0001445546-11-001959.txt : 20110526
0001445546-11-001959.hdr.sgml : 20110526
20110526114655
ACCESSION NUMBER: 0001445546-11-001959
CONFORMED SUBMISSION TYPE: S-6/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20110526
DATE AS OF CHANGE: 20110526
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FT 3010
CENTRAL INDEX KEY: 0001513183
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: S-6/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 333-174511
FILM NUMBER: 11873061
BUSINESS ADDRESS:
STREET 1: C/O FIRST TRUST PORTFOLIOS L.P.
STREET 2: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60565
BUSINESS PHONE: 630 765 8000
MAIL ADDRESS:
STREET 1: C/O FIRST TRUST PORTFOLIOS L.P.
STREET 2: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60565
S-6/A
1
s-6a.txt
AMENDMENT TO FORM S-6 FILING
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Amendment No. 1 to
FORM S-6
For Registration Under the Securities Act of 1933 of Securities
of Unit Investment Trusts Registered on Form N-8B-2
A. Exact Name of Trust: FT 3010
B. Name of Depositor: FIRST TRUST PORTFOLIOS L.P.
C. Complete Address of Depositor's 120 East Liberty Drive
Principal Executive Offices: Wheaton, Illinois 60187
D. Name and Complete Address of
Agents for Service: FIRST TRUST PORTFOLIOS L.P.
Attention: James A. Bowen
120 East Liberty Drive
Suite 400
Wheaton, Illinois 60187
CHAPMAN & CUTLER LLP
Attention: Eric F. Fess
111 West Monroe Street
Chicago, Illinois 60603
E. Title of Securities
Being Registered: An indefinite number of
Units pursuant to Rule
24f-2 promulgated under
the Investment Company Act
of 1940, as amended.
F. Approximate Date of Proposed
Sale to the Public: ____ Check if it is
proposed that this filing
will become effective on
_____ at ____ p.m.
pursuant to Rule 487.
The registrant hereby amends this Registration Statement on
such date or dates as may be necessary to delay its effective
date until the registrant shall file a further amendment which
specifically states that this Registration Statement shall
thereafter become effective in accordance with Section 8(a) of
the Securities Act of 1933 or until the Registration Statement
shall become effective on such date as the Commission, acting
pursuant to said Section 8(a), may determine.
Preliminary Prospectus Dated May 26, 2011
FT 3010
10,000 Units (A Unit Investment Trust)
The attached final Prospectus for a prior Series of
the Fund is hereby used as a preliminary Prospectus for the
above stated Series. The narrative information and
structure of the attached final Prospectus will be
substantially the same as that of the final Prospectus for
this Series. Information with respect to pricing, the
number of Units, dates and summary information regarding
the characteristics of securities to be deposited in this
Series is not now available and will be different since
each Series has a unique Portfolio. Accordingly the
information contained herein with regard to the previous
Series should be considered as being included for
informational purposes only. Ratings of the securities in
this Series are expected to be comparable to those of the
securities deposited in the previous Series.
A registration statement relating to the units of this
Series will be filed with the Securities and Exchange
Commission but has not yet become effective. Information
contained herein is subject to completion or amendment.
Such Units may not be sold nor may offer to buy be accepted
prior to the time the registration statement becomes
effective. This Prospectus shall not constitute an offer
to sell or the solicitation of an offer to buy nor shall
there be any sale of the Units in any state in which such
offer, solicitation or sale would be unlawful prior to
registration or qualification under the securities laws of
any such state. (Incorporated herein by reference is the
final prospectus for FT 2868 (Registration No. 333-172644)
as filed April 5, 2011 which shall be used as the
preliminary prospectus for the current series of the Fund.)
MEMORANDUM
Re: FT 3010
The only difference of consequence (except as described
below) between FT 2868, which is the current fund, and FT 3010,
the filing of which this memorandum accompanies, is the change in
the series number. The list of securities comprising the Fund,
the evaluation, record and distribution dates and other changes
pertaining specifically to the new series, such as size and
number of Units in the Fund and the statement of condition of the
new Fund, will be filed by amendment.
1940 ACT
FORMS N-8A AND N-8B-2
These forms were not filed, as the Form N-8A and Form N-8B-2
filed in respect of Templeton Growth and Treasury Trust, Series 1
and subsequent series (File No. 811-05903) related also to the
subsequent series of the Fund.
1933 ACT
PROSPECTUS
The only significant changes in the Prospectus from the FT
2868 Prospectus relate to the series number and size and the date
and various items of information which will be derived from and
apply specifically to the securities deposited in the Fund.
CONTENTS OF REGISTRATION STATEMENT
ITEM A Bonding Arrangements of Depositor:
First Trust Portfolios L.P. is covered by a Broker's
Fidelity Bond, in the total amount of $2,000,000, the
insurer being National Union Fire Insurance Company of
Pittsburgh.
