FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Altice USA, Inc. [ ATUS ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 06/27/2017 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 06/27/2017 | S | 36,197,360 | D | $29.01 | 65,219,767 | I | See footnotes(1)(2) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. The securities reported herein are held of record by BC European Capital IX-1 LP, BC European Capital IX-2 LP, BC European Capital IX-3 LP, BC European Capital IX-4 LP, BC European Capital IX-5 LP, BC European Capital IX-6 LP, BC European Capital IX-7 LP, BC European Capital IX-8 LP, BC European Capital IX-9 LP, BC European Capital IX-10 LP and BC European Capital IX-11 LP (collectively, the "BC European Limited Partnerships"); BC European Capital - Suddenlink Co-Investment-1 LP, BC European Capital - Suddenlink Co-Investment-2 LP, BC European Capital - Suddenlink Co-Investment-3 LP, BC European Capital - Suddenlink Co-Investment -4 LP, BC European Capital - Suddenlink Co-Investment-5 LP and BC European Capital - Suddenlink Co-Investment-6 LP (collectively, the "BC Suddenlink Partnerships"); BC European Capital IX Limited ("BC European Capital", and together with the BC European Limited Partnerships and BC Suddenlink Partnerships, the "BCP European Funds"); and Suddenvision S.a r.l. |
2. BC Partners Holdings Limited is the controlling shareholder of CIE Management IX Limited, which is the general partner of each of the BC European Limited Partnerships and the BC Suddenlink Partnerships, and has investment control over the common stock held by BC European Capital IX Limited. The BCP European Funds are the controlling shareholders of Suddenvision S.a r.l. As such, each of BC Partners Holdings Limited and CIE Management IX Limited may be deemed to share beneficial ownership over the securities held of record by the BCP European Funds and Suddenvision S.a r.l. |
Remarks: |
Due to the limitations of the Securities and Exchange Commission's electronic filing system, BC European Capital IX-1 LP, BC European Capital IX-2 LP, BC European Capital IX-3 LP, BC European Capital IX-4 LP, BC European Capital IX-5 LP, BC European Capital IX-6 LP, BC European Capital IX-7 LP, BC European Capital IX-8 LP, BC European Capital IX-9 LP, BC European Capital IX-10 LP, BC European Capital IX-11 LP, BC European Capital - Suddenlink Co-Investment-1 LP, BC European Capital - Suddenlink Co-Investment-2 LP, BC European Capital - Suddenlink Co-Investment-3 LP, BC European Capital - Suddenlink Co-Investment-4 LP, BC European Capital - Suddenlink Co-Investment-5 LP, BC European Capital - Suddenlink Co-Investment-6 LP, and BC European Capital IX Limited are filing separate Forms 4. |
Suddenvision S.a r.l., By: /s/ Christelle Retif, Manager, By: /s/ Pierre Stemper, Manager | 06/28/2017 | |
CIE Management IX Limited, By: /s/ Matthew Elston, Director, By: /s/ Mark Rodliffe, Director | 06/28/2017 | |
BC Partners Holdings Limited, By: /s/ Matthew Elston, Director, By: /s/ Mark Rodliffe, Director | 06/28/2017 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |