0001221073-11-000047.txt : 20111021 0001221073-11-000047.hdr.sgml : 20111021 20111021074114 ACCESSION NUMBER: 0001221073-11-000047 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111021 DATE AS OF CHANGE: 20111021 EFFECTIVENESS DATE: 20111021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Halbert, Hargrove/Russell LLC CENTRAL INDEX KEY: 0001484205 IRS NUMBER: 330804608 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13854 FILM NUMBER: 111151199 BUSINESS ADDRESS: STREET 1: 111 WEST OCEAN BOULEVARD, SUITE 2300 CITY: LONG BEACH STATE: CA ZIP: 90802 BUSINESS PHONE: 562-435-5657 MAIL ADDRESS: STREET 1: 111 WEST OCEAN BOULEVARD, SUITE 2300 CITY: LONG BEACH STATE: CA ZIP: 90802 13F-HR 1 mktc_halb3q2011.txt HALBERT, HARGROVE/RUSSELL LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Halbert Hargrove Global Advisors, LLC Address: 111 West Ocean Blvd., Suite 2300 Long Beach, CA 90802 13F File Number: 028-13854 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Carlos Abusaid Title: Phone: 562-435-5657 Signature, Place, and Date of Signing: /s/ John Carlos Abusaid Long Beach, CA October 19, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 96 Form 13F Information Table Value Total: $123,762 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 028-04558 Parametric Portfolio Associates 02 028- Alliance Bernstein 03 028-01204 Wentworth Hauser & Violich FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 368 5129 SH OTHER 01 02 0 0 5129 ABBOTT LABS COM 002824100 451 8825 SH OTHER 01 02 0 0 8825 ACE LTD SHS H0023R105 272 4484 SH OTHER 01 02 0 0 4484 ALLERGAN INC COM 018490102 284 3447 SH OTHER 01 0 0 3447 AMAZON COM INC COM 023135106 511 2362 SH OTHER 01 0 0 2362 AMERICAN TOWER CORP CL A 029912201 222 4134 SH OTHER 01 0 0 4134 APACHE CORP COM 037411105 262 3262 SH OTHER 01 0 0 3262 APPLE INC COM 037833100 1515 3973 SH OTHER 01 21 0 3952 AT&T INC COM 00206r102 254 8895 SH OTHER 01 0 0 8895 BAKER HUGHES INC COM 057224107 290 6273 SH OTHER 01 0 0 6273 BANK OF AMERICA CORPORATION COM 060505104 85 13930 SH OTHER 01 2682 0 11248 CAMERON INTERNATIONAL CORP COM 13342b105 265 6370 SH OTHER 01 0 0 6370 CAPITAL ONE FINL CORP COM 14040h105 265 6679 SH OTHER 01 0 0 6679 CELGENE CORP COM 151020104 486 7856 SH OTHER 01 0 0 7856 CHEVRON CORP NEW COM 166764100 928 10026 SH OTHER 01 02 0 0 10026 COCA COLA CO COM 191216100 205 3039 SH OTHER 01 02 0 0 3039 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 565 9016 SH OTHER 01 0 0 9016 COMCAST CORP NEW CL A 20030n101 230 10978 SH OTHER 01 0 0 10978 COMCAST CORP NEW CL A SPL 20030n200 257 12407 SH OTHER 01 0 0 12407 COSTCO WHSL CORP NEW COM 22160k105 246 2999 SH OTHER 01 02 0 0 2999 COVIDIEN PLC SHS G2554F113 403 9141 SH OTHER 01 0 0 9141 CSX CORP COM 126408103 286 15333 SH OTHER 01 0 0 15333 CVS CAREMARK CORPORATION COM 126650100 380 11320 SH OTHER 01 0 0 11320 DANAHER CORP DEL COM 235851102 285 6791 SH OTHER 01 0 0 6791 DEERE & CO COM 244199105 223 3447 SH OTHER 01 02 0 0 3447 DEVON ENERGY CORP NEW COM 25179M103 291 5256 SH OTHER 01 0 0 5256 DISCOVER FINL SVCS COM 254709108 372 16216 SH OTHER 01 0 0 16216 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 293 7790 SH OTHER 01 0 0 7790 DOLLAR GEN CORP NEW COM 256677105 254 6723 SH OTHER 01 0 0 6723 E M C CORP MASS COM 268648102 293 13952 SH OTHER 01 0 0 13952 EARTHLINK INC COM 270321102 71 10918 SH OTHER 01 0 0 10918 EL PASO CORP COM 28336l109 373 21321 SH OTHER 01 0 0 21321 EXPEDITORS INTL WASH INC COM 302130109 268 6611 SH OTHER 01 0 0 6611 EXPRESS SCRIPTS INC COM 302182100 331 8920 SH OTHER 01 0 0 8920 EXXON MOBIL CORP COM 30231g102 989 13614 SH OTHER 01 02 3015 0 10599 FMC TECHNOLOGIES INC COM 30249u101 220 5839 SH OTHER 01 0 0 5839 FRANKLIN RES INC COM 354613101 254 2656 SH OTHER 01 0 0 2656 GENERAL ELECTRIC CO COM 369604103 688 45204 SH OTHER 01 02 0 0 45204 GOLDMAN SACHS GROUP INC COM 38141g104 446 4718 SH OTHER 01 0 0 4718 GOOGLE INC CL A 38259p508 556 1079 SH OTHER 01 0 0 1079 HALLIBURTON CO COM 406216101 274 8962 SH OTHER 01 0 0 8962 INGERSOLL-RAND PLC SHS G47791101 221 7881 SH OTHER 01 0 0 7881 INTERNATIONAL BUSINESS MACHS COM 459200101 981 5611 SH OTHER 01 02 1 0 5610 INTUITIVE SURGICAL INC COM NEW 46120e602 289 794 SH OTHER 01 0 0 794 ISHARES TR BARCLYS TIPS BD 464287176 1362 11912 SH SOLE 11912 0 0 ISHARES TR S&P 500 INDEX 464287200 1273 11200 SH SOLE 11200 0 0 ISHARES TR BARCLY USAGG B 464287226 830 7542 SH SOLE 7542 0 0 ISHARES TR MSCI EMERG MKT 464287234 3240 92326 SH SOLE 92326 0 0 ISHARES TR MSCI EAFE INDEX 464287465 10193 213324 SH SOLE 213324 0 0 ISHARES TR RUSSELL 1000 464287622 25955 415016 SH SOLE 415016 0 0 ISHARES TR RUSSELL 2000 464287655 677 10529 SH SOLE 10529 0 0 ISHARES TR RUSSELL 3000 464287689 1258 18850 SH SOLE 18850 0 0 ISHARES TR MSCI ACWI INDX 464288257 2374 60685 SH SOLE 60685 0 0 ISHARES TR MSCI SMALL CAP 464288273 26342 753909 SH SOLE 753909 0 0 ISHARES TR EPRA/NAR DEV R/E 464288489 1708 68367 SH SOLE 68367 0 0 ISHARES TR REAL EST 50 IN 464288521 3732 117491 SH SOLE 117491 0 0 JPMORGAN CHASE & CO COM 46625h100 770 25579 SH OTHER 01 02 0 0 25579 KOHLS CORP COM 500255104 218 4434 SH OTHER 01 0 0 4434 LAS VEGAS SANDS CORP COM 517834107 205 5335 SH OTHER 01 0 0 5335 LOWES COS INC COM 548661107 225 11613 SH OTHER 01 0 0 11613 MASTERCARD INC CL A 57636q104 348 1098 SH OTHER 01 0 0 1098 METLIFE INC COM 59156R108 285 10158 SH OTHER 01 0 0 10158 MICROSOFT CORP COM 594918104 227 9102 SH OTHER 01 02 0 0 9102 NETAPP INC COM 64110d104 316 9299 SH OTHER 01 0 0 9299 NIKE INC CL B 654106103 260 3045 SH OTHER 01 0 0 3045 OCCIDENTAL PETE CORP DEL COM 674599105 205 2870 SH OTHER 01 0 0 2870 ORACLE CORP COM 68389x105 757 26334 SH OTHER 01 0 0 26334 PHILIP MORRIS INTL INC COM 718172109 324 5192 SH OTHER 01 0 0 5192 PRAXAIR INC COM 74005p104 388 4150 SH OTHER 01 0 0 4150 PRICELINE COM INC COM NEW 741503403 434 966 SH OTHER 01 0 0 966 PROCTER & GAMBLE CO COM 742718109 371 5870 SH OTHER 01 02 0 0 5870 QUALCOMM INC COM 747525103 480 9879 SH OTHER 01 0 0 9879 SCHLUMBERGER LTD COM 806857108 560 9373 SH OTHER 01 0 0 9373 SHIRE PLC SPONSORED ADR 82481r106 486 5176 SH OTHER 01 0 0 5176 SIRIUS XM RADIO INC COM 82967n108 61 40300 SH OTHER 01 0 0 40300 SLM CORP COM 78442p106 208 16723 SH OTHER 01 0 0 16723 STARBUCKS CORP COM 855244109 238 6379 SH OTHER 01 0 0 6379 THERMO FISHER SCIENTIFIC INC COM 883556102 347 6859 SH OTHER 01 0 0 6859 UNION PAC CORP COM 907818108 344 4211 SH OTHER 01 0 0 4211 UNITED PARCEL SERVICE INC CL B 911312106 342 5412 SH OTHER 01 0 0 5412 UNITED TECHNOLOGIES CORP COM 913017109 862 12251 SH OTHER 01 02 0 0 12251 UNITEDHEALTH GROUP INC COM 91324p102 772 16743 SH OTHER 01 0 0 16743 VANGUARD INDEX FDS REIT ETF 922908553 2101 41306 SH SOLE 41306 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1571 24138 SH SOLE 24138 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1082 17625 SH SOLE 17625 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 660 18420 SH SOLE 18420 0 0 VISA INC COM CL A 92826C839 705 8227 SH OTHER 01 0 0 8227 WELLS FARGO & CO NEW COM 949746101 535 22173 SH OTHER 01 2250 0 19923 WISDOMTREE TRUST EQTY INC ETF 97717W208 1749 45368 SH SOLE 45368 0 0 WISDOMTREE TRUST EMG MKTS SMCAP 97717w281 4847 125384 SH SOLE 125384 0 0 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 843 17802 SH SOLE 17802 0 0 WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 859 18633 SH SOLE 18633 0 0 WISDOMTREE TRUST DEFA FD 97717w703 2056 51665 SH SOLE 51665 0 0 WYNDHAM WORLDWIDE CORP COM 98310w108 296 10391 SH OTHER 01 0 0 10391 YUM BRANDS INC COM 988498101 335 6788 SH OTHER 01 0 0 6788 ZIONS BANCORPORATION COM 989701107 144 10196 SH OTHER 01 0 0 10196