0001315863-12-000043.txt : 20120214 0001315863-12-000043.hdr.sgml : 20120214 20120214160924 ACCESSION NUMBER: 0001315863-12-000043 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DW Investment Management, LP CENTRAL INDEX KEY: 0001506321 IRS NUMBER: 264425923 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14046 FILM NUMBER: 12609785 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.751.6160 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 dwim41.txt DW INVESTMENT MANAGEMENT, LP 13F 4Q 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DW Investment Management, LP Address: 590 Madison Avenue 9th Floor New York, New York 10022 13F File Number: 028-14046 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David Warren Title: Chief Executive Officer Phone: 212.751.6160 Signature, Place, and Date of Signing: /s/ David Warren New York, NY/USA February 14, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 8 Form 13F Information Table Value Total: $57,202 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AEROPOSTALE COM 007865108 7775 500000 SH SOLE 500000 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 7690 500000 SH SOLE 500000 BEAZER HOMES USA INC COM 07556Q105 6200 2500000 SH SOLE 2500000 DANA HLDG CORP COM 235825205 2400 200000 SH SOLE 200000 MPG OFFICE TR INC COM 553274101 80 40000 SH SOLE 40000 SANDRIDGE ENERGY INC COM 80007P307 24810 3000000 SH SOLE 3000000 SPDR S&P 500 ETF TR TR UNIT 78462F103 308 14000 SH PUT SOLE 14000 SPRINT NEXTEL CORP COM SER 1 852061100 7939 3400000 SH SOLE 3400000