHAWAY INC DEL CL B NEW
CL B
084670702
3111
27410
SH
DFND
2
27410
0
0
BGC PARTNERS INC CL A
CL A
05541T101
396
70125
SH
DFND
1
70125
0
0
BIOGEN IDEC INC
COM
09062X103
321
1333
SH
DFND
1
1333
0
0
BIOGEN IDEC INC
COM
09062X103
1746
7250
SH
DFND
2
7250
0
0
BLACKROCK CORPOR HI YLD III
COM
09255M104
73
10000
SH
DFND
10000
0
0
BLACKROCK CREDIT ALL INC TR COM
COM
092508100
2744
210440
SH
DFND
1
210440
0
0
BLACKROCK CREDIT ALL INC TR COM
COM
092508100
179
13701
SH
DFND
3
13701
0
0
BLACKROCK DEBT STRAT FD INC
COM
09255R103
110
27304
SH
DFND
1
27304
0
0
BLACKROCK DEBT STRAT FD INC
COM
09255R103
40
10000
SH
DFND
3
10000
0
0
BLACKROCK DEFINED OPPRTY CR
COM
09255Q105
324
23191
SH
DFND
23191
0
0
BLACKROCK FLOAT RATE OME STR
COM
09255X100
3698
249375
SH
DFND
1
249375
0
0
BLACKROCK FLOAT RATE OME STR
COM
09255X100
430
29010
SH
DFND
3
29010
0
0
BLACKROCK FLOATING RATE INCOME
COM
091941104
3259
230028
SH
DFND
1
230028
0
0
BLACKROCK FLOATING RATE INCOME
COM
091941104
225
15900
SH
DFND
3
15900
0
0
BLACKROCK MUNI INTER DR FD ICOM
COM
09253X102
147
10308
SH
DFND
1
10308
0
0
BLACKROCK MUNIC BD INVST TR
COM
09249K107
361
26188
SH
DFND
1
26188
0
0
BLACKROCK MUNICIPAL INCOME INVEST T
COM
09248H105
690
52811
SH
DFND
52811
0
0
BLACKROCK MUNIENHANCED FD INCOM
COM
09253Y100
108
10198
SH
DFND
1
10198
0
0
BLACKROCK MUNIHLDGS QUALITY FUND IN
COM
09254A101
172
13887
SH
DFND
1
13887
0
0
BLACKROCK MUNIHOLDINGS N Y QUALITY
COM
09255C106
401
31125
SH
DFND
31125
0
0
BLACKROCK MUNIYIELD INVST FDCOM
COM
09254R104
271
19600
SH
DFND
1
19600
0
0
BLACKROCK MUNIYIELD N Y QUALITY FUN
COM
09255E102
660
53290
SH
DFND
1
53290
0
0
BLACKROCK MUNIYIELD QLTY FD COM
COM
09254E103
157
12025
SH
DFND
1
12025
0
0
BLACKROCK MUNIYIELD QUALITY
COM
09254G108
981
79265
SH
DFND
1
79265
0
0
BLACKROCK NY MUN INC QUALITY TRUST
COM
09249U105
1324
107674
SH
DFND
107674
0
0
BLACKROCK REAL ASSET EQUITY
COM
09254B109
339
37783
SH
DFND
1
37783
0
0
BLACKROCK SR HIGH INCOME FD
COM
09255T109
559
141757
SH
DFND
1
141757
0
0
BLACKROCK SR HIGH INCOME FD
COM
09255T109
126
32000
SH
DFND
3
32000
0
0
BLACKSTONE GROUP L PCOM UNIT REPSTG
UNIT
09253U108
5967
239740
SH
DFND
1
239740
0
0
BLACKSTONE GROUP L PCOM UNIT REPSTG LTD PART
UNIT
09253U108
6225
250114
SH
DFND
2
250114
0
0
BOARDWALK PIPELINE PARTNERS UT LTD
COM
096627104
2361
77729
SH
DFND
1
77729
0
0
BOEING CO
COM
097023105
982
8355
SH
DFND
1
8355
0
0
BOK FINL CORP COM NEW
COM
05561Q201
2838
44795
SH
DFND
1
44795
0
0
BOK FINL CORP COM NEW
COM
05561Q201
1375
21700
SH
DFND
2
21700
0
0
BOOZ ALLEN HAMILTON HLDG CORCL A
CL A
099502106
1459
75514
SH
DFND
1
75514
0
0
BOSTON BEER INC CL A
CL A
100557107
333
1363
SH
DFND
1
1363
0
0
BOSTON PPTYS INC
COM
101121101
372
3483
SH
DFND
1
3483
0
0
BP PLC SPONS ADR
ADR
055622104
1431
34053
SH
DFND
1
34053
0
0
BRISTOL MYERS SQUIBBCO
COM
110122108
1230
26572
SH
DFND
1
26572
0
0
BRISTOL MYERS SQUIBBCO
COM
110122108
1574
34000
SH
DFND
2
34000
0
0
BROADCOM CORP
COM
111320107
322
12366
SH
DFND
1
12366
0
0
BROOKFIELD ASSET MGMT INC VTG SHS
VTG SHS
112585104
131813
3524401
SH
DFND
1
3524401
0
0
BROOKFIELD ASSET MGMT INC VTG SHS
VTG SHS
112585104
94671
2531306
SH
DFND
2
2531306
0
0
BROOKFIELD ASSET MGMT INC VTG SHS
VTG SHS
112585104
3646
97500
SH
DFND
3
97500
0
0
BROOKFIELD INFRASTRUCTURE PARTNERS
COM
G16252101
631
16603
SH
DFND
1
16603
0
0
BROOKFIELD INFRASTRUCTURE PARTNERS LP
COM
G16252101
5699
149888
SH
DFND
2
149888
0
0
BROOKFIELD PPTY PARTNERS L PUNIT LT
UNIT
G16249107
5072
261721
SH
DFND
1
261721
0
0
BROOKFIELD PPTY PARTNERS L PUNIT LTD PARTN
UNIT
G16249107
2875
148328
SH
DFND
2
148328
0
0
BROOKFIELD RESIDENTIAL PPTY I COM
COM
11283W104
51921
2255469
SH
DFND
1
2255469
0
0
BROOKFIELD RESIDENTIAL PPTY I COM
COM
11283W104
33363
1449324
SH
DFND
2
1449324
0
0
BROOKFIELD RESIDENTIAL PPTY I COM
COM
11283W104
1054
45800
SH
DFND
3
45800
0
0
BROWN & BROWN INC
COM
115236101
331
10320
SH
DFND
1
10320
0
0
BROWN FORMAN CORP CL B
CL B
115637209
331
4862
SH
DFND
1
4862
0
0
BRUKER CORP COM
CONV
116794108
341
16530
SH
DFND
1
16530
0
0
BUCKLE INC COM
CONV
118440106
341
6302
SH
DFND
1
6302
0
0
BUNGE LIMITED SHS
COM
G16962105
963
12690
SH
DFND
12690
0
0
BURGER KING WORLDWIDE INC COM
COM
121220107
3620
185470
SH
DFND
1
185470
0
0
BURGER KING WORLDWIDE INC COM
COM
121220107
6372
326421
SH
DFND
2
326421
0
0
CABELAS INC COM
COM
126804301
335
5320
SH
DFND
1
5320
0
0
CABLEVISION SYS CORP CL A SHS
CL A
12686C109
1603
95194
SH
DFND
1
95194
0
0
CACI INTL CONV 2.125% 05/01/2014
NOTE
127190AD8
1790
1404000
PRN
DFND
1
1404000
0
0
CACI INTL INC CL A
CL A
127190304
3041
44000
SH
DFND
2
44000
0
0
CALPINE CORP COM NEW
COM
131347304
398
20489
SH
DFND
1
20489
0
0
CANADIAN NAT RES LTD
COM
136385101
1341
42655
SH
DFND
1
42655
0
0
CANADIAN NAT RES LTD
COM
136385101
14840
472019
SH
DFND
2
472019
0
0
CARBO CERAMICS INC
COM
140781105
356
3597
SH
DFND
1
3597
0
0
CARNIVAL CORP PAIREDCTF 1 COM CARNI
PAIRED CTF
143658300
1088
33326
SH
DFND
1
33326
0
0
CATERPILLAR INC
COM
149123101
793
9509
SH
DFND
1
9509
0
0
CBOE HLDGS INC COM
COM
12503M108
36035
796697
SH
DFND
1
796697
0
0
CBOE HLDGS INC COM
COM
12503M108
90987
2011656
SH
DFND
2
2011656
0
0
CBOE HLDGS INC COM
COM
12503M108
6002
132700
SH
DFND
3
132700
0
0
CBS CORP NEW CL B
CL B
124857202
23440
424937
SH
DFND
1
424937
0
0
CBS CORP NEW CL B
CL B
124857202
53043
961620
SH
DFND
2
961620
0
0
CBS CORP NEW CL B
CL B
124857202
1949
35340
SH
DFND
3
35340
0
0
CELLDEX THERAPEUTICS INC
COM
15117B103
933
26335
SH
DFND
26335
0
0
CENTERPOINT ENERGY INC
COM
15189T107
2819
117623
SH
DFND
1
117623
0
0
CENTRAL EUROPEAN MEDIA ENTRPCL A NE
CL A
G20045202
334
63602
SH
DFND
1
63602
0
0
CERNER CORP COM
COM
156782104
357
6789
SH
DFND
1
6789
0
0
CHESAPEAKE ENERGDTD 05/27/0 2.250%
NOTE
165167CB1
14902
16331000
PRN
DFND
1
16331000
0
0
CHESAPEAKE ENERGDTD 05/27/0 2.250% 12/15/38
NOTE
165167CB1
3495
3830000
PRN
DFND
2
3830000
0
0
CHESAPEAKE ENERGDTD 11/08/0 2.750%
NOTE
165167BW6
1032
1000000
PRN
DFND
1
1000000
0
0
CHESAPEAKE ENERGDTD 11/08/0 2.750% 11/15/35
NOTE
165167BW6
671
650000
PRN
DFND
2
650000
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
331
12779
SH
DFND
1
12779
0
0
CHESAPEAKE ENERGY CORP 2.500% 05/15
NOTE
165167BZ9
1008
1026000
PRN
DFND
1
1026000
0
0
CHEVRON CORP
COM
166764100
1414
11639
SH
DFND
1
11639
0
0
CHINA HYDROELECTRIC CORPORATWT EXP 012514
WT
G2112E145
0
40000
SH
DFND
2
40000
0
0
CHOICE HOTELS INTL INC COM
COM
169905106
345
7999
SH
DFND
1
7999
0
0
CINCINNATI FINL CORP
COM
172062101
450
9545
SH
DFND
1
9545
0
0
CINTAS CORP
COM
172908105
337
6591
SH
DFND
1
6591
0
0
CISCO SYSTEMS INC
COM
17275R102
990
42250
SH
DFND
1
42250
0
0
CLAYMORE EXCHANGE TRD FD TR GUGG SH
COM
18383Q796
287
14544
SH
DFND
14544
0
0
CME GROUP INC COM
COM
12572Q105
959
12985
SH
DFND
1
12985
0
0
CME GROUP INC COM
COM
12572Q105
4913
66501
SH
DFND
2
66501
0
0
CMS ENERGY CORP
COM
125896100
1265
48046
SH
DFND
1
48046
0
0
CNOOC LTD SPONSORED ADR ISIN
ADR
126132109
753
3729
SH
DFND
1
3729
0
0
COHEN & STEERS DIV MJRS FDIN
COM
19248G106
220
16119
SH
DFND
16119
0
0
COHEN & STEERS QUALITY RLTY COM
COM
19247L106
1275
130535
SH
DFND
130535
0
0
COLFAX CORP COM
ADR
194014106
46966
831404
SH
DFND
1
831404
0
0
COLFAX CORP COM
ADR
194014106
17785
314841
SH
DFND
2
314841
0
0
COLFAX CORP COM
COM
194014106
1825
32300
SH
DFND
3
32300
0
0
COLGATE PALMOLIVE CO
COM
194162103
318
5364
SH
DFND
1
5364
0
0
COLUMBIA SPORTSWEAR CO COM
COM
198516106
340
5643
SH
DFND
1
5643
0
0
COMCAST CORP NEW CL A
CL A
20030N101
344
7624
SH
DFND
1
7624
0
0
CONOCOPHILLIPS
COM
20825C104
226
3254
SH
DFND
1
3254
0
0
CONTINENTAL RESOURCES INC COM
COM
212015101
31257
291414
SH
DFND
1
291414
0
0
CONTINENTAL RESOURCES INC COM
COM
212015101
28722
267778
SH
DFND
2
267778
0
0
CONTINENTAL RESOURCES INC COM
COM
212015101
1727
16100
SH
DFND
3
16100
0
0
COPART INC
COM
217204106
1235
38860
SH
DFND
2
38860
0
0
CORELOGIC INC COM
COM
21871D103
1009
37307
SH
DFND
1
37307
0
0
COSTAMARE INC SHS
COM
Y1771G102
213
12099
SH
DFND
1
12099
0
0
COSTAR GROUP INC COM
COM
22160N109
336
2000
SH
DFND
2
2000
0
0
COVANTA HLDG CORP
COM
22282E102
334
15605
SH
DFND
1
15605
0
0
CREDIT ACCEP CORP MICH
COM
225310101
340
3067
SH
DFND
1
3067
0
0
CRESUD S A C I F Y A SPONSORED ADR
ADR
226406106
598
68448
SH
DFND
1
68448
0
0
CRESUD S A C I F Y A SPONSORED ADR
ADR
226406106
8286
949092
SH
DFND
2
949092
0
0
CSX CORP
COM
126408103
17738
689131
SH
DFND
689131
0
0
CTRIP COM INTL LTD ADR
ADR
22943F100
338
5800
SH
DFND
2
5800
0
0
CUBIC CORP
COM
229669106
541
10069
SH
DFND
1
10069
0
0
CUBIST PHARMACEUTICALS INC COM
COM
229678107
1525
24000
SH
DFND
2
24000
0
0
CVR ENERGY INC COM
COM
12662P108
308
7999
SH
DFND
1
7999
0
0
CVR REFNG LP COMUNIT REP LT
UNIT
12663P107
317
12694
SH
DFND
1
12694
0
0
D R HORTON INC
COM
23331A109
325
16736
SH
DFND
1
16736
0
0
DANAHER CORP
COM
235851102
2696
38890
SH
DFND
1
38890
0
0
DANAHER CORP
COM
235851102
430
6200
SH
DFND
2
6200
0
0
DELL INC
COM
24702R101
334
24315
SH
DFND
1
24315
0
0
DELUXE CORP
COM
248019101
881
21150
SH
DFND
1
21150
0
0
DENDREON CORP COM
COM
24823Q107
100
34000
SH
DFND
2
34000
0
0
DICKS SPORTING GOODSINC COM
COM
253393102
342
6415
SH
DFND
1
6415
0
0
DISCOVERY COMMUNICATNS NEW SER A
SER A
25470F104
23712
280881
SH
DFND
1
280881
0
0
DISCOVERY COMMUNICATNS NEW SER A
SER A
25470F104
64896
768723
SH
DFND
2
768723
0
0
DISH NETWORK CORP CL A
CL A
25470M109
72216
1604452
SH
DFND
1
1604452
0
0
DISH NETWORK CORP CL A
CL A
25470M109
79721
1771177
SH
DFND
2
1771177
0
0
DISH NETWORK CORP CL A
CL A
25470M109
4905
108980
SH
DFND
3
108980
0
0
DISNEY WALT CO DISNEY COM
COM
254687106
2266
35130
SH
DFND
35130
0
0
DOLE FOOD CO INC NEW COM
COM
256603101
386
28350
SH
DFND
1
28350
0
0
DOMINION DIAMOND CORP COM
COM
257287102
915
75046
SH
DFND
1
75046
0
0
DORMAN PRODUCTS INC COM
COM
258278100
1550
31291
SH
DFND
1
31291
0
0
DORMAN PRODUCTS INC COM
COM
258278100
1031
20800
SH
DFND
2
20800
0
0
DOUBLELINE INCOME SOLUTIONS COM
COM
258622109
8473
386030
SH
DFND
1
386030
0
0
DOUBLELINE INCOME SOLUTIONS COM
COM
258622109
244
11100
SH
DFND
11100
0
0
DOUBLELINE OPPORTUNISTIC CR COM
COM
258623107
3425
149714
SH
DFND
1
149714
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
685
15294
SH
DFND
1
15294
0
0
DREAMWORKS ANIMATION SKG INCCL A
CL A
26153C103
166212
5840196
SH
DFND
1
5840196
0
0
DREAMWORKS ANIMATION SKG INCCL A
CL A
26153C103
154332
5422752
SH
DFND
2
5422752
0
0
DREAMWORKS ANIMATION SKG INCCL A
CL A
26153C103
8219
288800
SH
DFND
3
288800
0
0
DREYFUS MUN INCOME INC
COM
26201R102
456
52599
SH
DFND
1
52599
0
0
DREYFUS STRATEGIC MUN BD FD COM
COM
26202F107
147
19074
SH
DFND
1
19074
0
0
DREYFUS STRATEGIC MUNS INC
COM
261932107
317
39518
SH
DFND
39518
0
0
DST SYS INC DEL
COM
233326107
413
5479
SH
DFND
1
5479
0
0
DSW INC CL A
CL A
23334L102
373
8736
SH
DFND
1
8736
0
0
DWS MUN INCOME TR
COM
23338M106
269
21760
SH
DFND
1
21760
0
0
EATON VANCE CA MUN BD FD
COM
27828A100
363
35168
SH
DFND
1
35168
0
0
EATON VANCE FLTING RATE INC
COM
278279104
1524
97827
SH
DFND
97827
0
0
EATON VANCE LTD DUR INCOME F
COM
27828H105
6911
441878
SH
DFND
441878
0
0
EATON VANCE MUN BD FD
COM
27827X101
181
15668
SH
DFND
1
15668
0
0
EATON VANCE MUNI INCOME TRUSSH BEN
BEN INT
27826U108
439
39772
SH
DFND
1
39772
0
0
EATON VANCE NY MUN BD FD
COM
27827Y109
409
35485
SH
DFND
1
35485
0
0
EATON VANCE NY MUNI INCOME TSH BEN
BEN INT
27826W104
479
38450
SH
DFND
1
38450
0
0
EATON VANCE SH TM DR DIVR INC
COM
27828V104
500
32298
SH
DFND
1
32298
0
0
EATON VANCE SR FLTNG RTE TR
COM
27828Q105
2506
162382
SH
DFND
162382
0
0
EATON VANCE SR INCOME TR SH BEN INT
BEN INT
27826S103
2019
287202
SH
DFND
287202
0
0
EBAY INC
COM
278642103
445
7969
SH
DFND
1
7969
0
0
EBAY INC
COM
278642103
4240
76000
SH
DFND
2
76000
0
0
ECHOSTAR CORP CL A
CL A
278768106
14382
327318
SH
DFND
1
327318
0
0
ECHOSTAR CORP CL A
CL A
278768106
56072
1276109
SH
DFND
2
1276109
0
0
ECHOSTAR CORP CL A
CL A
278768106
3531
80356
SH
DFND
3
80356
0
0
ELECTRONIC ARTS INC CONV 0.750% 07/15/16
NOTE
285512AA7
4071
3750000
PRN
DFND
2
3750000
0
0
EMERSON ELEC CO
COM
291011104
1351
20876
SH
DFND
1
20876
0
0
ENCANA CORP COM SHS ISIN
COM
292505104
259
14927
SH
DFND
1
14927
0
0
ENCANA CORP COM SHS ISIN
COM
292505104
346
19989
SH
DFND
3
19989
0
0
ENSTAR GROUP LIMITED SHS
COM
G3075P101
990
7249
SH
DFND
1
7249
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
962
15753
SH
DFND
1
15753
0
0
EOG RES INC
COM
26875P101
237
1402
SH
DFND
1
1402
0
0
EQUITY LIFESTYLE PPTYS INC COM
COM
29472R108
30365
888639
SH
DFND
1
888639
0
0
EQUITY LIFESTYLE PPTYS INC COM
COM
29472R108
37095
1085589
SH
DFND
2
1085589
0
0
EQUITY LIFESTYLE PPTYS INC COM
COM
29472R108
714
20900
SH
DFND
3
20900
0
0
EQUITY RESIDENTIAL SH BEN INT
BEN INT
29476L107
323
6026
SH
DFND
1
6026
0
0
EXPEDIA INC DEL COM NEW
COM
30212P303
1958
37801
SH
DFND
37801
0
0
EXXON MOBIL CORP
COM
30231G102
12974
150786
SH
DFND
1
150786
0
0
FAMILY DLR STORES INC
COM
307000109
30374
421743
SH
DFND
1
421743
0
0
FAMILY DLR STORES INC
COM
307000109
1001
13900
SH
DFND
2
13900
0
0
FASTENAL CO
COM
311900104
389
7740
SH
DFND
1
7740
0
0
FEDERAL MOGUL CORP COM
COM
313549404
737
43882
SH
DFND
1
43882
0
0
FEDERAL MOGUL CORP COM
COM
313549404
2015
120000
SH
DFND
2
120000
0
0
FEDERATED INVS INC PA CL B
CL B
314211103
251
9244
SH
DFND
1
9244
0
0
FEDEX CORP
COM
31428X106
330
2894
SH
DFND
1
2894
0
0
FIDELITY NATL FINANCIAL INC
COM
31620R105
1234
46374
SH
DFND
1
46374
0
0
FIDELITY NATL INFORMATION SVC
COM
31620M106
475
10230
SH
DFND
1
10230
0
0
FIRST CTZNS BANCSHARES INC NCL A
COM
31946M103
340
1654
SH
DFND
1
1654
0
0
FIRST TR ABERDEEN GLBL OPP FCOM SHS
COM
337319107
1344
92365
SH
DFND
1
92365
0
0
FIRST TR/FOUR CRNRS SR FLOAT
COM
33733U108
756
52800
SH
DFND
1
52800
0
0
FIRST TRUST STRATEGIC HIGH INCOME FD II COM
COM
337353304
742
46612
SH
DFND
46612
0
0
FIRSTENERGY CORP
COM
337932107
840
23040
SH
DFND
1
23040
0
0
FISERV INC
COM
337738108
303
3000
SH
DFND
2
3000
0
0
FLOWERS FOODS INC COM
COM
343498101
1214
56601
SH
DFND
1
56601
0
0
FOREST CITY ENT 4.250% 08/15/18
NOTE
345550AP2
496
446000
PRN
DFND
2
446000
0
0
FOREST CITY ENTERPRISES INC CL A
CL A
345550107
23878
1260702
SH
DFND
1
1260702
0
0
FOREST CITY ENTERPRISES INC CL A
CL A
345550107
74920
3955667
SH
DFND
2
3955667
0
0
FOREST CITY ENTERPRISES INC CL A
CL A
345550107
3485
184000
SH
DFND
3
184000
0
0
FOREST LABS INC
COM
345838106
326
7616
SH
DFND
1
7616
0
0
FORTUNE BRANDS HOME & SEC INCOM
COM
34964C106
1353
32497
SH
DFND
1
32497
0
0
FOSSIL GROUP INC COM
COM
34988V106
331
2849
SH
DFND
1
2849
0
0
FRANCO NEVADA CORP COM
COM
351858105
4338
95855
SH
DFND
1
95855
0
0
FRANCO NEVADA CORP COM
COM
351858105
24947
551196
SH
DFND
2
551196
0
0
FRANKLIN RESOURCES INC
COM
354613101
330
6535
SH
DFND
1
6535
0
0
FRANKLIN TEMPLETON LTD DUR I
COM
35472T101
292
22474
SH
DFND
1
22474
0
0
FREEPORT MCMORAN COPPER&GOLDCL B
CL B
35671D857
4386
132583
SH
DFND
1
132583
0
0
GAP INC
COM
364760108
328
8136
SH
DFND
1
8136
0
0
GARMIN LTD SHS
COM
H2906T109
351
7760
SH
DFND
1
7760
0
0
GENERAL ELECTRIC CO
COM
369604103
1553
65005
SH
DFND
1
65005
0
0
GENERAL GROWTH PPTYS INC NEWCOM
COM
370023103
20231
1048779
SH
DFND
1
1048779
0
0
GENERAL GROWTH PPTYS INC NEWCOM
COM
370023103
9054
469368
SH
DFND
2
469368
0
0
GENUINE PARTS CO
COM
372460105
392
4845
SH
DFND
1
4845
0
0
GLAXOSMITHKLINE PLC ADR SPONSORED
ADR
37733W105
1190
23723
SH
DFND
23723
0
0
GOOGLE INC CL A
CL A
38259P508
23812
27185
SH
DFND
1
27185
0
0
GOOGLE INC CL A
CL A
38259P508
12356
14107
SH
DFND
2
14107
0
0
GORMAN RUPP CO COM
COM
383082104
268
6678
SH
DFND
1
6678
0
0
GRAINGER W W INC
COM
384802104
329
1258
SH
DFND
1
1258
0
0
GREENLIGHT CAPITAL RE LTD CLASS A
CL A
G4095J109
6988
245702
SH
DFND
1
245702
0
0
GREENLIGHT CAPITAL RE LTD CLASS A
CL A
G4095J109
5746
202047
SH
DFND
2
202047
0
0
GUGGENHEIM CHINA REAL ESTATE ETF
COM
18383Q861
1476
68383
SH
DFND
1
68383
0
0
HALOZYME THERAPEUTICS INC COM
COM
40637H109
381
34555
SH
DFND
1
34555
0
0
HARBINGER GROUP INC COM
COM
41146A106
350
33712
SH
DFND
1
33712
0
0
HARRIS CORP DEL
COM
413875105
1330
22433
SH
DFND
1
22433
0
0
HEICO CORP NEW CL A
CL A
422806208
1798
44835
SH
DFND
1
44835
0
0
HEICO CORP NEW CL A
CL A
422806208
4733
118000
SH
DFND
2
118000
0
0
HELIOS ADVANTAGE INCOME FUND
COM
42327W206
1411
165638
SH
DFND
1
165638
0
0
HELIOS ADVANTAGE INCOME FUND
COM
42327W206
138
16200
SH
DFND
3
16200
0
0
HELIOS HIGH INCOME FUND
COM
42327X204
913
109957
SH
DFND
1
109957
0
0
HELIOS HIGH INCOME FUND
COM
42327X204
126
15200
SH
DFND
3
15200
0
0
HELIOS HIGH YIELD FD COM
COM
42328Q109
127
12897
SH
DFND
1
12897
0
0
HELIOS MULTI SECTOR HIGN INCOME FUN
COM
42327Y202
1162
200034
SH
DFND
1
200034
0
0
HELIOS MULTI SECTOR HIGN INCOME FUND
COM
42327Y202
98
16800
SH
DFND
3
16800
0
0
HELIOS STRATEGIC INCOME FUND
COM
42328A203
390
61382
SH
DFND
1
61382
0
0
HESS CORP
COM
42809H107
333
4301
SH
DFND
1
4301
0
0
HILLTOP HOLDINGS INC COM
COM
432748101
345
18663
SH
DFND
1
18663
0
0
HONEYWELL INTL INC
COM
438516106
1000
12040
SH
DFND
1
12040
0
0
HOST MARRIOTT CORP NEW
COM
44107P104
328
18552
SH
DFND
1
18552
0
0
HOWARD HUGHES CORP COM
COM
44267D107
329651
2933626
SH
DFND
1
2933626
0
0
HOWARD HUGHES CORP COM
COM
44267D107
259330
2307819
SH
DFND
2
2307819
0
0
HOWARD HUGHES CORP COM
COM
44267D107
15090
134289
SH
DFND
3
134289
0
0
HSN INC COM
COM
404303109
1765
32918
SH
DFND
1
32918
0
0
HUNTSMAN CORP
COM
447011107
339
16443
SH
DFND
1
16443
0
0
HYATT HOTELS CORP COM CL A
CL A
448579102
319
7416
SH
DFND
1
7416
0
0
IAC INTERACTIVECORP COM PAR $.001
COM
44919P508
28988
530244
SH
DFND
1
530244
0
0
IAC INTERACTIVECORP COM PAR $.001
COM
44919P508
38820
710071
SH
DFND
2
