-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N0/1ovRbMCBN8tg1apPkzy9w7aUdzxRNEKimPHlWdwpmjuFCPQCFjXhCyU1Y7E5p 9rYLP+MJ6L/Yx2HcvvzuGw== 0001496688-11-000054.txt : 20110214 0001496688-11-000054.hdr.sgml : 20110214 20110214153241 ACCESSION NUMBER: 0001496688-11-000054 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AlphaOne Investment Services, LLC CENTRAL INDEX KEY: 0001482390 IRS NUMBER: 264010368 STATE OF INCORPORATION: DE FISCAL YEAR END: 1209 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13713 FILM NUMBER: 11607071 BUSINESS ADDRESS: STREET 1: 1 TOWER BRIDGE STREET 2: 100 FRONT STREET SUITE 250 CITY: WEST CONSHOHOCKEN STATE: PA ZIP: 19428 BUSINESS PHONE: 267-597-3850 MAIL ADDRESS: STREET 1: 1 TOWER BRIDGE STREET 2: 100 FRONT STREET SUITE 250 CITY: WEST CONSHOHOCKEN STATE: PA ZIP: 19428 13F-HR 1 alphaone13fhr12312010.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: DECEMBER 31, 2010 CHECK HERE IF AMENDMENT [_]; AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE.): /_/ IS A RESTATEMENT. /_/ ADDS NEW HOLDINGS ENTRIES. INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT: NAME: ALPHAONE INVESTMENT SERVICES, LLC ADDRESS: ONE TOWER BRIDGE, 100 FRONT STREET, SUITE 250 WEST CONSHOHOCKEN, PENNSYLVANIA 19428 FORM 13F FILE NUMBER: 028-13713 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS, SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: GERALD HOLLAND TITLE: CHIEF OPERATING OFFICER PHONE: (267) 597-3888 SIGNATURE, PLACE, AND DATE OF SIGNING: /s/Gerald Holland GERALD HOLLAND WEST CONSHOHOCKEN, PA FEBRUARY 14, 2011 REPORT TYPE (CHECK ONLY ONE.): /X/ 13F HOLDINGS REPORT. (CHECK HERE IF ALL HOLDINGS OF THIS REPORTING MANAGER ARE REPORTED IN THIS REPORT.) /_/ 13F NOTICE. (CHECK HERE IF NO HOLDINGS REPORTED ARE IN THIS REPORT, AND ALL HOLDINGS ARE REPORTED BY OTHER REPORTING MANAGER(S).) /_/ 13F COMBINATION REPORT. (CHECK HERE IF A PORTION OF THE HOLDINGS FOR THIS REPORTING MANAGER ARE REPORTED IN THIS REPORT AND A PORTION ARE REPORTED BY OTHER REPORTING MANAGER(S).) FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 211 FORM 13F INFORMATION TABLE VALUE TOTAL: $302,608 (THOUSANDS) LIST OF OTHER INCLUDED MANAGERS: None PROVIDE A NUMBERED LIST OF THE NAME(S) AND FORM 13F FILE NUMBER(S) OF ALL INSTITUTIONAL INVESTMENT MANAGERS WITH RESPECT TO WHICH THIS REPORT IS FILED, OTHER THAN THE MANAGER FILING THIS REPORT. NO. FORM 13F FILE NUMBER NAME
FORM 13F INFORMATION TABLE As of December 31, 2010 Market Amount Investment Voting Title of Value and Type Discretion Authority NameOfIssuer Class CUSIP X $1000 of Security* Sole OtherManagers Sole ABERCROMBIE & FITCH CO Class A 002896207 790 13700 Sole 13700 ABRAXAS PETROLEUM CORP Common 003830106 588 128700 Sole 128700 ADVISORY BOARD CO/THE Common 00762W107 738 15494 Sole 15494 AECOM TECHNOLOGY CORP Common 00766T100 1257 44946 Sole 44946 AEGEAN MARINE PETE NETWORK SHS Y0017S102 584 56000 Sole 56000 AGILENT TECHNOLOGIES INC Common 00846U101 700 16900 Sole 16900 ALTRA HOLDINGS I Common 02208R106 3589 180697 Sole 180697 AMERESCO INC Class A 02361E108 1229 85600 Sole 85600 AMERISOURCEBERGEN CORP Common 03073E105 802 23500 Sole 23500 APPLE INC Common 037833100 3645 11300 Sole 11300 ATHEROS COMMUNICATIONS INC Common 04743P108 3477 96800 Sole 96800 AUDIOCODES LTD ORD M15342104 533 90500 Sole 90500 AUTOZONE INC Common 053332102 518 1900 Sole 1900 AZZ INC Common 002474104 2268 56694 Sole 56694 BANCORP RHODE IS Common 059690107 1945 66859 Sole 66859 BASIC ENERGY SERVICES INC Common 06985P100 613 37200 Sole 37200 BERRY PETROLEUM CO Class A 085789105 1339 30649 Sole 30649 BIO-RAD LABORATORIES INC Class A 090572207 943 9085 Sole 9085 BIO-REFERENCE LABS INC Com New 09057G602 4075 183730 Sole 183730 BIOMARIN PHARMACEUTICALS INC Common 09061G101 693 25741 Sole 25741 BIOSCRIP INC Common 09069N108 1196 228626 Sole 228626 BITSTREAM INC-A Class A 091736108 1836 253901 Sole 253901 BLACKBOARD INC Common 091935502 1000 24215 Sole 24215 BMC SOFTWARE INC Common 055921100 702 14900 Sole 14900 BRIGHAM EXPLOR Common 109178103 983 36100 Sole 36100 BROADCOM CORP Class A 111320107 714 16400 Sole 16400 BROCADE COMMUNICATIONS SYS INC Com New 111621306 592 112000 Sole 112000 BROOKLINE BANCORP INC Common 11373M107 727 67049 Sole 67049 BRUKER CORP Common 116794108 1129 68032 Sole 68032 BRYN MAWR BANK Common 117665109 2140 122654 Sole 122654 C H ROBINSON WORLDWIDE INC Com New 12541W209 692 8629 Sole 8629 CALAMOS ASSET MANAGEMENT INC Class A 12811R104 2991 213639 Sole 213639 CATALYST HEALTH SOLUTIONS INC Common 14888B103 945 20334 Sole 20334 CF INDUSTRIES HOLDINGS INC Common 125269100 405 3000 Sole 3000 CHINA VALVES TECHNOLOGY INC Com New 169476207 314 30000 Sole 30000 CIGNA CORP Common 125509109 715 19500 Sole 19500 CITI TRENDS INC Common 17306X102 4471 182128 Sole 182128 CLEAN HARBORS INC Common 184496107 949 11290 Sole 11290 COHERENT INC Common 192479103 859 19033 Sole 19033 COLFAX CORP Common 194014106 3209 174283 Sole 174283 COLUMBIA BANKING SYSTEM INC Common 197236102 2304 109405 Sole 109405 COMPLETE PRODUCTION SERVICES INC Common 20453E109 671 22700 Sole 22700 COWEN GROUP INC Class A 223622101 1137 244076 Sole 244076 CVS CAREMARK CORP Common 126650100 765 22000 Sole 22000 CYBERONICS INC Common 23251P102 779 25100 Sole 25100 CYPRESS SEMICONDUCTOR CORP Common 232806109 736 39600 Sole 39600 DAKTRONICS INC Common 234264109 805 50573 Sole 50573 DANVERS BANCORP INC Common 236442109 2419 136892 Sole 136892 DEALERTRACK HOLDINGS INC Common 242309102 695 34611 Sole 34611 DIGITALGLOBE INC Com New 25389M877 1565 49362 Sole 49362 DOUGLAS DYNAMICS INC Common 25960R105 2338 154300 Sole 154300 DUPONT FABROS TE Common 26613Q106 298 14000 Sole 14000 DXP ENTERPRISES INC Com New 233377407 3511 146297 Sole 146297 DYNAMICS RESEARCH CORP Common 268057106 2129 158875 Sole 158875 EBAY INC Common 278642103 1823 65500 Sole 65500 EMS TECHNOLOGIES INC Common 26873N108 3811 192684 Sole 192684 EVERCORE PARTNERS INC Class A 29977A105 1162 34188 Sole 34188 EXPEDITORS INTL WASHINGTON INC Common 302130109 927 16981 Sole 16981 EXPONENT INC Common 30214U102 1325 35306 Sole 35306 FINANCIAL INSTITUTIONS INC Common 317585404 2405 126763 Sole 126763 FINISAR CORP Com New 31787A507 730 24600 Sole 24600 FORCE PROTECTION INC Com New 345203202 1058 192000 Sole 192000 FORD MOTOR CO Common 345370860 601 35800 Sole 35800 FORRESTER RESEARCH INC Common 346563109 2151 60947 Sole 60947 FUSHI COPPERWELD INC Common 36113E107 566 63700 Sole 63700 GARTNER INC Common 366651107 1139 34309 Sole 34309 GEN-PROBE INC Common 36866T103 1033 17707 Sole 17707 GEORESOURCES INC Common 372476101 1610 72500 Sole 72500 GP STRATEGIES CORP Common 36225V104 2486 242743 Sole 242743 GREAT LAKES DRED Common 390607109 3669 497815 Sole 497815 GUESS ? INC Common 401617105 767 16200 Sole 16200 HAEMONETICS CORP/MASS Common 405024100 1112 17597 Sole 17597 HANGER ORTHOPED Com New 41043F208 3434 162070 Sole 162070 HARVARD BIOSCIENCE INC Common 416906105 424 103688 Sole 103688 HIBBETT SPORTS INC Common 428567101 964 26128 Sole 26128 HILL INTERNATION Common 431466101 2947 455436 Sole 455436 HMS HOLDINGS CORP Common 40425J101 2106 32514 Sole 32514 HUMAN GENOME SCIENCES INC Common 444903108 865 36200 Sole 36200 HURCO COS INC Common 447324104 3571 151010 Sole 151010 IBERIABANK CORP Common 450828108 2797 47299 Sole 47299 ICU MEDICAL INC Common 44930G107 987 27028 Sole 27028 IESI-BFC LTD Common 44951D108 727 29900 Sole 29900 IHS INC Class A 451734107 1514 18829 Sole 18829 II-VI INC Common 902104108 4884 105353 Sole 105353 ILLUMINA INC Common 452327109 659 10400 Sole 10400 INTERACTIVE INTELLIGENCE INC Common 45839M103 2031 77623 Sole 77623 INTERNATIONAL COAL GROUP INC Common 45928H106 310 40000 Sole 40000 INTEROIL CORP Common 460951106 649 9000 Sole 9000 IPG PHOTONICS CORP Common 44980X109 715 22608 Sole 22608 ITRON INC COM Common 465741106 1556 28055 Sole 28055 JABIL CIRCUIT INC Common 466313103 1254 62400 Sole 62400 KIRBY CORP Common 497266106 546 12400 Sole 12400 KNIGHT TRANSPORTATION INC Common 499064103 2883 151743 Sole 151743 KNOLL INC Com New 498904200 863 51600 Sole 51600 KODIAK OIL & GAS CORP Common 50015Q100 721 109300 Sole 109300 KVH INDUSTRIES INC Common 482738101 1309 109554 Sole 109554 LABARGE INC Common 502470107 3780 240608 Sole 240608 LAS VEGAS SANDS CORP Common 517834107 570 12400 Sole 12400 LEGACY BANCORP I Class A 52463G105 1472 111998 Sole 111998 LENNAR CORP Class A 526057104 684 36500 Sole 36500 LMI AEROSPACE INC Common 502079106 2866 179251 Sole 179251 LUFKIN INDUSTRIES INC Common 549764108 867 13900 Sole 13900 LUMBER LIQUIDATORS HOLDINGS Common 55003T107 723 29033 Sole 29033 MARATHON OIL CORP Common 565849106 259 7000 Sole 7000 MARTEN TRANSPORT LTD Common 573075108 2101 98262 Sole 98262 MAXIMUS INC Common 577933104 637 9715 Sole 9715 MB FINANCIAL INC Common 55264U108 602 34754 Sole 34754 MEAD JOHNSON NUTRITION CO Common 582839106 889 14282 Sole 14282 MEDIDATA SOLUTIONS INC Common 58471A105 2065 86459 Sole 86459 MEDTOX SCIENTIFI Com New 584977201 3769 287709 Sole 287709 MELLANOX TECHNOLOGIES LTD SHS M51363113 3831 146405 Sole 146405 MERIT MEDICAL SYSTEMS INC Common 589889104 2215 139912 Sole 139912 MIPS TECHNOLOGIES INC Common 604567107 765 50400 Sole 50400 MOTRICITY INC Common 620107102 349 18800 Sole 18800 MULTI-COLOR CORP Common 625383104 4037 207452 Sole 207452 MULTI-FINELINE ELECTRONIX INC Common 62541B101 821 31000 Sole 31000 MWI VETERINARY S Common 55402X105 2746 43479 Sole 43479 MYR GROUP INC/DELAWARE Common 55405W104 620 29500 Sole 29500 NATL RESEARCH Common 637372103 3135 91541 Sole 91541 NATURAL GAS SERVICES GROUP INC Common 63886Q109 2099 111000 Sole 111000 NATUS MEDICAL INC Common 639050103 852 60064 Sole 60064 NEOGEN CORP Common 640491106 2001 48781 Sole 48781 NETSUITE INC Common 64118Q107 200 8000 Sole 8000 NEUSTAR INC Class A 64126X201 1242 47695 Sole 47695 NORTH AMERN ENERGY PARTNERS COM Common 656844107 725 59100 Sole 59100 NORTHWEST BANCSHARES INC Common 667340103 767 65220 Sole 65220 NVE CORP Com New 629445206 1469 25400 Sole 25400 NVIDIA CORP Common 67066G104 1522 98800 Sole 98800 NXP SEMICONDUCTOR NV Common N6596X109 1191 56900 Sole 56900 OCEANFIRST FINANCIAL CORP Common 675234108 2727 211922 Sole 211922 OLD DOMINION FREIGHT LINE Common 679580100 1929 60313 Sole 60313 OMNIVISION TECHNOLOGIES INC Common 682128103 1081 36500 Sole 36500 ON ASSIGNMENT INC Common 682159108 1188 145788 Sole 145788 ON SEMICONDUCTOR CORP Common 682189105 615 62200 Sole 62200 ONLINE RESOURCES CORP Common 68273G101 1178 253406 Sole 253406 OPNEXT INC Common 68375V105 70 40000 Sole 40000 ORACLE CORP COM Common 68389X105 1324 42300 Sole 42300 PACWEST BANCORP Common 695263103 699 32712 Sole 32712 PAREXEL INTERNATIONAL CORP Common 699462107 1168 55018 Sole 55018 PARK STERLING BANK Common 70086W109 1471 238840 Sole 238840 PATTERSON-UTI ENERGY INC Common 703481101 1270 58914 Sole 58914 PDF SOLUTIONS Common 693282105 1589 329695 Sole 329695 PETSMART INC Common 716768106 502 12600 Sole 12600 PLX TECHNOLOGY INC Common 693417107 108 30000 Sole 30000 PMC - SIERRA INC Common 69344F106 1244 144768 Sole 144768 POWER-ONE INC Common 73930R102 589 57700 Sole 57700 QUANTA SERVICES INC Common 74762E102 737 37000 Sole 37000 RADIANT SYSTEMS INC Common 75025N102 3397 173564 Sole 173564 RAVEN INDUSTRIES Common 754212108 2130 44673 Sole 44673 REGAL-BELOIT CORP Common 758750103 871 13041 Sole 13041 RENASANT CORP Common 75970E107 1938 114578 Sole 114578 REPUBLIC SERVICES INC Common 760759100 669 22392 Sole 22392 REX ENERGY CORP Common 761565100 935 68500 Sole 68500 RIMAGE CORP Common 766721104 2410 161648 Sole 161648 ROGERS CORP Common 775133101 1514 39581 Sole 39581 ROPER INDUSTRIES INC Common 776696106 1340 17529 Sole 17529 ROSETTA RESOURCES INC Common 777779307 1107 29400 Sole 29400 ROVI CORP Common 779376102 1057 17044 Sole 17044 ROYAL CARIBBEAN CRUISES LTD Common V7780T103 682 14500 Sole 14500 RPC INC Common 749660106 1635 90257 Sole 90257 RYDER SYSTEM INC Common 783549108 221 4200 Sole 4200 SALIX PHARMACEUTICALS INC Common 795435106 974 20739 Sole 20739 SBA COMMUNICATIONS CORP Common 78388J106 1290 31500 Sole 31500 SCRIPPS NETWORKS INTERACTIVE Class A 811065101 683 13200 Sole 13200 SEAGATE TECHNOLOGY SHS G7945M107 798 53100 Sole 53100 SFN GROUP INC Common 784153108 659 67500 Sole 67500 SHIRE PLC ADR 82481R106 753 10400 Sole 10400 SIRONA DENTAL SYSTEMS INC Common 82966C103 695 16624 Sole 16624 SKYWORKS SOLUTIONS INC Common 83088M102 658 23000 Sole 23000 SMITH MICRO SOFTWARE INC Common 832154108 1374 87300 Sole 87300 SOURCEFIRE INC Common 83616T108 586 22600 Sole 22600 SPECTRUM CONTROL INC Common 847615101 1499 100004 Sole 100004 SRA INTERNATIONAL INC Class A 78464R105 1089 53249 Sole 53249 STANDARD PARKING CORP Common 853790103 3883 205569 Sole 205569 STARWOOD HOTELS & RESORTS WORLDWIDE INC Common 85590A401 802 13200 Sole 13200 STEC INC Common 784774101 660 37400 Sole 37400 STERLING CONSTRUCTION CO INC Common 859241101 1959 150213 Sole 150213 STILLWATER MINING CO Common 86074Q102 867 40600 Sole 40600 SUPERTEX INC Common 868532102 2139 88475 Sole 88475 TEAM INC Common 878155100 3906 161400 Sole 161400 TECHNE CORP Common 878377100 883 13453 Sole 13453 TELEFLEX INC Common 879369106 1534 28503 Sole 28503 TEMPUR-PEDIC INTERNATIONAL INC Common 88023U101 773 19300 Sole 19300 TENNANT CO Common 880345103 853 22200 Sole 22200 TESCO CORP Common 88157K101 662 41700 Sole 41700 TESORO CORP Common 881609101 1261 68000 Sole 68000 TEVA PHARMACEUTICAL INDUSTRIES LTD ADR ADR 881624209 845 16200 Sole 16200 TITAN MACHINERY INC Common 88830R101 2976 154206 Sole 154206 TRACTOR SUPPLY CO Common 892356106 723 14900 Sole 14900 TRANSCEND SVCS Com New 893929208 3052 155786 Sole 155786 TRAVELZOO INC Common 89421Q106 488 11800 Sole 11800 TRI-TECH HOLDING INC SHS G9103F106 182 16900 Sole 16900 TRUBLUE INC Common 89785X101 619 34400 Sole 34400 TYCO ELECTRONICS LTD SHS H8912P106 2089 59000 Sole 59000 UNIT CORP Common 909218109 1233 26523 Sole 26523 UNITED THERAPEUTICS CORP Common 91307C102 1023 16182 Sole 16182 US PHYSICAL THERAPY INC Common 90337L108 4134 208592 Sole 208592 VERIFONE HOLDINGS INC Common 92342Y109 2236 58000 Sole 58000 VITRAN CORP INC Common 92850E107 1990 151643 Sole 151643 VOCUS INC Common 92858J108 2065 74672 Sole 74672 WEBSTER FINANCIAL CORP Common 947890109 2209 112153 Sole 112153 WELLPOINT INC Common 94973V107 1041 18300 Sole 18300 WESTERN DIGITAL CORP Common 958102105 1014 29900 Sole 29900 WESTLAKE CHEMICAL CORP Common 960413102 722 16600 Sole 16600 WINTRUST FINANCIAL CORP Common 97650W108 815 24662 Sole 24662 WRIGHT EXPRESS CORP Common 98233Q105 1190 25874 Sole 25874 WSFS FINANCIAL CORP Common 929328102 2921 61563 Sole 61563 WYNDHAM WORLDWIDE CORP Common 98310W108 767 25600 Sole 25600 XEROX CORP Common 984121103 863 74900 Sole 74900 YUM! BRANDS INC Common 988498101 245 5000 Sole 5000 ZORAN CORP Common 98975F101 522 59300 Sole 59300 *All of the securities listed within this column are stated as "SH."
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