-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LJpJS4mbFbaWW1UpSv0FfJa3jWu0RiVhtZUmSfsqE+BqocMHXrE4mInAqxIEVmi8 hhYdS+v5t5eIJG+IgJHR4Q== 0001172661-10-000044.txt : 20100205 0001172661-10-000044.hdr.sgml : 20100205 20100205092837 ACCESSION NUMBER: 0001172661-10-000044 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100205 DATE AS OF CHANGE: 20100205 EFFECTIVENESS DATE: 20100205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Evercore Wealth Management, LLC CENTRAL INDEX KEY: 0001482689 IRS NUMBER: 263502254 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13662 FILM NUMBER: 10575777 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET STREET 2: 36HT FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-822-7594 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET STREET 2: 36HT FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 13F-HR 1 ewm4q09.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Evercore Wealth Management, LLC Address: 55 East 52nd Street 36th Floor New York, New York 10055 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jim Thistle Title: Vice President and Controller Phone: 212.857.3105 Signature, Place, and Date of Signing: Jim Thistle New York, New York February 05, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 198 Form13F Information Table Value Total: $327,660 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 1448 17515 SH SOLE 16703 0 812 ABBOTT LABS COM 002824100 2112 39129 SH OTHER 36291 0 2838 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 4563 109949 SH SOLE 102700 0 7249 ACE LTD SHS H0023R105 4417 87637 SH SOLE 83102 0 4535 ADOBE SYS INC COM 00724F101 320 8706 SH OTHER 7500 0 1206 AES CORP COM 00130H105 180 13550 SH OTHER 13000 0 550 ALCON INC COM SHS H01301102 466 2838 SH SOLE 2647 0 191 ALLERGAN INC COM 018490102 272 4314 SH SOLE 4114 0 200 AMAZON COM INC COM 023135106 498 3698 SH SOLE 3485 0 213 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 540 11501 SH SOLE 11182 0 319 AMERICAN EXPRESS CO COM 025816109 1581 39015 SH OTHER 38475 0 540 AMERICAN SUPERCONDUCTOR CORP COM 030111108 225 5500 SH SOLE 5200 0 300 AMERICAN TOWER CORP CL A 029912201 4875 112837 SH SOLE 103435 0 9402 AMERIPRISE FINL INC COM 03076C106 226 5840 SH OTHER 5680 0 160 AMERISOURCEBERGEN CORP COM 03073E105 878 33672 SH OTHER 26772 0 6900 AMGEN INC COM 031162100 1108 19590 SH SOLE 19000 0 590 ANADARKO PETE CORP COM 032511107 1605 25706 SH SOLE 25455 0 251 APACHE CORP COM 037411105 1609 15595 SH SOLE 15415 0 180 APPLE INC COM 037833100 6758 32069 SH SOLE 29503 0 2566 APPLIED MATLS INC COM 038222105 227 16290 SH OTHER 15300 0 990 APTARGROUP INC COM 038336103 894 25000 SH SOLE 25000 0 0 AT&T INC COM 00206R102 705 25133 SH SOLE 21110 0 4023 AUTOMATIC DATA PROCESSING IN COM 053015103 4734 110560 SH SOLE 103320 0 7240 AVON PRODS INC COM 054303102 3106 98626 SH SOLE 91886 0 6740 BANK OF AMERICA CORPORATION COM 060505104 279 18524 SH OTHER 17439 0 1085 BARCLAYS BK PLC ETN DJUBS COPR37 06739F101 813 17750 SH SOLE 16300 0 1450 BAXTER INTL INC COM 071813109 934 15911 SH SOLE 12151 0 3760 BECTON DICKINSON & CO COM 075887109 498 6316 SH OTHER 5496 0 820 BERKSHIRE HATHAWAY INC DEL CL B 084670207 2606 793 SH SOLE 771 0 22 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1091 11 SH SOLE 11 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 1501 19597 SH SOLE 19597 0 0 BP PLC SPONSORED ADR 055622104 2125 36673 SH SOLE 36423 0 250 BRINKS HOME SEC HLDGS INC COM 109699108 290 8890 SH SOLE 6590 0 2300 BROOKS AUTOMATION INC COM 114340102 152 17760 SH SOLE 17760 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 385 6565 SH OTHER 6405 0 160 CABOT CORP COM 127055101 226 8600 SH SOLE 8600 0 0 CARNIVAL CORP PAIRED CTF 143658300 3325 104926 SH SOLE 98955 0 5971 CATERPILLAR INC DEL COM 149123101 243 4261 SH SOLE 3950 0 311 CELGENE CORP COM 151020104 470 8440 SH SOLE 7864 0 576 CEMEX SAB DE CV SPON ADR NEW 151290889 152 12862 SH SOLE 12862 0 0 CENTERPOINT ENERGY INC COM 15189T107 319 22000 SH SOLE 22000 0 0 CENTURYTEL INC COM 156700106 4583 126566 SH SOLE 120605 0 5961 CHEVRON CORP NEW COM 166764100 3839 49855 SH SOLE 47809 0 2046 CHUBB CORP COM 171232101 550 11199 SH OTHER 11009 0 190 CISCO SYS INC COM 17275R102 5783 241592 SH SOLE 220027 0 21565 CITIGROUP INC COM 172967101 50 14913 SH SOLE 7162 0 7751 CME GROUP INC COM 12572Q105 613 1823 SH SOLE 1767 0 56 COCA COLA CO COM 191216100 1900 33327 SH OTHER 33327 0 0 COLGATE PALMOLIVE CO COM 194162103 631 7675 SH SOLE 7225 0 450 CONOCOPHILLIPS COM 20825C104 1128 22098 SH SOLE 17451 0 4647 CORNING INC COM 219350105 316 16398 SH SOLE 5190 0 11208 COSTCO WHSL CORP NEW COM 22160K105 2927 49470 SH SOLE 49270 0 200 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 426 4000 SH SOLE 4000 0 0 CVS CAREMARK CORPORATION COM 126650100 837 25986 SH OTHER 21909 0 4077 DENBURY RES INC COM NEW 247916208 9117 615976 SH OTHER 615666 0 310 DEVON ENERGY CORP NEW COM 25179M103 3204 43599 SH SOLE 43375 0 224 DIAGEO P L C SPON ADR NEW 25243Q205 302 4341 SH SOLE 3841 0 500 DISNEY WALT CO COM DISNEY 254687106 573 17791 SH OTHER 16753 0 1038 DOVER CORP COM 260003108 411 9886 SH SOLE 8445 0 1441 DUKE ENERGY CORP NEW COM 26441C105 298 17330 SH OTHER 16912 0 418 E M C CORP MASS COM 268648102 243 13942 SH OTHER 9700 0 4242 EATON CORP COM 278058102 249 3915 SH OTHER 3815 0 100 EATON VANCE CORP COM NON VTG 278265103 914 30069 SH SOLE 30069 0 0 ECOLAB INC COM 278865100 388 8700 SH SOLE 7900 0 800 EMERSON ELEC CO COM 291011104 1722 40428 SH SOLE 40020 0 408 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 4157 77415 SH SOLE 68165 0 9250 ENTERPRISE PRODS PARTNERS L COM 293792107 1992 63435 SH SOLE 51935 0 11500 EVERCORE PARTNERS INC CLASS A 29977A105 319 10500 SH OTHER 10500 0 0 EXPEDITORS INTL WASH INC COM 302130109 233 6686 SH SOLE 6546 0 140 EXXON MOBIL CORP COM 30231G102 8698 127557 SH SOLE 120367 0 7190 FEDEX CORP COM 31428X106 294 3522 SH SOLE 3394 0 128 FPL GROUP INC COM 302571104 3882 73510 SH SOLE 70245 0 3265 FREEPORT-MCMORAN COPPER & GO COM 35671D857 780 9711 SH OTHER 8731 0 980 GENERAL DYNAMICS CORP COM 369550108 475 6970 SH OTHER 4290 0 2680 GENERAL ELECTRIC CO COM 369604103 1796 118736 SH SOLE 110254 0 8482 GENERAL MLS INC COM 370334104 572 8070 SH OTHER 7850 0 220 GERON CORP COM 374163103 78 14000 SH SOLE 14000 0 0 GILEAD SCIENCES INC COM 375558103 3465 80083 SH SOLE 76108 0 3975 GOLDCORP INC NEW COM 380956409 597 15166 SH OTHER 15166 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 4178 24746 SH SOLE 22807 0 1939 GOODRICH CORP COM 382388106 3428 53355 SH SOLE 48040 0 5315 GOOGLE INC CL A 38259P508 5791 9341 SH SOLE 8597 0 744 HARRIS CORP DEL COM 413875105 2374 49923 SH SOLE 40922 0 9001 HEINZ H J CO COM 423074103 900 21040 SH OTHER 20780 0 260 HESS CORP COM 42809H107 739 12210 SH OTHER 12000 0 210 HEWLETT PACKARD CO COM 428236103 1416 27486 SH OTHER 26016 0 1470 HOME DEPOT INC COM 437076102 271 9375 SH OTHER 8535 0 840 HONEYWELL INTL INC COM 438516106 218 5565 SH SOLE 4653 0 912 HUDSON CITY BANCORP COM 443683107 2962 215740 SH OTHER 201550 0 14190 IDEXX LABS INC COM 45168D104 374 7000 SH SOLE 7000 0 0 ILLINOIS TOOL WKS INC COM 452308109 717 14960 SH SOLE 14700 0 260 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 275 4975 SH SOLE 4975 0 0 INTEL CORP COM 458140100 1093 53585 SH SOLE 49545 0 4040 INTERNATIONAL BUSINESS MACHS COM 459200101 5944 45407 SH SOLE 43209 0 2198 INTUITIVE SURGICAL INC COM NEW 46120E602 366 1205 SH SOLE 1175 0 30 ISHARES COMEX GOLD TR ISHARES 464285105 1041 9700 SH SOLE 9700 0 0 ISHARES INC MSCI BRAZIL 464286400 4185 56098 SH SOLE 54443 0 1655 ISHARES TR HIGH YLD CORP 464288513 220 2500 SH SOLE 2500 0 0 ISHARES TR MSCI ACJPN IDX 464288182 2552 45810 SH SOLE 43510 0 2300 ISHARES TR INDEX IBOXX INV CPBD 464287242 748 7180 SH SOLE 6180 0 1000 ISHARES TR INDEX BARCLYS TIPS BD 464287176 1444 13903 SH SOLE 12053 0 1850 ISHARES TR INDEX MSCI EAFE IDX 464287465 3280 59331 SH SOLE 39718 0 19613 ISHARES TR INDEX MSCI EMERG MKT 464287234 262 6320 SH SOLE 4920 0 1400 ISHARES TR INDEX RUSSELL 2000 464287655 390 6250 SH SOLE 6250 0 0 ISHARES TR INDEX RUSSELL 3000 464287689 1864 28550 SH SOLE 27500 0 1050 ISHARES TR INDEX FTSE XNHUA IDX 464287184 2426 57412 SH SOLE 54752 0 2660 ITT CORP NEW COM 450911102 294 5912 SH OTHER 5732 0 180 JACOBS ENGR GROUP INC DEL COM 469814107 1959 52078 SH OTHER 51968 0 110 JOHNSON & JOHNSON COM 478160104 6245 96957 SH OTHER 92899 0 4058 JPMORGAN CHASE & CO COM 46625H100 7901 189591 SH SOLE 177627 0 11964 KIMBERLY CLARK CORP COM 494368103 486 7624 SH OTHER 7474 0 150 KORN FERRY INTL COM NEW 500643200 1049 63603 SH SOLE 63603 0 0 LEUCADIA NATL CORP COM 527288104 200 8385 SH SOLE 5375 0 3010 LOCKHEED MARTIN CORP COM 539830109 572 7580 SH SOLE 7400 0 180 LOWES COS INC COM 548661107 812 34750 SH OTHER 34090 0 660 MASTERCARD INC CL A 57636Q104 7023 27436 SH SOLE 25662 0 1774 MCCORMICK & CO INC COM NON VTG 579780206 462 12800 SH SOLE 12800 0 0 MCKESSON CORP COM 58155Q103 2192 35080 SH SOLE 30465 0 4615 MEDCO HEALTH SOLUTIONS INC COM 58405U102 1961 30676 SH SOLE 30244 0 432 MERCK & CO INC NEW COM 58933Y105 780 21355 SH SOLE 17432 0 3923 METLIFE INC COM 59156R108 5619 158950 SH SOLE 146315 0 12635 MICROSOFT CORP COM 594918104 6538 214497 SH SOLE 196064 0 18433 MONSANTO CO NEW COM 61166W101 5947 72747 SH SOLE 68329 0 4418 MORGAN STANLEY COM NEW 617446448 217 7329 SH SOLE 4752 0 2577 NIKE INC CL B 654106103 3998 60505 SH SOLE 58870 0 1635 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 2091 51366 SH SOLE 42576 0 8790 NOKIA CORP SPONSORED ADR 654902204 215 16700 SH SOLE 16700 0 0 NORFOLK SOUTHERN CORP COM 655844108 260 4949 SH OTHER 4725 0 224 NOVO-NORDISK A S ADR 670100205 406 6365 SH SOLE 6365 0 0 NUCOR CORP COM 670346105 325 6970 SH OTHER 6880 0 90 NYSE EURONEXT COM 629491101 1032 40814 SH OTHER 40684 0 130 OCCIDENTAL PETE CORP DEL COM 674599105 816 10038 SH OTHER 9528 0 510 ORACLE CORP COM 68389X105 1484 60511 SH SOLE 57031 0 3480 PEPSICO INC COM 713448108 3839 63139 SH OTHER 60611 0 2528 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 2608 54703 SH OTHER 54022 0 681 PETROQUEST ENERGY INC COM 716748108 61 10000 SH SOLE 0 0 10000 PFIZER INC COM 717081103 1016 55845 SH OTHER 50098 0 5747 PHARMACYCLICS INC COM 716933106 53 17001 SH SOLE 17001 0 0 PHILIP MORRIS INTL INC COM 718172109 509 10559 SH SOLE 9061 0 1498 PIEDMONT NAT GAS INC COM 720186105 316 11800 SH SOLE 11800 0 0 PLUG POWER INC COM 72919P103 55 78000 SH SOLE 78000 0 0 PLUM CREEK TIMBER CO INC COM 729251108 3399 90022 SH OTHER 84210 0 5812 PNC FINL SVCS GROUP INC COM 693475105 234 4444 SH OTHER 3605 0 839 POPE RES DEL LTD PARTNERSHIP DEPOSITRY RCPT 732857107 315 12799 SH SOLE 12799 0 0 POTASH CORP SASK INC COM 73755L107 412 3790 SH SOLE 3250 0 540 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 926 37610 SH SOLE 37610 0 0 PRAXAIR INC COM 74005P104 204 2540 SH OTHER 2350 0 190 PRICE T ROWE GROUP INC COM 74144T108 636 11926 SH SOLE 11184 0 742 PROCTER & GAMBLE CO COM 742718109 3958 65278 SH OTHER 63125 0 2153 PROGRESSIVE CORP OHIO COM 743315103 251 13960 SH OTHER 13400 0 560 PROSHARES TR PSHS ULTSH 20YRS 74347R297 349 7000 SH SOLE 6500 0 500 QUALCOMM INC COM 747525103 5391 116524 SH SOLE 105891 0 10633 QUANTA SVCS INC COM 74762E102 2880 138205 SH SOLE 130940 0 7265 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1391 23142 SH OTHER 20825 0 2317 SCHLUMBERGER LTD COM 806857108 6256 96104 SH SOLE 89474 0 6630 SCHWAB CHARLES