710071
0
0
IAC INTERACTIVECORP COM PAR $.001
COM
44919P508
204
3724
SH
DFND
3
3724
0
0
ICAHN ENTERPRISES LPDEP UNIT
UNIT
451100101
136377
1637768
SH
DFND
1
1637768
0
0
ICAHN ENTERPRISES LPDEP UNIT
UNIT
451100101
183538
2204131
SH
DFND
2
2204131
0
0
ICAHN ENTERPRISES LPDEP UNIT
UNIT
451100101
17976
215880
SH
DFND
3
215880
0
0
IDT CORP CL B NEW
CL B
448947507
369
20763
SH
DFND
20763
0
0
ILLINOIS TOOL WORKS INC
COM
452308109
337
4421
SH
DFND
1
4421
0
0
IMPERIAL OIL LTD COM
COM
453038408
1396
31756
SH
DFND
1
31756
0
0
IMPERIAL OIL LTD COM
COM
453038408
300
6834
SH
DFND
2
6834
0
0
ING PRIME RATE TR SH BEN INT
BEN INT
44977W106
1911
315415
SH
DFND
315415
0
0
INTER PARFUMS INC COM
COM
458334109
5464
182204
SH
DFND
1
182204
0
0
INTER PARFUMS INC COM
COM
458334109
4663
155500
SH
DFND
2
155500
0
0
INTERCONTINENTAL EXCHANGE INC COM
COM
45865V100
2174
11981
SH
DFND
1
11981
0
0
INTERCONTINENTAL EXCHANGE INC COM
COM
45865V100
3374
18600
SH
DFND
2
18600
0
0
INTERDIGITAL INC CONV 2.500% 03/15/
NOTE
458660AB3
4188
4000000
PRN
DFND
1
4000000
0
0
INTERNET INITIATIVE JAPAN INSPONSOR
ADR
46059T109
589
40928
SH
DFND
1
40928
0
0
INTL FLAVORS & FRAGRANCES
COM
459506101
383
4650
SH
DFND
1
4650
0
0
INTUIT INC
COM
461202103
335
5057
SH
DFND
1
5057
0
0
INVESCO INSURED MUNICIPAL INCOME TR
COM
46132P108
390
28777
SH
DFND
1
28777
0
0
INVESCO MUNICIPAL INCOME OPPORTUNIT
COM
46132X101
1402
221534
SH
DFND
1
221534
0
0
INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST
COM
46132X101
199
31503
SH
DFND
3
31503
0
0
INVESCO QUALITY MUNI INC TRSCOM
COM
46133G107
500
43234
SH
DFND
1
43234
0
0
INVESCO VAN KAMPEN DYNAMIC CREDIT OPPORTUNIT
COM
46132R104
2175
169138
SH
DFND
169138
0
0
INVESCO VAN KAMPEN MUNI OPP COM
COM
46132C107
511
43343
SH
DFND
43343
0
0
INVESCO VAN KAMPEN SENIOR INCOME TR
COM
46131H107
3037
578477
SH
DFND
1
578477
0
0
INVESCO VAN KAMPEN SENIOR INCOME TRUST
COM
46131H107
121
23000
SH
DFND
3
23000
0
0
INVESCO VAN KAMPEN TRUST INVESTMENT
COM
46131T101
1254
90685
SH
DFND
90685
0
0
IPATH S&P 500 VIX ST FUTURES ETN
COM
06740C188
409
27800
SH
Call
DFND
27800
0
0
ISHARES TR 1-3 YR TRS BD
COM
464287457
253
3000
SH
DFND
1
3000
0
0
ISHARES TR BARCLYS 1-3YR C
COM
464288646
2829
26867
SH
DFND
26867
0
0
ISHARES TR FTSE CHINA 25 IDX
COM
464287184
742
20014
SH
DFND
1
20014
0
0
ISHARES TR S&P SHRT NATL
COM
464288158
344
3244
SH
DFND
1
3244
0
0
ISHARES TR US TIPS BD FD
COM
464287176
2825
25092
SH
DFND
1
25092
0
0
ISIS PHARMACEUTICALS INC
COM
464330109
638
17000
SH
DFND
2
17000
0
0
JARDEN CORP
COM
471109108
210054
4339962
SH
DFND
1
4339962
0
0
JARDEN CORP
COM
471109108
54962
1135575
SH
DFND
2
1135575
0
0
JEFFERIES GROUP INC (LUK) 3.875% 11
NOTE
472319AG7
1225
1169000
PRN
DFND
1
1169000
0
0
JOHNSON & JOHNSON
COM
478160104
1492
17214
SH
DFND
1
17214
0
0
JOHNSON & JOHNSON
COM
478160104
1214
14000
SH
DFND
2
14000
0
0
KIMBERLY CLARK CORP
COM
494368103
375
3984
SH
DFND
1
3984
0
0
KINDER MORGAN INC
COM
49456B101
2490
70000
SH
Put
DFND
1
70000
0
0
KKR & CO LP
COM
48248M102
3486
169364
SH
DFND
1
169364
0
0
KKR & CO LP
COM
48248M102
269
13070
SH
DFND
2
13070
0
0
KKR & CO LP
COM
48248M102
598
29050
SH
DFND
3
29050
0
0
KLA-TENCOR CORP
COM
482480100
931
15300
SH
DFND
1
15300
0
0
KRAFT FOODS GROUP INC COM
COM
50076Q106
1028
19586
SH
DFND
1
19586
0
0
KRONOS WORLDWIDE INC COM
COM
50105F105
330
21308
SH
DFND
1
21308
0
0
L 3 COMMUNICATIONS CORP CONV 3.000% 08/01/35
CONV
502413AW7
925
850000
PRN
DFND
1
850000
0
0
L 3 COMMUNICATIONS CORP CONV 3.000% 08/01/35
CONV
502413AW7
1034
950000
PRN
DFND
2
950000
0
0
L BRANDS INC COM
COM
501797104
82860
1356144
SH
DFND
1
1356144
0
0
L BRANDS INC COM
COM
501797104
17194
281402
SH
DFND
2
281402
0
0
LAS VEGAS SANDS CORP
COM
517834107
12263
184628
SH
DFND
1
184628
0
0
LAS VEGAS SANDS CORP
COM
517834107
66310
998350
SH
DFND
2
998350
0
0
LAS VEGAS SANDS CORP
COM
517834107
2384
35900
SH
DFND
3
35900
0
0
LAUDER ESTEE COS INC CL A
CL A
518439104
330
4714
SH
DFND
1
4714
0
0
LEGGETT & PLATT INC
COM
524660107
1025
34000
SH
DFND
1
34000
0
0
LENNAR CORP CL A
CL A
526057104
10384
293337
SH
DFND
1
293337
0
0
LENNAR CORP CL A
CL A
526057104
5156
145655
SH
DFND
2
145655
0
0
LEUCADIA NATIONAL CORP
COM
527288104
148792
5462244
SH
DFND
1
5462244
0
0
LEUCADIA NATIONAL CORP
COM
527288104
114849
4216187
SH
DFND
2
4216187
0
0
LEUCADIA NATIONAL CORP
COM
527288104
5103
187348
SH
DFND
3
187348
0
0
LEUCADIA NATL CORP SR NT CONV 3.7
CONV
527288AX2
6844
5280000
PRN
DFND
1
5280000
0
0
LEUCADIA NATL CORP SR NT CONV 3.7
CONV
527288AX2
130
100000
PRN
DFND
3
100000
0
0
LEXINGTON REALTY TRUST PFD CONV SER
PFD CONV C
529043309
953
20785
SH
DFND
1
20785
0
0
LIBERTY GLOBAL PLC SHS CL A
CL A
G5480U104
450
5672
SH
DFND
1
5672
0
0
LIBERTY GLOBAL PLC SHS CL C
CL C
G5480U120
5585
74040
SH
DFND
74040
0
0
LIBERTY INTERACTIVE CORP SER A
SER A
53071M104
72595
3093103
SH
DFND
1
3093103
0
0
LIBERTY INTERACTIVE CORP SER A
SER A
53071M104
87913
3745751
SH
DFND
2
3745751
0
0
LIBERTY INTERACTIVE CORP SER A
SER A
53071M104
6370
271400
SH
DFND
3
271400
0
0
LIBERTY MEDIA CORP DELAWARE CL A
CL A
531229102
390192
2651662
SH
DFND
1
2651662
0
0
LIBERTY MEDIA CORP DELAWARE CL A
CL A
531229102
293737
1996175
SH
DFND
2
1996175
0
0
LIBERTY MEDIA CORP DELAWARE CL A
CL A
531229102
18482
125600
SH
DFND
3
125600
0
0
LIBERTY VENTURES SER A
SER A
53071M880
30993
351518
SH
DFND
1
351518
0
0
LIBERTY VENTURES SER A
SER A
53071M880
57086
647451
SH
DFND
2
647451
0
0
LIBERTY VENTURES SER A
SER A
53071M880
476
5400
SH
DFND
3
5400
0
0
LILLY, ELI AND COMPANY
COM
532457108
652
12960
SH
DFND
1
12960
0
0
LILLY, ELI AND COMPANY
COM
532457108
1158
23000
SH
DFND
2
23000
0
0
LIVE NATION ENTERTAINMENT 2.875% 07
NOTE
538034AB5
17428
17076000
PRN
DFND
1
17076000
0
0
LIVE NATION ENTERTAINMENT 2.875% 07/15/27
NOTE
538034AB5
2820
2763000
PRN
DFND
2
2763000
0
0
LIVE NATION ENTERTAINMENT INC.
