Managing Director

0001519113-20-000001.txt : 20200213 0001519113-20-000001.hdr.sgml : 20200213 20200213144103 ACCESSION NUMBER: 0001519113-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200213 DATE AS OF CHANGE: 20200213 EFFECTIVENESS DATE: 20200213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Highlander Capital Management, LLC CENTRAL INDEX KEY: 0001519113 IRS NUMBER: 223447621 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14486 FILM NUMBER: 20609319 BUSINESS ADDRESS: STREET 1: 535 MILLBURN AVENUE CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: 973-718-3511 MAIL ADDRESS: STREET 1: 535 MILLBURN AVENUE CITY: SHORT HILLS STATE: NJ ZIP: 07078 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001519113 XXXXXXXX 12-31-2019 12-31-2019 Highlander Capital Management, LLC

535 MILLBURN AVENUE SHORT HILLS NJ 07078

13F HOLDINGS REPORT 028-14486 N Ryan MacWright Managing Director 973-718-3511 Ryan MacWright Short Hills NJ 02-13-2020 0 626 214708 false INFORMATION TABLE 2 highlander4q2019.xml 3M CO COM Equities 88579Y101 494 2800 SH SOLE 2800 0 0 ABERDEEN GLOBAL PREMIER Equities 00302L108 63 9734 SH SOLE 9734 0 0 ACCENTURE PLC IRELAND Equities G1151C101 42 200 SH SOLE 200 0 0 AGNC INVESTMENT CORP Equities 00123Q104 42 2355 SH SOLE 2355 0 0 ALCON SA ACT NOM Equities H01301128 2 30 SH SOLE 30 0 0 ALEXION PHARMACEUTICALS INC Equities 015351109 54 500 SH SOLE 500 0 0 ALIBABA GROUP HOLDING LTD Equities 01609W102 567 2675 SH SOLE 2675 0 0 ALLEGIANCE BK TEX HOUSTON SR Fixed Income 01748DAZ9 20 20000 PRN SOLE 20000 0 0 ALLERGAN PLC Equities G0177J108 36 186 SH SOLE 186 0 0 ALLIANT ENERGY CORP COM Equities 018802108 25 456 SH SOLE 456 0 0 ALLY FINL INC COM Equities 02005N100 98 3200 SH SOLE 3200 0 0 ALPHABET INC Equities 02079K305 375 280 SH SOLE 280 0 0 ALPHABET INC Equities 02079K107 2344 1753 SH SOLE 1753 0 0 ALTRIA GROUP INC Equities 02209S103 164 3295 SH SOLE 3295 0 0 AMAZON COM INC Equities 023135106 2319 1255 SH SOLE 1255 0 0 AMEREN CORP COM Equities 023608102 12 150 SH SOLE 150 0 0 AMERICAN ELECTRIC POWER CO Equities 025537101 9 100 SH SOLE 100 0 0 AMERICAN EXPRESS COMPANY Equities 025816109 87 700 SH SOLE 700 0 0 AMERICAN EXPRESS CR CORP Fixed Income 0258M0DT3 10 10000 PRN SOLE 10000 0 0 AMERICAN HOMES 4 RENT Equities 02665T306 94 3575 SH SOLE 3575 0 0 AMERICAN INTERNATIONAL GROUP Equities 026874784 15 290 SH SOLE 290 0 0 AMERISOURCE BERGEN CORP COM Equities 03073E105 34 400 SH SOLE 400 0 0 AMGEN INC Equities 031162100 5554 23040 SH SOLE 23040 0 0 AMSOUTH BANCORPORATION Fixed Income 032165AD4 106 90000 PRN SOLE 90000 0 0 ANNALY CAP MGMT INC COM Equities 035710409 49 5250 SH SOLE 5250 0 0 ANNALY CAP MGMT INC PFD Equities 035710805 105 4100 SH SOLE 4100 0 0 ANTELOPE VY-EAST KERN CALIF Fixed Income 03672VAE2 203 200000 PRN SOLE 200000 0 0 ANTHEM INC COM Equities 036752103 45 150 SH SOLE 150 0 0 ANWORTH MORTGAGE ASSET CORP Equities 037347101 28 8000 SH SOLE 8000 0 0 APACHE CORP Equities 037411105 54 2100 SH SOLE 2100 0 0 APHRIA INC COM Equities 03765K104 5 1000 SH SOLE 1000 0 0 APOLLO INVT CORP COM NEW Equities 03761U502 23 1332 SH SOLE 1332 0 0 APPLE INC Equities 037833100 5511 18765 SH SOLE 18765 0 0 AQUA AMERICA INC Equities 03836W103 23 500 SH SOLE 500 0 0 ARAMARK SVCS INC GTD FXD Fixed Income 038522AK4 97 95000 PRN SOLE 95000 0 0 ARAMARK SVCS INC GTD FXD Fixed Income 038522AN8 229 220000 PRN SOLE 220000 0 0 ARES CAP CORP COM Equities 04010L103 16 884 SH SOLE 884 0 0 ASA GOLD & PRECIOUS METALS Equities G3156P103 23 1700 SH SOLE 1700 0 0 ASTORIA FINL CORP FXD Fixed Income 046265AG9 456 455000 PRN SOLE 455000 0 0 AT&T INC Equities 00206R102 1439 36817 SH SOLE 36817 0 0 AT&T INC Fixed Income 00206RCL4 8 8000 PRN SOLE 8000 0 0 AURINIA PHARMACEUTICALS INC Equities 05156V102 20 1000 SH SOLE 1000 0 0 AURORA CANNABIS INC Equities 05156X108 4 1800 SH SOLE 1800 0 0 AUTOMATIC DATA PROCESSING INC Equities 053015103 1006 5900 SH SOLE 5900 0 0 AVINO SILVER & GOLD MINES Equities 053906103 1 1500 SH SOLE 1500 0 0 AVON PRODS INC COM Equities 054303102 102 18000 SH SOLE 18000 0 0 BANC CALIF INC FXD RT Fixed Income 05990KAC0 180 175000 PRN SOLE 175000 0 0 BANCO SANTANDER S A Equities 05964H105 2 439 SH SOLE 439 0 0 BANK AMER CORP DEP SHS PFD Equities 060505583 18 750 SH SOLE 750 0 0 BANK AMER CORP DEPOSITARY SHS Equities 060505815 37 1500 SH SOLE 1500 0 0 BANK AMER CORP FIXED RT Fixed Income 06051GEE5 519 500000 PRN SOLE 500000 0 0 BANK AMER CORP INCOME CAP Equities 060505179 7 250 SH SOLE 250 0 0 BANK NEW YORK MELLON CORP Equities 064058100 2373 47147 SH SOLE 47147 0 0 BANK OF AMERICA CORP Equities 060505104 1595 45286 SH SOLE 45286 0 0 BANK OF THE OZARKS FXD Fixed Income 063904AA4 128 125000 PRN SOLE 125000 0 0 BANK OZK LITTLE ROCK ARK COM Equities 06417N103 1 40 SH SOLE 40 0 0 BARCLAYS BANK PLC Fixed Income 06740L8C2 96 85000 PRN SOLE 85000 0 0 BAUXITE ARK WTR REV WTR Fixed Income 071764AB0 10 10000 PRN SOLE 10000 0 0 BAXTER INTERNATIONAL INC Equities 071813109 171 2050 SH SOLE 2050 0 0 BECTON DICKINSON & CO Equities 075887109 374 1375 SH SOLE 1375 0 0 BELO A H CORP Fixed Income 080555AF2 228 200000 PRN SOLE 200000 0 0 BERKSHIRE HATHAWAY FIN Fixed Income 084664BZ3 50 50000 PRN SOLE 50000 0 0 BERKSHIRE HATHAWAY INC DEL Equities 084670702 5639 24895 SH SOLE 24895 0 0 BHP GROUP LIMITED Equities 088606108 345 6300 SH SOLE 6300 0 0 BIOGEN INC Fixed Income 09062XAC7 15 15000 PRN SOLE 15000 0 0 BLACKROCK CORE BD TR SHS BEN INT Equities 09249E101 7 480 SH SOLE 480 0 0 BLACKROCK FLOATING RATE INCOME Equities 09255X100 7 535 SH SOLE 535 0 0 BLACKROCK MUN BD TR COM Equities 09249H104 16 1000 SH SOLE 1000 0 0 BLACKROCK MUNIYIELD N J FD INC COM Equities 09254Y109 304 20161 SH SOLE 20161 0 0 BLACKSTONE GROUP INC Equities 09260D107 853 15250 SH SOLE 15250 0 0 BLUEBIRD BIO INC Equities 09609G100 167 1900 SH SOLE 1900 0 0 BMC STK HLDGS INC COM Equities 05591B109 250 8700 SH SOLE 8700 0 0 BOEING CO Equities 097023105 2728 8375 SH SOLE 8375 0 0 BOULDER GROWTH & INCOME FD Equities 101507101 201 17086 SH SOLE 17086 0 0 BRISTOL MYERS SQUIBB CO Equities 110122108 1317 20524 SH SOLE 20524 0 0 BROADRIDGE FINANCIAL SOLUTIONS Equities 11133T103 62 500 SH SOLE 500 0 0 BROOKFIELD PPTY PARTNERS Equities G16249107 18 1000 SH SOLE 1000 0 0 BROOKFIELD REAL ASSETS Equities 112830104 5 254 SH SOLE 254 0 0 BRYN MAWR BANK CORP Equities 117665109 25 600 SH SOLE 600 0 0 C P POKPHAND CO LTD Equities 125918201 1 500 SH SOLE 500 0 0 CABLEVISION SYS CORP Fixed Income 12686CBB4 11 10000 PRN SOLE 10000 0 0 CABOT OIL & GAS CORP COM Equities 127097103 35 2000 SH SOLE 2000 0 0 CALIFORNIA ST DEPT WTR RES Fixed Income 13066YTY5 378 400000 PRN SOLE 400000 0 0 CALIFORNIA ST TAXABLE GO Fixed Income 13063DAC2 202 200000 PRN SOLE 200000 0 0 CALLAWAY CNTY MO Fixed Income 131159AX3 1 1000 PRN SOLE 1000 0 0 CAMPING WORLD HLDGS INC CL A Equities 13462K109 896 60783 SH SOLE 60783 0 0 CANADIAN APARTMENT PPTYS Equities 134921105 19 461 SH SOLE 461 0 0 CANOPY GROWTH CORPORATION Equities 138035100 55 2600 SH SOLE 2600 0 0 CAPISTRANO CALIF UNI SCH Fixed Income 139707DE0 430 400000 PRN SOLE 400000 0 0 CAPITAL ONE FINANCIAL CORP Equities 14040H105 51 500 SH SOLE 500 0 0 CAPITAL ONE FINANCIAL CORP Fixed Income 14040HBZ7 22 20000 PRN SOLE 20000 0 0 CAPITAL ONE FINL CORP Fixed Income 14040HAY1 167 160000 PRN SOLE 160000 0 0 CAPITAL ONE FINL CORP Fixed Income 14040HBY0 153 150000 PRN SOLE 150000 0 0 CARLYLE GROUP L P Equities 14309L102 74 2300 SH SOLE 2300 0 0 CARPENTER TECHNOLOGY Fixed Income 144285AJ2 164 160000 PRN SOLE 160000 0 0 CCO HLDGS LLC / CCO HLDGS CAP Fixed Income 1248EPAZ6 10 10000 PRN SOLE 10000 0 0 CDK GLOBAL INC Equities 12508E101 182 3332 SH SOLE 3332 0 0 CEDAR REALTY TR COM NEW Equities 150602209 67 22616 SH SOLE 22616 0 0 CEDAR REALTY TRUST INC Equities 150602407 30 1188 SH SOLE 1188 0 0 CENTURYLINK INC SR NT SER Fixed Income 156700AW6 10 10000 PRN SOLE 10000 0 0 CHARLES SCHWAB CORP NEW Equities 808513105 16 336 SH SOLE 336 0 0 CHARTER COMMUNICATIONS Equities 16119P108 315 650 SH SOLE 650 0 0 CHEMOURS CO COM Equities 163851108 226 12500 SH SOLE 12500 0 0 CHEMOURS CO GTD FXD RT Fixed Income 163851AB4 70 70000 PRN SOLE 70000 0 0 CHEMOURS CO GTD FXD RT Fixed Income 163851AD0 412 409000 PRN SOLE 409000 0 0 CHESAPEAKE ENERGY CORP Fixed Income 165167CG0 23 25000 PRN SOLE 25000 0 0 CHEVRON CORP NEW COM Equities 166764100 1415 11744 SH SOLE 11744 0 0 CIGNA CORP NEW COM Equities 125523100 4 18 SH SOLE 18 0 0 CIMPRESS PLC SHS EURO Equities G2143T103 195 1550 SH SOLE 1550 0 0 CISCO SYSTEMS INC Equities 17275R102 3219 67119 SH SOLE 67119 0 0 CITIGROUP INC Equities 172967424 224 2810 SH SOLE 2810 0 0 CLOROX CO Equities 189054109 35 230 SH SOLE 230 0 0 CNX RES CORP COM Equities 12653C108 1811 204600 SH SOLE 204600 0 0 COCA COLA COMPANY Equities 191216100 1748 31579 SH SOLE 31579 0 0 COLGATE PALMOLIVE COMPANY Equities 194162103 118 1719 SH SOLE 1719 0 0 COLONY CAP INC NEW CL A COM Equities 19626G108 231 48671 SH SOLE 48671 0 0 COLONY CAP INC NEW CUM RED Equities 19626G504 136 5696 SH SOLE 5696 0 0 COLONY CAP INC NEW CUM SER B Equities 19626G207 6 219 SH SOLE 219 0 0 COMCAST CORP Equities 20030N101 537 11936 SH SOLE 11936 0 0 CONAGRA BRANDS INC Equities 205887102 9 250 SH SOLE 250 0 0 CONNECTONE BANCORP INC Fixed Income 20786WAD9 802 785000 PRN SOLE 785000 0 0 CONOCOPHILLIPS Equities 20825C104 73 1119 SH SOLE 1119 0 0 CONSOL ENERGY INC GTD SR NT Fixed Income 20854PAL3 835 834000 PRN SOLE 834000 0 0 CONSTELLATION BRANDS INC Equities 21036P108 398 2100 SH SOLE 2100 0 0 CONSTELLATION BRANDS INC Fixed Income 21036PAN8 22 20000 PRN SOLE 20000 0 0 CONSTELLATION BRANDS INC Fixed Income 21036PAX6 51 50000 PRN SOLE 50000 0 0 CONSTELLATION BRANDS INC SR Fixed Income 21036PAL2 133 125000 PRN SOLE 125000 0 0 COOPER TIRE & RUBBER CO Fixed Income 216831AB3 6 5000 PRN SOLE 5000 0 0 CORTEVA INC Equities 22052L104 7 244 SH SOLE 244 0 0 COSTCO WHOLESALE CORP NEW COM Equities 22160K105 1824 6207 SH SOLE 6207 0 0 CREDIT SUISSE HIGH YIELD BD FD Equities 22544F103 4 1500 SH SOLE 1500 0 0 CROWDSTRIKE HOLDINGS INC Equities 22788C105 2 50 SH SOLE 50 0 0 CROWN HLDGS INC COM Equities 228368106 7 100 SH SOLE 100 0 0 CUSTOMERS BANCORP INC FXD Fixed Income 23204GAC4 530 520000 PRN SOLE 520000 0 0 CVS HEALTH CORP Fixed Income 126650CJ7 597 595000 PRN SOLE 595000 0 0 CVS HEALTH CORP COM Equities 126650100 3291 44305 SH SOLE 44305 0 0 CVS HEALTH CORP FXD Fixed Income 126650DA5 40 40000 PRN SOLE 40000 0 0 DAVITA HEALTHCARE PARTNERS INC Fixed Income 23918KAR9 72 70000 PRN SOLE 70000 0 0 DAVITA HEALTHCARE PARTNERS INC Fixed Income 23918KAQ1 451 440000 PRN SOLE 440000 0 0 DAVITA INC Equities 23918K108 808 10775 SH SOLE 10775 0 0 DEERE & CO Equities 244199105 35 200 SH SOLE 200 0 0 DELL TECHNOLOGIES INC Equities 24703L202 1 10 SH SOLE 10 0 0 DIAGEO PLC-SPONSORED ADR Equities 25243Q205 716 4250 SH SOLE 4250 0 0 DIME CMNTY BANCSHARES INC SB Fixed Income 25432GAC3 636 630000 PRN SOLE 630000 0 0 DISCOVER FINL SVCS COM INC Equities 254709108 4 50 SH SOLE 50 0 0 DISCOVERY COMMUNICATIONS Fixed Income 25470DAF6 103 100000 PRN SOLE 100000 0 0 DISCOVERY COMMUNICATIONS LLC Fixed Income 25470DAY5 15 15000 PRN SOLE 15000 0 0 DISCOVERY INC Equities 25470F302 323 10587 SH SOLE 10587 0 0 DISCOVERY INC Equities 25470F104 1356 41404 SH SOLE 41404 0 0 DISNEY WALT CO DISNEY COM Equities 254687106 2053 14192 SH SOLE 14192 0 0 DOLLAR TREE INC Equities 256746108 1646 17500 SH SOLE 17500 0 0 DOLPHIN SUBSIDIARY II INC SR NT Fixed Income 256882AD3 4 4000 PRN SOLE 4000 0 0 DOMINION ENERGY INC COM Equities 25746U109 22 267 SH SOLE 267 0 0 DOMINOS PIZZA INC Equities 25754A201 823 2800 SH SOLE 2800 0 0 DONNELLEY R R & SONS Fixed Income 257867AC5 103 100000 PRN SOLE 100000 0 0 DORIAN LPG LTD SHS Equities Y2106R110 11 700 SH SOLE 700 0 0 DOW INC Equities 260557103 13 244 SH SOLE 244 0 0 DROPBOX INC Equities 26210C104 67 3750 SH SOLE 3750 0 0 DTE ENERGY CO COM Equities 233331107 26 200 SH SOLE 200 0 0 DUKE ENERGY CORP NEW COM NEW Equities 26441C204 28 302 SH SOLE 302 0 0 DUPONT DE NEMOURS INC Equities 26614N102 16 244 SH SOLE 244 0 0 DXC TECHNOLOGY COMPANY Equities 23355L106 27 721 SH SOLE 721 0 0 DYNEX CAP INC Equities 26817Q704 31 1200 SH SOLE 1200 0 0 E M C CORP MASS SR NT Fixed Income 268648AQ5 75 75000 PRN SOLE 75000 0 0 EASTERN CONN RES RECOVERY AUTH Fixed Income 276318AN2 5 5000 PRN SOLE 5000 0 0 EATON VANCE SENIOR FLOATING Equities 27828Q105 288 21254 SH SOLE 21254 0 0 EATON VANCE SR INCOME TR SH BEN INT Equities 27826S103 32 5000 SH SOLE 5000 0 0 EATON VANCE TAX MANAGED Equities 27828Y108 13 849 SH SOLE 849 0 0 EL PASO ENERGY CORP MEDIUM TERM Fixed Income 28368EAA4 139 105000 PRN SOLE 105000 0 0 EL PASO NAT GAS CO DEB Fixed Income 283695AZ7 6 5000 PRN SOLE 5000 0 0 ELDORADO GOLD CORP Equities 284902509 1 100 SH SOLE 100 0 0 ELI LILLY & CO Equities 532457108 47 357 SH SOLE 357 0 0 ELITE PHARMACEUTICALS INC COM Equities 28659T200 5 50000 SH SOLE 50000 0 0 EMERSON ELECTRIC CO Equities 291011104 38 500 SH SOLE 500 0 0 ENBRIDGE INC Equities 29250N105 997 25080 SH SOLE 25080 0 0 ENERGY TRANSFER LP COM UNITS Equities 29273V100 34 2687 SH SOLE 2687 0 0 ENGIE Equities 29286D105 2 95 SH SOLE 95 0 0 ENTERPRISE PRODS PARTNERS Equities 293792107 59 2100 SH SOLE 2100 0 0 EOG RES INC COM Equities 26875P101 10 125 SH SOLE 125 0 0 ESCALON CALIF UNI SCH DIST Fixed Income 296065CG8 53 50000 PRN SOLE 50000 0 0 ETF MANAGERS TR ETFMG ALTERNATIVE Equities 26924G508 27 1600 SH SOLE 1600 0 0 ETF SER SOLUTIONS U S GLOBAL JETS Equities 26922A842 30 950 SH SOLE 950 0 0 ETF SER SOLUTIONS US GLOBAL Equities 26922A719 234 13304 SH SOLE 13304 0 0 EVOQUA WATER TECHNOLOGIES CORP Equities 30057T105 1161 61250 SH SOLE 61250 0 0 EXXON MOBIL CORP Equities 30231G102 204 2917 SH SOLE 2917 0 0 F N B CORP PA COM Equities 302520101 124 9750 SH SOLE 9750 0 0 FACEBOOK INC Equities 30303M102 508 2475 SH SOLE 2475 0 0 FAIRMONT W VA WTRWKS REV Fixed Income 305459ES4 21 20000 PRN SOLE 20000 0 0 FASTENAL CO Equities 311900104 15 400 SH SOLE 400 0 0 FEDEX CORP Equities 31428X106 242 1600 SH SOLE 1600 0 0 FIFTH THIRD BANCORP Fixed Income 316773CT5 301 300000 PRN SOLE 300000 0 0 FIFTH THIRD BANCORP COM Equities 316773100 23 750 SH SOLE 750 0 0 FIRST AMERICAN FINL CORP CALIF Fixed Income 318522AA7 107 100000 PRN SOLE 100000 0 0 FIRST BUSEY CORP FXD RT SR Fixed Income 319383AB1 35 35000 PRN SOLE 35000 0 0 FIRST LONG ISLAND CORP Equities 320734106 138 5500 SH SOLE 5500 0 0 FIRST MIDWEST BANCORP DEL Fixed Income 320867AC8 396 355000 PRN SOLE 355000 0 0 FIRST NIAGARA FINL GROUP INC Fixed Income 33582VAC2 531 485000 PRN SOLE 485000 0 0 FIRST TR EXCHANGE-TRADED FD II Equities 33734X192 81 1350 SH SOLE 1350 0 0 FIRST TR MORNINGSTAR DIVID Equities 336917109 10 315 SH SOLE 315 0 0 FIRST TRUST PREFERRED Equities 33739E108 6 300 SH SOLE 300 0 0 FORD MOTOR CO Equities 345370860 70 7551 SH SOLE 7551 0 0 FOX CORPORATION Equities 35137L105 1 18 SH SOLE 18 0 0 FRANKLIN FINL NETWORK INC FXD Fixed Income 35352PAA2 255 250000 PRN SOLE 250000 0 0 FRANKLIN RESOURCES INC Equities 354613101 12 480 SH SOLE 480 0 0 FREEHOLD N J REGL HIGH SCH DIST Fixed Income 356478HY6 25 25000 PRN SOLE 25000 0 0 FREEPORT-MCMORAN COPPER & GOLD Fixed Income 35671DAZ8 10 10000 PRN SOLE 10000 0 0 FULTON FINL CORP PA COM Equities 360271100 17 983 SH SOLE 983 0 0 GABELLI DIVID & INCOME TR COM Equities 36242H104 3 150 SH SOLE 150 0 0 GAMCO GLOBAL GOLD NAT Equities 36465A109 511 116141 SH SOLE 116141 0 0 GCI LIBERTY INC Equities 36164V305 2 22 SH SOLE 22 0 0 GENERAC HOLDINGS INC Equities 368736104 50 500 SH SOLE 500 0 0 GENERAL DYNAMICS CORP COM Equities 369550108 52 296 SH SOLE 296 0 0 GENERAL ELECTRIC CO COM Equities 369604103 1079 96651 SH SOLE 96651 0 0 GENERAL MILLS INC Equities 370334104 21 392 SH SOLE 392 0 0 GENUINE PARTS CO COM Equities 372460105 32 300 SH SOLE 300 0 0 GENWORTH FINANCIAL INC Equities 37247D106 12 2650 SH SOLE 2650 0 0 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1200 0 0 HAIN CELESTIAL GROUP INC Equities 405217100 84 3250 SH SOLE 3250 0 0 HALLADOR ENERGY COMPANY COM Equities 40609P105 2 750 SH SOLE 750 0 0 HANMI FINL CORP FIXED TO FLTG RT Fixed Income 410495AA3 417 405000 PRN SOLE 405000 0 0 HEINEKEN N V SPONS Equities 423012301 27 500 SH SOLE 500 0 0 HERCULES CAPITAL INC Equities 427096508 50 3532 SH SOLE 3532 0 0 HERITAGE COMM CORP SUB NT FIXED Fixed Income 426927AD1 76 75000 PRN SOLE 75000 0 0 HERSHEY CO COM Equities 427866108 11 75 SH SOLE 75 0 0 HEWLETT PACKARD ENTERPRISE Equities 42824C109 133 8400 SH SOLE 8400 0 0 HILLENBRAND INC Fixed Income 431571AB4 413 395000 PRN SOLE 395000 0 0 HOME BANCSHARES INC FIXED Fixed Income 436893AA9 67 65000 PRN SOLE 65000 0 0 HOME DEPOT INC Equities 437076102 2244 10275 SH SOLE 10275 0 0 HOME DEPOT INC Fixed Income 437076BQ4 65 65000 PRN SOLE 65000 0 0 HOMESTREET INC Fixed Income 43785VAD4 457 435000 PRN SOLE 435000 0 0 HONEYWELL INTL INC Equities 438516106 145 819 SH SOLE 819 0 0 HOPTO INC Equities 440271203 1 1333 SH SOLE 1333 0 0 HOSPITALITY PPTYS TR Fixed Income 44106MBA9 113 110000 PRN SOLE 110000 0 0 HOST HOTELS & RESORTS INC Equities 44107P104 34 1822 SH SOLE 1822 0 0 HP INC Equities 40434L105 173 8400 SH SOLE 8400 0 0 HUDSON CNTY N J IMPT AUTH Fixed Income 443728BB5 10 10000 PRN SOLE 10000 0 0 HUGHES SATELLITE SYS CORP GTD Fixed Income 444454AC6 60 55000 PRN SOLE 55000 0 0 ICAHN ENTERPRISES L P / ICAHN Fixed Income 451102BJ5 71 70000 PRN SOLE 70000 0 0 ICAHN ENTERPRISES L P / ICAHN Fixed Income 451102BF3 40 40000 PRN SOLE 40000 0 0 ICAHN ENTERPRISES L P / ICAHNB Fixed Income 451102BM8 67 65000 PRN SOLE 65000 0 0 ICAHN ENTERPRISES LP/CORP SR Fixed Income 451102BQ9 16 15000 PRN SOLE 15000 0 0 ILLINOIS ST GO BDS 2012A Fixed Income 452152JF9 26 25000 PRN SOLE 25000 0 0 ILLUMINA INC Equities 452327109 66 200 SH SOLE 200 0 0 IMMUNOGEN INC Equities 45253H101 15 3000 SH SOLE 3000 0 0 INDEPENDENT BK GROUP INC Fixed Income 45384BAA4 89 85000 PRN SOLE 85000 0 0 INDIANA BD BK SEW WKS REV REF Fixed Income 454625BB9 32 30000 PRN SOLE 30000 0 0 INDIANA BD BK WTR UTIL REV Fixed Income 454626JT0 35 35000 PRN SOLE 35000 0 0 INTEL CORP Equities 458140100 1263 21100 SH SOLE 21100 0 0 INTERNATIONAL BUSINESS Equities 459200101 208 1550 SH SOLE 1550 0 0 INTERNATIONAL GAME TECHNOLOGY Fixed Income 459902AT9 51 50000 PRN SOLE 50000 0 0 INTERPUBLIC GROUP COS INC COM Equities 460690100 9 400 SH SOLE 400 0 0 INTUITIVE SURGICAL INC Equities 46120E602 1773 3000 SH SOLE 3000 0 0 INVESCO DB MULTI SECTOR Equities 46140H106 46 2750 SH SOLE 2750 0 0 INVESCO EXCHANGE TRADED FD TR Equities 46138E263 33 800 SH SOLE 800 0 0 INVESCO EXCHANGE TRADED FD TR Equities 46138E511 150 10018 SH SOLE 10018 0 0 INVESCO EXCHANGE-TRADED Equities 46137V308 24 353 SH SOLE 353 0 0 INVESCO HIGH INCOME TR II COM Equities 46131F101 13 932 SH SOLE 932 0 0 INVESCO MORTGAGE CAPITAL INC Equities 46131B209 44 1700 SH SOLE 1700 0 0 INVESCO MUN TR COM Equities 46131J103 71 5770 SH SOLE 5770 0 0 INVESCO QQQ TR UNIT SER 1 Equities 46090E103 43 200 SH SOLE 200 0 0 INVESCO TRUST FOR INVESTMENT Equities 46131T101 14 1031 SH SOLE 1031 0 0 INVESTAR HLDG CORP SUB FIXED Fixed Income 46134LAA3 144 140000 PRN SOLE 140000 0 0 INVITATION HOMES INC Equities 46187W107 434 14480 SH SOLE 14480 0 0 IRVINE CALIF IMPT BD ACT 1915 Fixed Income 46360RPQ4 202 195000 PRN SOLE 195000 0 0 ISHARES GOLD TR ISHARES Equities 464285105 3 220 SH SOLE 220 0 0 ISHARES MORNINGSTAR SMALL CAP Equities 464288505 29 152 SH SOLE 152 0 0 ISHARES RUSSELL 2000 VALUE ETF Equities 464287630 11 85 SH SOLE 85 0 0 ISHARES TIPS BOND ETF Equities 464287176 46 394 SH SOLE 394 0 0 ISHARES TR GLOBAL CONSUMER Equities 464288737 19 350 SH SOLE 350 0 0 ISHARES TR MSCI EAFE ETF Equities 464287465 7 94 SH SOLE 94 0 0 ISHARES TR MSCI EMERGING Equities 464287234 90 2000 SH SOLE 2000 0 0 ISHARES TR SELECT DIVID ETF FD Equities 464287168 21 200 SH SOLE 200 0 0 ISHARES TRUST Equities 464287754 23 140 SH SOLE 140 0 0 ISHARES TRUST Equities 464288752 44 1000 SH SOLE 1000 0 0 ITRON INC Equities 465741106 13 150 SH SOLE 150 0 0 JEFFERIES FINANCIAL GROUP INC Equities 47233W109 13 600 SH SOLE 600 0 0 JOHNSON & JOHNSON Equities 478160104 2830 19400 SH SOLE 19400 0 0 JP MORGAN CHASE & CO Equities 46625H100 2147 15399 SH SOLE 15399 0 0 JPMORGAN CHASE & CO Fixed Income 48128GD98 20 20000 PRN SOLE 20000 0 0 JPMORGAN CHASE FINL CO LLC Fixed Income 46625HJJ0 10 10000 PRN SOLE 10000 0 0 KEARNY FINL CORP MD COM Equities 48716P108 5 348 SH SOLE 348 0 0 KEYCORP NEW COM Equities 493267108 193 9520 SH SOLE 9520 0 0 KIMBERLY CLARK CORP Equities 494368103 41 300 SH SOLE 300 0 0 KINDER MORGAN ENERGY PARTNERS Fixed Income 494550BQ8 27 26000 PRN SOLE 26000 0 0 KINDER MORGAN ENERGY PARTNERS Fixed Income 494550BB1 15 15000 PRN SOLE 15000 0 0 KINDER MORGAN INC Equities 49456B101 1016 47978 SH SOLE 47978 0 0 KINROSS GOLD CORP Equities 496902404 2 500 SH SOLE 500 0 0 KKR INCOME OPPORTUNITIES FD COM Equities 48249T106 1070 67776 SH SOLE 67776 0 0 KRAFT HEINZ CO COM Equities 500754106 721 22447 SH SOLE 22447 0 0 KRAFT HEINZ FOODS CO Fixed Income 50077LAH9 72 72000 PRN SOLE 72000 0 0 LAKELAND BANCORP INC Equities 511637100 2223 127925 SH SOLE 127925 0 0 LAMB WESTON HOLDINGS INC Equities 513272104 36 416 SH SOLE 416 0 0 LANDMARK INFRASTRUCTURE Equities 51508J207 10 400 SH SOLE 400 0 0 LAWRENCE TWP N J SCH DIST Fixed Income 520390LZ6 106 100000 PRN SOLE 100000 0 0 LENDINGTREE INC NEW COM Equities 52603B107 2 8 SH SOLE 8 0 0 LEUCADIA NATL CORP Fixed Income 527288BE3 152 140000 PRN SOLE 140000 0 0 LEXINGTON RLTY TR COM Equities 529043101 17 1623 SH SOLE 1623 0 0 LIBERTY BROADBAND CORP COM SER A Equities 530307107 1 10 SH SOLE 10 0 0 LIBERTY BROADBAND CORP COM SER C Equities 530307305 455 3622 SH SOLE 3622 0 0 LIBERTY GLOBAL PLC Equities G5480U120 2 93 SH SOLE 