CORP NEW COM 808513105 7548 401050 SH OTHER 398550 0 2500 SEALED AIR CORP NEW COM 81211K100 410 18770 SH OTHER 18400 0 370 SHAW COMMUNICATIONS INC CL B CONV 82028K200 263 12800 SH SOLE 12800 0 0 SHERWIN WILLIAMS CO COM 824348106 725 11765 SH SOLE 8230 0 3535 SONOCO PRODS CO COM 835495102 272 9300 SH SOLE 9300 0 0 SOUTHWESTERN ENERGY CO COM 845467109 492 10210 SH OTHER 10000 0 210 SPDR GOLD TRUST GOLD SHS 78463V107 6428 59909 SH SOLE 53484 0 6425 SPDR SERIES TRUST DB INT GVT ETF 78464A490 404 7240 SH SOLE 240 0 7000 SPRINT NEXTEL CORP COM SER 1 852061100 313 85632 SH SOLE 82235 0 3397 STAPLES INC COM 855030102 267 10863 SH OTHER 10243 0 620 STERICYCLE INC COM 858912108 694 12580 SH SOLE 12580 0 0 STERLITE INDS INDIA LTD ADS 859737207 256 14074 SH SOLE 14074 0 0 STRYKER CORP COM 863667101 617 12237 SH SOLE 12025 0 212 SUNCOR ENERGY INC NEW COM 867224107 962 27246 SH OTHER 27246 0 0 SYMYX TECHNOLOGIES COM 87155S108 150 27300 SH SOLE 27300 0 0 SYSCO CORP COM 871829107 839 30011 SH OTHER 29700 0 311 TARGET CORP COM 87612E106 440 9111 SH SOLE 8711 0 400 TELEFLEX INC COM 879369106 280 5200 SH SOLE 5200 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 5372 95618 SH SOLE 88780 0 6838 TEXAS INSTRS INC COM 882508104 748 28728 SH OTHER 27980 0 748 TIFFANY & CO NEW COM 886547108 261 6060 SH OTHER 6000 0 60 TJX COS INC NEW COM 872540109 647 17720 SH SOLE 13198 0 4522 TRANSOCEAN INC NOTE 1.625%12/1 893830AU3 990 1000000 PRN OTHER 1000000 0 0 TRANSOCEAN LTD REG SHS H8817H100 917 11074 SH SOLE 11074 0 0 TRAVELERS COMPANIES INC COM 89417E109 980 19656 SH OTHER 19287 0 369 UGI CORP NEW COM 902681105 271 11210 SH SOLE 11210 0 0 UNION PAC CORP COM 907818108 1520 23782 SH SOLE 23472 0 310 UNITED PARCEL SERVICE INC CL B 911312106 897 15633 SH OTHER 14400 0 1233 UNITED TECHNOLOGIES CORP COM 913017109 5791 83435 SH SOLE 77495 0 5940 US BANCORP DEL COM NEW 902973304 458 20329 SH SOLE 19147 0 1182 VANGUARD INDEX FDS SMALL CP ETF 922908751 348 6066 SH SOLE 6066 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 211 4900 SH SOLE 4900 0 0 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 2026 49410 SH SOLE 49410 0 0 VICAL INC COM 925602104 168 51210 SH OTHER 51210 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 309 13392 SH SOLE 11844 0 1548 WAL MART STORES INC COM 931142103 4063 76003 SH SOLE 68677 0 7326 WELLS FARGO & CO NEW COM 949746101 805 29818 SH OTHER 26529 0 3289 WILEY JOHN & SONS INC CL A 968223206 590 14083 SH SOLE 14083 0 0 WISDOMTREE TRUST CHINESE YUAN ETF 97717W182 1443 57250 SH SOLE 52600 0 4650 WISDOMTREE TRUST DRYFS CURR ETF 97717W133 1819 82675 SH OTHER 77325 0 5350 WOLVERINE WORLD WIDE INC COM 978097103 367 13500 SH SOLE 13500 0 0 XTO ENERGY INC COM 98385X106 222 4785 SH SOLE 4500 0 285 YUM BRANDS INC COM 988498101 2578 73736 SH SOLE 70356 0 3380
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