0001062993-16-009268.txt : 20160428 0001062993-16-009268.hdr.sgml : 20160428 20160428143350 ACCESSION NUMBER: 0001062993-16-009268 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20160428 DATE AS OF CHANGE: 20160428 EFFECTIVENESS DATE: 20160428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sawtooth Asset Management, Inc. CENTRAL INDEX KEY: 0001486066 IRS NUMBER: 264799348 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16582 FILM NUMBER: 161599181 BUSINESS ADDRESS: STREET 1: 3500 AMERICAN BLVD. W STREET 2: SUITE 150 CITY: MINNEAPOLIS STATE: MN ZIP: 55431 BUSINESS PHONE: 952-831-0039 MAIL ADDRESS: STREET 1: 3500 AMERICAN BLVD. W STREET 2: SUITE 150 CITY: MINNEAPOLIS STATE: MN ZIP: 55431 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001486066 XXXXXXXX 03-31-2015 03-31-2015 true 2 RESTATEMENT Sawtooth Asset Management, Inc.

3500 AMERICAN BLVD. W SUITE 150 MINNEAPOLIS MN 55431

13F HOLDINGS REPORT 028-16582 Y Restatement Brad Pries 952 831 0039 x 104 Brad Pries Minneapolis MN 04-25-2016 0 82 84423 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ISHARES TR RUSSELL 2000 ETF 464287655 8295 66698 SH SOLE 0 0 0 ISHARES TR SP SMCP600GR ETF 464287887 5325 40914 SH SOLE 0 0 0 ISHARES TR S&P MC 400GR ETF 464287606 5070 29562 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 4550 62757 SH SOLE 0 0 0 ISHARES IBOXX HI YD ETF 464288513 3325 36692 SH SOLE 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 3044 14646 SH SOLE 0 0 0 ISHARES TR US HLTHCARE ETF 464287762 2824 18302 SH SOLE 0 0 0 ISHARES TR U.S. CNSM SV ETF 464287580 2791 19353 SH SOLE 0 0 0 ISHARES TR U.S. INDS ETF 464287754 2700 25029 SH SOLE 0 0 0 ISHARES TR U.S. TECH ETF 464287721 2612 24884 SH SOLE 0 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 2383 60762 SH SOLE 0 0 0 ISHARES MBS ETF 464288588 2340 21211 SH SOLE 0 0 0 ISHARES CORE US CR BD 464288620 1905 16799 SH SOLE 0 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 1787 17603 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1471 19520 SH SOLE 0 0 0 ISHARES TR CORE S&P MCP ETF 464287507 1437 9455 SH SOLE 0 0 0 ISHARES 10+ YR CR BD ETF 464289511 1352 21600 SH SOLE 0 0 0 ISHARES 3-7 YR TR BD ETF 464288661 1341 10801 SH SOLE 0 0 0 ISHARES TR 7-10 Y TR BD ETF 464287440 1332 12292 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1293 26518 SH SOLE 0 0 0 ISHARES TR U.S. REAL ES ETF 464287739 1277 16105 SH SOLE 0 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1016 25500 SH SOLE 0 0 0 ISHARES SHRT TRS BD ETF 464288679 900 8164 SH SOLE 0 0 0 SPDR SER TR SHT TRM HGH YLD 78468R408 763 26156 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 755 11762 SH SOLE 0 0 0 LKQ CORP COM 501889208 750 29347 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 698 28964 SH SOLE 0 0 0 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 689 14784 SH SOLE 0 0 0 ISHARES TR 1-3 YR TR BD ETF 464287457 675 7957 SH SOLE 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 652 15729 SH SOLE 0 0 0 CLEAN HARBORS INC COM 184496107 640 11270 SH SOLE 0 0 0 SWIFT TRANSN CO CL A 87074U101 628 24145 SH SOLE 0 0 0 APPLE INC COM 037833100 611 4907 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 566 13848 SH SOLE 0 0 0 MOBILE MINI INC COM 60740F105 518 12152 SH SOLE 0 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 513 12236 SH SOLE 0 0 0 THOR INDS INC COM 885160101 508 8039 SH SOLE 0 0 0 ISHARES TR CORE S&P TTL STK 464287150 506 5339 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 501 2429 SH SOLE 0 0 0 MID-AMER APT CMNTYS INC COM 59522J103 501 6480 SH SOLE 0 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 501 3345 SH SOLE 0 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 466 3438 SH SOLE 0 0 0 WERNER ENTERPRISES INC COM 950755108 461 14684 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 461 12878 SH SOLE 0 0 0 MARTEN TRANS LTD COM 573075108 458 19744 SH SOLE 0 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 454 8235 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 427 6365 SH SOLE 0 0 0 DYCOM INDS INC COM 267475101 421 8624 SH SOLE 0 0 0 VANGUARD INDEX FDS REIT ETF 922908553 417 4941 SH SOLE 0 0 0 EXXON MOBIL CORP COM 30231G102 416 4900 SH SOLE 0 0 0 CENTERSTATE BANKS INC COM 15201P109 400 33554 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206C847 381 4741 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 373 8368 SH SOLE 0 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 366 4395 SH SOLE 0 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 363 4841 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 356 3406 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 356 9549 SH SOLE 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 356 4248 SH SOLE 0 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 351 8754 SH SOLE 0 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 346 3164 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 344 3180 SH SOLE 0 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 343 2599 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 336 3661 SH SOLE 0 0 0 ISHARES MICRO-CAP ETF 464288869 325 4114 SH SOLE 0 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 315 3659 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 314 13300 SH SOLE 0 0 0 ISHARES TR CORE US AGGBD ET 464287226 308 2768 SH SOLE 0 0 0 PROSHARES TR PSHS ULTRUSS2000 74347R842 302 3111 SH SOLE 0 0 0 ISHARES TR NA TEC-SFTWR ETF 464287515 296 3085 SH SOLE 0 0 0 ISHARES U.S. BR-DEAL ETF 464288794 263 6138 SH SOLE 0 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 262 8680 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 92206C102 244 3992 SH SOLE 0 0 0 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 228 3963 SH SOLE 0 0 0 KRAFT FOODS GROUP INC COM 50076Q106 228 2617 SH SOLE 0 0 0 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 227 4491 SH SOLE 0 0 0 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 225 4130 SH SOLE 0 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 223 1257 SH SOLE 0 0 0 ISHARES TR SP SMCP600VL ETF 464287879 222 1868 SH SOLE 0 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 220 4418 SH SOLE 0 0 0 ISHARES MSCI JAPAN ETF 464286848 134 10700 SH SOLE 0 0 0 RAND LOGISTICS INC COM 752182105 80 24685 SH SOLE 0 0 0 IBIO INC COM 451033104 8 10000 SH SOLE 0 0 0