0001062993-13-006031.txt : 20131125
0001062993-13-006031.hdr.sgml : 20131125
20131125171919
ACCESSION NUMBER: 0001062993-13-006031
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131125
DATE AS OF CHANGE: 20131125
EFFECTIVENESS DATE: 20131125
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Arbiter Partners Capital Management LLC
CENTRAL INDEX KEY: 0001513193
IRS NUMBER: 273380922
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14499
FILM NUMBER: 131241802
BUSINESS ADDRESS:
STREET 1: 11 E 44TH STREET, SUITE 700
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-452-9119
MAIL ADDRESS:
STREET 1: 11 E 44TH STREET, SUITE 700
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: Fort Hoosac Management, LLC
DATE OF NAME CHANGE: 20110215
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001513193
XXXXXXXX
09-30-2013
09-30-2013
true
1
RESTATEMENT
Arbiter Partners Capital Management LLC
11 E 44TH STREET, SUITE 700
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-14499
N
Paul J. Isaac
Manager
212-650-4670
Paul J. Isaac
New York
NY
11-25-2013
2
97
417497
false
1
028-14377
Arbiter Partners QP, LP
2
028-12808
Arbiter Partners LP
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
AMBAC FINL GROUP INC
COM
023139884
14536
801298
SH
DFND
1,2
801298
0
0
AMBAC FINL GROUP WTS
WTS
023139116
352
29200
SH
Call
DFND
1,2
0
0
0
AMERIANA BANCORP
COM
023613102
195
15167
SH
DFND
1,2
15167
0
0
AMKOR TECHNOLOGY INC
COM
031652100
2775
647711
SH
DFND
1,2
647711
0
0
APACHE CORP
COM
037411105
1479
60000
SH
Call
DFND
1,2
0
0
0
ASB BANCORP INC N C
COM
00213T109
546
31900
SH
DFND
1,2
31900
0
0
ASSURED GUARANTY LTD
COM
G0585R106
21191
1130169
SH
DFND
1,2
1130169
0
0
ASSURED GUARANTY LTD
COM
G0585R106
1380
200000
SH
Call
DFND
1,2
0
0
0
BLACKSTONE GROUP L P
COM
09253U108
6302
400000
SH
Call
DFND
1,2
0
0
0
CAPITAL ONE FINL CORP
COM
14040H105
6527
94955
SH
DFND
1,2
94955
0
0
CAPITAL ONE FINL CORP
COM
14040H105
2878
100000
SH
Call
DFND
1,2
0
0
0
CAPITAL SR LIVING CORP
COM
140475104
33527
1585137
SH
DFND
1,2
1585137
0
0
CHARTER FINL CORP MD
COM
16122W108
1621
150124
SH
DFND
1,2
150124
0
0
CITIGROUP INC
COM
172967424
2235
200000
SH
Call
DFND
1,2
0
0
0
CLEAR CHANNEL OUTDOOR HLDGS
COM
18451C109
5731
698960
SH
DFND
1,2
698960
0
0
CLIFFS NAT RES INC
COM
18683K101
1169
205000
SH
Put
DFND
1,2
0
0
0
COWEN GROUP INC NEW
COM
223622101
11319
3290375
SH
DFND
1,2
3290375
0
0
CURRENCYSHARES AUSTRALIAN DL
COM
23129U101
1619
145900
SH
Put
DFND
1,2
0
0
0
DEVON ENERGY CORP NEW
COM
25179M103
10067
803200
SH
Call
DFND
1,2
0
0
0
EASTERN VA BANKSHARES INC
COM
277196101
294
48200
SH
DFND
1,2
48200
0
0
EQUINIX INC
COM
29444U502
5943
120000
SH
Call
DFND
1,2
0
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
5055
300000
SH
Call
DFND
1,2
0
0
0
EXXON MOBIL CORP
COM
30231G102
829
60000
SH
Call
DFND
1,2
0
0
0
FOREST CITY ENTERPRISES INC
COM
345550107
18130
957208
SH
DFND
1,2
957208
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
6258
245800
SH
Call
DFND
1,2
0
0
0
GREIF INC
COM
397624206
45021
845459
SH
DFND
1,2
845459
0
0
GROUPON INC
COM
399473107
8273
1334400
SH
Put
DFND
1,2
0
0
0
HESS CORP
COM
42809H107
1425
50000
SH
Call
DFND
1,2
0
0
0
HOPFED BANCORP INC
COM
439734104
344
30748
SH
DFND
1,2
30748
0
0
INDEPENDENT BANK CORP MICH
COM
453838609
510
51000
SH
DFND
1,2
51000
0
0
INGERSOLL-RAND PLC
COM
G47791101
2545
100000
SH
Call
DFND
1,2
0
0
0
INTERVEST BANCSHARES CORP
COM
460927106
2114
266582
SH
DFND
1,2
266582
0
0
IPATH S&P 500 VIX SHORT-TERM FUTUR
COM
00674E711
11970
675500
SH
Put
DFND
1,2
0
0
0
IRON MTN INC
COM
462846106
3072
391300
SH
Call
DFND
1,2
0
0
0
KENTUCKY FIRST FED BANCORP
COM
491292108
190
23184
SH
DFND
1,2
23184
0
0
LAKE SHORE BANCORP INC
COM
510700107
2189
191692
SH
DFND
1,2
191692
0
0
LAPORTE BANCORP INC MD
COM
516651106
157
15052
SH
DFND
1,2
15052
0
0
LEAPFROG ENTERPRISES INC
COM
52186N106
470
100000
SH
Call
DFND
1,2
0
0
0
LENNAR CORP
COM
526057302
4427
154520
SH
DFND
1,2
154520
0
0
LEVEL 3 COMMUNICATIONS INC
COM
52729N308
1335
50000
SH
DFND
1,2
50000
0
0
LIBERTY MEDIA HLDG CORP CMN SERIES A INTERACTIVE
COM
53071M104
13817
588700
SH
DFND
1,2
588700
0
0
LIBERTY VENTURES CMN SERIES CLASS A
COM
53071M880
20738
235200
SH
DFND
1,2
235200
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
692
10231
SH
DFND
1,2
10231
0
0
LUXFER HLDGS PLC
COM
550678106
160
10000
SH
DFND
1,2
10000
0
0
MICRON TECHNOLOGY INC
COM
595112103
2453
300000
SH
Call
DFND
1,2
0
0
0
MTR GAMING GROUP INC
COM
553769100
7999
1698220
SH
DFND
1,2
1698220
0
0
NATIONAL WESTN LIFE INS CO
COM
638522102
11776
58363
SH
DFND
1,2
58363
0
0
NEWMONT MINING CORP
COM
651639106
952
361500
SH
Call
DFND
1,2
0
0
0
NORTHFIELD BANCORP INC DEL
COM
66611T108
7286
600140
SH
DFND
1,2
600140
0
0
OCONEE FED FINL CORP
COM
675607105
335
20277
SH
DFND
1,2
20277
0
0
OPPENHEIMER HLDGS INC
COM
683797104
1228
69105
SH
DFND
1,2
69105
0
0
PEOPLES BANCORP N C INC
COM
710577107
319
25794
SH
DFND
1,2
25794
0
0
PHOENIX COS INC NEW
COM
71902E604
4173
107904
SH
DFND
1,2
107904
0
0
PREMIER FINL BANCORP INC
COM
74050M105
142
12314
SH
DFND
1,2
12314
0
0
PROSHARES TR II
COM
74347W627
3319
76400
SH
Call
DFND
1,2
0
0
0
PSB HLDGS INC
COM
69360W108
329
52585
SH
DFND
1,2
52585
0
0
SALESFORCE COM INC
COM
79466L302
27
140000
SH
Put
DFND
1,2
0
0
0
SEAGATE TECHNOLOGY PLC
COM
G7945M107
12281
610000
SH
Call
DFND
1,2
0
0
0
TAL INTL GROUP INC
COM
874083108
7
10000
SH
Put
DFND
1,2
0
0
0
TEXAS PAC LD TR
COM
882610108
9687
114598
SH
DFND
1,2
114598
0
0
THE ADT CORPORATION
COM
00101J106
1423
100000
SH
Call
DFND
1,2
0
0
0
UNITED BANCSHARES INC OHIO
COM
909458101
302
23710
SH
DFND
1,2
23710
0
0
UNITED PARCEL SERVICE INC
COM
911312106
3664
150000
SH
Call
DFND
1,2
0
0
0
WARREN RES INC
COM
93564A100
4694
1613026
SH
DFND
1,2
1613026
0
0
WESTERN DIGITAL CORP
COM
958102105
9359
290000
SH
Call
DFND
1,2
0
0
0
WESTERN UN CO
COM
959802109
4525
500000
SH
Call
DFND
1,2
0
0
0
WOLVERINE BANCORP INC
COM
977880103
264
13318
SH
DFND
1,2
13318
0
0
WPX ENERGY INC
COM
98212B103
5009
260000
SH
DFND
1,2
260000
0
0
WRIGHT MED GROUP INC
COM
98235T115
351
987413
SH
DFND
1,2
987413
0
0
XEROX CORP
COM
984121103
16559
1609300
SH
DFND
1,2
1609300
0
0
XEROX CORP
COM
984121103
7823
1941300
SH
Call
DFND
1,2
0
0
0
AERCAP HOLDINGS NV
COM
N00985106
195
10000
SH
SOLE
10000
0
0
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
290
25000
SH
SOLE
25000
0
0
APOLLO COMMERCIAL REAL ESTAT
COM
03762U105
153
10000
SH
SOLE
10000
0
0
APOLLO GLOBAL MANAGEMENT - A
COM
037612306
707
25000
SH
SOLE
25000
0
0
ARMOUR RESIDENTIAL REIT INC
COM
042315101
420
100000
SH
SOLE
100000
0
0
COSI INC
COM
22122P200
55
23544
SH
SOLE
23544
0
0
DEX MEDIA INC
COM
25213A107
99
12206
SH
SOLE
12206
0
0
DOUBLE EAGLE PETROLEUM CO
COM
258570209
60
19908
SH
SOLE
19908
0
0
ELDORADO GOLD CORP
COM
284902103
103
15300
SH
SOLE
15300
0
0
FERRO CORP
COM
315405100
309
33892
SH
SOLE
33892
0
0
FOREST CITY ENTERPRISES-CL B
COM
345550305
290
15300
SH
SOLE
15300
0
0
LIMONEIRA CO
COM
532746104
1635
63669
SH
SOLE
63669
0
0
MAGNETEK INC
COM
559424403
1812
102300
SH
SOLE
102300
0
0
MAGELLAN PETROLEUM CORP
COM
559091301
20
20000
SH
SOLE
20000
0
0
MDC PARTNERS INC-A
COM
552697104
280
10000
SH
SOLE
10000
0
0
MICROSOFT CORP
COM
594918104
649
19500
SH
SOLE
19500
0
0
ROSETTA RESOURCES INC
COM
777779307
980
18000
SH
SOLE
18000
0
0
SALEM COMMUNICATIONS -CL A
COM
794093104
382
46099
SH
SOLE
46099
0
0
SEALED AIR CORP
COM
81211K100
5114
188080
SH
SOLE
188080
0
0
ADVSHRS TRIMTAB FLOAT SHRINK
COM
00768Y818
3509
80000
SH
SOLE
80000
0
0
U.S. GLOBAL INVESTORS INC-A
COM
902952100
117
40969
SH
SOLE
40969
0
0
ZAZA ENERGY CORP
COM
98919T100
39
34300
SH
SOLE
34300
0
0
ING U S INC COM
COM
45685E106
584
20000
SH
SOLE
20000
0
0
APACHE CORP COM
COM
037411105
851
10000
SH
SOLE
10000
0
0
EXPRESS SCRIPTS HLDG CO COM
COM
30219G108
618
10000
SH
SOLE
10000
0
0
AIR PROD & CHEM INC COM
COM
009158106
533
5000
SH
SOLE
5000
0
0