FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 01/04/2011 |
3. Issuer Name and Ticker or Trading Symbol
Cooper Industries plc [ CBE ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Ordinary Shares | 1,371 | I | 401(k) Plan Trustee |
Ordinary Shares | 3,505 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option | (1) | 02/16/2014 | Ordinary Shares | 4,000 | $47.155 | D | |
Employee Stock Option | (2) | 02/11/2015 | Ordinary Shares | 5,000 | $44.21 | D | |
Employee Stock Option | (3) | 02/08/2016 | Ordinary Shares | 6,000 | $28.89 | D | |
Employee Stock Option | (4) | 02/14/2017 | Ordinary Shares | 4,000 | $43.78 | D |
Explanation of Responses: |
1. Option granted under the Company's Stock Incentive Plan; exercisable to the extent of one-third on or after February 16, 2008; two-thirds on or after February 16, 2009; and in full on or after February 16, 2010. |
2. Option granted under the Company's Stock Incentive Plan; exercisable to the extent of one-third on or after February 11, 2009; two-thirds on or after February 11, 2010; and in full on or after February 11, 2011. |
3. Option granted under the Company's Stock Incentive Plan; exercisable to the extent of one-third on or after February 8, 2010; two-thirds on or after February 8, 2011; and in full on or after February 8, 2012. |
4. Option granted under the Company's Stock Incentive Plan; exercisable to the extent of one-third on or after February 14, 2011; two-thirds on or after February 14, 2012; and in full on or after February 14, 2013. |
Remarks: |
Attorney-in-Fact | 01/14/2011 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |