0001315863-17-000430.txt : 20170515 0001315863-17-000430.hdr.sgml : 20170515 20170515161130 ACCESSION NUMBER: 0001315863-17-000430 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170515 EFFECTIVENESS DATE: 20170515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Anson Funds Management LP CENTRAL INDEX KEY: 0001491072 IRS NUMBER: 300134498 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16678 FILM NUMBER: 17844301 BUSINESS ADDRESS: STREET 1: 5950 BERKSHIRE LANE STREET 2: SUITE 210 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 214.866.0202 MAIL ADDRESS: STREET 1: 5950 BERKSHIRE LANE STREET 2: SUITE 210 CITY: DALLAS STATE: TX ZIP: 75225 FORMER COMPANY: FORMER CONFORMED NAME: Frigate Ventures LP DATE OF NAME CHANGE: 20100504 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001491072 XXXXXXXX 03-31-2017 03-31-2017 Anson Funds Management LP

5950 BERKSHIRE LANE SUITE 210 DALLAS TX 75225

13F HOLDINGS REPORT 028-16678 N Bruce R. Winson 214.866.0219 /s/ Bruce R. Winson Dallas TX 05-15-2017 1 46 240769 false 1 0001581079 Anson Advisors Inc. INFORMATION TABLE 2 ansonfunds1q17.inftab.xml ANSON FUNDS MANAGEMENT LP 13F 1ST Q 17 AFFIMED N VCOMN01045108323140500SHDFND114050000AURINIA PHARMACEUTICALS INCCOM05156V10225029900SHDFND12990000BANK AMER CORPCOM060505104381791618425SHDFND1161842500BASIC ENERGY SVCS INC NEWCOM NEW06985P209133440000SHDFND14000000BELLATRIX EXPLORATION LTDCOM0783141011890018000000SHDFND11800000000BIOCEPT INCCOM NEW09072V2041390652400SHDFND165240000CASCADIAN THERAPEUTICS INCCOM NEW14740B6062778670929SHDFND167092900CEL SCI CORPCOM PAR $0.0115083750864747895SHDFND174789500CELLECT BIOTECHNOLOGY LTD*W EXP 08/03/20215116C11034640239SHDFND14023900CENTRAL FD CDA LTDCL A1535011011543120000SHDFND112000000CHIPOTLE MEXICAN GRILL INCCOM169656105601513500SHDFND11350000COMBIMATRIX CORPORATION*W EXP 03/18/20220009T147625114738SHDFND111473800CSX CORPCOM126408103295663500SHDFND16350000DU PONT E I DE NEMOURS & COCOM263534109642680000SHDFND18000000ELLIS PERRY INTL INCCOM2888531046158286690SHDFND128669000ENERGY FUELS INC*W EXP 09/20/202292671179973339067SHDFND133906700ENTRAVISION COMMUNICATIONS CCL A29382R107106931724705SHDFND1172470500GENIUS BRANDS INTL INCCOM PAR37229T301495132290SHDFND113229000HUDBAY MINERALS INC*W EXP 07/20/20144362813622726000SHDFND12600000IMMUNOCELLULAR THERAPEUTICS*W EXP 08/12/202452536121373117188SHDFND111718800INSPIREMD INCCOM PAR45779A8046262500SHDFND16250000INTEL CORPCOM45814010010821300000SHPutDFND130000000JPMORGAN CHASE & COCOM46625H100263530000SHDFND13000000MACYS INCCOM55616P10423445791000SHDFND179100000MEI PHARMA INCCOM NEW55279B20213885000SHDFND18500000MICROSOFT CORPCOM59491810421061319787SHDFND131978700MOBILE TELESYSTEMS PJSCSPONSORED ADR6074091094221382653SHDFND138265300MOUNTAIN PROV DIAMONDS INCCOM NEW62426E4026413500SHDFND11350000NOVAN INCCOM66988N10619130000SHDFND13000000NXT ID INC*W EXP 02/09/20167091J123499269900SHDFND126990000ONCONOVA THERAPEUTICS INC*W EXP 07/07/20268232V11628593750SHDFND19375000POTASH CORP SASK INCCOM73755L1072818165000SHDFND116500000RANDGOLD RES LTDADR752344309772588504SHDFND18850400SANOFIRIGHT 12/31/202080105N1135561236213SHDFND1123621300SEANERGY MARITIME HLDGS CORP*W EXP 11/10/202Y7376014511751432500SHDFND1143250000SECOND SIGHT MED PRODS INCCOM81362J100277229077SHDFND122907700SERVICEMASTER GLOBAL HLDGS ICOM81761R109208850000SHDFND15000000SONOMA PHARMACEUTICALS INC*W EXP 01/21/20283558L1131232171851SHDFND117185100SPDR S&P 500 ETF TRTR UNIT78462F1031813476925SHDFND17692500SPHERE 3D CORP NEWCOM84841L1002751272240SHDFND1127224000STELLAR BIOTECHNOLOGIES INCCOM NEW85855A203300184205SHDFND118420500TESLA INCCOM88160R1011391550000SHPutDFND15000000THE ONE GROUP HOSPITALITY INCOM88338K10339162060801SHDFND1206080100VULCAN MATLS COCOM92916010916132133900SHDFND113390000WISDOMTREE TRJAPN HEDGE EQT97717W8518352165000SHDFND116500000XG TECHNOLOGY INCCOM PAR98372A705404249197SHDFND124919700