FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 07/23/2015 |
3. Issuer Name and Ticker or Trading Symbol
LyondellBasell Industries N.V. [ LYB ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A ordinary shares | 2,693(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Opt - Stock Option | (2) | 02/28/2022 | Class A ordinary shares | 1,598 | $44 | D | |
Opt - Stock Option | (3) | 02/12/2023 | Class A ordinary shares | 1,220 | $60.51 | D | |
Opt - Stock Option | (4) | 02/20/2024 | Class A ordinary shares | 914 | $85.8 | D | |
Opt - Stock Option | (5) | 02/17/2025 | Class A ordinary shares | 1,205 | $89.94 | D |
Explanation of Responses: |
1. Includes 2,693 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,004 granted November 28, 2011 vest on November 28, 2016; 584 granted on February 28, 2012 vest on February 28, 2017; 446 granted on February 12, 2013 vest on February 12, 2018; 331 granted on February 20, 2014 vest on February 20, 2017 and 328 granted on February 17, 2015 vest on February 17, 2018. |
2. Granted pursuant to the issuer's long-term incentive plan. The option was originally granted on February 28, 2012 and vests as follows: 534 vested on February 28, 2013; 532 vested on February 28, 2014 and 532 vested on February 28, 2015. |
3. Granted pursuant to the issuer's long-term incentive plan. The option was originally granted on February 12, 2013 and vests as follows: 408 vested on February 12, 2014; 406 vested on February 12, 2015 and 406 vest on February 12, 2016. |
4. Granted pursuant to the issuer's long-term incentive plan. The option was originally granted on February 20, 2014 and vests as follows: 306 vested on February 20, 2015; 304 vest on February 20, 2016 and 304 vest on February 20, 2017. |
5. Granted pursuant to the issuer's long-term incentive plan. The option was originally granted on February 17, 2015 and vests as follows: 403 vest on February 17, 2016; 401 vest on February 17, 2017 and 401 vest on February 17, 2018. |
/s/ Amanda K. Maki, Attorney in Fact | 07/29/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |