0001221073-20-000129.txt : 20200805
0001221073-20-000129.hdr.sgml : 20200805
20200805170759
ACCESSION NUMBER: 0001221073-20-000129
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200805
DATE AS OF CHANGE: 20200805
EFFECTIVENESS DATE: 20200805
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Clear Harbor Asset Management, LLC
CENTRAL INDEX KEY: 0001511857
IRS NUMBER: 271506486
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14126
FILM NUMBER: 201078509
BUSINESS ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 2006
CITY: NEW YORK
STATE: NY
ZIP: 10170
BUSINESS PHONE: 212-867-7310
MAIL ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 2006
CITY: NEW YORK
STATE: NY
ZIP: 10170
13F-HR
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06-30-2020
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Clear Harbor Asset Management, LLC
420 Lexington Avenue
Suite 2006
New York
NY
10170
13F HOLDINGS REPORT
028-14126
N
Ian Armstrong
Chief Compliance Officer
212-867-7310
/s/ Ian Armstrong
New York
NY
08-03-2020
0
267
528169
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ALPHABET INC
CAP STK CL A
02079K305
3616
2550
SH
SOLE
2550
0
0
STONECASTLE FINL CORP
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861780104
225
14164
SH
SOLE
14164
0
0
AMGEN INC
COM
031162100
1729
7329
SH
SOLE
7329
0
0
NUVEEN MUN 2021 TARGET TERM
COM
670687102
147
14853
SH
SOLE
14853
0
0
SCORPIO TANKERS INC
SHS
Y7542C130
1645
128440
SH
SOLE
128440
0
0
PIONEER NAT RES CO
COM
723787107
6301
64494
SH
SOLE
64494
0
0
ENPHASE ENERGY INC
COM
29355A107
9891
207929
SH
SOLE
207929
0
0
NORFOLK SOUTHERN CORP
COM
655844108
353
2011
SH
SOLE
2011
0
0
GREENLIGHT CAPITAL RE LTD
CLASS A
G4095J109
252
38712
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SOLE
38712
0
0
JOHNSON & JOHNSON
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478160104
6042
42964
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SOLE
42964
0
0
HERITAGE INS HLDGS INC
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42727J102
541
41332
SH
SOLE
41332
0
0
ALLSTATE CORP
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020002101
257
2646
SH
SOLE
2646
0
0
APOLLO INVT CORP
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03761U502
1110
116000
SH
SOLE
116000
0
0
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78409V104
5473
16611
SH
SOLE
16611
0
0
ISHARES U S ETF TR
INT RT HDG C B
46431W705
312
3465
SH
SOLE
3465
0
0
BLACKROCK INCOME TR INC
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09247F100
97
15775
SH
SOLE
15775
0
0
ECOLAB INC
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278865100
3159
15877
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SOLE
15877
0
0
VERIZON COMMUNICATIONS INC
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92343V104
659
11957
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SOLE
11957
0
0
HONEYWELL INTL INC
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438516106
7926
54818
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SOLE
54818
0
0
AMERICAN WTR WKS CO INC NEW
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030420103
25015
194425
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SOLE
194425
0
0
TRIMBLE INC
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896239100
12799
296347
SH
SOLE
296347
0
0
CITIGROUP INC
COM NEW
172967424
3574
69949
SH
SOLE
69949
0
0
QORVO INC
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74736K101
4787
43313
SH
SOLE
43313
0
0
UNITED INS HLDGS CORP
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910710102
524
67039
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SOLE
67039
0
0
UNION PAC CORP
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907818108
2745
16234
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SOLE
16234
0
0
CATERPILLAR INC DEL
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149123101
6139
48532
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SOLE
48532
0
0
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191216100
645
14440
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SOLE
14440
0
0
ILLINOIS TOOL WKS INC
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452308109
690
3949
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SOLE
3949
0
0
OAKTREE SPECIALTY LENDING CO
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67401P108
2319
518900
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SOLE
518900
0
0
MORGAN STANLEY
COM NEW
617446448
237
4900
SH
SOLE
4900
0
0
ANTERO RESOURCES CORP
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03674X106
732
288133
SH
SOLE
288133
0
0
ISHARES TR
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46434VBA7
1206
46975
PRN
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46975
0
0
HILL INTL INC
COM
431466101
76
50124
SH
SOLE
50124
0
0
ISHARES TR
MSCI INDIA ETF
46429B598
292
10050
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SOLE
10050
0
0
GALLAGHER ARTHUR J & CO
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363576109
2547
26126
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SOLE
26126
0
0
NET 1 UEPS TECHNOLOGIES INC
COM NEW
64107N206
91
29900
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SOLE
29900
0
0
JPMORGAN CHASE & CO
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46625H100
4537
48236
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48236
0
0
CHESAPEAKE UTILS CORP
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165303108
5225
62201
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SOLE
62201
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0
CVS HEALTH CORP
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126650100
357
5496
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SOLE
5496
0
0
SPDR GOLD TR
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78463V107
1225
7321
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SOLE
7321
0
0
NVIDIA CORPORATION
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67066G104
493
1297
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SOLE
1297
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
57
2500
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Put
SOLE
2500
0
0
MICROSOFT CORP
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594918104
8818
43330
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SOLE
43330
0
0
PFIZER INC
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717081103
1234
37744
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SOLE
37744
0
0
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
63
13325
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SOLE
13325
0
0
SPDR SER TR
SPDR BLOOMBERG
78468R663
2210
24146
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SOLE
24146
0
0
HCA HEALTHCARE INC
COM
40412C101
559
5755
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SOLE
5755
0
0
DIME CMNTY BANCSHARES INC
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253922108
200
14536
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SOLE
14536
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
1422
45619
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SOLE
45619
0
0
LENNAR CORP
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526057104
535
8677
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SOLE
8677
0
0
MAGNOLIA OIL & GAS CORP
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559663109
92
15201
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SOLE
15201
0
0
BOEING CO
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097023105
744
4059
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SOLE
4059
0
0
ISHARES SILVER TR
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46428Q109
510
30000
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SOLE
30000
0
0
EVEREST RE GROUP LTD
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G3223R108
47
1000
SH
Call
SOLE
1000
0
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BROADCOM INC
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11135F101
369
1168
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SOLE
1168
0
0
PARKER HANNIFIN CORP
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701094104
11024
60150
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SOLE
60150
0
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DISCOVERY INC
COM SER A
25470F104
563
26664
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SOLE
26664
0
0
PIERIS PHARMACEUTICALS INC
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625
201766
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SOLE
201766
0
0
CONOCOPHILLIPS
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20825C104
310
7382
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SOLE
7382
0
0
KRAFT HEINZ CO
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500754106
985
30892
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SOLE
30892
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0
MDC PARTNERS INC
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552697104
386
185507
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SOLE
185507
0
0
ILLUMINA INC
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452327109
4571
12342
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SOLE
12342
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
1567
11659
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SOLE
11659
0
0
BRAEMAR HOTELS & RESORTS INC
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10482B200
120
11861
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SOLE
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0
0
MERCK & CO. INC
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58933Y105
2892
37395
SH
SOLE
37395
0
0
ISHARES TR
IBONDS DEC21 ETF
46434VBK5
556
22105
PRN
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22105
0
0
AT&T INC
COM
00206R102
3145
104029
SH
SOLE
104029
0
0
INTERNATIONAL BUSINESS MACHS
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459200101
297
2459
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SOLE
2459
0
0
ORBITAL ENERGY GROUP INC
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68559A109
97
156080
SH
SOLE
156080
0
0
GRUPO TELEVISA SA
SPON ADR REP ORD
40049J206
190
36250
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SOLE
36250
0
0
HOME DEPOT INC
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437076102
3599
14368
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SOLE
14368
0
0
SOLAR CAP LTD
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83413U100
2593
161973
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SOLE
161973
0
0
PROSHARES TR
ULTPRO SHT 2017
74348A152
337
31350
SH
SOLE
31350
0
0
COMCAST CORP NEW
CL A
20030N101
535
13722
SH
SOLE
13722
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
5711
36487
SH
SOLE
36487
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
207
4410
SH
SOLE
4410
0
0
PHILIP MORRIS INTL INC
COM
718172109
201
2867
SH
SOLE
2867
0
0
ABBOTT LABS
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002824100
1400
15308
SH
SOLE
15308
0
0
MICRON TECHNOLOGY INC
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595112103
3225
62603
SH
SOLE
62603
0
0
TWO HBRS INVT CORP
COM NEW
90187B408
1401
278060
SH
SOLE
278060
0
0
VANECK VECTORS ETF TR
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92189F106
356
9700
SH
SOLE
9700
0
0
SJW GROUP
COM
784305104
678
10914
SH
SOLE
10914
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
2850
73918
SH
SOLE
73918
0
0
CSX CORP
COM
126408103
570
8173
SH
SOLE
8173
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
5314
111621
SH
SOLE
111621
0
0
WESTERN DIGITAL CORP.
COM
958102105
1562
35381
SH
SOLE
35381
0
0
ISHARES TR
MBS ETF
464288588
367
3311
SH
SOLE
3311
0
0
ZEBRA TECHNOLOGIES CORPORATI
CL A
989207105
447
1745
SH
SOLE
1745
0
0
ENVESTNET INC
COM
29404K106
880
11970
SH
SOLE
11970
0
0
ISHARES TR
3 7 YR TREAS BD
464288661
1653
12366
SH
SOLE
12366
0
0
HAWAIIAN ELEC INDUSTRIES
COM
419870100
503
13950
SH
SOLE
13950
0
0