FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/06/2013 |
3. Issuer Name and Ticker or Trading Symbol
MASONITE INTERNATIONAL CORP [ DOOR ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Shares | 1,030,328 | I | See Footnotes(1)(6)(7)(8) |
Common Shares | 1,855,101 | I | See Footnotes(2)(6)(7)(8) |
Common Shares | 655,020 | I | See Footnotes(3)(6)(7)(8) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Common Share Warrants (right to buy) | 06/09/2009 | 06/09/2014 | Common Shares | 30,575 | $50.77 | I | See Footnotes(4)(6)(7)(8) |
Common Share Warrants (right to buy) | 06/09/2009 | 06/09/2014 | Common Shares | 52,694 | $50.77 | I | See Footnotes(5)(6)(7)(8) |
Common Share Warrants (right to buy) | 06/09/2009 | 06/09/2016 | Common Shares | 22,931 | $50.77 | I | See Footnotes(4)(6)(7)(8) |
Common Share Warrants (right to buy) | 06/09/2009 | 06/09/2016 | Common Shares | 39,520 | $50.77 | I | See Footnotes(5)(6)(7)(8) |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. These Common Shares are held by Centerbridge Credit Partners, L.P. ("Credit Partners"). |
2. These Common Shares are held by Centerbridge Credit Partners Master, L.P. ("Credit Partners Master"). |
3. These Common Shares are held by Centerbridge Special Credit Partners, L.P. ("Special Credit Partners" and, together with Credit Partners and Credit Partners Master, the "Centerbridge Funds"). |
4. These Warrants are held by Credit Partners. |
5. These Warrants are held by Credit Partners Master. |
6. Centerbridge Credit GP Investors, L.L.C. ("GP Investors") is the general partner of Centerbridge Credit Partners General Partner, L.P. ("Credit GP"), which, in turn, is the general partner of Centerbridge Credit Partners, L.P., and, as such GP Investors and Credit GP may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Offshore GP Investors, L.L.C. ("Offshore GP Investors") is the general partner of Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP"), which, in turn, is the general partner of Centerbridge Credit Partners Master, L.P., and, as such Offshore GP Investors and Offshore GP may be deemed to beneficially own the securities held by Credit Partners Master. (Continued in footnote 7) |
7. Centerbridge Special GP Investors, L.L.C. ("SC GP Investors") is the general partner of Centerbridge Special Credit Partners General Partner, L.P. ("SC GP"), which in turn is the general partner of Centerbridge Special Credit Partners, L.P., and, as such SC GP Investors and SC GP may be deemed to beneficially own the Common Shares held by Special Credit Partners. Messrs. Gallogy and Aronson are the managing members of each of GP Investors, Offshore GP Investors and SC GP, and, as such may be deemed to beneficially own the securities held by the Centerbridge Funds. Except for the Centerbridge Funds with respect to the securities held by such entity, each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. (Continued in footnote 8) |
8. The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein other than the securities held directly by such Reporting Person. |
Remarks: |
Due to the limitations of the Securities and Exchange Commission's EDGAR system, GP Investors, Credit GP, Credit Partners Master, Credit Partners, Offshore GP, Offshore GP Investors, Mark T. Gallogly and Jeffrey H. Aronson have filed a separate Form 3. |
Centerbridge Special Credit Partners, L.P., By: Centerbridge Special Credit Partners General Partner, L.P., its general partner, By: Centerbridge Special GP Investors, L.L.C., its general partner, By: /s/ Mark T. Gallogly, Authorized Signatory | 09/06/2013 | |
Centerbridge Special Credit Partners General Partner, L.P., By: Centerbridge Special GP Investors, L.L.C., its general partner, By: /s/ Mark T. Gallogly, Authorized Signatory | 09/06/2013 | |
Centerbridge Special GP Investors, L.L.C., By: /s/ Mark T. Gallogly, Authorized Signatory | 09/06/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |