FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 07/21/2010 |
3. Issuer Name and Ticker or Trading Symbol
Madison Square Garden, Inc. [ MSG ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 664 | D | |
Class A Common Stock | 201,172(1) | I | By Father(2) |
Class A Common Stock | 5,775(1) | I | By Step-Mother(2) |
Class A Common Stock | 1,250 | I | By Father and Step-Mother, held jointly(2) |
Class A Common Stock | 401.642 | I | By Step-Mother in 401(k)(2) |
Class A Common Stock | 2,125 | I | By Father for minor children(2)(3) |
Class A Common Stock | 625 | I | By Brother(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | 03/29/2013 | 03/29/2013 | Class A Common Stock | 35,000 | (4) | I | By Father(2) |
Restricted Stock Units | (5) | (5) | Class A Common Stock | 5,023 | (6) | I | By Step-Mother(2) |
Options (Rights to Buy) | 02/24/2010 | 06/25/2013 | Class A Common Stock | 41,666(7) | $7.49 | I | By Father(2) |
Options (Rights to Buy) | 02/24/2010 | 10/01/2014 | Class A Common Stock | 30,000(7) | $7.27 | I | By Father(2) |
Options (Rights to buy) | 02/24/2010 | 11/08/2015 | Class A Common Stock | 15,000(7) | $10.78 | I | By Father(2) |
Options (Rights to buy) | 02/24/2010 | 10/01/2014 | Class A Common Stock | 18,600(7) | $10.78 | I | By Father(2) |
Options (Rights to buy) | 02/24/2010 | 11/08/2015 | Class A Common Stock | 30,000(7) | $10.78 | I | By Father(2) |
Options (Rights to buy) | 02/24/2010 | 06/05/2016 | Class A Common Stock | 66,000(7) | $14.25 | I | By Father(2) |
Options (Rights to buy) | (8) | 09/05/2014 | Class A Common Stock | 225,775(7) | $7.12 | I | By Father(2) |
Explanation of Responses: |
1. Includes restricted shares. |
2. Reporting person disclaims beneficial ownership of all securities beneficially owned or deemed to be beneficially owned directly or indirectly by his father, step-mother or brother, including these securities, and this report shall not be deemed to be an admission that he, for purposes of Section 16 or for any other purpose, is the beneficial owner of such securities. |
3. Held by father, James L. Dolan as custodian for minor children. |
4. Each restricted stock unit is granted under the Madison Square Garden, Inc. ("MSG") 2010 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. |
5. The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases. |
6. Each restricted stock unit is granted under the MSG 2010 Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. |
7. Options to purchase shares of Class A Common Stock granted pursuant to the MSG 2010 Employee Stock Plan. |
8. The options vest in three equal installments on each of March 5, 2010, March 5, 2011, and March 5, 2012. |
Lawrence J. Burian, Attorney-in-Fact for Charles P. Dolan | 07/23/2010 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |