EX-FILING FEES 9 d836080dexfilingfees.htm EX-FILING FEES EX-FILING FEES

Exhibit (s)(6)

Calculation of Filing Fees Tables

Form N-2

(Form Type)

PennantPark Floating Rate Capital Ltd.

(Exact Name of Registration as Specified in its Charter)

Table 1: Newly Registered Securities

 

                         
    

Security

Type

 

Security

Class Title

  Fee
Calculation or
Carry Forward
Rule
  Amount
Being
Registered 
  Proposed
Maximum 
Offering Price
Per Unit
 

Proposed

Maximum

Aggregate

Offering Price(1)

  Fee Rate   Amount of
Registration Fee(1)
  Carry
Forward 
Form
Type
 

Carry

Forward

File Number

 

Carry

Forward

Initial

Effective

Date

 

Filing Fee
Previously

Paid in
Connection
with

Unsold
Securities

to be

Carried
Forward

                         

Fees to be

Paid

  Equity  

Common

Stock, $0.001

par value(2)

                     
                         
    Equity  

Preferred

Stock, $0.001

par value(2)

                     
                         
    Other   Warrants(2)                      
                         
    Equity  

Subscription

Rights(3)

                     
                         
    Debt  

Debt

Securities(4)

                     
                         
   

Unallocated 

(Universal)

Shelf

 

Unallocated

(Universal)

Shelf

  457(o)       $798,159,140   0.00014760    $117,808.29           
                         

Fees

Previously 

Paid

                $0          
                         

Carry

Forward

Securities

  Equity  

Common

Stock, $0.001

par value(2)

                     
                         
    Equity  

Preferred

Stock, $0.001

par value(2)

                                       
                         
    Other   Warrants(2)                                        
                         
    Equity  

Subscription

Rights(3)

                     
                         
    Debt  

Debt

Securities(4)

                                       
                         
   

Unallocated

(Universal) Shelf

 

Unallocated

(Universal)

Shelf

   415(a)(6)            $201,840,860(5)   0.00011020        N-2   333-268813   January 9, 2023   $22,242.86
                   
        Total Offering Amount    $1,000,000,000(6)     $117,808.29          
                   
        Total Fees Previously Paid        $—          
                   
        Total Fee Offsets        $—          
                   
        Net Fee Due            $117,808.29                

 

(1)

Estimated pursuant to Rule 457 solely for the purposes of determining the registration fee. The proposed maximum offering price per security will be determined, from time to time, by the Registrant in connection with the sale by the Registrant of the securities registered under this registration statement.

 

(2)

Subject to Note 6 below, there is being registered hereunder an indeterminate number of shares of common stock, preferred stock, or warrants as may be sold, from time to time. Warrants represent rights to purchase common stock, preferred stock or debt securities.

 

(3)

Subject to Note 6 below, there is being registered hereunder an indeterminate number of subscription rights as may be sold, from time to time, representing rights to purchase common stock.

 

(4)

Subject to Note 6 below, there is being registered hereunder an indeterminate principal amount of debt securities as may be sold, from time to time. If any debt securities are issued at an original issue discount, then the offering price shall be in such greater principal amount as shall result in an aggregate price to investors not to exceed $1,000,000,000.

 

(5)

Pursuant to Rule 415(a)(6) under the Securities Act, this registration statement includes $201,840,860 aggregate principal offering price of unsold securities (the “Unsold Securities”) that were previously registered for sale under a Registration Statement initially filed on December 15, 2022, on Form N-2 (File No. 333-268813) and declared effective on January 9, 2023 (the “Prior Registration Statement”). The Registrant previously paid filing fees in the aggregate of $22,242.86 relating to the Unsold Securities. Pursuant to Rule 415(a)(6) under the Securities Act, the filing fee previously paid with respect to the Unsold Securities will continue to be applied to such Unsold Securities. Pursuant to Rule 415(a)(6) under the Securities Act, the offering of Unsold Securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement.

 

(6)

In no event will the aggregate offering price of all securities issued from time to time pursuant to this registration statement exceed $1,000,000,000.