<SEC-DOCUMENT>0000909012-11-000583.txt : 20111114
<SEC-HEADER>0000909012-11-000583.hdr.sgml : 20111111
<ACCEPTANCE-DATETIME>20111114170659
ACCESSION NUMBER: 0000909012-11-000583
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AYM CAPITAL, LLC
CENTRAL INDEX KEY: 0001513455
IRS NUMBER: 841682628
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14432
FILM NUMBER: 111204169
BUSINESS ADDRESS:
STREET 1: 44 WALL STREET, 2ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-742-7002
MAIL ADDRESS:
STREET 1: 44 WALL STREET, 2ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
</SEC-HEADER>
<DOCUMENT>
<TYPE>13F-HR
<SEQUENCE>1
<FILENAME>t306557.txt
<DESCRIPTION>AYM
<TEXT>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F -HR
Form 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: AYM Capital, LLC
Address: 44 Wall Street, 2nd Floor
New York, NY 10005
Form 13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Abraham Muller
Title: Managing Member
Phone: 212.742.7002
Signature, Place, and Date of Signing:
/s/ Abraham Muller New York, New York November 14, 2011
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-------------
Form 13F Information Table Entry Total: 61
---------------
Form 13F Information Table Value Total: $ 42,817
---------------
(thousands)
List of Other Included Managers:
None
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X1000) PRN AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
ACCURIDE CORP WRNT 00439T206 565 110,269 SH Sole 110,269
AERCAP HOLDINGS NV COMM N00985106 1,339 135,000 SH Sole 135,000
ALPHA NATURAL RESOURCES INC COMM 02076X102 195 11,000 SH Sole 11,000
AMERICAN AXLE & MFG HOLDINGS COMM 024061103 389 50,998 SH Sole 50,998
AMKOR TECHNOLOGY INC COMM 031652100 1,207 276,875 SH Sole 276,875
BROADWIND ENERGY INC COMM 11161T108 5 16,611 SH Sole 16,611
CARE INVESTMENT TRUST INC REIT 141657106 72 10,830 SH Sole 10,830
CEREPLAST INC COMM 156732307 202 72,000 SH Sole 72,000
CHINA MING YANG WIND POW-ADS ADRS 16951C108 306 115,628 SH Sole 115,628
CHIPMOS TECHNOLOGIES BERMUDA COMM G2110R114 468 90,588 SH Sole 90,588
COMMERCIAL VEHICLE GROUP INC COMM 202608105 449 68,360 SH Sole 68,360
DANA HOLDING CORP COMM 235825205 210 20,000 SH Sole 20,000
DANAOS CORP COMM Y1968P105 465 140,174 SH Sole 140,174
DAQO NEW ENERGY CORP-ADR ADRS 23703Q104 101 28,753 SH Sole 28,753
EAGLE BULK SHIPPING INC COMM Y2187A101 79 50,000 SH Sole 50,000
FLAGSTAR BANCORP INC COMM 337930507 10 20,080 SH Sole 20,080
GIGOPTIX INC COMM 37517Y103 185 112,378 SH Sole 112,378
HEALTH CARE REIT INC COMM 42217K106 936 20,000 SH PUT Sole 20,000
HERCULES OFFSHORE INC COMM 427093109 52 18,000 SH Sole 18,000
HOVNANIAN ENTERPRISES-A COMM 442487203 27 22,165 SH Sole 22,165
ISHARES RUSSELL 2000 COMM 464287655 643 10,000 SH PUT Sole 10,000
ISHARES RUSSELL 2000 COMM 464287655 643 10,000 SH PUT Sole 10,000
ISHARES RUSSELL 2000 COMM 464287655 2,572 40,000 SH PUT Sole 40,000
ISHARES RUSSELL 2000 COMM 464287655 643 10,000 SH PUT Sole 10,000
KEMET CORP COMM 488360207 365 50,997 SH Sole 50,997
LTX-CREDENCE CORPORATION COMM 502403207 834 157,690 SH Sole 157,690
MANNKIND CORP COMM 56400P201 720 189,981 SH Sole 189,981
MANNKIND CORP COMM 56400P201 114 30,000 SH CALL Sole 30,000
MECOX LANE LTD-ADR ADRS 58403M102 68 49,700 SH Sole 49,700
MGIC INVESTMENT CORP - WISC COMM 552848103 123 66,015 SH Sole 66,015
MICRON TECHNOLOGY INC COMM 595112103 252 50,000 SH Sole 50,000
NANOMETRICS INC COMM 630077105 163 11,210 SH Sole 11,210
NAVIOS MARITIME ACQUISITION COMM Y62159101 255 75,313 SH Sole 75,313
NAVIOS MARITIME HOLDINGS INC COMM Y62196103 1,793 565,753 SH Sole 565,753
PATRIOT COAL CORP COMM 70336T104 166 19,600 SH Sole 19,600
PROSHARES ULTRASHORT S&P500 ETF 74347R883 816 32,000 SH Sole 32,000
PULTE GROUP INC COMM 745867101 40 10,000 SH Sole 10,000
RADIAN GROUP INC COMM 750236101 2 995 SH Sole 995
RADIAN GROUP INC COMM 750236101 438 200,000 SH CALL Sole 200,000
RADIAN GROUP INC COMM 750236101 445 203,200 SH CALL Sole 203,200
RADIAN GROUP INC COMM 750236101 645 294,400 SH CALL Sole 294,400
RADIAN GROUP INC COMM 750236101 219 100,000 SH CALL Sole 100,000
REALTY INCOME CORP COMM 756109104 377 11,700 SH PUT Sole 11,700
SAVIENT PHARMACEUTICALS INC COMM 80517Q100 123 30,000 SH Sole 30,000
SPDR S&P 500 ETF TRUST COMM 78462F103 5,658 50,000 SH PUT Sole 50,000
SPDR S&P 500 ETF TRUST COMM 78462F103 566 5,000 SH PUT Sole 5,000
SPDR S&P 500 ETF TRUST COMM 78462F103 4,526 40,000 SH PUT Sole 40,000
SPDR S&P 500 ETF TRUST COMM 78462F103 2,263 20,000 SH PUT Sole 20,000
SPDR S&P 500 ETF TRUST COMM 78462F103 5,658 50,000 SH PUT Sole 50,000
ULTRAPETROL (BAHAMAS) LTD COMM P94398107 450 198,455 SH Sole 198,455
UNITED CONTINENTAL HOLDINGS COMM 910047109 388 20,000 SH Sole 20,000
US AIRWAYS GROUP INC COMM 90341W108 165 30,000 SH Sole 30,000
VELTI PLC COMM G93285107 198 30,000 SH Sole 30,000
WIDEPOINT CORP COMM 967590100 93 125,000 SH Sole 125,000
WTS ATRINSIC INC SER A EXP 05/31/16 WRNT ATRNWA 0 94,828 SH Sole 94,828
WTS ATRINSIC INC SER B EXP 02/29/12 WRNT ATRNWB 0 47,414 SH Sole 47,414
WTS ATRINSIC INC SER C EXP 05/31/16 WRNT ATRNWC 0 45,043 SH Sole 45,043
XUEDA EDUCATION GROUP-ADR ADRS 98418W109 601 220,000 SH Sole 220,000
YRC WORLDWIDE INC COMM 984249300 21 430,000 SH Sole 430,000
YRC WORLDWIDE INC COMM 984249300 10 210,000 SH PUT Sole 210,000
YRC WORLDWIDE INC CONV 984249300 2,500 2,500,000 PRN Sole 2,500,000
42,817
</TABLE>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>