Chief Financial Officer

0001085146-14-001166.txt : 20140515 0001085146-14-001166.hdr.sgml : 20140515 20140515122856 ACCESSION NUMBER: 0001085146-14-001166 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 EFFECTIVENESS DATE: 20140515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Overland Advisors, LLC CENTRAL INDEX KEY: 0001508612 IRS NUMBER: 271607864 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14644 FILM NUMBER: 14845281 BUSINESS ADDRESS: STREET 1: 601 GATEWAY BOULEVARD, SUITE 1050 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650-989-2800 MAIL ADDRESS: STREET 1: 601 GATEWAY BOULEVARD, SUITE 1050 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001508612 XXXXXXXX 03-31-2014 03-31-2014 false Overland Advisors, LLC

601 GATEWAY BOULEVARD, SUITE 1050 SOUTH SAN FRANCISCO CA 94080

13F HOLDINGS REPORT 028-14644 N Susan Chen Chief Financial Officer 650-989-2800 /s/ Susan Chen South San Francisco CA 05-09-2014 0 123 2479367 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ACTAVIS PLC SHS G0083B108 10190 49500 SH Call SOLE 49500 0 0 ACTAVIS PLC SHS G0083B108 103 500 SH SOLE 500 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 31382 248077 SH SOLE 248077 0 0 ALLEGION PUB LTD CO ORD SHS G0176J109 13081 250744 SH SOLE 250744 0 0 AMAZON COM INC COM 023135106 19930 59253 SH SOLE 59253 0 0 AMAZON COM INC COM 023135106 163707 486700 SH Call SOLE 486700 0 0 AMAZON COM INC COM 023135106 70770 210400 SH Put SOLE 210400 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 7376 147500 SH SOLE 147500 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 7376 147500 SH Put SOLE 147500 0 0 APPLE INC COM 037833100 40642 75720 SH SOLE 75720 0 0 APPLE INC COM 037833100 172830 322000 SH Put SOLE 322000 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 6805 421352 SH SOLE 421352 0 0 ASHFORD HOSPITALITY PRIME IN COM 044102101 14999 991991 SH SOLE 991991 0 0 AVON PRODS INC COM 054303102 1281 87500 SH Call SOLE 87500 0 0 BANK OF AMERICA CORPORATION COM 060505104 8170 475000 SH SOLE 475000 0 0 BANK OF AMERICA CORPORATION COM 060505104 8170 475000 SH Put SOLE 475000 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 31613 750000 SH Put SOLE 750000 0 0 BLACKSTONE MTG TR INC NOTE 5.250%12/0 09257WAA8 7776 7000 PRN SOLE 7000 0 0 BROADCOM CORP CL A 111320107 34944 1110400 SH SOLE 1110400 0 0 BROADCOM CORP CL A 111320107 18882 600000 SH Call SOLE 600000 0 0 CEMEX SAB DE CV NOTE 3.250% 3/1 151290BB8 6873 5000 PRN SOLE 5000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 11812 461066 SH SOLE 461066 0 0 CHEVRON CORP NEW COM 166764100 96329 810100 SH Call SOLE 810100 0 0 COMCAST CORP NEW CL A 20030N101 25020 500000 SH Call SOLE 500000 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 6273 160160 SH SOLE 160160 0 0 CUBIST PHARMACEUTICALS INC COM 229678107 2450 33500 SH SOLE 33500 0 0 D R HORTON INC NOTE 2.000% 5/1 23331ABB4 87766 52523 PRN SOLE 52523 0 0 DANA HLDG CORP COM 235825205 4170 179200 SH SOLE 179200 0 0 E M C CORP MASS COM 268648102 57774 2107755 SH SOLE 2107755 0 0 ENCORE CAP GROUP INC NOTE 3.000%11/2 292554AD4 12404 8000 PRN SOLE 8000 0 0 ENDO INTL PLC SHS G30401106 2972 43300 SH Call SOLE 43300 0 0 ENDO INTL PLC SHS G30401106 7496 109200 SH SOLE 109200 0 0 ENERGIZER HLDGS INC COM 29266R108 12884 127901 SH SOLE 127901 0 0 ENPRO INDS INC COM 29355X107 3893 53576 SH SOLE 53576 0 0 EQUINIX INC COM NEW 29444U502 16052 86843 SH SOLE 86843 0 0 EQUINIX INC COM NEW 29444U502 22458 121500 SH Call SOLE 121500 0 0 EXXON MOBIL CORP COM 30231G102 97680 1000000 SH Call SOLE 1000000 0 0 FACEBOOK INC CL A 30303M102 3012 50000 SH Call SOLE 50000 0 0 FACEBOOK INC CL A 30303M102 15204 252400 SH Put SOLE 252400 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 9206 1615000 SH Put SOLE 1615000 0 0 GENERAL MLS INC COM 370334104 25910 500000 SH Put SOLE 500000 0 0 GENERAL MTRS CO COM 37045V100 7619 221358 SH SOLE 221358 0 0 GILEAD SCIENCES INC NOTE 1.625% 5/0 375558AP8 29911 9600 PRN SOLE 9600 0 0 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 8389 252000 SH SOLE 252000 0 0 HERBALIFE LTD COM USD SHS G4412G101 13840 241656 SH SOLE 241656 0 0 HERBALIFE LTD COM USD SHS G4412G101 1460 25500 SH Call SOLE 25500 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 5680 213193 SH SOLE 213193 0 0 IAC INTERACTIVECORP COM PAR $.001 44919P508 17848 250000 SH SOLE 250000 0 0 INTEL CORP COM 458140100 16766 649500 SH SOLE 649500 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 3849 20000 SH SOLE 20000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 28873 150000 SH Call SOLE 150000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 28873 150000 SH Put SOLE 150000 0 0 ISTAR FINL INC COM 45031U101 310 21000 SH SOLE 21000 0 0 JARDEN CORP COM 471109108 2245 37525 SH SOLE 37525 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 6776 484000 SH SOLE 484000 0 0 KB HOME COM 48666K109 4957 291794 SH SOLE 291794 0 0 KNOWLES CORP COM 49926D109 14077 445900 SH SOLE 445900 0 0 L-3 COMMUNICATIONS CORP DEBT 3.000% 8/0 502413AW7 21567 16215 PRN SOLE 16215 0 0 LEVEL 3 COMMUNICATIONS INC NOTE 7.000% 3/1 52729NBP4 23786 15500 PRN SOLE 15500 0 0 LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 20657 158504 SH SOLE 158504 0 0 LINEAR TECHNOLOGY CORP NOTE 3.000% 5/0 535678AC0 7761 6500 PRN SOLE 6500 0 0 LORAL SPACE & COMMUNICATNS I COM 543881106 10540 149009 SH SOLE 149009 0 0 MEDIDATA SOLUTIONS INC COM 58471A105 8630 158800 SH SOLE 158800 0 0 MGIC INVT CORP WIS COM 552848103 4089 479913 SH SOLE 479913 0 0 MGIC INVT CORP WIS COM 552848103 2459 288600 SH Call SOLE 288600 0 0 MILLENNIAL MEDIA INC COM 60040N105 4586 662721 SH SOLE 662721 0 0 MORGANS HOTEL GROUP CO COM 61748W108 961 119516 SH SOLE 119516 0 0 NABORS INDUSTRIES LTD SHS G6359F103 47424 1923915 SH SOLE 1923915 0 0 NCR CORP NEW COM 62886E108 3656 100000 SH SOLE 100000 0 0 NEWMONT MINING CORP COM 651639106 2156 92024 SH SOLE 92024 0 0 NEWS CORP NEW CL A 65249B109 42920 2492400 SH SOLE 2492400 0 0 NOBLE CORP PLC SHS USD G65431101 39745 1213956 SH SOLE 1213956 0 0 NORTHSTAR RLTY FIN CORP COM 66704R100 888 55000 SH SOLE 55000 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 21882 1274409 SH SOLE 1274409 0 0 NUCOR CORP COM 670346105 2821 55815 SH SOLE 55815 0 0 OIL STS INTL INC COM 678026105 38454 390000 SH SOLE 390000 0 0 PEABODY ENERGY CORP COM 704549104 4519 276532 SH SOLE 276532 0 0 PENNEY J C INC COM 708160106 4321 501400 SH Put SOLE 501400 0 0 POST HLDGS INC COM 737446104 47838 867872 SH SOLE 867872 0 0 RADIAN GROUP INC COM 750236101 8191 545000 SH Call SOLE 545000 0 0 RADIAN GROUP INC NOTE 3.000%11/1 750236AK7 55265 37200 PRN SOLE 37200 0 0 REGENERON PHARMACEUTICALS COM 75886F107 6966 23200 SH SOLE 23200 0 0 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 ORD 780097689 3804 366561 SH SOLE 366561 0 0 SAFEWAY INC COM NEW 786514208 19475 527200 SH Call SOLE 527200 0 0 SANDISK CORP COM 80004C101 2411 29700 SH Call SOLE 29700 0 0 SANDISK CORP NOTE 1.500% 8/1 80004CAD3 95756 58200 PRN SOLE 58200 0 0 SANDRIDGE ENERGY INC COM 80007P307 4605 750000 SH SOLE 750000 0 0 SEADRILL LIMITED SHS G7945E105 984 28000 SH SOLE 28000 0 0 SEADRILL LIMITED SHS G7945E105 10970 312000 SH Put SOLE 312000 0 0 SEARS HLDGS CORP COM 812350106 2 50 SH SOLE 50 0 0 SEARS HLDGS CORP COM 812350106 12429 260200 SH Put SOLE 260200 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 35623 400000 SH Call SOLE 400000 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 35623 400000 SH Put SOLE 400000 0 0 SEMGROUP CORP *W EXP 11/30/201 81663A113 15892 378373 SH SOLE 378373 0 0 SIRIUS XM HLDGS INC COM 82968B103 10311 3222367 SH SOLE 3222367 0 0 SIRIUS XM HLDGS INC COM 82968B103 961 300300 SH Call SOLE 300300 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 130907 700000 SH Call SOLE 700000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 56103 300000 SH Put SOLE 300000 0 0 STANLEY BLACK & DECKER INC COM 854502101 4996 61500 SH SOLE 61500 0 0 STANLEY BLACK & DECKER INC UNIT 99/99/9999 854502804 2676 25000 SH SOLE 25000 0 0 STARWOOD WAYPOINT RESIDENTL COM SHS 85571W109 3130 108737 SH SOLE 108737 0 0 SUPERVALU INC COM 868536103 1897 277500 SH Call SOLE 277500 0 0 SUPERVALU INC COM 868536103 205 30000 SH Put SOLE 30000 0 0 SYSCO CORP COM 871829107 2992 82800 SH Call SOLE 82800 0 0 TELEFLEX INC NOTE 3.875% 8/0 879369AA4 8903 5000 PRN SOLE 5000 0 0 TESLA MTRS INC COM 88160R101 10423 50000 SH Put SOLE 50000 0 0 TESLA MTRS INC COM 88160R101 5889 28250 SH SOLE 28250 0 0 TESLA MTRS INC NOTE 1.250% 3/0 88160RAC5 26819 29500 PRN SOLE 29500 0 0 TESLA MTRS INC NOTE 1.500% 6/0 88160RAA9 62934 35000 PRN SOLE 35000 0 0 TIBCO SOFTWARE INC COM 88632Q103 1206 59325 SH SOLE 59325 0 0 TIME WARNER CABLE INC COM 88732J207 15090 110000 SH SOLE 110000 0 0 TIMKEN CO COM 887389104 16936 288122 SH SOLE 288122 0 0 T-MOBILE US INC COM 872590104 11560 350000 SH SOLE 350000 0 0 TREEHOUSE FOODS INC COM 89469A104 2880 40000 SH SOLE 40000 0 0 TRULIA INC COM 897888103 1660 50000 SH Put SOLE 50000 0 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 8793 282565 SH SOLE 282565 0 0 VALLEY NATL BANCORP *W EXP 11/14/201 919794131 67 136484 SH SOLE 136484 0 0 VECTOR GROUP LTD COM 92240M108 474 22000 SH SOLE 22000 0 0 WALTER ENERGY INC COM 93317Q105 604 80000 SH Put SOLE 80000 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 6563 378048 SH SOLE 378048 0 0 WEBSTER FINL CORP CONN *W EXP 11/21/201 947890117 1235 89953 SH SOLE 89953 0 0 WHITEWAVE FOODS CO COM CL A 966244105 22822 799646 SH SOLE 799646 0 0 WINDSTREAM HLDGS INC COM 97382A101 1537 186600 SH Put SOLE 186600 0 0