ITEM B This Registration Statement on Form S-6 comprises the
following papers and documents:
The facing sheet
The Prospectus
The signatures
Exhibits
S-1
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933,
the Registrant, FT 3010 has duly caused this Amendment No. 1 to
the Registration Statement to be signed on its behalf by the
undersigned, thereunto duly authorized, in the City of Wheaton
and State of Illinois on May 26, 2011.
FT 3010
(Registrant)
By: FIRST TRUST PORTFOLIOS L.P.
(Depositor)
By Jason T. Henry
Senior Vice President
S-2
Pursuant to the requirements of the Securities Act of 1933,
this Amendment to the Registration Statement has been signed
below by the following person in the capacity and on the date
indicated:
Name Title* Date
James A. Bowen Director of The Charger )May 26, 2011
Corporation, the General )
Partner of First Trust )
Portfolios L.P. )
)
)Jason T. Henry
)Attorney-in-Fact**
* The title of the person named herein represents his
capacity in and relationship to First Trust Portfolios
L.P., Depositor.
** An executed copy of the related power of attorney
was filed with the Securities and Exchange Commission in
connection with Amendment No. 2 to Form S-6 of FT 2669
(File No. 333-169625) and the same is hereby incorporated
herein by this reference.
S-3
CONSENT OF COUNSEL
The consent of counsel to the use of its name in the
Prospectus included in this Registration Statement will be
contained in its respective opinion to be filed as Exhibit 3.1 of
the Registration Statement.
CONSENT OF DELOITTE & TOUCHE LLP
The consent of Deloitte & Touche LLP to the use of its name
and to the reference to such firm in the Prospectus included in
this Registration Statement will be filed by amendment.
CONSENT OF FIRST TRUST ADVISORS L.P.
The consent of First Trust Advisors L.P. to the use of its
name in the Prospectus included in the Registration Statement is
filed as Exhibit 4.1 to the Registration Statement.
S-4
EXHIBIT INDEX
1.1 Form of Standard Terms and Conditions of Trust for FT 785
among First Trust Portfolios, L.P., as Depositor, The
Bank of New York Mellon, as Trustee and First Trust
Advisors L.P., as Evaluator and Portfolio Supervisor.
(incorporated by reference to Amendment No. 1 to Form S-6
[File No. 333-110799] filed on behalf of FT 785).
1.1.1* Form of Trust Agreement for FT 3010 among First Trust
Portfolios L.P., as Depositor, The Bank of New York
Mellon, as Trustee, First Trust Advisors L.P., as
Evaluator and Portfolio Supervisor, and FTP Services LLC,
as FTPS Unit Servicing Agent.
1.2 Copy of Certificate of Limited Partnership of First Trust
Portfolios L.P. (incorporated by reference to Amendment
No. 1 to Form S-6 [File No. 33-42683] filed on behalf of
The First Trust Special Situations Trust, Series 18).
1.3 Copy of Amended and Restated Limited Partnership
Agreement of First Trust Portfolios, L.P. (incorporated
by reference to Amendment No. 1 to Form S-6 [File No.
33-42683] filed on behalf of The First Trust Special
Situations Trust, Series 18).
1.4 Copy of Articles of Incorporation of The Charger
Corporation, the general partner of First Trust
Portfolios L.P., Depositor (incorporated by reference to
Amendment No. 1 to Form S-6 [File No. 33-42683] filed on
behalf of The First Trust Special Situations Trust,
Series 18).
1.5 Copy of By-Laws of The Charger Corporation, the general
partner of First Trust Portfolios L.P., Depositor
(incorporated by reference to Amendment No. 2 to Form S-6
[File No. 333-169625] filed on behalf of FT 2669).
1.6 Underwriter Agreement (incorporated by reference to
Amendment No. 1 to Form S-6 [File No. 33-42755] filed on
behalf of The First Trust Special Situations Trust,
Series 19).
2.1 Copy of Certificate of Ownership (included in Exhibit 1.1
filed herewith on page 2 and incorporated herein by reference).
2.2 Copy of Code of Ethics (incorporated by reference to
Amendment No. 1 to form S-6 [File No. 333-156964] filed on behalf
of FT 1987).
S-5
3.1* Opinion of counsel as to legality of Securities being
registered.
4.1* Consent of First Trust Advisors L.P.
6.1 List of Directors and Officers of Depositor and other
related information (incorporated by reference to
Amendment No. 1 to Form S-6 [File No. 33-42683] filed on
behalf of The First Trust Special Situations Trust,
Series 18).
7.1 Power of Attorney executed by the Director listed on page
S-3 of this Registration Statement (incorporated by
reference to Amendment No. 2 to Form S-6 [File No.
333-169625] filed on behalf of FT 2669).
___________________________________
* To be filed by amendment.
S-6