0001085146-19-002425.txt : 20190925 0001085146-19-002425.hdr.sgml : 20190925 20190925155527 ACCESSION NUMBER: 0001085146-19-002425 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20190925 DATE AS OF CHANGE: 20190925 EFFECTIVENESS DATE: 20190925 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Charles Schwab Investment Advisory, Inc. CENTRAL INDEX KEY: 0001501902 IRS NUMBER: 271073440 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14153 FILM NUMBER: 191114139 BUSINESS ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-0897 MAIL ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001501902 XXXXXXXX 06-30-2015 06-30-2015 true 1 RESTATEMENT false Charles Schwab Investment Advisory, Inc.

211 MAIN ST. SAN FRANCISCO CA 94105

13F HOLDINGS REPORT 028-14153 N Denise Kampf 415-667-1910 /s/ Denise Kampf Boston MA 09-09-2019 0 63 6466593 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE DBX ETF TR XTRAK MSCI EAFE 233051200 159591 5576222 SH SOLE 5575707 0 515 ETFS PRECIOUS METALS BASKET PHYS PM BSKT 26922W109 410 6935 SH SOLE 6935 0 0 FLEXSHARES TR IBOXX 5YR TRGT 33939L605 112692 4533072 SH SOLE 4532683 0 389 GLOBAL X FDS GLBL X MLP ETF 37950E473 1430 100906 SH SOLE 100906 0 0 HIGHLAND FDS I HI LD IBOXX SRLN 430101774 166680 8667717 SH SOLE 8667707 0 1010 ISHARES 3-7 YR TR BD ETF 464288661 75282 612249 SH SOLE 612171 0 78 ISHARES AGENCY BOND ETF 464288166 56128 495919 SH SOLE 495851 0 68 ISHARES CALI AMT-FRE ETF 464288356 1604 13882 SH SOLE 13882 0 0 ISHARES EAFE SML CP ETF 464288273 100534 1970476 SH SOLE 1970230 0 246 ISHARES INTERM CR BD ETF 464288638 25368 233037 SH SOLE 233037 0 0 ISHARES MBS ETF 464288588 208 1908 SH SOLE 1908 0 0 ISHARES MICRO-CAP ETF 464288869 51022 625806 SH SOLE 625755 0 51 ISHARES GOLD TRUST ISHARES 464285105 163509 14418794 SH SOLE 14417993 0 801 ISHARES INC CORE MSCI EMKT 46434G103 29265 609174 SH SOLE 609054 0 120 ISHARES TR 0-5YR HI YL CP 46434V407 212253 4364645 SH SOLE 4364510 0 135 ISHARES TR CHINA LG-CAP ETF 464287184 57923 1256466 SH SOLE 1256329 0 137 ISHARES TR CMBS ETF 46429B366 25355 493676 SH SOLE 493676 0 0 ISHARES TR IBOXX INV CP ETF 464287242 112164 969273 SH SOLE 969241 0 32 ISHARES TR RUS 1000 ETF 464287622 373032 3214686 SH SOLE 3214149 0 537 ISHARES TR RUSSELL 2000 ETF 464287655 137476 1101045 SH SOLE 1100848 0 197 ISHARES TR TIPS BD ETF 464287176 3974 35466 SH SOLE 35466 0 0 ISHARES TR USA MIN VOL ETF 46429B697 83860 2079853 SH SOLE 2079661 0 192 MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 158085 8090324 SH SOLE 8090033 0 291 MARKET VECTORS ETF TR MKTVEC INTMUETF 57060U845 7043 303626 SH SOLE 303626 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 146480 1466709 SH SOLE 1466517 0 192 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 2642 29136 SH SOLE 29136 0 0 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 263 2538 SH SOLE 2538 0 0 POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US 73936T789 1725 42366 SH SOLE 42366 0 0 POWERSHARES GLOBAL ETF TRUST EMER MRKT PORT 73936T763 1981 102934 SH SOLE 102934 0 0 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 32734 2274773 SH SOLE 2274508 0 265 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 75407 5164875 SH SOLE 5164270 0 605 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 61162 2619361 SH SOLE 2619008 0 353 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 115234 4688133 SH SOLE 4687981 0 152 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 390437 12813827 SH SOLE 12813612 0 215 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 123797 3955164 SH SOLE 3955043 0 121 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 93703 1747873 SH SOLE 1747855 0 18 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 317661 10677678 SH SOLE 10677220 0 458 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 184206 6065395 SH SOLE 6065164 0 231 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 134823 5622361 SH SOLE 5622117 0 244 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 223505 8355314 SH SOLE 8354966 0 348 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 136121 4880637 SH SOLE 4880423 0 214 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 11080 289374 SH SOLE 289374 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 450538 9136853 SH SOLE 9136676 0 177 SCHWAB STRATEGIC TR US REIT ETF 808524847 156644 4312887 SH SOLE 4312803 0 84 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 207191 3604575 SH SOLE 3604488 0 87 SCHWAB STRATEGIC TR US TIPS ETF 808524870 21877 403554 SH SOLE 403554 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 109071 1426142 SH SOLE 1425981 0 161 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 107139 4394534 SH SOLE 4394042 0 492 SPDR INDEX SHS FDS S&P GLBDIV ETF 78463X459 898 13934 SH SOLE 13934 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 7150 172421 SH SOLE 172421 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 44802 1165795 SH SOLE 1165696 0 99 SPDR SERIES TRUST DJ REIT ETF 78464A607 111688 1323634 SH SOLE 1323440 0 194 SPDR SERIES TRUST INTR TRM CORP BD 78464A375 45199 1330677 SH SOLE 1330663 0 14 SPDR SERIES TRUST NUVN BRCLY MUNI 78464A458 26293 1108457 SH SOLE 1108457 0 0 SPDR SERIES TRUST NUVN CALI MUNI 78464A441 10780 456468 SH SOLE 456468 0 0 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 5873 135358 SH SOLE 135358 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 73694 1407172 SH SOLE 1407144 0 28 VANGUARD INDEX FDS REIT ETF 922908553 273 3659 SH SOLE 3659 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 57802 1042223 SH SOLE 1042186 0 37 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 491311 9299844 SH SOLE 9298984 0 860 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 367011 9256265 SH SOLE 9254614 0 1651 VANGUARD WHITEHALL FDS INC EMERG MKT BD ETF 921946885 1061 13796 SH SOLE 13796 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 2449 36378 SH SOLE 36378 0 0