0001221073-18-000029.txt : 20180501
0001221073-18-000029.hdr.sgml : 20180501
20180501091228
ACCESSION NUMBER: 0001221073-18-000029
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180501
DATE AS OF CHANGE: 20180501
EFFECTIVENESS DATE: 20180501
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Clear Harbor Asset Management, LLC
CENTRAL INDEX KEY: 0001511857
IRS NUMBER: 271506486
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14126
FILM NUMBER: 18793465
BUSINESS ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 2006
CITY: NEW YORK
STATE: NY
ZIP: 10170
BUSINESS PHONE: 212-867-7310
MAIL ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 2006
CITY: NEW YORK
STATE: NY
ZIP: 10170
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001511857
XXXXXXXX
03-31-2018
03-31-2018
Clear Harbor Asset Management, LLC
420 LEXINGTON AVENUE
SUITE 2006
NEW YORK
NY
10170
13F HOLDINGS REPORT
028-14126
N
Ian Armstrong
Chief Compliance Officer
212 867-7310
/s/ Ian Armstrong
New York
NY
04-30-2018
0
233
511819
false
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M COCOM88579Y1017353349SHSOLE
334900ABBOTT LABSCOM0028241005328875SHSOLE
887500ABBVIE INCCOM00287Y10995010035SHSOLE
1003500ACHAOGEN INCCOM00444910419014710SHSOLE
1471000ADAMAS PHARMACEUTICALS INCCOM00548A10636815400SHSOLE
1540000AETNA INC NEWCOM00817Y1084302546SHSOLE
254600ALLERGAN PLCSHSG0177J10813247870SHSOLE
787000ALPHABET INCCAP STK CL C02079K10747184573SHSOLE
457300ALPHABET INCCAP STK CL A02079K30529372832SHSOLE
283200ALTRIA GROUP INCCOM02209S1033245191SHSOLE
519100AMAZON COM INCCOM023135106738510SHSOLE
51000AMC NETWORKS INCCL A00164V103409579200SHSOLE
7920000AMERICAN WTR WKS CO INC NEWCOM03042010317438212328SHSOLE
21232800AMGEN INCCOM03116210012037059SHSOLE
705900ANADARKO PETE CORPCOM0325111074597600SHSOLE
760000ANTERO RES CORPCOM03674X106113056909SHSOLE
5690900APOLLO GLOBAL MGMT LLCCL A SHS0376123062959950SHSOLE
995000APPLE INCCOM0378331001564993271SHSOLE
9327100AQUA AMERICA INCCOM03836W10394627768SHSOLE
2776800ARES COML REAL ESTATE CORPCOM04013V1082172175842SHSOLE
17584200ASHFORD HOSPITALITY TR INCCOM SHS044103109966149468SHSOLE
14946800ASSURED GUARANTY LTDCOMG0585R106338493472SHSOLE
9347200AT&T INCCOM00206R1022978324SHSOLE
832400ATHENAHEALTH INCCOM04685W1033052132SHSOLE
213200AUTODESK INCCOM0527691067546005SHSOLE
600500AUTOMATIC DATA PROCESSING INCOM0530151032552244SHSOLE
224400AUTONATION INCCOM05329W1023367175SHSOLE
717500AVEO PHARMACEUTICALS INCCOM0535881098128000SHSOLE
2800000AVIS BUDGET GROUPCOM053774105122726190SHSOLE
2619000AXIS CAPITAL HOLDINGS LTDSHSG0692U1096818118433SHSOLE
11843300BANK AMER CORPCOM06050510437912629SHSOLE
1262900BAXTER INTL INCCOM0718131092053151SHSOLE
315100BB&T CORPCOM0549371073005756SHSOLE
575600BERKSHIRE HATHAWAY INC DELCL A0846701082991SHSOLE
100BERKSHIRE HATHAWAY INC DELCL B NEW084670702880244124SHSOLE
4412400BLACKROCK INCOME TR INCCOM09247F10020935615SHSOLE
3561500BLUE CAP REINS HLDGS LTDCOMG1190F1071456119305SHSOLE
11930500BOEING COCOM0970231053811161SHSOLE
116100BRISTOL MYERS SQUIBB COCOM1101221085007908SHSOLE
790800CALIFORNIA WTR SVC GROUPCOM130788102323786888SHSOLE
8688800CAPSTEAD MTG CORPCOM NO PAR14067E50627531745SHSOLE
3174500CAREDX INCCOM14167L10323028800SHSOLE
2880000CATALYST PHARMACEUTICALS INCCOM14888U1012711300SHSOLE
1130000CATERPILLAR INC DELCOM149123101514034878SHSOLE
3487800CBS CORP NEWCL B1248572025653110002SHSOLE
11000200CF INDS HLDGS INCCOM1252691002767305SHSOLE
730500CHERRY HILL MTG INVT CORPCOM164651101111063262SHSOLE
6326200CHESAPEAKE UTILS CORPCOM165303108549078037SHSOLE
7803700CHEVRON CORP NEWCOM166764100123010788SHSOLE
1078800CISCO SYS INCCOM17275R1022796516SHSOLE
651600CITIGROUP INCCOM NEW172967424378956139SHSOLE
5613900CLAYMORE EXCHANGE TRD FD TRGUGG SHIPPNG ETF18383Q79616615783SHSOLE
1578300CLOROX CO DELCOM1890541092802100SHSOLE
210000COCA COLA COCOM19121610047010832SHSOLE
1083200COLGATE PALMOLIVE COCOM1941621034936884SHSOLE
688400COMMSCOPE HLDG CO INCCOM20337X109339885026SHSOLE
8502600CONNECTICUT WTR SVC INCCOM2077971016133101314SHSOLE
10131400CONNECTONE BANCORP INC NEWCOM20786W1072458500SHSOLE
850000CONSOLIDATED EDISON INCCOM209115104124115920SHSOLE
1592000CORE LABORATORIES N VCOMN22717107475943975SHSOLE
4397500CORPORATE CAP TR INCCOM2198801012188129482SHSOLE
12948200CRESTWOOD EQUITY PARTNERS LPUNIT LTD PARTNER226344208154160185SHSOLE
6018500CSX CORPCOM12640810379514265SHSOLE
1426500CUI GLOBAL INCCOM NEW12657620629471133282SHSOLE
113328200CVS HEALTH CORPCOM1266501003986398SHSOLE
639800DANAHER CORP DELCOM2358511023763841SHSOLE
384100DEERE & COCOM2441991053702380SHSOLE
238000DEVON ENERGY CORP NEWCOM25179M103251078952SHSOLE
7895200DIME CMNTY BANCSHARESCOM25392210826714536SHSOLE
1453600DIREXION SHS ETF TRDAILY SM CAP BEA25490K52120617361SHSOLE
1736100DISCOVER FINL SVCSCOM2547091085637828SHSOLE
782800DISNEY WALT COCOM DISNEY2546871063213192SHSOLE
319200DOWDUPONT INCCOM26078J1002614102SHSOLE
410200ECOLAB INCCOM278865100168512291SHSOLE
1229100EMC INS GROUP INCCOM26866410936613500SHSOLE
1350000EMERSON ELEC COCOM2910111043805563SHSOLE
556300ENERGEN CORPCOM29265N1087649121681SHSOLE
12168100ENTERCOM COMMUNICATIONS CORPCL A29363910017818404SHSOLE
1840400EQT CORPCOM26884L109260054729SHSOLE
5472900EQT MIDSTREAM PARTNERS LPUNIT LTD PARTN26885B1003636150SHSOLE
615000EVEREST RE GROUP LTDCOMG3223R108474618479SHSOLE
1847900EXPRESS SCRIPTS HLDG COCOM30219G1082874151SHSOLE
415100EXXON MOBIL CORPCOM30231G102412955336SHSOLE
5533600EZCORP INCCL A NON VTG30230110646235030SHSOLE
3503000FACEBOOK INCCL A30303M102194512175SHSOLE
1217500FEDEX CORPCOM31428X1066242598SHSOLE
259800FIFTH THIRD BANCORPCOM31677310036111366SHSOLE
1136600FIRST SOLAR INCCOM336433107106114945SHSOLE
1494500FLEX LTDORDY2573F102170751045601SHSOLE
104560100FS INVT CORPCOM30263510741356910SHSOLE
5691000GALLAGHER ARTHUR J & COCOM363576109281941013SHSOLE
4101300GENERAL ELECTRIC COCOM36960410318113454SHSOLE
1345400GENERAL MTRS COCOM37045V1005632154980SHSOLE
15498000GILEAD SCIENCES INCCOM37555810385811376SHSOLE
1137600GOLDMAN SACHS GROUP INCCOM38141G104250994SHSOLE
99400GOODYEAR TIRE & RUBR COCOM382550101185569802SHSOLE
6980200GRAN TIERRA ENERGY INCCOM38500T10115756275SHSOLE
5627500GRANITE PT MTG TR INCCOM38741L10748029018SHSOLE
2901800GRAPHIC PACKAGING HLDG COCOM38868910154135215SHSOLE
3521500HARRIS CORP DELCOM413875105293818216SHSOLE
1821600HARTFORD FINL SVCS GROUP INCCOM4165151047124138285SHSOLE
13828500HCA HEALTHCARE INCCOM40412C101112211570SHSOLE
1157000HERSHEY COCOM4278661082102122SHSOLE
212200HEXCEL CORP NEWCOM428291108203931575SHSOLE
3157500HI-CRUSH PARTNERS LPCOM UNIT LTD428337109109251030636SHSOLE
103063600HIMAX TECHNOLOGIES INCSPONSORED ADR43289P10640665980SHSOLE
6598000HOME DEPOT INCCOM4370761025903312SHSOLE
331200HONEYWELL INTL INCCOM438516106763752847SHSOLE
5284700ILLINOIS TOOL WKS INCCOM4523081095793699SHSOLE
369900ILLUMINA INCCOM45232710918917999SHSOLE
799900INFINITY PHARMACEUTICALS INCCOM45665G30317884630SHSOLE
8463000INFORMATION SERVICES GROUP ICOM45675Y104499119435SHSOLE
11943500INTEL CORPCOM458140100128224625SHSOLE
2462500INTELLICHECK INCCOM NEW45817G20122401244262SHSOLE
124426200INTERNATIONAL BUSINESS MACHSCOM4592001014973237SHSOLE
323700ISHARES GOLD TRUSTISHARES4642851052754216328SHSOLE
21632800ISHARES INCINTL HIGH YIELD4642862103636537SHSOLE
653700ISHARES TRIBOXX INV CP ETF46428724210288756SHSOLE
875600ISHARES TR20 YR TR BD ETF4642874328737158SHSOLE
715800ISHARES TRBARCLAYS 7 10 YR464287440145614112SHSOLE
1411200ISHARES TRMBS ETF4642885882942811SHSOLE
281100ISHARES TR1 3 YR CR BD ETF4642886465625415SHSOLE
541500ISHARES TR3 7 YR TREAS BD4642886617065851SHSOLE
585100ISHARES TRCMBS ETF46429B36658011510SHSOLE
1151000ISHARES TRCUR HD EURZN ETF46434V6392438285SHSOLE
828500ISHARES TRTRS FLT RT BD46434V86057811500SHSOLE
1150000ISHARES TRIBONDS DEC19 ETF46434VAU4113745900PRNSOLE
4590000JOHNSON & JOHNSONCOM478160104569944469SHSOLE
4446900JOHNSON CTLS INTL PLCSHSG515021054535128684SHSOLE
12868400JPMORGAN CHASE & COCOM46625H100533548509SHSOLE
4850900KIMBERLY CLARK CORPCOM4943681034604181SHSOLE
418100LABORATORY CORP AMER HLDGSCOM NEW50540R4092361460SHSOLE
146000LIBERTY GLOBAL PLCSHS CL CG5480U12034911458SHSOLE
1145800LIQTECH INTL INCCOM53632A10210262071676SHSOLE
207167600LOWES COS INCCOM548661107101711585SHSOLE
1158500MACQUARIE INFRASTRUCTURE CORCOM55608B1053924106261SHSOLE
10626100MACYS INCCOM55616P1042097030SHSOLE
703000MARATHON PETE CORPCOM56585A10283911480SHSOLE
1148000MATADOR RES COCOM5764852054383146535SHSOLE
14653500MATLIN & PARTNERS ACQUISITIOCL A57682V10624525000SHSOLE
2500000MATLIN & PARTNERS ACQUISITIO*W EXP 05/28/20257682V1141325000SHSOLE
2500000MBIA INCCOM55262C1009310000SHSOLE
1000000MCDONALDS CORPCOM5801351012291462SHSOLE
146200MCKESSON CORPCOM58155Q1036344504SHSOLE
450400MERCK & CO INCCOM58933Y105209938528SHSOLE
3852800MICRON TECHNOLOGY INCCOM5951121032895550SHSOLE
555000MICROSOFT CORPCOM594918104310634034SHSOLE
3403400MONDELEZ INTL INCCL A6092071053558503SHSOLE
850300MONROE CAP CORPCOM61033510156746124SHSOLE
4612400MORGAN STANLEY EM MKTS DM DECOM61747710420626293SHSOLE
2629300MYLAN N VSHS EURON5946510957714020SHSOLE
1402000NABRIVA THERAPEUTICS PLCSHSG636371056011875SHSOLE
1187500NEW JERSEY RESCOM6460251065625140286SHSOLE
14028600NORFOLK SOUTHERN CORPCOM6558441083042236SHSOLE
223600NORTH AMERN ENERGY PARTNERSCOM65684410728453500SHSOLE
5350000NORTHWEST NAT GAS COCOM667655104509188305SHSOLE
8830500NOVAVAX INCCOM6700021044119500SHSOLE
1950000NUVEEN CONNECTICUT QLTY MUNCOM67060D10720217569SHSOLE
1756900NUVEEN INT DUR QUAL MUN TRMCOM67067710326821366SHSOLE
2136600NUVEEN NY MUN VALUE FDCOM67062M10513214350SHSOLE
1435000NVIDIA CORPCOM67066G1044892110SHSOLE
211000OAKTREE SPECIALTY LENDING COCOM67401P108548130170SHSOLE
13017000OBSIDIAN ENERGY LTDCOM674482104187186590SHSOLE
18659000OCCIDENTAL PETE CORP DELCOM6745991053825888SHSOLE
588800ORACLE CORPCOM68389X10596921182SHSOLE
2118200PARKER HANNIFIN CORPCOM7010941041069262518SHSOLE
6251800PATTERSON UTI ENERGY INCCOM70348110145626050SHSOLE
2605000PEPSICO INCCOM7134481084704309SHSOLE
430900PERMA-FIX ENVIRONMENTAL SVCSCOM NEW71415720310124400SHSOLE
2440000PFIZER INCCOM717081103152042843SHSOLE
4284300PHILIP MORRIS INTL INCCOM7181721093733753SHSOLE
375300PIONEER NAT RES COCOM7237871071237772051SHSOLE
7205100PNC FINL SVCS GROUP INCCOM693475105280218529SHSOLE
1852900PROCTER AND GAMBLE COCOM742718109106113384SHSOLE
1338400PROGENICS PHARMACEUTICALS INCOM74318710645060330SHSOLE
6033000PUMA BIOTECHNOLOGY INCCOM74587V1072293360SHSOLE
336000PURECYCLE CORPCOM NEW74622830394499861SHSOLE
9986100PUTNAM PREMIER INCOME TRSH BEN INT74685310012323490SHSOLE
2349000PVH CORPCOM6936561005413572SHSOLE
357200QEP RES INCCOM74733V10087088888SHSOLE
8888800QORVO INCCOM74736K101381354119SHSOLE
5411900QUALCOMM INCCOM74752510376313766SHSOLE
1376600RANGE RES CORPCOM75281A1093210000SHCallSOLE
1000000RITE AID CORPCOM7677541047645000SHSOLE
4500000ROPER TECHNOLOGIES INCCOM77669610677977277803SHSOLE
27780300S&P GLOBAL INCCOM78409V104302515834SHSOLE
1583400SALESFORCE COM INCCOM79466L3024413788SHSOLE
378800SANOFIRIGHT 12/31/202080105N1131433635SHSOLE
3363500SCHLUMBERGER LTDCOM8068571083755789SHSOLE
578900SCORPIO TANKERS INCSHSY7542C106451230020SHSOLE
23002000SMUCKER J M COCOM NEW8326964057536070SHSOLE
607000SOLAR CAP LTDCOM83413U1004478220495SHSOLE
22049500SOLAR SR CAP LTDCOM83416M1051746103951SHSOLE
10395100SOUTH JERSEY INDS INCCOM8385181083321117924SHSOLE
11792400SPDR GOLD TRUSTGOLD SHS78463V107317025203SHSOLE
2520300SPDR S&P 500 ETF TRTR UNIT78462F10325469674SHSOLE
967400SPECTRUM PHARMACEUTICALS INCCOM84763A10816210042SHSOLE
1004200STONECASTLE FINL CORPCOM86178010433115219SHSOLE
1521900STRYKER CORPCOM8636671013842389SHSOLE
238900SYNERGY PHARMACEUTICALS DELCOM NEW871639308519283560SHSOLE
28356000TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR87403910010969250664SHSOLE
25066400TECOGEN INC NEWCOM NEW87876P2011910667682SHSOLE
66768200TIME WARNER INCCOM NEW8873173035886222SHSOLE
622200TITAN INTL INC ILLCOM88830M1022349186306SHSOLE
18630600TRAVELERS COMPANIES INCCOM89417E1092511810SHSOLE
181000TRIMBLE INCCOM89623910012105337382SHSOLE
33738200UNION PAC CORPCOM907818108197714709SHSOLE
1470900UNITED INS HLDGS CORPCOM91071010246824459SHSOLE
2445900UNITED TECHNOLOGIES CORPCOM9130171094573636SHSOLE
363600UNITEDHEALTH GROUP INCCOM91324P1026993265SHSOLE
326500V F CORPCOM9182041082363185SHSOLE
318500VANECK VECTORS ETF TRGOLD MINERS ETF92189F10625611625SHSOLE
1162500VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835273834257SHSOLE
3425700VANGUARD INDEX FDSMCAP VL IDXVIP9229085124544146SHSOLE
414600VANGUARD INDEX FDSTOTAL STK MKT922908769218616110SHSOLE
1611000VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775270049651SHSOLE
4965100VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF92204287478813557SHSOLE
1355700VANGUARD SCOTTSDALE FDSMORTG-BACK SEC92206C771118122895SHSOLE
2289500VANGUARD WORLD FDSCONSUM DIS ETF92204A108167010530SHSOLE
1053000VERIZON COMMUNICATIONS INCCOM92343V104102121348SHSOLE
2134800WALGREENS BOOTS ALLIANCE INCCOM931427108310247383SHSOLE
4738300WELLS FARGO CO NEWCOM9497461013085870SHSOLE
587000WESTERN ASSET EMRG MKT DEBTCOM95766A10132722532SHSOLE
2253200WESTERN ASSET GLOBAL CP DEFICOM95790C10721813020SHSOLE
1302000WESTERN ASSET HGH YLD DFNDFDCOM95768B10737925928SHSOLE
2592800WESTERN DIGITAL CORPCOM95810210517070185005SHSOLE
18500500WESTROCK COCOM96145D105327551042SHSOLE
5104200WIDEPOINT CORPCOM9675901002950000SHSOLE
5000000WISDOMTREE TRJAPN HEDGE EQT97717W851201736010SHSOLE
3601000WISDOMTREE TREUROPE HEDGED EQ97717X701165026306SHSOLE
2630600XAI OCTAGON FLOATNG RATE ALTCOM98400T10620621845SHSOLE
2184500YORK WTR COCOM987184108103233275SHSOLE
3327500ZAYO GROUP HLDGS INCCOM98919V10573121406SHSOLE
2140600