93 0 0 LIBERTY LATIN AMERICA LTD Equities G9001E128 1027 52764 SH SOLE 52764 0 0 LIBERTY MEDIA CORP Fixed Income 530715AJ0 54 55000 PRN SOLE 55000 0 0 LIBERTY MEDIA CORP DEL COM SER A Equities 531229409 2 45 SH SOLE 45 0 0 LIBERTY MEDIA CORP DEL COM SER C Equities 531229854 1 22 SH SOLE 22 0 0 LIBERTY MEDIA CORP DEL COM SER C Equities 531229607 4 90 SH SOLE 90 0 0 LIMELIGHT NETWORKS INC COM Equities 53261M104 4 1000 SH SOLE 1000 0 0 LINCOLN NATL CORP IND Equities 534187109 30 500 SH SOLE 500 0 0 LOCKHEED MARTIN CORP Equities 539830109 136 350 SH SOLE 350 0 0 LOUISIANA PAC CORP FXD RT Fixed Income 546347AK1 16 15000 PRN SOLE 15000 0 0 MALLINCKRODT PUB LTD Equities G5785G107 3 1000 SH SOLE 1000 0 0 MALVERN BANCORP INC FXD/FLT Fixed Income 561409AC7 646 630000 PRN SOLE 630000 0 0 MAPLEWOOD TWP N J GEN IMPT BDS Fixed Income 565624LU5 105 100000 PRN SOLE 100000 0 0 MARKEL CORP COM Equities 570535104 57 50 SH SOLE 50 0 0 MARRIOTT VACATIONS WORLDWIDE Equities 57164Y107 4 30 SH SOLE 30 0 0 MASTERCARD INC CL A COM Equities 57636Q104 90 300 SH SOLE 300 0 0 MBIA INC Equities 55262C100 7 750 SH SOLE 750 0 0 MCDONALDS CORP Equities 580135101 1413 7151 SH SOLE 7151 0 0 MCDONALDS CORP Fixed Income 58013MET7 13 13000 PRN SOLE 13000 0 0 MEDMEN ENTERPRISES INC Equities 58507M107 1 2000 SH SOLE 2000 0 0 MEDTRONIC PLC Equities G5960L103 1549 13656 SH SOLE 13656 0 0 MERCK & CO INC Equities 58933Y105 349 3832 SH SOLE 3832 0 0 MERCK & CO INC Fixed Income 589331AT4 20 20000 PRN SOLE 20000 0 0 METLIFE INC PFD SER A FLTG RATE Equities 59156R504 6 250 SH SOLE 250 0 0 MFA FINL INC COM Equities 55272X102 29 3855 SH SOLE 3855 0 0 MFS INTERMEDIATE INCOME TRUST Equities 55273C107 2 400 SH SOLE 400 0 0 MFS MULTIMARKET INCOME Equities 552737108 6 1000 SH SOLE 1000 0 0 MGIC INVESTMENT CORPORATION Fixed Income 552848AF0 22 20000 PRN SOLE 20000 0 0 MGIC INVESTMENT CORP-WISC Equities 552848103 1182 83412 SH SOLE 83412 0 0 MGM RESORTS INTL COM Equities 552953101 23 700 SH SOLE 700 0 0 MICRO FOCUS INTERNATIONAL Equities 594837403 11 797 SH SOLE 797 0 0 MICROSOFT CORP Equities 594918104 4970 31515 SH SOLE 31515 0 0 MID AMERICA APARTMENT Equities 59522J889 12 175 SH SOLE 175 0 0 MOHAWK INDUSTRIES INC Equities 608190104 832 6100 SH SOLE 6100 0 0 MONDELEZ INTERNATIONAL INC Equities 609207105 178 3238 SH SOLE 3238 0 0 MONMOUTH REAL ESTATE INVT CORP Equities 609720107 69 4750 SH SOLE 4750 0 0 MORGAN STANLEY Equities 617446448 128 2500 SH SOLE 2500 0 0 MORGAN STANLEY Fixed Income 61747YDW2 10 10000 PRN SOLE 10000 0 0 MOSAIC CO NEW COM Equities 61945C103 4 200 SH SOLE 200 0 0 MUELLER INDS INC FXD RT Fixed Income 624756AE2 107 105000 PRN SOLE 105000 0 0 MUELLER WATER PRODUCTS INC Equities 624758108 473 39499 SH SOLE 39499 0 0 MYLAN N V Equities N59465109 99 4925 SH SOLE 4925 0 0 NATIONAL GRID PLC Equities 636274409 19 300 SH SOLE 300 0 0 NATIONSTAR MTG LLC / Fixed Income 63860UAL4 235 235000 PRN SOLE 235000 0 0 NATIONSTAR MTG LLC / NATIONSTAR Fixed Income 63860UAK6 29 29000 PRN SOLE 29000 0 0 NAVIENT CORP SR NT EXP 12/15/43 Equities 63938C405 19 800 SH SOLE 800 0 0 NESTLE SA-SPONSORED ADR Equities 641069406 1224 11312 SH SOLE 11312 0 0 NETFLIX COM INC Equities 64110L106 94 290 SH SOLE 290 0 0 NEW GOLD INC Equities 644535106 5 5600 SH SOLE 5600 0 0 NEW JERSEY ECONOMIC DEV AUTH Fixed Income 645918ZV8 157 150000 PRN SOLE 150000 0 0 NEW JERSEY ECONOMIC DEV AUTH Fixed Income 645918ZU0 52 50000 PRN SOLE 50000 0 0 NEW JERSEY ST TPK AUTH TPK REV Fixed Income 6461393P8 10 10000 PRN SOLE 10000 0 0 NEW JERSEY ST TPK AUTH TPK REV Fixed Income 646139X75 25 25000 PRN SOLE 25000 0 0 NEW JERSEY ST TRANSN TR FD AUTH Fixed Income 646136D40 52 50000 PRN SOLE 50000 0 0 NEW JERSEY ST TRANSN TR FD AUTH Fixed Income 646136G96 54 50000 PRN SOLE 50000 0 0 NEW SR INVT GROUP INC COM Equities 648691103 2 250 SH SOLE 250 0 0 NEW YORK CMNTY BANCORP INC Fixed Income 649445AC7 436 410000 PRN SOLE 410000 0 0 NEW YORK CMNTY BANCORP INC COM Equities 649445103 196 16299 SH SOLE 16299 0 0 NEW YORK MTG TR INC COM PAR Equities 649604501 25 4000 SH SOLE 4000 0 0 NEW YORK N Y CITY MUN WTR Fixed Income 64972GBU7 53 50000 PRN SOLE 50000 0 0 NEWMONT GOLDCORP CORP COM Equities 651639106 147 3392 SH SOLE 3392 0 0 NEWS CORP NEW CL A Equities 65249B109 5 336 SH SOLE 336 0 0 NICHOLAS FINL INC BC COM NEW Equities 65373J209 21 2600 SH SOLE 2600 0 0 NIKE INC CL B Equities 654106103 182 1800 SH SOLE 1800 0 0 NORFOLK SOUTHERN CORP Equities 655844108 58 300 SH SOLE 300 0 0 NORTH BERGEN TWP N J GEN Fixed Income 657645VY0 26 25000 PRN SOLE 25000 0 0 NOVARTIS AG SPONSORED ADR Equities 66987V109 14 150 SH SOLE 150 0 0 NUVEEN DIVID ADVANTAGE MUN FD Equities 67066V101 44 3035 SH SOLE 3035 0 0 NUVEEN NEW JERSEY QUALITY Equities 67069Y102 23 1602 SH SOLE 1602 0 0 NVIDIA CORP Equities 67066G104 718 3050 SH SOLE 3050 0 0 OAKTREE SPECIALTY LENDING Equities 67401P108 1394 255392 SH SOLE 255392 0 0 OBESITY ETF Equities 47103U506 4 100 SH SOLE 100 0 0 OLD REP INTL CORP FIXED RATE SR Fixed Income 680223AJ3 27 25000 PRN SOLE 25000 0 0 OMNICOM GROUP INC COM Equities 681919106 8 100 SH SOLE 100 0 0 ONE LIBERTY PPTYS INC COM Equities 682406103 41 1500 SH SOLE 1500 0 0 ONEOK INC Equities 682680103 156 2067 SH SOLE 2067 0 0 ONEOK INC NEW FIXED RT NTS Fixed Income 682680AQ6 15 14000 PRN SOLE 14000 0 0 ONEOK PARTNERS L P GTD SR Fixed Income 68268NAL7 157 145000 PRN SOLE 145000 0 0 ORACLE CORPORATION Equities 68389X105 1 12 SH SOLE 12 0 0 ORION ENGINEERED CARBONS Equities L72967109 438 22706 SH SOLE 22706 0 0 PAN AMERICAN SILVER CORP Equities 697900108 238 10039 SH SOLE 10039 0 0 PARKER HANNIFIN CORP Equities 701094104 2187 10625 SH SOLE 10625 0 0 PAYCHEX INC COM Equities 704326107 17 200 SH SOLE 200 0 0 PAYPAL HLDGS INC COM Equities 70450Y103 162 1500 SH SOLE 1500 0 0 PEMBINA PIPELINE CORP COM Equities 706327103 45 1212 SH SOLE 1212 0 0 PENNSYLVANIA REAL ESTATE Equities 709102107 3 600 SH SOLE 600 0 0 PEPSICO INC Equities 713448108 1862 13624 SH SOLE 13624 0 0 PERSPECTA INC Equities 715347100 8 300 SH SOLE 300 0 0 PFIZER INC Equities 717081103 639 16303 SH SOLE 16303 0 0 PHILIP MORRIS INTERNATIONAL Equities 718172109 154 1814 SH SOLE 1814 0 0 PHILLIPS 66 COM Equities 718546104 21 191 SH SOLE 191 0 0 PIEDMONT OFFICE RLTY Equities 720190206 72 3239 SH SOLE 3239 0 0 PIMCO INCOME STRATEGY FD II COM Equities 72201J104 10 912 SH SOLE 912 0 0 PINNACLE FINL PARTNERS INC SUB Fixed Income 72346QAC8 255 250000 PRN SOLE 250000 0 0 PIPER JAFFRAY COS COM Equities 724078100 1 12 SH SOLE 12 0 0 PITNEY BOWES INC Fixed Income 724479AJ9 28 30000 PRN SOLE 30000 0 0 PJT PARTNERS INC CL A COM Equities 69343T107 6 124 SH SOLE 124 0 0 PLAINS ALL AMERICAN PIPELINE Equities 726503105 1 80 SH SOLE 80 0 0 PNC FINANCIAL SVCS GROUP INC Equities 693475105 573 3590 SH SOLE 3590 0 0 PNC FINL SVCS GROUP INC FXD Fixed Income 693475AP0 53 50000 PRN SOLE 50000 0 0 POPULAR CAP TR I Equities 73317W203 141 5250 SH SOLE 5250 0 0 POPULAR CAP TR II MONTHLY INCOME Equities 73317H206 19 700 SH SOLE 700 0 0 PORT AUTH N Y & N J SPL OBLIG Fixed Income 73358EEH3 52 50000 PRN SOLE 50000 0 0 POST HLDGS INC COM Equities 737446104 11 100 SH SOLE 100 0 0 PRICE T ROWE GROUP INC Equities 74144T108 1218 10000 SH SOLE 10000 0 0 PROCTER & GAMBLE CO Equities 742718109 1587 12703 SH SOLE 12703 0 0 PROSHARES S&P 500 DIVIDEND Equities 74348A467 473 6256 SH SOLE 6256 0 0 PROSHARES TR PROSHARES Equities 74347B201 3 125 SH SOLE 125 0 0 PROSHARES TR SHORT S&P 500 NEW Equities 74347B425 55 2300 SH SOLE 2300 0 0 PROSPECT CAP CORP COM Equities 74348T102 126 19625 SH SOLE 19625 0 0 PROVIDENT FINANCIAL SERVICES Equities 74386T105 398 16156 SH SOLE 16156 0 0 PRUDENTIAL FINANCIAL INC Equities 744320102 9 100 SH SOLE 100 0 0 PUBLIC SERVICE ENTERPRISE Equities 744573106 19 318 SH SOLE 318 0 0 PUERTO RICO COMWLTH AQUEDUCT Fixed Income 745160RC7 31 30000 PRN SOLE 30000 0 0 PUERTO RICO COMWLTH AQUEDUCT Fixed Income 745160QB0 36 35000 PRN SOLE 35000 0 0 PUERTO RICO COMWLTH AQUEDUCT Fixed Income 745160QA2 10 10000 PRN SOLE 10000 0 0 PUERTO RICO COMWLTH GO PUB Fixed Income 74514LPT8 8 10000 PRN SOLE 10000 0 0 PUERTO RICO COMWLTH HWY Fixed Income 745190CP1 2 15000 PRN SOLE 15000 0 0 PUERTO RICO COMWLTH HWY Fixed Income 745190YY8 5 10000 PRN SOLE 10000 0 0 PUERTO RICO COMWLTH HWY Fixed Income 745190SG4 10 10000 PRN SOLE 10000 0 0 PUERTO RICO COMWLTH HWY Fixed Income 745190ZN1 11 10000 PRN SOLE 10000 0 0 PUERTO RICO COMWLTH HWY Fixed Income 745190DH8 15 15000 PRN SOLE 15000 0 0 PUERTO RICO COMWLTH HWY Fixed Income 7451904B1 25 25000 PRN SOLE 25000 0 0 PUERTO RICO COMWLTH HWY Fixed Income 745190MS4 3 20000 PRN SOLE 20000 0 0 PUERTO RICO COMWLTH INFRASTRUCTURE Fixed Income 745220EZ2 8 40000 PRN SOLE 40000 0 0 PUERTO RICO COMWLTH INFRASTRUCTURE Fixed Income 745220JQ7 2 10000 PRN SOLE 10000 0 0 PUERTO RICO COMWLTH PUB IMPR Fixed Income 74514LLZ8 32 40000 PRN SOLE 40000 0 0 PUERTO RICO COMWLTH PUB IMPT Fixed Income 74514LB89 20 30000 PRN SOLE 30000 0 0 PUERTO RICO COMWLTH PUB IMPT Fixed Income 74514LDC8 16 20000 PRN SOLE 20000 0 0 PUERTO RICO COMWLTH PUB IMPT Fixed Income 74514LHL4 20 25000 PRN SOLE 25000 0 0 PUERTO RICO COMWLTH PUB IMPT Fixed Income 74514LBM8 24 30000 PRN SOLE 30000 0 0 PUERTO RICO COMWLTH PUB IMPT Fixed Income 74514LA49 34 50000 PRN SOLE 50000 0 0 PUERTO RICO ELEC PWR AUTH PWR Fixed Income 74526QA28 15 20000 PRN SOLE 20000 0 0 PUERTO RICO ELEC PWR AUTH PWR Fixed Income 74526QEN8 56 55000 PRN SOLE 55000 0 0 PUERTO RICO MUN FIN AGY REF BDS Fixed Income 745277QN6 19 20000 PRN SOLE 20000 0 0 PUERTO RICO PUB BLDGS AUTH REV Fixed Income 745235K26 36 35000 PRN SOLE 35000 0 0 PUERTO RICO PUB FIN CORP Fixed Income 745291SX3 19 15000 PRN SOLE 15000 0 0 PUERTO RICO PUB FIN CORP Fixed Income 745291SZ8 45 35000 PRN SOLE 35000 0 0 PUGET ENERGY INC NEW SR Fixed Income 745310AD4 21 20000 PRN SOLE 20000 0 0 PURE CYCLE CORP COM Equities 746228303 19 1500 SH SOLE 1500 0 0 PUTNAM PREMIER INCOME TRUST Equities 746853100 7 1199 SH SOLE 1199 0 0 QUALCOMM INC Equities 747525103 66 750 SH SOLE 750 0 0 QURATE RETAIL INC Equities 74915M100 1 107 SH SOLE 107 0 0 RANGE RES CORP COM Equities 75281A109 6 1250 SH SOLE 1250 0 0 RANGE RES CORP GTD SR SUB Fixed Income 75281AAN9 15 15000 PRN SOLE 15000 0 0 REAVES UTIL INCOME FD COM SH Equities 756158101 206 5555 SH SOLE 5555 0 0 REGENERON PHARMACEUTICALS INC Equities 75886F107 19 50 SH SOLE 50 0 0 REGIONS FINL CORP NEW COM Equities 7591EP100 69 4000 SH SOLE 4000 0 0 REPUBLIC SERVICES INC Equities 760759100 1353 15100 SH SOLE 15100 0 0 RIVERSIDE CNTY CALIF REDEV Fixed Income 76913ALB7 251 250000 PRN SOLE 250000 0 0 ROSEVILLE CALIF NAT GAS FING Fixed Income 777863AT8 30 25000 PRN SOLE 25000 0 0 ROYAL DUTCH SHELL PLC Equities 780259206 503 8532 SH SOLE 8532 0 0 ROYAL GOLD INC Equities 780287108 12 100 SH SOLE 100 0 0 RUBIDOUX CALIF CMNTY SVCS Fixed Income 781145BA4 16 15000 PRN SOLE 15000 0 0 SAGE THERAPEUTICS INC Equities 78667J108 36 500 SH SOLE 500 0 0 SALESFORCE.COM INC Equities 79466L302 842 5175 SH SOLE 5175 0 0 SB ONE BANCORP COM Equities 78413T103 34 1370 SH SOLE 1370 0 0 SEAGATE HDD CAYMAN SR NT Fixed Income 81180WAL5 235 220000 PRN SOLE 220000 0 0 SEALED AIR CORP NEW Equities 81211K100 956 24001 SH SOLE 24001 0 0 SEARS ROEBUCK ACCEP CORP Equities 812404507 1 1000 SH SOLE 1000 0 0 SECTOR SPDR TRUST SBI CONSUMER Equities 81369Y308 176 2797 SH SOLE 2797 0 0 SELECT SECTOR SPDR TR Equities 81369Y860 1 15 SH SOLE 15 0 0 SELECT SECTOR SPDR TR Equities 81369Y407 25 203 SH SOLE 203 0 0 SELECT SECTOR SPDR TR ENERGY Equities 81369Y506 90 1500 SH SOLE 1500 0 0 SELECT SECTOR SPDR TR FINANCIAL Equities 81369Y605 22 716 SH SOLE 716 0 0 SELECT SECTOR SPDR TR HEALTH CARE Equities 81369Y209 21 203 SH SOLE 203 0 0 SEMPRA ENERGY COM Equities 816851109 61 400 SH SOLE 400 0 0 SFL CORPORATION LTD Equities G7738W106 2 147 SH SOLE 147 0 0 SHERWIN WILLIAMS CO Fixed Income 824348AT3 60 60000 PRN SOLE 60000 0 0 SHERWIN WILLIAMS CO COM Equities 824348106 29 50 SH SOLE 50 0 0 SIMON PPTY GROUP INC NEW COM Equities 828806109 16 109 SH SOLE 109 0 0 SLACK TECHNOLOGIES INC Equities 83088V102 296 13150 SH SOLE 13150 0 0 SMUCKER J M COMPANY Equities 832696405 34 327 SH SOLE 327 0 0 SNAP INC Equities 83304A106 3 200 SH SOLE 200 0 0 SONOMA CNTY CALIF TRANSN Fixed Income 83557TBB4 103 100000 PRN SOLE 100000 0 0 SOUTHERN CO Equities 842587107 14 220 SH SOLE 220 0 0 SPDR GOLD TR Equities 78463V107 69 485 SH SOLE 485 0 0 SPDR INDEX SHS FDS S&P INTL Equities 78463X772 6 145 SH SOLE 145 0 0 SPDR SER TR Equities 78464A870 29 300 SH SOLE 300 0 0 SPECTRUM BRANDS HOLDINGS INC Equities 84790A105 1 15 SH SOLE 15 0 0 SPOTIFY TECHNOLOGY S A Equities L8681T102 4 25 SH SOLE 25 0 0 SPROTT PHYSICAL GOLD TR Equities 85207H104 185 15200 SH SOLE 15200 0 0 SPROTT PHYSICAL SILVER TR Equities 85207K107 184 28100 SH SOLE 28100 0 0 SQUARE INC CL A Equities 852234103 56 900 SH SOLE 900 0 0 STANLEY BLACK & DECKER INC Equities 854502101 41 250 SH SOLE 250 0 0 STARWOOD PPTY TR INC Fixed Income 85571BAG0 104 100000 PRN SOLE 100000 0 0 STARWOOD PPTY TR INC COM Equities 85571B105 1444 58070 SH SOLE 58070 0 0 STATE STR CORP COM Equities 857477103 237 2991 SH SOLE 2991 0 0 STERICYCLE INC Equities 858912108 1107 17350 SH SOLE 17350 0 0 STERLING BANCORP DEL COM Equities 85917A100 126 6000 SH SOLE 6000 0 0 STORE CAP CORP COM Equities 862121100 11 300 SH SOLE 300 0 0 STRAFFORD CNTY Fixed Income 852422BH6 22 20000 PRN SOLE 20000 0 0 STRYKER CORP Equities 863667101 5731 27300 SH SOLE 27300 0 0 SUBURBAN PROPANE PARTNERS LP Equities 864482104 105 4800 SH SOLE 4800 0 0 SUNTRUST BKS INC SUB NT Fixed Income 867914AH6 29 25000 PRN SOLE 25000 0 0 SUNTRUST CAPITAL III PFD Fixed Income 86788LAA8 47 50000 PRN SOLE 50000 0 0 SVB FINL GROUP COM Equities 78486Q101 63 250 SH SOLE 250 0 0 SWEDISH EXPT CR CORP Equities 870297801 1 250 SH SOLE 250 0 0 SYNCHRONY FINANCIAL Equities 87165B103 133 3683 SH SOLE 3683 0 0 SYNCHRONY FINANCIAL Fixed Income 87165BAE3 15 15000 PRN SOLE 15000 0 0 SYNOVUS FINANCIAL CORP Fixed Income 87161CAK1 1061 1045000 PRN SOLE 1045000 0 0 SYNOVUS FINL CORP FXD Fixed Income 87161CAL9 209 207000 PRN SOLE 207000 0 0 SYSCO CORP Equities 871829107 111 1300 SH SOLE 1300 0 0 SYSCO CORP Fixed Income 871829AX5 35 35000 PRN SOLE 35000 0 0 TE CONNECTIVITY LTD Equities H84989104 5 50 SH SOLE 50 0 0 TELUS CORPORATION Equities 87971M103 17 442 SH SOLE 442 0 0 TEMPLETON EMERGING MKTS Equities 880192109 5 512 SH SOLE 512 0 0 TEVA PHARMACEUTICAL Equities 881624209 263 26790 SH SOLE 26790 0 0 TEVA PHARMACEUTICAL FIN CO Fixed Income 88165FAF9 27 28000 PRN SOLE 28000 0 0 TEXAS INSTRUMENTS INC Equities 882508104 90 700 SH SOLE 700 0 0 THERMO FISHER SCIENTIFIC INC Equities 883556102 75 230 SH SOLE 230 0 0 THL CR INC Equities 872438106 89 14150 SH SOLE 14150 0 0 THL CREDIT SR LOAN FD COM Equities 87244R103 53 3500 SH SOLE 3500 0 0 TJX COMPANIES INC NEW Equities 872540109 171 2800 SH SOLE 2800 0 0 TOMPKINS FINL CORP COM Equities 890110109 92 1007 SH SOLE 1007 0 0 TORONTO-DOMINION BANK Equities 891160509 396 7052 SH SOLE 7052 0 0 TOWNEBANK PORTSMOUTH VA Fixed Income 89214PBD0 132 130000 PRN SOLE 130000 0 0 TRANSDIGM INC Fixed Income 893647AZ0 16 15000 PRN SOLE 15000 0 0 TRANSDIGM INC SR SB GLBL NT Fixed Income 893647AX5 15 15000 PRN SOLE 15000 0 0 TRAVELERS COS INC COM Equities 89417E109 10 75 SH SOLE 75 0 0 TRIUMPH GROUP INC NEW GTD Fixed Income 896818AL5 50 50000 PRN SOLE 50000 0 0 TRUIST FINANCIAL CORPORATION Equities 89832Q109 72 1280 SH SOLE 1280 0 0 TWITTER INC Equities 90184L102 2 50 SH SOLE 50 0 0 TWO HARBORS INVESTMENT CORP Equities 90187B408 85 5825 SH SOLE 5825 0 0 TWO HBRS INVT CORP FXD Fixed Income 90187BAA9 52 50000 PRN SOLE 50000 0 0 TWO HBRS INVT CORP PFD Equities 90187B606 35 1375 SH SOLE 1375 0 0 UMH PPTYS INC COM Equities 903002103 559 35522 SH SOLE 35522 0 0 UMH PPTYS INC CUM RED PFD Equities 903002509 145 5779 SH SOLE 5779 0 0 UMPQUA HLDGS CORP COM Equities 904214103 106 6000 SH SOLE 6000 0 0 UNILEVER PLC SPON ADR NEW Equities 904767704 16 280 SH SOLE 280 0 0 UNION BANKSHARES CORP Fixed Income 90539JAA7 82 80000 PRN SOLE 80000 0 0 UNION CNTY N J BDS 2018 Fixed Income 90634PNB1 54 50000 PRN SOLE 50000 0 0 UNITED AIRLINES HOLDINGS INC Equities 910047109 1247 14160 SH SOLE 14160 0 0 UNITED AIRLS HLDGS INC Fixed Income 910047AH2 11 10000 PRN SOLE 10000 0 0 UNITED AIRLS HLDGS INC Fixed Income 910047AJ8 63 60000 PRN SOLE 60000 0 0 UNITED FINL BANCORP INC Fixed Income 910304AA2 65 60000 PRN SOLE 60000 0 0 UNITED PARCEL SVC INC Equities 911312106 366 3125 SH SOLE 3125 0 0 UNITED STATES TREASURY NOTE Fixed Income 912828M56 26 25000 PRN SOLE 25000 0 0 UNITED STATES TREASURY NOTE Fixed Income 912828L65 50 50000 PRN SOLE 50000 0 0 UNITED STATES TREASURY NOTE Fixed Income 912828TY6 50 50000 PRN SOLE 50000 0 0 UNITED STATES TREASURY NOTE Fixed Income 912828UN8 101 100000 PRN SOLE 100000 0 0 UNITED STATES TREASURY NOTE Fixed Income 912828V98 103 100000 PRN SOLE 100000 0 0 UNITED STATES TREASURY NOTE Fixed Income 912828VB3 176 175000 PRN SOLE 175000 0 0 UNITED STATES TREASURY NOTE Fixed Income 9128283W8 213 200000 PRN SOLE 200000 0 0 UNITED TECHNOLOGIES CORP Equities 913017109 1220 8144 SH SOLE 8144 0 0 UNITEDHEALTH GROUP INC Equities 91324P102 7185 24440 SH SOLE 24440 0 0 UNIVERSAL HEALTH REALTY Equities 91359E105 59 500 SH SOLE 500 0 0 UNIVERSITY P R UNIV REVS Fixed Income 914811PR9 10 10000 PRN SOLE 10000 0 0 US BANCORP DEL COM Equities 902973304 219 3700 SH SOLE 3700 0 0 VALLEY NATIONAL BANCORP Equities 919794206 56 2000 SH SOLE 2000 0 0 VALLEY NATIONAL BANCORP Equities 919794107 376 32862 SH SOLE 32862 0 0 VALLEY NATL BANCORP Fixed Income 919794AB3 21 20000 PRN SOLE 20000 0 0 VALMONT INDUSTRIES INC Equities 920253101 674 4500 SH SOLE 4500 0 0 VANECK VECTORS Equities 92189F692 9 140 SH SOLE 140 0 0 VANECK VECTORS ETF TR Equities 92189F106 367 12533 SH SOLE 12533 0 0 VANECK VECTORS ETF TR JR GOLD Equities 92189F791 29 688 SH SOLE 688 0 0 VANGUARD INDEX FDS REAL Equities 922908553 7 80 SH SOLE 80 0 0 VANGUARD INDEX FDS VANGUARD Equities 922908744 107 893 SH SOLE 893 0 0 VANGUARD INDEX FDS VANGUARD MID Equities 922908629 9 50 SH SOLE 50 0 0 VANGUARD INDEX FUNDS Equities 921946406 326 3475 SH SOLE 3475 0 0 VEEVA SYSTEMS INC Equities 922475108 25 175 SH SOLE 175 0 0 VERISIGN INC Fixed Income 92343EAL6 169 160000 PRN SOLE 160000 0 0 VERIZON COMMUNICATIONS Equities 92343V104 962 15664 SH SOLE 15664 0 0 VIACOMCBS INC Equities 92556H206 429 10233 SH SOLE 10233 0 0 VISA INC Equities 92826C839 113 600 SH SOLE 600 0 0 VODAFONE GROUP PLC Equities 92857W308 39 2014 SH SOLE 2014 0 0 VULCAN MATLS CO Fixed Income 929160AG4 139 108000 PRN SOLE 108000 0 0 WABTEC COM Equities 929740108 7 93 SH SOLE 93 0 0 WALMART INC Equities 931142103 1194 10050 SH SOLE 10050 0 0 WASTE MANAGEMENT INC DEL Equities 94106L109 155 1362 SH SOLE 1362 0 0 WEBSTER FINL CORP WATERBURY Fixed Income 947890AH2 26 25000 PRN SOLE 25000 0 0 WEC ENERGY GROUP INC COM Equities 92939U106 18 200 SH SOLE 200 0 0 WELLS FARGO & CO Equities 949746101 664 12337 SH SOLE 12337 0 0 WELLS FARGO & CO NEW Fixed Income 94974BGF1 10 10000 PRN SOLE 10000 0 0 WELLS FARGO & CO NEW MEDIUM Fixed Income 94974BFN5 53 50000 PRN SOLE 50000 0 0 WELLS FARGO BK N A SAN FRANCISCO Fixed Income 94988J5L7 250 250000 PRN SOLE 250000 0 0 WELLTOWER INC Equities 95040Q104 41 500 SH SOLE 500 0 0 WENDYS INTL INC DEB Fixed Income 950590AG4 5 5000 PRN SOLE 5000 0 0 WEST IRON CNTY MICH SWR AUTH Fixed Income 953387BJ5 5 5000 PRN SOLE 5000 0 0 WEST ORANGE TWP N J GEN IMPT Fixed Income 954898CV2 207 200000 PRN SOLE 200000 0 0 WESTERN ASSET INFLATION LKD Equities 95766Q106 6 500 SH SOLE 500 0 0 WESTERN DIGITAL CORP Fixed Income 958102AM7 26 25000 PRN SOLE 25000 0 0 WEYERHAEUSER CO COM Equities 962166104 60 2000 SH SOLE 2000 0 0 WHEATON PRECIOUS METALS Equities 962879102 249 8369 SH SOLE 8369 0 0 WHIRLPOOL CORP Equities 963320106 338 2289 SH SOLE 2289 0 0 WILLIAMS COS INC Fixed Income 969457BG4 28 26000 PRN SOLE 26000 0 0 WILLIAMS COS INC Fixed Income 969457BU3 62 60000 PRN SOLE 60000 0 0 WILLIAMS COS INC COM Equities 969457100 88 3700 SH SOLE 3700 0 0 WILLIAMS COS INC NT Fixed Income 969457BM1 33 23000 PRN SOLE 23000 0 0 WILLIS TOWERS WATSON PUBLIC Equities G96629103 15 75 SH SOLE 75 0 0 WISDOMTREE TR U S SMALLCAP Equities 97717W604 10 360 SH SOLE 360 0 0 WORKDAY INC Equities 98138H101 25 150 SH SOLE 150 0 0 WPX ENERGY INC Equities 98212B103 2 166 SH SOLE 166 0 0 WPX ENERGY INC SR Fixed Income 98212BAD5 78 75000 PRN SOLE 75000 0 0 WYNDHAM DESTINATIONS Fixed Income 98310WAJ7 31 30000 PRN SOLE 30000 0 0 WYNDHAM DESTINATIONS INC Equities 98310W108 344 6658 SH SOLE 6658 0 0 WYNDHAM HOTELS & RESORTS INC Equities 98311A105 427 6804 SH SOLE 6804 0 0 WYNN RESORTS LTD COM Equities 983134107 104 750 SH SOLE 750 0 0 XYLEM INC Equities 98419M100 34 425 SH SOLE 425 0 0 YAMANA GOLD INC Equities 98462Y100 5 1350 SH SOLE 1350 0 0 YUM BRANDS INC Fixed Income 988498AJ0 62 60000 PRN SOLE 60000 0 0 YUM BRANDS INC COM Equities 988498101 121 1200 SH SOLE 1200 0 0 YUM BRANDS INC FIXED RT SR Fixed Income 988498AG6 81 80000 PRN SOLE 80000 0 0 YUM BRANDS INC SR NT Fixed Income 988498AH4 20 20000 PRN SOLE 20000 0 0 YUM CHINA HLDGS INC COM Equities 98850P109 118 2450 SH SOLE 2450 0 0 ZIMMER BIOMET HLDGS INC Fixed Income 98956PAC6 15 15000 PRN SOLE 15000 0 0 ZIMMER BIOMET HLDGS INC COM Equities 98956P102 868 5796 SH SOLE 5796 0 0 ZIMMER BIOMET HLDGS INC SR Fixed Income 98956PAK8 170 170000 PRN SOLE 170000 0 0 ZIONS BANCORP NA COM Equities 989701107 104 2000 SH SOLE 2000 0 0 ZIONS BANCORP NA NON Equities 98973A104 35 1400 SH SOLE 1400 0 0 ZOETIS INC Equities 98978V103 818 6180 SH SOLE 6180 0 0 ZOOM VIDEO COMMUNICATIONS INC Equities 98980L101 7 100 SH SOLE 100 0 0 ZOSANO PHARMA CORP COM NEW Equities 98979H202 15 10000 SH SOLE 10000 0 0