0000909012-11-000450.txt : 20110815 0000909012-11-000450.hdr.sgml : 20110815 20110815114140 ACCESSION NUMBER: 0000909012-11-000450 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AYM CAPITAL, LLC CENTRAL INDEX KEY: 0001513455 IRS NUMBER: 841682628 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14432 FILM NUMBER: 111034255 BUSINESS ADDRESS: STREET 1: 44 WALL STREET, 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-742-7002 MAIL ADDRESS: STREET 1: 44 WALL STREET, 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 t306462.txt AYM UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F -HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: AYM Capital, LLC Address: 44 Wall Street, 2nd Floor New York, NY 10005 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Abraham Muller Title: Managing Member Phone: 212.742.7002 Signature, Place, and Date of Signing: /s/ Abraham Muller New York, New York August 12, 2011 [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 81 --------------- Form 13F Information Table Value Total: $152,940 --------------- (thousands) List of Other Included Managers: None
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) PRN AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ ACCURIDE CORP WRNT 00439T206 1,393 110,269 SH Sole 110,269 AERCAP HOLDINGS NV COMM N00985106 4,058 311,931 SH Sole 311,931 ALPHA NATURAL RESOURCES INC COMM 02076X102 2,908 64,000 SH Sole 64,000 ALPHA NATURAL RESOURCES INC COMM 02076X102 1,363 30,000 SH CALL Sole 30,000 AMERICAN AXLE & MFG HOLDINGS COMM 024061103 3,817 335,400 SH Sole 335,400 AMKOR TECHNOLOGY INC COMM 031652100 4,319 700,000 SH Sole 700,000 AMR CORP COMM 001765106 1,107 205,000 SH Sole 205,000 ARCELOR MITTAL NY REGISTRY SHS CL A COMM 03938L104 348 10,000 SH CALL Sole 10,000 BANK OF AMERICA CORP COMM 060505104 3,714 338,866 SH Sole 338,866 BANK OF AMERICA CORP COMM 060505104 1,096 100,000 SH CALL Sole 100,000 BANK OF AMERICA CORP COMM 060505104 5,480 500,000 SH CALL Sole 500,000 BANK OF AMERICA CORP COMM 060505104 2,192 200,000 SH CALL Sole 200,000 BANK OF AMERICA CORP COMM 060505104 3,288 300,000 SH CALL Sole 300,000 BANK OF AMERICA CORP COMM 060505104 1,096 100,000 SH CALL Sole 100,000 BANK OF AMERICA CORP COMM 060505104 1,096 100,000 SH CALL Sole 100,000 BOISE INC COMM 09746Y105 670 85,951 SH Sole 85,951 BROADWIND ENERGY INC COMM 11161T108 92 63,411 SH Sole 63,411 CARE INVESTMENT TRUST INC REIT 141657106 77 10,830 SH Sole 10,830 CEREPLAST INC COMM 156732307 246 55,500 SH Sole 55,500 CHINA MING YANG WIND POW-ADS ADRS 16951C108 1,573 250,000 SH Sole 250,000 CHIPMOS TECHNOLOGIES BERMUDA COMM G2110R114 1,257 140,151 SH Sole 140,151 COMMERCIAL VEHICLE GROUP INC COMM 202608105 1,778 125,324 SH Sole 125,324 CONSOL ENERGY INC COMM 20854P109 2,424 50,000 SH Sole 50,000 DANA HOLDING CORP COMM 235825205 1,376 75,200 SH Sole 75,200 DANAOS CORP COMM Y1968P105 1,807 328,573 SH Sole 328,573 FLAGSTAR BANCORP INC COMM 337930507 24 20,080 SH Sole 20,080 GENCO SHIPPING & TRADING LTD COMM Y2685T107 518 68,860 SH Sole 68,860 GIGOPTIX INC COMM 37517Y103 315 156,807 SH Sole 156,807 GRAMERCY CAPITAL CORP REIT 384871109 45 15,000 SH Sole 15,000 HERCULES OFFSHORE INC COMM 427093109 110 20,000 SH Sole 20,000 HOVNANIAN ENTERPRISES-A COMM 442487203 53 22,165 SH Sole 22,165 ISHARES