0000909012-12-000266.txt : 20120511 0000909012-12-000266.hdr.sgml : 20120511 20120511130349 ACCESSION NUMBER: 0000909012-12-000266 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120511 DATE AS OF CHANGE: 20120511 EFFECTIVENESS DATE: 20120511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AYM CAPITAL, LLC CENTRAL INDEX KEY: 0001513455 IRS NUMBER: 841682628 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14432 FILM NUMBER: 12833270 BUSINESS ADDRESS: STREET 1: 44 WALL STREET, 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-742-7002 MAIL ADDRESS: STREET 1: 44 WALL STREET, 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 t306790.txt AYM UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F -HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: AYM Capital, LLC Address: 44 Wall Street, 2nd Floor New York, NY 10005 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Abraham Muller Title: Managing Member Phone: 212.742.7002 Signature, Place, and Date of Signing: /s/ Abraham Muller New York, New York May 11, 2012 [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 64 --------------- Form 13F Information Table Value Total: $ 26,825 --------------- (thousands) List of Other Included Managers: None
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) PRN AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ AERCAP HOLDINGS NV COMM N00985106 1,500 135,000 SH Sole 135,000 AMERICAN AXLE & MFG HOLDINGS COMM 024061103 597 50,998 SH Sole 50,998 AMKOR TECHNOLOGY INC COMM 031652100 676 110,000 SH Sole 110,000 CEREPLAST INC COMM 156732307 31 50,000 SH Sole 50,000 CHINA CERAMICS CO LTD COMM G2113X100 40 10,000 SH Sole 10,000 CHINA MING YANG WIND POW-ADS ADRS 16951C108 342 144,983 SH Sole 144,983 CHINA XD PLASTICS CO LTD COMM 16948F107 207 38,000 SH Sole 38,000 CHIPMOS TECHNOLOGIES BERMUDA COMM G2110R114 1,386 78,793 SH Sole 78,793 COMMERCIAL VEHICLE GROUP INC COMM 202608105 293 24,000 SH Sole 24,000 DANA HOLDING CORP COMM 235825205 310 20,000 SH Sole 20,000 DANAOS CORP COMM Y1968P105 59 15,000 SH Sole 15,000 DIREXION SMALL CAP BEAR 3X ETF 25459W110 3,536 200,000 SH Sole 200,000 E-COMMERCE CHINA-SPON ADR ADRS 26833A105 332 41,005 SH Sole 41,005 ECOTALITY INC COMM 27922Y202 49 50,400 SH Sole 50,400 FEIHE INTERNATIONAL INC COMM 31429Y103 212 67,100 SH Sole 67,100 GREEN PLAINS RENEWABLE ENERG COMM 393222104 108 10,000 SH Sole 10,000 GT ADVANCED TECHNOLOGIES INC COMM 36191U106 239 28,900 SH Sole 28,900 HERCULES OFFSHORE INC COMM 427093109 85 18,000 SH Sole 18,000 HOVNANIAN ENTERPRISES-A COMM 442487203 49 20,000 SH Sole 20,000 ISHARES RUSSELL 2000 COMM 464287655 828 10,000 PUT Sole 10,000 KEMET CORP COMM 488360207 384 40,997 SH Sole 40,997 KIT DIGITAL INC COMM 482470200 281 39,000 SH Sole 39,000 KIT DIGITAL INC COMM 482470200 144 20,000 CALL Sole 20,000 KIT DIGITAL INC COMM 482470200 365 50,700 CALL Sole 50,700 LTX-CREDENCE CORPORATION COMM 502403207 503 70,000 SH Sole 70,000 MANNKIND CORP COMM 56400P201 883 357,481 SH Sole 357,481 MANNKIND CORP COMM 56400P201 64 26,000 CALL Sole 26,000 MANNKIND CORP COMM 56400P201 61 24,500 CALL Sole 24,500 MANNKIND CORP COMM 56400P201 14 5,600 CALL Sole 5,600 MANNKIND CORP COMM 56400P201 47 19,000 CALL Sole 19,000 MANNKIND CORP COMM 56400P201 31 12,500 CALL Sole 12,500 MANNKIND CORP COMM 56400P201 420 170,000 CALL Sole 170,000 MANNKIND CORP COMM 56400P201 593 240,000 CALL Sole 240,000 MANNKIND CORP COMM 56400P201 25 10,000 CALL Sole 10,000 MANNKIND CORP COMM 56400P201 49 20,000 CALL Sole 20,000 MECOX LANE LTD-ADR ADRS 58403M102 96 77,947 SH Sole 77,947 MGIC INVESTMENT CORP - WISC COMM 552848103 203 41,015 SH Sole 41,015 MOTORCAR PARTS OF AMERICA IN COMM 620071100 742 77,100 SH Sole 77,100 NAVIOS MARITIME ACQUISITION COMM Y62159101 251 77,113 SH Sole 77,113 NAVIOS MARITIME HOLDINGS INC COMM Y62196103 1,533 365,109 SH Sole 365,109 NETLIST INC COMM 64118P109 285 80,500 SH Sole 80,500 OM GROUP INC COMM 670872100 165 6,000 CALL Sole 6,000 OM GROUP INC COMM 670872100 230 8,344 SH Sole 8,344 PATRIOT COAL CORP COMM 70336T104 87 14,000 SH Sole 14,000 POWER-ONE INC COMM 73930R102 91 20,000 SH Sole 20,000 PULTE GROUP INC COMM 745867101 89 10,000 SH Sole 10,000 RADIAN GROUP INC COMM 750236101 385 88,395 SH Sole 88,395 RADIAN GROUP INC COMM 750236101 435 100,000 CALL Sole 100,000 SAVIENT PHARMACEUTICALS INC COMM 80517Q100 52 24,000 SH Sole 24,000 ULTRAPETROL (BAHAMAS) LTD COMM P94398107 644 321,937 SH Sole 321,937 UNITED CONTINENTAL HOLDINGS COMM 910047109 1,567 72,900 SH Sole 72,900 US AIRWAYS GROUP INC COMM 90341W108 380 50,000 CALL Sole 50,000 US AIRWAYS GROUP INC COMM 90341W108 228 30,000 SH Sole 30,000 VELTI PLC COMM G93285107 542 40,000 SH Sole 40,000 WIDEPOINT CORP COMM 967590100 93 100,000 SH Sole 100,000 WTS ATRINSIC INC SER A EXP 05/31/16 WRNT ATRNWA 0 94,828 SH Sole 94,828 WTS ATRINSIC INC SER B EXP 02/29/12 WRNT ATRNWB 0 47,414 SH Sole 47,414 WTS ATRINSIC INC SER C EXP 05/31/16 WRNT ATRNWC 0 45,043 SH Sole 45,043 XERIUM TECHNOLOGIES INC COMM 98416J118 152 23,616 SH Sole 23,616 XERIUM TECHNOLOGIES INC WRNT 98416J118 0 1 SH Sole 1 XERIUM TECHNOLOGIES INC WRNT 98416J118 1 162 SH Sole 162 XUEDA EDUCATION GROUP-ADR ADRS 98418W109 1,321 322,312 SH Sole 322,312 YRC WORLDWIDE INC COMM 984249607 9 1,425 SH Sole 1,425 YRC WORLDWIDE INC CONV 984249607 2,500 2,500,000 PRN Sole 2,500,000 26,825