COM
538034109
39698
2140037
SH
DFND
1
2140037
0
0
LIVE NATION ENTERTAINMENT INC.
COM
538034109
72302
3897700
SH
DFND
2
3897700
0
0
LIVE NATION ENTERTAINMENT INC.
COM
538034109
367
19800
SH
DFND
3
19800
0
0
LMP CORPORATE LN FD INC
COM
50208B100
5092
410288
SH
DFND
1
410288
0
0
LMP CORPORATE LN FD INC
COM
50208B100
200
16100
SH
DFND
3
16100
0
0
LOEWS CORP
COM
540424108
2319
49619
SH
DFND
1
49619
0
0
LORAL SPACE & COMMUNICATNS LCOM
COM
543881106
1606
23705
SH
DFND
1
23705
0
0
LORAL SPACE & COMMUNICATNS LCOM
COM
543881106
3901
57600
SH
DFND
2
57600
0
0
LORAL SPACE & COMMUNICATNS LCOM
COM
543881106
352
5200
SH
DFND
3
5200
0
0
LYONDELLBASELL INDUSTRIES N SHS - A
CL A
N53745100
339
4632
SH
DFND
1
4632
0
0
M & T BK CORP
COM
55261F104
5765
51507
SH
DFND
1
51507
0
0
MADISON SQUARE GARDEN CO CL A
CL A
55826P100
9919
170810
SH
DFND
1
170810
0
0
MADISON SQUARE GARDEN CO CL A
CL A
55826P100
5912
101800
SH
DFND
2
101800
0
0
MANAGED DURATION INVT GRD FUND COM
COM
56165R103
1800
141209
SH
DFND
141209
0
0
MANNKIND CORP COM
COM
56400P201
327
57451
SH
DFND
1
57451
0
0
MANTECH INTL CORP CL A
CL A
564563104
1380
48000
SH
DFND
2
48000
0
0
MARATHON OIL CORP
COM
565849106
255
7300
SH
DFND
1
7300
0
0
MARKEL CORP
COM
570535104
5414
10456
SH
DFND
1
10456
0
0
MARKEL CORP
COM
570535104
15277
29505
SH
DFND
2
29505
0
0
MARKET VECTORS ETF TR GAMING ETF
COM
57060U829
8847
186612
SH
DFND
1
186612
0
0
MARKET VECTORS ETF TR HG YLD MUN ET
COM
57060U878
248
8497
SH
DFND
1
8497
0
0
MARKET VECTORS ETF TR MKTVEC SMUNET
COM
57060U803
2106
120291
SH
DFND
1
120291
0
0
MARKET VECTORS ETF TR PRE-RF MUN ET
COM
57060U738
430
17484
SH
DFND
1
17484
0
0
MARKETAXESS HLDGS INC COM
COM
57060D108
342
5700
SH
DFND
2
5700
0
0
MARRIOTT INTL INC NEW CL A
CL A
571903202
946
22499
SH
DFND
1
22499
0
0
MARRIOTT VACATIONS WRLDWDE CCOM
COM
57164Y107
387
8788
SH
DFND
1
8788
0
0
MARVELL TECHNOLOGY GROUP ORD
COM
G5876H105
312
27138
SH
DFND
1
27138
0
0
MASTERCARD INC CL A COM
CL A
57636Q104
11976
17801
SH
DFND
1
17801
0
0
MASTERCARD INC CL A COM
CL A
57636Q104
12985
19300
SH
DFND
2
19300
0
0
MCDERMOTT INTL INC
COM
580037109
123
16547
SH
DFND
1
16547
0
0
MCDONALDS CORP
COM
580135101
958
9954
SH
DFND
1
9954
0
0
MCEWEN MNG INC
COM
58039P107
2188
911758
SH
DFND
1
911758
0
0
MCEWEN MNG INC
COM
58039P107
1793
746915
SH
DFND
2
746915
0
0
MCGRAW HILL COMPANIES INC
COM
580645109
524
7996
SH
DFND
1
7996
0
0
MEDALLION FINL CORP
COM
583928106
1482
99628
SH
DFND
1
99628
0
0
MENTOR GRAPHICS CORP
COM
587200106
345
14783
SH
DFND
1
14783
0
0
MERCK & COMPANY
COM
58933Y105
1529
32121
SH
DFND
1
32121
0
0
MERCK & COMPANY
COM
58933Y105
762
16000
SH
DFND
2
16000
0
0
MERCURY GENL CORP NEW
COM
589400100
378
7828
SH
DFND
1
7828
0
0
MFS CALIF MUN FD
COM
59318C106
175
17122
SH
DFND
1
17122
0
0
MFS HIGH INCOME MUN TR SH BEN INT
BEN INT
59318D104
474
102175
SH
DFND
102175
0
0
MFS HIGH YIELD MUN TR SH BEN INT
BEN INT
59318E102
237
57354
SH
DFND
1
57354
0
0
MFS MUN INCOME TR SH BEN INT
BEN INT
552738106
140
21811
SH
DFND
1
21811
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
428
20946
SH
DFND
1
20946
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
22037
1078110
SH
DFND
2
1078110
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
1596
78080
SH
DFND
3
78080
0
0
MICROSOFT
COM
594918104
545
16388
SH
DFND
1
16388
0
0
MOHAWK INDUSTRIES INC
COM
608190104
338
2595
SH
DFND
1
2595
0
0
MOLEX INC COM
COM
608554101
336
8735
SH
DFND
1
8735
0
0
MOLYCORP INC 3.250% 06/15/16
NOTE
608753AA7
1035
1500000
PRN
DFND
2
1500000
0
0
MONDELEZ INTL INC COM
COM
609207105
1410
44873
SH
DFND
1
44873
0
0
MONSANTO CO NEW
COM
61166W101
1272
12189
SH
DFND
12189
0
0
MONSTER BEVERAGE CORP COM
COM
611740101
316
6049
SH
DFND
1
6049
0
0
MONTGOMERY STR INCOME SECS I
COM
614115103
2630
167435
SH
DFND
1
167435
0
0
MONTGOMERY STR INCOME SECS I
COM
614115103
342
21800
SH
DFND
2
21800
0
0
MORNINGSTAR INC COM
COM
617700109
340
4289
SH
DFND
1
4289
0
0
MOVADO GROUP INC
COM
624580106
2838
64870
SH
DFND
1
64870
0
0
MOVADO GROUP INC
COM
624580106
2507
57300
SH
DFND
2
57300
0
0
MSC INDL DIRECT INC CL A
CL A
553530106
14815
182114
SH
DFND
1
182114
0
0
NASDAQ OMX GROUP INCCOM
COM
631103108
932
29022
SH
DFND
1
29022
0
0
NASDAQ OMX GROUP INCCOM
COM
631103108
206
6400
SH
DFND
2
6400
0
0
NATIONAL INSTRS CORP COM
COM
636518102
348
11239
SH
DFND
1
11239
0
0
NAVISTAR INTL CONV 3.000% 10/15/14
NOTE
63934EAL2
1013
1000000
PRN
DFND
2
1000000
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
323
8865
SH
DFND
1
8865
0
0
NEUBERGER BERMAN INTER MUNI COM
COM
64124P101
1304
93310
SH
DFND
1
93310
0
0
NEUBERGER BERMAN NY INT MUN COM
COM
64124K102
355
27378
SH
DFND
1
27378
0
0
NEWMARKET CORP COM
COM
651587107
460
1596
SH
DFND
1
1596
0
0
NEWS CORP NEW CL A
CL A
65249B109
334
20810
SH
DFND
1
20810
0
0
NIKE INC CL B
CL B
654106103
384
5292
SH
DFND
1
5292
0
0
NORDSTROM INC
COM
655664100
333
5929
SH
DFND
1
5929
0
0
NORFOLK SOUTHN CORP
COM
655844108
501
6479
SH
DFND
1
6479
0
0
NORFOLK SOUTHN CORP
COM
655844108
9215
119136
SH
DFND
2
119136
0
0
NOVACOPPER INC COM
COM
66988K102
186
98421
SH
DFND
98421
0
0
NOVAGOLD RES INC COM NEW
COM
66987E206
1716
739777
SH
DFND
739777
0
0
NOVARTIS AG SPONSORED ADR
ADR
66987V109
867
11300
SH
DFND
1
11300
0
0
NOVARTIS AG SPONSORED ADR
ADR
66987V109
1381
18000
SH
DFND
2
18000
0
0
NOVO-NORDISK A S ADR
ADR
670100205
262
1548
SH
DFND
1
1548
0
0
NUVEEN AMT-FREE MUN FD COM
COM
670657105
880
70435
SH
DFND
1
70435
0
0
NUVEEN CA DIV ADV MUNI FD 3 SH BEN
BEN INT
67070Y109
176
15119
SH
DFND
1
15119
0
0
NUVEEN CA SELECT QUALITY MUNCOM
COM
670975101
243
17420
SH
DFND
1
17420
0
0
NUVEEN CALIF AMT-FREE MUN INC FD
COM
670651108
235
19052
SH
DFND
1
19052
0
0
NUVEEN CREDIT STRATEGIES INCOME FUN
COM
67073D102
1237
132299
SH
DFND
1
132299
0
0
NUVEEN DIV ADV MUNI FD 3 SH BEN INT
BEN INT
67070X101
1020
80287
SH
DFND
1
80287
0
0
NUVEEN DIV ADVANTAGE MUN FD
COM
67070F100
658
50731
SH
DFND
50731
0
0
NUVEEN DIVID ADVANTAGE
COM
67071L106
371
29260
SH
DFND
29260
0
0
NUVEEN DIVID ADVANTAGE MUN F
COM
67066V101
2994
229767
SH
DFND
229767
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
1628
136157
SH
DFND
1
136157
0
0
NUVEEN FLTNG RTE INCM OPP FDCOM SHS
COM
6706EN100
1686
136260
SH
DFND
1
136260
0
0
NUVEEN FLTNG RTE INCM OPP FDCOM SHS
COM
6706EN100
184
14900
SH
DFND
3
14900
0
0
NUVEEN INS NY TX FR ADV MUN COM
COM
670656107
1173
95872
SH
DFND
95872
0
0
NUVEEN INVT QUALITY MUN FD I
COM
67062E103
448
32475
SH
DFND
1
32475
0
0
NUVEEN MTG OPPTY TERM FD 2 COM
COM
67074R100
294
12236
SH
DFND
1
12236
0
0
NUVEEN MUN ADVANTAGE FD INC
COM
67062H106
639
51111
SH
DFND
1
51111
0
0
NUVEEN MUN HIGH INC OPP FD COM
COM
670682103
622
53299
SH
DFND
53299
0
0
NUVEEN MUN MKT OPPORTUNITY F
COM
67062W103
3030
247113
SH
DFND
247113
0
0
NUVEEN MUN OPPORTUNITY
COM
670984103
363
27921
SH
DFND
27921
0
0
NUVEEN NY DIV ADVANTG MUN FD
COM
67070A101
286
22548
SH
DFND
1
22548
0
0
NUVEEN NY DIVID ADVNTG MUN F
COM
67066X107
1476
114357
SH
DFND
114357
0
0
NUVEEN NY PERFORM PLUS MUN F
COM
67062R104
1778
129989
SH
DFND
1
129989
0
0
NUVEEN PERFORM PLUS MUN FD
COM
67062P108
11295
836030
SH
DFND
836030
0
0
NUVEEN PREM INCOME MUN FD
COM
67062T100
1218
95335
SH
DFND
1
95335
0
0
NUVEEN PREM INCOME MUN FD 2
COM
67063W102
1849
141712
SH
DFND
1
141712
0
0
NUVEEN PREM INCOME MUN FD 4.000% 00
COM
6706K4105
1970
165523
SH
DFND
1
165523
0
0
NUVEEN PREMIER MUN INCOME FD
COM
670988104
1058
82042
SH
DFND
82042
0
0
NUVEEN QUALITY INCOME MUN FD
COM
670977107
799
63401
SH
DFND
1
63401
0
0
NUVEEN QUALITY MUN FD INC COM
COM
67062N103
397
32285
SH
DFND
1
32285
0
0
NUVEEN QUALITY PFD INCOME FD
COM
67071S101
293
38818
SH
DFND
38818
0
0
NUVEEN QUALITY PFD INCOME FD
COM
67072C105
135
16492
SH
DFND
16492
0
0
NUVEEN QUALITY PFD INCOME FD
COM
67072W101
114
14470
SH
DFND
14470
0
0
NUVEEN REAL ESTATE INCOME FD
COM
67071B108
175
16582
SH
DFND
1
16582
0
0
NUVEEN SELECT MAT MUN FD SH BEN INT
BEN INT
67061T101
209
21500
SH
Put
DFND
1
21500
0
0
NUVEEN SR INCOME FD
COM
67067Y104
3230
449811
SH
DFND
1
449811
0
0
NUVEEN SR INCOME FD
COM
67067Y104
78
10900
SH
DFND
3
10900
0
0
NYSE EURONEXT COM
COM
629491101
2418
57600
SH
DFND
1
57600
0
0
NYSE EURONEXT COM
COM
629491101
8912
212293
SH
DFND
2
212293
0
0
OAKTREE CAP GROUP LLC UNIT CL A
CL A
674001201
46174
882034
SH
DFND
1
882034
0
0
OAKTREE CAP GROUP LLC UNIT CL A
CL A
674001201
11485
219384
SH
DFND
2
219384
0
0
OAKTREE CAP GROUP LLC UNIT CL A
CL A
674001201
1495
28564
SH
DFND
3
28564
0
0
OCH ZIFF CAP MGMT GROUP CL A
CL A
67551U105
123
11200
SH
DFND
11200
0
0
OCWEN FINL CORP COM NEW
COM
675746309
329
5902
SH
DFND
1
5902
0
0
ONCOTHYREON INC COM
COM
682324108
67
32333
SH
DFND
2
32333
0
0
OPKO HEALTH INC COM
COM
68375N103
517
58705
SH
DFND
1
58705
0
0
OPKO HEALTH INC COM
COM
68375N103
181
20600
SH
DFND
2
20600
0
0
OSIRIS THERAPEUTICS INC NEW COM
COM
68827R108
266
16000
SH
DFND
2
16000
0
0
PACIFIC BIOSCIENCES CALIF INCOM
COM
69404D108
66
12000
SH
DFND
2
12000
0
0
PAIN THERAPEUTICS INC COM
COM
69562K100
103
38000
SH
DFND
2
38000
0
0
PALL CORP
COM
696429307
2377
30851
SH
DFND
1
30851
0
0
PAYCHEX INC
COM
704326107
335
8248
SH
DFND
1
8248
0
0
PCM FUND INC
COM
69323T101
5243
457908
SH
DFND
457908
0
0
PEABODY ENERGY CORP 4.750% 12/15/41
NOTE
704549AG9
461
574000
PRN
DFND
1
574000
0
0
PEGASYSTEMS INC COM
COM
705573103
342
8590
SH
DFND
1
8590
0
0
PENN NATL GAMING INC COM
COM
707569109
329
5938
SH
DFND
1
5938
0
0
PENN WEST PETROLEUM LTD
COM
707887105
2151
193233
SH
DFND
193233
0
0
PENNEY J C INC
COM
708160106
196
22248
SH
DFND
1
22248
0
0
PENNEY J C INC
COM
708160106
2205
250416
SH
DFND
2
250416
0
0
PENSKE AUTOMOTIVE GRP INC COM
COM
70959W103
2844
66568
SH
DFND
1
66568
0
0
PENSKE AUTOMOTIVE GRP INC COM
COM
70959W103
1654
38700
SH
DFND
2
38700
0
0
PEPSICO INC
COM
713448108
1867
23486
SH
DFND
1
23486
0
0
PETROCHINA CO LTD SPONS ADR ISIN
ADR
71646E100
1017
9250
SH
DFND
1
9250
0
0
PFIZER INC
COM
717081103
364
12665
SH
DFND
1
12665
0
0
PFIZER INC
COM
717081103
1321
46000
SH
DFND
2
46000
0
0
PHARMACYCLICS INC COM
COM
716933106
387
2801
SH
DFND
1
2801
0
0
PHILIP MORRIS INTL INC COM
COM
718172109
13318
153808
SH
DFND
1
153808
0
0
PHILIP MORRIS INTL INC COM
COM
718172109
851
9826
SH
DFND
2
9826
0
0
PIMCO CALIF MUN INCOME FD II
COM
72201C109
112
11931
SH
DFND
1
11931
0
0
PIMCO CORPORATE INCOME FD COM
COM
72200U100
773
46293
SH
DFND
1
46293
0
0
PIMCO CORPORATE OPP FD COM
COM
72201B101
717
39715
SH
DFND
39715
0
0
PIMCO DYNAMIC CR INCOME FD COM SHS
COM
72202D106
8689
390511
SH
DFND
1
390511
0
0
PIMCO DYNAMIC CR INCOME FD COM SHS
COM
72202D106
412
18500
SH
DFND
2
18500
0
0
PIMCO DYNAMIC INCOME FD SHS
COM
72201Y101
10443
363983
SH
DFND
1
363983
0
0
PIMCO DYNAMIC INCOME FD SHS
COM
72201Y101
637
22200
SH
DFND
2
22200
0
0
PIMCO ETF TR ENHAN SHRT MAT
COM
72201R833
245
2420
SH
DFND
1
2420
0
0
PIMCO ETF TR ENHAN SHRT MAT
COM
72201R833
228
2250
SH
DFND
2
2250
0
0
PIMCO ETF TR SHTRM MUN BOND
COM
72201R874
200
4000
SH
DFND
1
4000
0
0
PIMCO ETF TR TOTL RETN ETF
COM
72201R775
760
7180
SH
DFND
1
7180
0
0
PIMCO ETF TR TOTL RETN ETF
COM
72201R775
1313
12400
SH
DFND
2
12400
0
0
PIMCO INCOME OPPORTUNITY FD
COM
72202B100
12749
463753
SH
DFND
1
463753
0
0
PIMCO INCOME OPPORTUNITY FD
COM
72202B100
265
9650
SH
DFND
2
9650
0
0
PIMCO INCOME OPPORTUNITY FD
COM
72202B100
311
11300
SH
DFND
3
11300
0
0
PIMCO INCOME STRATEGY FUND
COM
72201H108
6206
536413
SH
Put
DFND
1
536413
0
0
PIMCO INCOME STRATEGY FUND
COM
72201H108
355
30700
SH
DFND
3
30700
0
0
PIMCO INCOME STRATEGY FUND II
COM
72201J104
14001
1372649
SH
DFND
1
1372649
0
0
PIMCO INCOME STRATEGY FUND II
COM
72201J104
406
39800
SH
DFND
3
39800
0
0
PIMCO MUN INCOME FD II
COM
72200W106
345
31273
SH
DFND
1
31273
0
0
PIMCO NEW YORK MUN INCM FD 1
COM
72201E105
158
