SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Montgomery Janet

(Last) (First) (Middle)
2212 PAGET CIRCLE

(Street)
NAPLES FL 34112

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/27/2014
3. Issuer Name and Ticker or Trading Symbol
BioRestorative Therapies, Inc. [ BRTX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 1,691,571 D(1)
Common Stock 162,857 I(2) See footnote 2
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant 06/03/2014 06/03/2019 Common Stock 250,000 $0.3 D(3)
Warrant 01/01/2012 06/03/2019 Common Stock 40,000 $0.3 I(4) See footnote 4
Warrant 04/18/2012 06/03/2019 Common Stock 300,000 $0.3 I(4) See footnote 4
Warrant 12/07/2012 06/03/2019 Common Stock 60,000 $0.3 I(4) See footnote 4
Warrant 06/27/2014 06/27/2019 Common Stock 250,000 $1 I(4) See footnote 4
1. Name and Address of Reporting Person*
Montgomery Janet

(Last) (First) (Middle)
2212 PAGET CIRCLE

(Street)
NAPLES FL 34112

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Montgomery Stuart

(Last) (First) (Middle)
2212 PAGET CIRCLE

(Street)
NAPLES FL 34112

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Of the reported shares, (a) 1,625,000 shares are held jointly by Janet and Stuart Montgomery; (b) 2,093 shares are held by Stuart Montgomery; (c) 30,000 shares are held in a retirement account for the benefit of Janet Montgomery; and (d) 34,478 shares are held in a retirement account for the benefit of Stuart Montgomery.
2. Shares are owned by Vintage Holidays L.L.C. ("Vintage"), a limited liability company owned by Janet and Stuart Montgomery.
3. Warrants are held jointly by Janet and Stuart Montgomery.
4. Warrant is held by Vintage.
Remarks:
*This filing shall not be deemed an admission that either Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement.
/s/ Janet Montgomery 08/01/2014
/s/ Stuart Montgomery 08/01/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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