0000950123-11-050507.txt : 20110516 0000950123-11-050507.hdr.sgml : 20110516 20110516114852 ACCESSION NUMBER: 0000950123-11-050507 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Daiwa Asset Management Co. Ltd CENTRAL INDEX KEY: 0001513151 IRS NUMBER: 000000000 FISCAL YEAR END: 0311 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-14429 FILM NUMBER: 11844566 BUSINESS ADDRESS: STREET 1: 10-5,NIHONBASHI-KAYABACHO,2-CHOME,CHUO CITY: TOKYO STATE: M0 ZIP: 103-0025 BUSINESS PHONE: (81)3-5695-2111 MAIL ADDRESS: STREET 1: 10-5,NIHONBASHI-KAYABACHO,2-CHOME,CHUO CITY: TOKYO STATE: M0 ZIP: 103-0025 13F-NT 1 y91337fe13fvnt.txt FORM 13F-NT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 -------------- Check here if Amendment [ ]; Amendment Number: ------------ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Daiwa Asset Management Co. Ltd. Address: 10-5, Nihonbashi-Kayabacho 2-chome, Chuo-ku Tokyo, Japan 103-0025 Form 13F File Number: 028-14429 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Name: Takayasu Hirai Title: Head of Legal & Compliance Department Phone: 81-3-5695-2181 Signature, Place, and Date of Signing: /s/ Takayasu Hirai New York, NY 5/16/11 . ---------------------- ----------------------- ----------------------- [Signature] [City, State] [Date]
Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [X] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section]
Form 13F File Number Name 028-14426 Daiwa Securities Group Inc.