17000
SH
DFND
1
17000
0
0
PIMCO NY MUNICIPAL INCOME FD
COM
72200T103
1436
138456
SH
DFND
1
138456
0
0
PIONEER FLOATING RATE TR
COM
72369J102
1582
126034
SH
DFND
126034
0
0
PIONEER MUN HIGH INCOME TR SHS
COM
723763108
184
13000
SH
DFND
1
13000
0
0
PRESTIGE BRANDS HLDGS INC COM
COM
74112D101
3122
103647
SH
DFND
1
103647
0
0
PRICE T ROWE GROUP INC
COM
74144T108
216
3000
SH
DFND
2
3000
0
0
PRICESMART INC COM
COM
741511109
342
3586
SH
DFND
1
3586
0
0
PROCTER & GAMBLE COMPANY
COM
742718109
845
11183
SH
DFND
1
11183
0
0
PROGENICS PHARMACEUTICALS INCOM
COM
743187106
337
67200
SH
DFND
2
67200
0
0
PROGRESSIVE CORP OF OHIO
COM
743315103
1310
48118
SH
DFND
1
48118
0
0
PROMOTORA DE INFORMACIONES SADR CL
ADR CL A
74343G204
134
79319
SH
DFND
1
79319
0
0
PROMOTORA DE INFORMACIONES SADR CL
ADR CL A
74343G303
314
168627
SH
DFND
1
168627
0
0
PROMOTORA DE INFORMACIONES SADR CL A SHS
ADR CL A
74343G204
149
88060
SH
DFND
2
88060
0
0
PROMOTORA DE INFORMACIONES SADR CL B CONV
ADR CL B
74343G303
469
251600
SH
DFND
2
251600
0
0
PUTMAN HIGH INCOME SEC FUND SHS BEN
BEN INT
746779107
89
11248
SH
DFND
1
11248
0
0
PUTNAM MANAGED MUN INCOM TR
COM
746823103
356
51993
SH
DFND
1
51993
0
0
PUTNAM MUN OPPORTUNITIES TR SH BEN
BEN INT
746922103
860
78644
SH
DFND
1
78644
0
0
PUTNAM PREMIER INCOME TR SH BEN INT
BEN INT
746853100
94
17938
SH
DFND
1
17938
0
0
QUALCOMM INC
COM
747525103
367
5449
SH
DFND
1
5449
0
0
QUALCOMM INC
COM
747525103
471
7000
SH
DFND
2
7000
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
411
6650
SH
DFND
1
6650
0
0
RACKSPACE HOSTING INC COM
COM
750086100
332
6299
SH
DFND
1
6299
0
0
RALPH LAUREN CORP CL A
CL A
751212101
332
2018
SH
DFND
1
2018
0
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
324
7779
SH
DFND
1
7779
0
0
RAYTHEON CO NEW
COM
755111507
682
8850
SH
DFND
1
8850
0
0
REALPAGE INC COM
COM
75606N109
333
14418
SH
DFND
1
14418
0
0
REGIS CORP 5.000% 07/15/14
NOTE
758932AA5
8618
7830000
PRN
DFND
1
7830000
0
0
REGIS CORP 5.000% 07/15/14
NOTE
758932AA5
1434
1303000
PRN
DFND
2
1303000
0
0
REYNOLDS AMERN INC
COM
761713106
598
12264
SH
DFND
1
12264
0
0
RITCHIE BROS AUCTIONEERS
COM
767744105
242
12000
SH
DFND
2
12000
0
0
ROCKWELL INTL CORP NEW
COM
773903109
937
8763
SH
DFND
1
8763
0
0
ROLLINS INC COM
COM
775711104
346
13049
SH
DFND
1
13049
0
0
ROUSE PPTYS INC COM
COM
779287101
92267
4483320
SH
DFND
1
4483320
0
0
ROUSE PPTYS INC COM
COM
779287101
65949
3204528
SH
DFND
2
3204528
0
0
ROUSE PPTYS INC COM
COM
779287101
3478
169000
SH
DFND
3
169000
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
1048
27365
SH
DFND
1
27365
0
0
ROYAL DUTCH SHELL PLC SPONSORED ADR
ADR
780259206
891
13563
SH
DFND
1
13563
0
0
ROYAL GOLD INC 2.875% 06/15/19
NOTE
780287AA6
8149
8500000
PRN
DFND
1
8500000
0
0
ROYAL GOLD INC 2.875% 06/15/19
NOTE
780287AA6
2890
3014000
PRN
DFND
2
3014000
0
0
RPC INC COM
COM
749660106
343
22185
SH
DFND
1
22185
0
0
RYDEX ETF TRUST S&P 500 EQ TRD
COM
78355W106
278
4259
SH
DFND
1
4259
0
0
SALESFORCE COM INC
COM
79466L302
333
6407
SH
DFND
1
6407
0
0
SANOFI AVENTIS CONTGNT VAL RT
RTS
80105N113
32
15940
SH
DFND
15940
0
0
SANOFI SPONSORED ADR
ADR
80105N105
1316
26000
SH
DFND
2
26000
0
0
SCHLUMBERGER
COM
806857108
829
9382
SH
DFND
1
9382
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
336
15881
SH
DFND
1
15881
0
0
SCOTTS MIRACLE GRO CO CL A
CL A
810186106
335
6093
SH
DFND
1
6093
0
0
SCRIPPS E W CO OHIO CL A
CL A
811054402
1484
80879
SH
DFND
1
80879
0
0
SCRIPPS E W CO OHIO CL A
CL A
811054402
1422
77500
SH
DFND
2
77500
0
0
SCRIPPS NETWORKS INTERACT INCL A
CL A
811065101
7701
98593
SH
DFND
1
98593
0
0
SCRIPPS NETWORKS INTERACT INCL A
CL A
811065101
18198
232973
SH
DFND
2
232973
0
0
SEABOARD CORP DEL
COM
811543107
357
130
SH
DFND
130
0
0
SEALED AIR CORP NEW
COM
81211K100
835
30725
SH
DFND
1
30725
0
0
SEARS HLDGS CORP COM
COM
812350106
136796
2299473
SH
DFND
1
2299473
0
0
SEARS HLDGS CORP COM
COM
812350106
70227
1180492
SH
DFND
2
1180492
0
0
SEARS HLDGS CORP COM
COM
812350106
3642
61220
SH
DFND
3
61220
0
0
SEARS HOMETOWN AND OUTLET ST
COM
812362101
11621
366002
SH
DFND
1
366002
0
0
SEARS HOMETOWN AND OUTLET ST
COM
812362101
11121
350283
SH
DFND
2
350283
0
0
SEARS HOMETOWN AND OUTLET ST
COM
812362101
742
23367
SH
DFND
3
23367
0
0
SHIRE PHARMACEUTICALS GR PLCSPONSORED ADR
ADR
82481R106
719
6000
SH
DFND
2
6000
0
0
SIGMA ALDRICH CORP
COM
826552101
3690
43257
SH
DFND
1
43257
0
0
SIGMA ALDRICH CORP
COM
826552101
19872
232963
SH
DFND
2
232963
0
0
SIMCERE PHARMACEUTICAL GROUPSPON ADR
ADR
82859P104
454
48000
SH
DFND
2
48000
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
374
2520
SH
DFND
1
2520
0
0
SONOCO PRODUCTS
COM
835495102
1075
27600
SH
DFND
1
27600
0
0
SOTHEBYS DE COM
COM
835898107
2872
58448
SH
DFND
58448
0
0
SPDR GOLD TRUST GOLD SHS
COM
78463V107
221
1722
SH
DFND
1
1722
0
0
SPDR INDEX SHS FDS S&P CHINA ETF
COM
78463X400
1523
20575
SH
DFND
1
20575
0
0
SPDR SERIES TRUST BARC CAPTL ETF
COM
78464A474
738
24000
SH
DFND
2
24000
0
0
SPDR SERIES TRUST BRCLY CP US BD
COM
78464A276
512
9541
SH
DFND
1
9541
0
0
STANDARD & POORS DEPOSITARY RECEIPT
COM
78462F103
600
3573
SH
DFND
1
3573
0
0
STARBUCKS CORP
COM
855244109
346
4492
SH
DFND
1
4492
0
0
STARZ
COM
85571Q102
136597
4855937
SH
DFND
1
4855937
0
0
STARZ
COM
85571Q102
77404
2751648
SH
DFND
2
2751648
0
0
STARZ
COM
85571Q102
3677
130700
SH
DFND
3
130700
0
0
STRAIGHT PATH COMMUNICATNS ICL B
CL B
862578101
55
10439
SH
DFND
10439
0
0
SUNCOR ENERGY INC NEW COM ISIN
COM
867224107
3784
105764
SH
DFND
1
105764
0
0
SUNCOR ENERGY INC NEW COM ISIN
COM
867224107
7154
199956
SH
DFND
2
199956
0
0
SUNCOR ENERGY INC NEW COM ISIN
COM
867224107
801
22400
SH
DFND
3
22400
0
0
SUSSER HLDGS CORP COM
COM
869233106
3178
59798
SH
DFND
1
59798
0
0
SUSSER HLDGS CORP COM
COM
869233106
5602
105400
SH
DFND
2
105400
0
0
SUSSER PETE PARTNERS LP COM U REP L
COM
869239103
1584
52584
SH
DFND
1
52584
0
0
SYNTEL INC COM
COM
87162H103
342
4269
SH
DFND
1
4269
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
361
19885
SH
DFND
1
19885
0
0
TAL INTL GROUP INC COM
COM
874083108
353
7556
SH
DFND
1
7556
0
0
TATA MTRS LTD SPONSORED ADR
ADR
876568502
14415
541525
SH
DFND
2
541525
0
0
TAUBMAN CTRS INC COM
COM
876664103
331
4924
SH
DFND
1
4924
0
0
TELEFLEX INC
COM
879369106
551
6701
SH
DFND
1
6701
0
0
TELETECH HOLDINGS INC COM
COM
879939106
333
13285
SH
DFND
1
13285
0
0
TEMPLETON EMERG MKTS INCOME
COM
880192109
986
69078
SH
DFND
1
69078
0
0
TESLA MTRS INC COM
COM
88160R101
357
1844
SH
DFND
1
1844
0
0
TEVA PHARMACEUTICAL INDS LTDADR
ADR
881624209
357
9460
SH
DFND
1
9460
0
0
TEXAS PACIFIC LAND TRUST SUB SHARES CERT
SUB SHARES CERT
882610108
33407
395208
SH
DFND
1
395208
0
0
TEXAS PACIFIC LAND TRUST SUB SHARES CERT
SUB SHARES CERT
882610108
70853
838200
SH
DFND
2
838200
0
0
TEXAS PACIFIC LAND TRUST SUB SHARES CERT
SUB SHARES CERT
882610108
9279
109770
SH
DFND
3
109770
0
0
TIME WARNER INC COM NEW
COM
887317303
12924
196390
SH
DFND
1
196390
0
0
TIME WARNER INC COM NEW
COM
887317303
5067
77000
SH
DFND
2
77000
0
0
TIME WARNER INC COM NEW
COM
887317303
211
3208
SH
DFND
3
3208
0
0
TOOTSIE ROLL INDS INC COM
COM
890516107
348
11289
SH
DFND
1
11289
0
0
TRANSOCEAN LTD ZUG NAMEN AKT
COM
H8817H100
355
7977
SH
DFND
1
7977
0
0
TREE COM INC COM
COM
894675107
258
9833
SH
DFND
2
9833
0
0
TWENTY FIRST CENTY FOX INC CL A
CL A
90130A101
390
11641
SH
DFND
1
11641
0
0
UNDER ARMOUR INC CL A
CL A
904311107
345
4338
SH
DFND
1
4338
0
0
UNION PACIFIC CORP COM
COM
907818108
917
5900
SH
DFND
1
5900
0
0
UNION PACIFIC CORP COM
COM
907818108
14320
92187
SH
DFND
2
92187
0
0
UNITED PARCEL SVC INC CL B
CL B
911312106
372
4067
SH
DFND
1
4067
0
0
URBAN OUTFITTERS INC
COM
917047102
326
8875
SH
DFND
1
8875
0
0
URSTADT BIDDLE PPTYS INS CL A
CL A
917286205
693
34864
SH
DFND
34864
0
0
VALHI INC NEW COM
COM
918905100
5595
280323
SH
DFND
1
280323
0
0
VALHI INC NEW COM
COM
918905100
1228
61500
SH
DFND
2
61500
0
0
VALMONT INDS INC
COM
920253101
476
3429
SH
DFND
1
3429
0
0
VANGUARD INDEX FDS EXTEND MKT ETF
COM
922908652
598
7760
SH
DFND
1
7760
0
0
VEECO INSTRS INC DEL
COM
922417100
408
10950
SH
DFND
1
10950
0
0
VERISK ANALYTICS INC CL A
CL A
92345Y106
500
7700
SH
DFND
2
7700
0
0
VERIZON COMMUNICATIONS
COM
92343V104
522
11192
SH
DFND
1
11192
0
0
VIACOM INC NEW CL B
CL B
92553P201
97179
1162712
SH
DFND
1
1162712
0
0
VIACOM INC NEW CL B
CL B
92553P201
54852
656280
SH
DFND
2
656280
0
0
VIACOM INC NEW CL B
CL B
92553P201
1540
18424
SH
DFND
3
18424
0
0
VIASAT INC
COM
92552V100
6807
106964
SH
DFND
1
106964
0
0
VIASAT INC
COM
92552V100
8041
126349
SH
DFND
2
126349
0
0
VICAL INC COM
COM
925602104
106
84500
SH
DFND
2
84500
0
0
VIROPHARMA INC COM
COM
928241108
746
19000
SH
DFND
2
19000
0
0
VIRTUS INVT PARTNERS INC COM
COM
92828Q109
8098
49790
SH
DFND
1
49790
0
0
VISA INC COM CL A
CL A
92826C839
17600
92098
SH
DFND
2
92098
0
0
VODAFONE GROUP PLC NEW SPONS ADR NE
COM
92857W209
1376
39109
SH
DFND
1
39109
0
0
VORNADO RLTY TR SBI
COM
929042109
5794
68930
SH
DFND
1
68930
0
0
VORNADO RLTY TR SBI
COM
929042109
11714
139348
SH
DFND
2
139348
0
0
W & T OFFSHORE INC COM
COM
92922P106
339
19147
SH
DFND
1
19147
0
0
W P CAREY INC
COM
92936U109
239
3700
SH
DFND
3700
0
0
WEBMD HEALTH CORP 2.250% 03/31/16
NOTE
94770VAH5
392
400000
PRN
DFND
2
400000
0
0
WEBMD HEALTH CORP CONV 2.500% 01/31/18
NOTE
94770VAF9
20111
21352000
PRN
DFND
1
21352000
0
0
WEBMD HEALTH CORP CONV 2.500% 01/31/18
NOTE
94770VAF9
4592
4875000
PRN
DFND
2
4875000
0
0
WELLS FARGO & CO NEW PERP PFD CNV A
PERP PFD CONV A
949746804
1858
1633
SH
DFND
1
1633
0
0
WENDYS COMPANY
COM
95058W100
136065
16045441
SH
DFND
1
16045441
0
0
WENDYS COMPANY
COM
95058W100
94202
11108692
SH
DFND
2
11108692
0
0
WENDYS COMPANY
COM
95058W100
5260
620300
SH
DFND
3
620300
0
0
WERNER ENTERPRISES INC
COM
950755108
337
14449
SH
DFND
1
14449
0
0
WESTERN ASSET HIGH INCM OPP
COM
95766K109
802
134414
SH
DFND
1
134414
0
0
WESTERN ASSET HIGH INCM OPP
COM
95766K109
140
23507
SH
DFND
3
23507
0
0
WESTERN ASSET MTG DEF OPPTY COM
COM
95790B109
4034
179305
SH
DFND
1
179305
0
0
WESTERN ASSET MTG DEF OPPTY COM
COM
95790B109
439
19500
SH
DFND
2
19500
0
0
WESTERN ASSETT MGD HI INCM FCOM
COM
95766L107
110
19400
SH
DFND
1
19400
0
0
WESTERN ASSETT MGD HI INCM FCOM
COM
95766L107
57
10000
SH
DFND
3
10000
0
0
WESTERN REFNG INC COM
COM
959319104
350
11649
SH
DFND
1
11649
0
0
WESTLAKE CHEM CORP COM
COM
960413102
338
3233
SH
DFND
1
3233
0
0
WHITE MOUNTAINS INSURANCE GROUP LTD ISIN
COM
G9618E107
2286
4027
SH
DFND
1
4027
0
0
WHITE MOUNTAINS INSURANCE GROUP LTD ISIN
COM
G9618E107
5052
8900
SH
DFND
2
8900
0
0
WHITE MOUNTAINS INSURANCE GROUP LTD ISIN
COM
G9618E107
1078
1900
SH
DFND
3
1900
0
0
WIDEPOINT CORP COM
COM
967590100
34
38162
SH
DFND
2
38162
0
0
WILLIAMS COS INC
COM
969457100
9668
265901
SH
DFND
1
265901
0
0
WINTHROP RLTY TR SH BEN INT NEW
BEN INT
976391300
3457
310015
SH
DFND
1
310015
0
0
WINTHROP RLTY TR SH BEN INT NEW
BEN INT
976391300
5615
503600
SH
DFND
2
503600
0
0
WINTHROP RLTY TR SH BEN INT NEW
BEN INT
976391300
328
29400
SH
DFND
3
29400
0
0
WISDOMTREE INVTS INC
COM
97717P104
12449
1073064
SH
DFND
1
1073064
0
0
WISDOMTREE INVTS INC
COM
97717P104
15035
1296015
SH
DFND
2
1296015
0
0
WISDOMTREE INVTS INC
COM
97717P104
3394
292600
SH
DFND
3
292600
0
0
WISDOMTREE TRUST INDIA ERNGS FD
COM
97717W422
522
34100
SH
DFND
1
34100
0
0
WPX ENERGY INC COM
COM
98212B103
32401
1682302
SH
DFND
1
1682302
0
0
WPX ENERGY INC COM
COM
98212B103
1618
84024
SH
DFND
2
84024
0
0
WYNN RESORTS LTD
COM
983134107
44242
279997
SH
DFND
1
279997
0
0
WYNN RESORTS LTD
COM
983134107
35782
226455
SH
DFND
2
226455
0
0
WYNN RESORTS LTD
COM
983134107
1485
9400
SH
DFND
3
9400
0
0
YAHOO INC
COM
984332106
363
10933
SH
DFND
1
10933
0
0
YAHOO INC
COM
984332106
1858
56000
SH
DFND
2
56000
0
0