FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 07/28/2011 |
3. Issuer Name and Ticker or Trading Symbol
C&J Energy Services, Inc. [ CJES ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 215,000 | D | |
Common Stock | 100,000 | I | See footnote(1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option | (2) | 11/11/2018 | Common Stock | 161,000 | $1.43 | D | |
Stock Option | (2) | 12/23/2020 | Common Stock | 17,500 | $10 | D | |
Stock Option | (3) | 12/23/2020 | Common Stock | 1,187,477 | $10 | D |
Explanation of Responses: |
1. 50,000 shares are held by the Randall Charles McMullen, Jr. 2011 GRAT, of which Mr. McMullen, Jr. serves as trustee. The remaining 50,000 shares are held by the Tracy Alice McMullen 2011 GRAT, of which Mr. McMullen, Jr. serves as trustee. |
2. These options, granted under the C&J Energy Services, Inc. 2006 Stock Option Plan, are all exercisable. |
3. These options, granted under the C&J Energy Services, Inc. 2010 Stock Option Plan, are exercisable in accordance with the following schedule: 1/3 of the options shall become exercisable on each of the first, second, and third anniversaries of the date of grant (2/3/2011), subject to the earlier expiration of the options. |
Remarks: |
Title is Executive Vice President, Chief Financial Officer, Treasurer and Director See attached for Exhibit 24 - Power of Attorney |
/s/ Danielle E. Hunter, as attorney-in-fact | 07/28/2011 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |