0001172661-16-003632.txt : 20160801 0001172661-16-003632.hdr.sgml : 20160801 20160801124327 ACCESSION NUMBER: 0001172661-16-003632 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160801 DATE AS OF CHANGE: 20160801 EFFECTIVENESS DATE: 20160801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Shaker Financial Services, LLC CENTRAL INDEX KEY: 0001511794 IRS NUMBER: 841723449 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14234 FILM NUMBER: 161796564 BUSINESS ADDRESS: STREET 1: 1220 N. FILLMORE ST. STREET 2: SUITE 400 CITY: ARLINGTON STATE: VA ZIP: 22201 BUSINESS PHONE: (703) 258-0090 MAIL ADDRESS: STREET 1: 1220 N. FILLMORE ST. STREET 2: SUITE 400 CITY: ARLINGTON STATE: VA ZIP: 22201 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001511794 XXXXXXXX 06-30-2016 06-30-2016 false Shaker Financial Services, LLC

1220 N. Fillmore St. Suite 400 Arlington VA 22201

13F HOLDINGS REPORT 028-14234 N Kathryn S. Baummer 410-224-0572 /s/ Kathryn S. Baummer Arlington VA 08-01-2016 0 110 144027 INFORMATION TABLE 2 infotable.xml ABERDEEN GLOBAL INCOME FD IN COM 003013109 893 102994 SH SOLE 97134 0 5860 ADAMS DIVERSIFIED EQUITY FD COM 006212104 7345 579698 SH SOLE 544386 0 35312 ADVENT CLAY CONV SEC INC FD COM 007639107 272 49300 SH SOLE 45936 0 3364 ALLIANZGI NFJ DIVID INT & PR COM 01883A107 2507 203321 SH SOLE 201243 0 2078 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 554 100845 SH SOLE 95003 0 5842 ALPINE TOTAL DYNAMIC DIVID F COM SH BEN INT N 021060207 802 110478 SH SOLE 110478 0 0 APOLLO SR FLOATING RATE FD I COM 037636107 430 27197 SH SOLE 20155 0 7042 APOLLO TACTICAL INCOME FD IN COM 037638103 3072 212912 SH SOLE 200760 0 12152 ARES DYNAMIC CR ALLOCATION F COM 04014F102 1487 108126 SH SOLE 99555 0 8571 AVENUE INCOME CR STRATEGIES COM 05358E106 3268 272758 SH SOLE 245806 0 26952 BABSON CAP GLB SHT DURHGH YL COM 05617T100 1729 96788 SH SOLE 85128 0 11660 BLACKROCK CR ALLCTN INC TR COM 092508100 736 56500 SH SOLE 52314 0 4186 BLACKROCK DEBT STRAT FD INC COM 09255R103 699 197895 SH SOLE 185514 0 12381 BLACKROCK FLOAT RATE OME STR COM 09255X100 1460 111060 SH SOLE 103346 0 7714 BLACKROCK FLOATING RATE INCO COM 091941104 929 71602 SH SOLE 65501 0 6101 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 1196 100940 SH SOLE 97671 0 3269 BLACKROCK INCOME TR INC COM 09247F100 71 10669 SH SOLE 10669 0 0 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 1252 217812 SH SOLE 200123 0 17689 BLACKROCK LTD DURATION INC T COM SHS 09249W101 331 21706 SH SOLE 15283 0 6423 BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 692 47904 SH SOLE 41355 0 6549 BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 280 19492 SH SOLE 17089 0 2403 BOULDER GROWTH & INCOME FD I COM 101507101 5352 658266 SH SOLE 620938 0 37328 BROOKFIELD HIGH INCOME FD IN COM 11272P102 2232 309504 SH SOLE 288170 0 21334 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 2064 209959 SH SOLE 191946 0 18013 CALAMOS GBL DYN INCOME FUND COM 12811L107 2238 318850 SH SOLE 284069 0 34781 CALAMOS GLOBAL TOTAL RETURN COM SH BEN INT 128118106 2198 201830 SH SOLE 191927 0 9903 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 395 40008 SH SOLE 33406 0 6602 CENTRAL SECS CORP COM 155123102 3894 198264 SH SOLE 181805 0 16459 CLOUGH GLOBAL ALLOCATION FD COM 18913Y103 249 21241 SH SOLE 21241 0 0 COHEN & STEERS CLOSED END OP COM 19248P106 124 10737 SH SOLE 9906 0 831 COHEN & STEERS GLOBAL INC BL COM 19248M103 170 19500 SH SOLE 19500 0 0 CREDIT SUISSE ASSET MGMT INC COM 224916106 75 25567 SH SOLE 25567 0 0 DELAWARE INVTS DIV & INCOME COM 245915103 2039 218573 SH SOLE 208686 0 9887 DEUTSCHE HIGH INCOME TR SHS 25155R100 227 25866 SH SOLE 23748 0 2118 DOUBLELINE INCOME SOLUTIONS COM 258622109 483 26335 SH SOLE 22676 0 3659 DUFF & PHELPS GLB UTL INC FD COM 26433C105 187 10903 SH SOLE 10261 0 642 EATON VANCE FLTG RATE INCOM COM SHS BEN INT 278284104 540 36072 SH SOLE 36072 0 0 EATON VANCE LTD DUR INCOME F COM 27828H105 559 41629 SH SOLE 38333 0 3296 EATON VANCE SH TM DR DIVR IN COM 27828V104 718 53191 SH SOLE 47762 0 5429 EATON VANCE SR FLTNG RTE TR COM 27828Q105 609 46548 SH SOLE 40689 0 5859 EATON VANCE SR INCOME TR SH BEN INT 27826S103 545 90727 SH SOLE 80031 0 10696 EATON VANCE TAX MNGD GBL DV COM 27829F108 417 48700 SH SOLE 48700 0 0 EATON VANCE TAX-ADV BD & OPT COM SH BEN INT 27829M103 1846 151155 SH SOLE 134121 0 17034 EATON VANCE TX ADV GLBL DIV COM 27828S101 414 28800 SH SOLE 26586 0 2214 EATON VANCE TX MGD DIV EQ IN COM 27828N102 3938 378314 SH SOLE 355440 0 22874 ELLSWORTH GROWTH & INCOME FD COM 289074106 891 113080 SH SOLE 106540 0 6540 EUROPEAN EQUITY FUND COM 298768102 1883 242984 SH SOLE 223274 0 19710 FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 322 28112 SH SOLE 22055 0 6057 FIRST TR ENHANCED EQTY INC F COM 337318109 1332 101560 SH SOLE 97458 0 4102 FIRST TR HIGH INCOME L/S FD COM 33738E109 1453 97984 SH SOLE 94877 0 3107 FIRST TR SR FLG RTE INCM FD COM 33733U108 287 22342 SH SOLE 22342 0 0 FIRST TR STRATEGIC HIGH INC COM SHS NEW 337353304 629 52570 SH SOLE 48347 0 4223 GABELLI CONV&INCOM SECS FD I COM 36240B109 763 164187 SH SOLE 159236 0 4951 GABELLI DIVD & INCOME TR COM 36242H104 1174 61365 SH SOLE 60323 0 1042 GABELLI GLB SML & MD CP VAL COM 36249W104 361 34823 SH SOLE 34823 0 0 GABELLI MULTIMEDIA TR INC COM 36239Q109 2343 332308 SH SOLE 322226 0 10082 GENERAL AMERN INVS INC COM 368802104 4561 148002 SH SOLE 133356 0 14646 GUGGENHEIM ENHANCED EQUITY S COM 40167K100 899 58353 SH SOLE 53946 0 4407 GUGGENHEIM EQ WEIGHT ENHANC COM SH BEN INT 40167M106 3527 213705 SH SOLE 204757 0 8948 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 343 13760 SH SOLE 9376 0 4384 INVESCO BD FD COM 46132L107 718 38000 SH SOLE 36394 0 1606 INVESCO HIGH INCOME TR II COM 46131F101 516 37515 SH SOLE 34535 0 2980 INVESCO SR INCOME TR COM 46131H107 1021 244199 SH SOLE 194676 0 49523 JOHN HANCOCK HDG EQ & INC FD COM 47804L102 1908 127273 SH SOLE 120273 0 7000 KKR INCOME OPPORTUNITIES FD COM 48249T106 872 57930 SH SOLE 48659 0 9271 LAZARD WORLD DIVID & INCOME COM 521076109 1502 166309 SH SOLE 155301 0 11008 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 4646 925509 SH SOLE 865870 0 59639 LIBERTY ALL-STAR GROWTH FD I COM 529900102 4093 1000816 SH SOLE 963719 0 37097 LMP CAP & INCOME FD INC COM 50208A102 612 46642 SH SOLE 44268 0 2374 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 89 16442 SH SOLE 16442 0 0 MFS INTER INCOME TR SH BEN INT 55273C107 521 112200 SH SOLE 99722 0 12478 MFS INTERMEDIATE HIGH INC FD SH BEN INT 59318T109 1505 609154 SH SOLE 563313 0 45841 MFS SPL VALUE TR SH BEN INT 55274E102 2452 448199 SH SOLE 416117 0 32082 MVC CAPITAL INC COM 553829102 80 10000 SH SOLE 10000 0 0 NEUBERGER BERMAN HGH YLD FD COM 64128C106 1050 95925 SH SOLE 88691 0 7234 NEW GERMANY FD INC COM 644465106 600 45203 SH SOLE 42329 0 2874 NUVEEN FLEXIBLE INVT INCOME COM 67075B104 2517 159225 SH SOLE 148678 0 10547 NUVEEN GLOBAL EQUITY INCOME COM 6706EH103 268 23001 SH SOLE 23001 0 0 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 1624 90906 SH SOLE 84397 0 6509 NUVEEN REAL ASSET INC & GROW COM 67074Y105 802 47465 SH SOLE 47465 0 0 NUVEEN S&P 500 DYN OVERWRITE COM 6706EW100 1483 109712 SH SOLE 101106 0 8606 NUVEEN SHT DUR CR OPP FD COM 67074X107 354 22500 SH SOLE 20565 0 1935 NUVEEN SR INCOME FD COM 67067Y104 178 29515 SH SOLE 27967 0 1548 NUVEEN TAX ADVANTAGED DIV GR COM 67073G105 2835 198232 SH SOLE 184258 0 13974 NUVEEN TX ADV TOTAL RET STRG COM 67090H102 1662 147367 SH SOLE 142907 0 4460 PIONEER DIV HIGH INCOME TRUS COM 723653101 1617 103009 SH SOLE 96890 0 6119 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 133 30631 SH SOLE 30631 0 0 RMR REAL ESTATE INCOME FUND COM 76970B101 475 22168 SH SOLE 20913 0 1255 ROYCE MICRO-CAP TR INC COM 780915104 931 126827 SH SOLE 118165 0 8662 ROYCE VALUE TR INC COM 780910105 3230 274460 SH SOLE 252198 0 22262 SPECIAL OPPORTUNITIES FD INC COM 84741T104 1148 83484 SH SOLE 83344 0 140 STONE HBR EMERG MKTS TL INC COM 86164W100 374 28298 SH SOLE 28298 0 0 TEMPLETON EMERG MKTS INCOME COM 880192109 306 29255 SH SOLE 25748 0 3507 TEMPLETON GLOBAL INCOME FD COM 880198106 1058 166300 SH SOLE 160491 0 5809 THL CR SR LN FD COM 87244R103 1969 122450 SH SOLE 112483 0 9967 TRI CONTL CORP COM 895436103 1068 51987 SH SOLE 48275 0 3712 VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 3701 244110 SH SOLE 234902 0 9208 VIRTUS TOTAL RETURN FD COM 92829A103 1726 371904 SH SOLE 323730 0 48174 VOYA GLBL ADV & PREM OPP FD COM 92912R104 1960 198532 SH SOLE 194056 0 4476 VOYA PRIME RATE TR SH BEN INT 92913A100 910 177770 SH SOLE 160657 0 17113 WELLS FARGO GLOBAL DIVIDEND WF GLOBAL OPPTY 94987C103 247 41343 SH SOLE 41343 0 0 WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD 94987B105 566 71584 SH SOLE 65586 0 5998 WESTERN ASSET GLB PTNRS INCO COM 95766G108 4219 492884 SH SOLE 470711 0 22173 WESTERN ASSET HIGH INCM OPP COM 95766K109 88 18000 SH SOLE 18000 0 0 WESTERN ASSET INCOME FD COM 95766T100 173 12207 SH SOLE 11559 0 648 WESTERN ASSET MGD HI INCM FD COM 95766L107 57 12000 SH SOLE 7332 0 4668 WESTERN ASSET VAR RT STRG FD COM 957667108 468 30103 SH SOLE 30103 0 0 WESTERN ASSET WORLDWIDE INCO COM 957668106 354 32245 SH SOLE 30910 0 1335 ZWEIG FD COM NEW 989834205 904 71788 SH SOLE 67606 0 4182 ZWEIG TOTAL RETURN FD INC COM NEW 989837208 151 12580 SH SOLE 11282 0 1298