RUSSELL 2000 COMM 464287655 4,140 50,000 SH PUT Sole 50,000 ISHARES RUSSELL 2000 COMM 464287655 1,656 20,000 SH PUT Sole 20,000 ISHARES RUSSELL 2000 COMM 464287655 2,484 30,000 SH PUT Sole 30,000 KEMET CORP COMM 488360207 3,158 220,996 SH Sole 220,996 KULICKE & SOFFA INDUSTRIES COMM 501242101 558 50,100 SH Sole 50,100 LDK SOLAR CO LTD - ADR ADRS 50183L107 2,667 363,304 SH Sole 363,304 LTX-CREDENCE CORPORATION COMM 502403207 3,613 404,107 SH Sole 404,107 MANNKIND CORP COMM 56400P201 852 224,240 SH Sole 224,240 MGIC INVESTMENT CORP - WISC COMM 552848103 4,386 737,081 SH Sole 737,081 MICRON TECHNOLOGY INC COMM 595112103 2,920 390,317 SH Sole 390,317 NANOMETRICS INC COMM 630077105 1,943 102,300 SH Sole 102,300 NAVIOS MARITIME ACQUISITION COMM Y62159101 307 75,313 SH Sole 75,313 NAVIOS MARITIME HOLDINGS INC COMM Y62196103 3,660 710,719 SH Sole 710,719 NOVA MEASURING INSTRUMENTS COMM M7516K103 142 14,000 SH Sole 14,000 PATRIOT COAL CORP COMM 70336T104 4,639 208,400 SH Sole 208,400 PATRIOT COAL CORP COMM 70336T104 1,113 50,000 SH CALL Sole 50,000 PATRIOT COAL CORP COMM 70336T104 2,226 100,000 SH CALL Sole 100,000 PMI GROUP INC/THE COMM 69344M101 1,167 1,091,094 SH Sole 1,091,094 PRIMUS TELECOMMUNICATIONS GP COMM 741929301 150 10,000 SH Sole 10,000 PULTE GROUP INC COMM 745867101 77 10,000 SH Sole 10,000 RADIAN GROUP INC COMM 750236101 3,965 937,239 SH Sole 937,239 RADIAN GROUP INC COMM 750236101 529 125,000 SH CALL Sole 125,000 RADIAN GROUP INC COMM 750236101 497 117,500 SH CALL Sole 117,500 RADIAN GROUP INC COMM 750236101 846 200,000 SH CALL Sole 200,000 RADIAN GROUP INC COMM 750236101 846 200,000 SH CALL Sole 200,000 RADIAN GROUP INC COMM 750236101 860 203,200 SH CALL Sole 203,200 RADIAN GROUP INC COMM 750236101 822 194,400 SH CALL Sole 194,400 RINO INTERNATIONAL CORP COMM 766883102 5 10,000 SH Sole 10,000 SAVIENT PHARMACEUTICALS INC COMM 80517Q100 150 20,000 SH Sole 20,000 SPDR S&P 500 ETF TRUST COMM 78462F103 13,197 100,000 SH PUT Sole 100,000 SPDR S&P 500 ETF TRUST COMM 78462F103 6,599 50,000 SH PUT Sole 50,000 SPDR S&P 500 ETF TRUST COMM 78462F103 6,599 50,000 SH PUT Sole 50,000 SPDR S&P 500 ETF TRUST COMM 78462F103 6,599 50,000 SH PUT Sole 50,000 SPDR S&P 500 ETF TRUST COMM 78462F103 5,279 40,000 SH PUT Sole 40,000 ULTRAPETROL (BAHAMAS) LTD COMM P94398107 1,003 202,981 SH Sole 202,981 UNITED CONTINENTAL HOLDINGS COMM 910047109 1,077 47,600 SH Sole 47,600 UNITED STATES STEEL CORP COMM 912909108 4,052 88,000 SH Sole 88,000 UNITED STATES STEEL CORP COMM 912909108 921 20,000 SH CALL Sole 20,000 US AIRWAYS GROUP INC COMM 90341W108 701 78,706 SH Sole 78,706 VISHAY INTERTECHNOLOGY INC COMM 928298108 1,066 70,900 SH Sole 70,900 WELLS FARGO & COMPANY COMM 949746101 1,263 45,000 SH Sole 45,000 WELLS FARGO & COMPANY COMM 949746101 870 31,000 SH CALL Sole 31,000 WIDEPOINT CORP COMM 967590100 231 275,000 SH Sole 275,000 WSP HOLDINGS LTD-ADR ADRS 92934F104 42 46,593 SH Sole 46,593 XUEDA EDUCATION GROUP-ADR ADRS 98418W109 177 22,100 SH Sole 22,100 XYRATEX LTD COMM G98268108 513 50,000 SH CALL Sole 50,000 YRC WORLDWIDE INC COMM 984249300 4 3,100 SH CALL Sole 3,100 YRC WORLDWIDE INC COMM 984249300 161 142,300 SH PUT Sole 142,300 YRC WORLDWIDE INC COMM 984249300 73 65,000 SH PUT Sole 65,000 YRC WORLDWIDE INC CONV 984249300 2,500 2,500,000 PRN Sole 2,500,000 152,940