0001181431-11-033060.txt : 20110527 0001181431-11-033060.hdr.sgml : 20110527 20110527083526 ACCESSION NUMBER: 0001181431-11-033060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110525 FILED AS OF DATE: 20110527 DATE AS OF CHANGE: 20110527 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THL Credit, Inc. CENTRAL INDEX KEY: 0001464963 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: 31ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: (800) 450-4424 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: 31ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THL CREDIT OPPORTUNITIES, L.P. CENTRAL INDEX KEY: 0001490863 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00789 FILM NUMBER: 11876102 BUSINESS ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: 31ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: (800)450-4424 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: 31ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THL CREDIT PARTNERS BDC HOLDINGS, L.P. CENTRAL INDEX KEY: 0001490864 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00789 FILM NUMBER: 11876106 BUSINESS ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: 31ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 800-450-4424 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: 31ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THL Credit Group GP LLC CENTRAL INDEX KEY: 0001491759 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00789 FILM NUMBER: 11876103 BUSINESS ADDRESS: STREET 1: 100 FEDERAL STREET 31ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 800-450-4424 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET 31ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THL Credit Partners BDC Holdings GP, LLC CENTRAL INDEX KEY: 0001491760 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00789 FILM NUMBER: 11876105 BUSINESS ADDRESS: STREET 1: 100 FEDERAL STREET 31ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 800-450-4424 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET 31ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THL Credit Partners GP, L.P. CENTRAL INDEX KEY: 0001491761 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00789 FILM NUMBER: 11876104 BUSINESS ADDRESS: STREET 1: 100 FEDERAL STREET 31ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 800-450-4424 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET 31ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 4 1 rrd313331.xml BDC HOLDINGS 5-27-11 X0303 4 2011-05-25 0 0001464963 THL Credit, Inc. TCRD 0001490864 THL CREDIT PARTNERS BDC HOLDINGS, L.P. 100 FEDERAL STREET, 31ST FLOOR BOSTON MA 02110 0 0 1 0 0001491760 THL Credit Partners BDC Holdings GP, LLC 100 FEDERAL STREET, 31ST FLOOR BOSTON MA 02110 0 0 1 0 0001491761 THL Credit Partners GP, L.P. 100 FEDERAL STREET, 31ST FLOOR BOSTON MA 02110 0 0 1 0 0001491759 THL Credit Group GP LLC 100 FEDERAL STREET, 31ST FLOOR BOSTON MA 02110 0 0 1 0 0001490863 THL CREDIT OPPORTUNITIES, L.P. 100 FEDERAL STREET, 31ST FLOOR BOSTON MA 02110 0 0 1 0 Common stock 2011-05-25 4 S 0 3500 13.2121 D 9972719.812 D Common stock 2011-05-27 4 J 0 1000000 0 D 8972719.812 D Common stock 2011-05-27 4 J 0 3210 0 A 6099 I See footnote Common stock 6974.479 I See footnote Pro-rata distribution for no consideration in a transaction exempt under Rule 16a-9(a) from THL Credit Partners BDC Holdings, L.P. to its limited partners. These shares are owned by THL Credit Partners BDC Holdings, L.P. THL Credit Partners BDC Holdings GP, LLC is the general partner of THL Credit Partners BDC Holdings, L.P. THL Credit Partners GP, L.P. is the sole member of THL Credit Partners BDC Holdings GP, LLC. THL Credit Group GP, LLC is the general partner of THL Credit Partners GP, L.P. Each of THL Credit Partners BDC Holdings GP, LLC, THL Credit Partners GP, L.P. and THL Credit Group GP, LLC disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report should not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Represents shares of Common Stock distributed to THL Credit Partners GP, L.P. for no consideration in a transaction exempt under Rule 16a-9(a) from THL Credit Partners BDC Holdings, L.P. These shares are owned by THL Credit Opportunities, L.P. THL Credit Partners GP, L.P. is the general partner of THL Credit Opportunities, L.P. THL Credit Group GP, LLC is the general partner of THL Credit Partners GP, L.P. Each of THL Credit Opportunities, L.P., THL Credit Partners GP, L.P. and THL Credit Group GP, LLC disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report should not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Terrence W. Olson as Attorney-in-Fact 2011-05-27