0001140361-18-006647.txt : 20180212
0001140361-18-006647.hdr.sgml : 20180212
20180212170756
ACCESSION NUMBER: 0001140361-18-006647
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180212
DATE AS OF CHANGE: 20180212
EFFECTIVENESS DATE: 20180212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AlphaOne Investment Services, LLC
CENTRAL INDEX KEY: 0001482390
IRS NUMBER: 264010368
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1209
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13713
FILM NUMBER: 18597442
BUSINESS ADDRESS:
STREET 1: 789 E LANCASTER AVE SUITE 120
CITY: VILLANOVA
STATE: PA
ZIP: 19085
BUSINESS PHONE: 267-597-3849
MAIL ADDRESS:
STREET 1: 789 E LANCASTER AVE SUITE 120
CITY: VILLANOVA
STATE: PA
ZIP: 19085
13F-HR
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0001482390
XXXXXXXX
12-31-2017
12-31-2017
AlphaOne Investment Services, LLC
789 E LANCASTER AVE SUITE 120
VILLANOVA
PA
19085
13F HOLDINGS REPORT
028-13713
N
Donald O'Hara
Chief Operating Officer
267-597-3849
/s/ Donald O'Hara
Villanova
PA
02-12-2018
0
316
331237
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G1151C101
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24
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COM
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806
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2865
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2865
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COM
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90
498
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498
AGILENT TECHNOLOGIES INC
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173
3589
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3967
0
0
KEYCORP NEW
COM
493267108
212
10534
SH
SOLE
0
0
0
10534
KIMBERLY CLARK CORP
COM
494368103
16
135
SH
SOLE
0
0
0
135
KIRKLANDS INC
COM
497498105
4509
376866
SH
SOLE
0
376866
0
0
KNIGHT SWIFT TRANSN HLDGS IN
CL A
499049104
5030
115041
SH
SOLE
0
115041
0
0
KOHLS CORP
COM
500255104
6
106
SH
SOLE
0
0
0
106
KOREA ELECTRIC PWR
SPONSORED ADR
500631106
19
1097
SH
SOLE
0
0
0
1097
LAM RESEARCH CORP
COM
512807108
324
1760
SH
SOLE
0
1760
0
0
LILLY ELI & CO
COM
532457108
79
936
SH
SOLE
0
0
0
936
LOGMEIN INC
COM
54142L109
373
3260
SH
SOLE
0
3260
0
0
LUMENTUM HLDGS INC
COM
55024U109
491
10051
SH
SOLE
0
10051
0
0
LYDALL INC DEL
COM
550819106
3623
71383
SH
SOLE
0
71383
0
0
MACQUARIE INFRASTRUCTURE COR
COM
55608B105
57
894
SH
SOLE
0
0
0
894
MALIBU BOATS INC
COM CL A
56117J100
69
2309
SH
SOLE
0
2309
0
0
MANPOWERGROUP INC
COM
56418H100
50
398
SH
SOLE
0
0
0
398
MARRIOTT INTL INC NEW
CL A
571903202
119
876
SH
SOLE
0
0
0
876
MARTEN TRANS LTD
COM
573075108
4528
223047
SH
SOLE
0
223047
0
0
MASCO CORP
COM
574599106
202
4604
SH
SOLE
0
0
0
4604
MASTERCARD INCORPORATED
CL A
57636Q104
6
41
SH
SOLE
0
41
0
0
MATTHEWS INTL CORP
CL A
577128101
32
600
SH
SOLE
0
600
0
0
MAXIMUS INC
COM
577933104
29
400
SH
SOLE
0
400
0
0
MCDONALDS CORP
COM
580135101
32
183
SH
SOLE
0
0
0
183
MEDICINES CO
COM
584688105
36
1330
SH
SOLE
0
1330
0
0
MEDNAX INC
COM
58502B106
133
2484
SH
SOLE
0
2484
0
0
MEDTRONIC PLC
SHS
G5960L103
89
1108
SH
SOLE
0
0
0
1108
MERCK & CO INC
COM
58933Y105
61
1090
SH
SOLE
0
0
0
1090
METLIFE INC
COM
59156R108
70
1375
SH
SOLE
0
0
0
1375
MICHAELS COS INC
COM
59408Q106
84
3492
SH
SOLE
0
3492
0
0
MICRO FOCUS INTERNATIONAL PL
SPON ADR NEW
594837304
3
89
SH
SOLE
0
0
0
89
MICROCHIP TECHNOLOGY INC
COM
595017104
256
2910
SH
SOLE
0
2910
0
0
MICROSEMI CORP
COM
595137100
252
4880
SH
SOLE
0
4880
0
0
MICROSOFT CORP
COM
594918104
266
3115
SH
SOLE
0
307
0
2808
MONOLITHIC PWR SYS INC
COM
609839105
22
200
SH
SOLE
0
200
0
0
MORGAN STANLEY
COM NEW
617446448
14
258
SH
SOLE
0
0
0
258
MOVADO GROUP INC
COM
624580106
5524
171543
SH
SOLE
0
171543
0
0
MPLX LP
COM UNIT REP LTD
55336V100
22
620
SH
SOLE
0
0
0
620
MSG NETWORK INC
CL A
553573106
106
5219
SH
SOLE
0
5219
0
0
MULTI COLOR CORP
COM
625383104
3347
44720
SH
SOLE
0
44720
0
0
NASDAQ INC
COM
631103108
154
2000
SH
SOLE
0
2000
0
0
NATIONAL COMM CORP
COM
63546L102
4629
115017
SH
SOLE
0
115017
0
0
NATIONAL GRID PLC
SPONSORED ADR NE
636274409
42
709
SH
SOLE
0
0
0
709
NATURAL GAS SERVICES GROUP
COM
63886Q109
4531
172957
SH
SOLE
0
172957
0
0
NATUS MEDICAL INC DEL
COM
639050103
2438
63824
SH
SOLE
0
63824
0
0
NAVIGANT CONSULTING INC
COM
63935N107
139
7147
SH
SOLE
0
7147
0
0
NAVIGATORS GROUP INC
COM
638904102
127
2607
SH
SOLE
0
2607
0
0
NCR CORP NEW
COM
62886E108
122
3584
SH
SOLE
0
3584
0
0
NETSCOUT SYS INC
COM
64115T104
27
900
SH
SOLE
0
900
0
0
NEXTERA ENERGY INC
COM
65339F101
156
1001
SH
SOLE
0
0
0
1001
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
23
533
SH
SOLE
0
0
0
533
NISOURCE INC
COM
65473P105
25
969
SH
SOLE
0
0
0
969
NN INC
COM
629337106
4087
148070
SH
SOLE
0
148070
0
0
NOKIA CORP
SPONSORED ADR
654902204
715
153536
SH
SOLE
0
153536
0
0
NORFOLK SOUTHERN CORP
COM
655844108
5
35
SH
SOLE
0
0
0
35
NORTHRIM BANCORP INC
COM
666762109
96
2838
SH
SOLE
0
2838
0
0
NORTHWEST PIPE CO
COM
667746101
3561
186050
SH
SOLE
0
186050
0
0
NOVANTA INC
COM
67000B104
7904
158086
SH
SOLE
0
158086
0
0
NVIDIA CORP
COM
67066G104
5
26
SH
SOLE
0
26
0
0
OCEANFIRST FINL CORP
COM
675234108
4287
163313
SH
SOLE
0
163313
0
0
OCLARO INC
COM NEW
67555N206
16
2300
SH
SOLE
0
2300
0
0
OLD DOMINION FGHT LINES INC
COM
679580100
5138
39060
SH
SOLE
0
39060
0
0
OLD SECOND BANCORP INC ILL
COM
680277100
1426
104500
SH
SOLE
0
104500
0
0
OLLIES BARGAIN OUTLT HLDGS I
COM
681116109
32
600
SH
SOLE
0
600
0
0
ON ASSIGNMENT INC
COM
682159108
6391
99436
SH
SOLE
0
99436
0
0
ORACLE CORP
COM
68389X105
219
4642
SH
SOLE
0
1901
0
2741
PACIFIC PREMIER BANCORP
COM
69478X105
21
516
SH
SOLE
0
516
0
0
PACWEST BANCORP DEL
COM
695263103
5715
113384
SH
SOLE
0
113384
0
0
PANHANDLE OIL AND GAS INC
CL A
698477106
4282
208392
SH
SOLE
0
208392
0
0
PATTERN ENERGY GROUP INC
CL A
70338P100
26
1196
SH
SOLE
0
0
0
1196
PATTERSON UTI ENERGY INC
COM
703481101
30
1325
SH
SOLE
0
1325
0
0
PAYPAL HLDGS INC
COM
70450Y103
4
51
SH
SOLE
0
51
0
0
PDF SOLUTIONS INC
COM
693282105
4586
292100
SH
SOLE
0
292100
0
0
PEMBINA PIPELINE CORP
COM
706327103
24
674
SH
SOLE
0
0
0
674
PEPSICO INC
COM
713448108
35
290
SH
SOLE
0
0
0
290
PIMCO ETF TR
INV GRD CRP BD
72201R817
103
972
SH
SOLE
0
0
0
972
PINNACLE FINL PARTNERS INC
COM
72346Q104
3736
56346
SH
SOLE
0
56346
0
0
PNC FINL SVCS GROUP INC
COM
693475105
17
118
SH
SOLE
0
0
0
118
PPG INDS INC
COM
693506107
276
2362
SH
SOLE
0
0
0
2362
PRA HEALTH SCIENCES INC
COM
69354M108
61
675
SH
SOLE
0
675
0
0
PRESIDIO INC
COM
74102M103
44
2300
SH
SOLE
0
2300
0
0
PROCTER AND GAMBLE CO
COM
742718109
175
1902
SH
SOLE
0
0
0
1902
PROGRESSIVE CORP OHIO
COM
743315103
103
1824
SH
SOLE
0
0
0
1824
PRUDENTIAL FINL INC
COM
744320102
164
1422
SH
SOLE
0
0
0
1422
QUALCOMM INC
COM
747525103
106
1661
SH
SOLE
0
58
0
1603
RAPID7 INC
COM
753422104
82
4370
SH
SOLE
0
4370
0
0
RENASANT CORP
COM
75970E107
5243
128228
SH
SOLE
0
128228
0
0
ROGERS CORP
COM
775133101
36
225
SH
SOLE
0
225
0
0
RPC INC
COM
749660106
5865
229749
SH
SOLE
0
229749
0
0
RPX CORP
COM
74972G103
159
11832
SH
SOLE
0
11832
0
0
SABRE CORP
COM
78573M104
162
7897
SH
SOLE
0
7897
0
0
SALESFORCE COM INC
COM
79466L302
254
2487
SH
SOLE
0
1682
0
805
SALLY BEAUTY HLDGS INC
COM
79546E104
120
6370
SH
SOLE
0
6370
0
0
SAP SE
SPON ADR
803054204
2
22
SH
SOLE
0
22
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
21
417
SH
SOLE
0
0
0
417
SCRIPPS E W CO OHIO
CL A NEW
811054402
116
7403
SH
SOLE
0
7403
0
0
SEMPRA ENERGY
COM
816851109
51
477
SH
SOLE
0
0
0
477
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
95
1803
SH
SOLE
0
1803
0
0
SIMMONS 1ST NATL CORP
CL A $1 PAR
828730200
21
370
SH
SOLE
0
370
0
0
SINA CORP
ORD
G81477104
2969
29600
SH
SOLE
0
29600
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
231
2430
SH
SOLE
0
2430
0
0
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
74
1969
SH
SOLE
0
1969
0
0
SOUTHERN CO
COM
842587107
47
987
SH
SOLE
0
0
0
987
SP PLUS CORP
COM
78469C103
4118
110994
SH
SOLE
0
110994
0
0
SPDR SERIES TRUST
S&P RETAIL ETF
78464A714
7288
161300
SH
SOLE
0
161300
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
1394
37500
SH
SOLE
0
37500
0
0
SPORTSMANS WHSE HLDGS INC
COM
84920Y106
94
14175
SH
SOLE
0
14175
0
0
SPROUTS FMRS MKT INC
COM
85208M102
13
550
SH
SOLE
0
550
0
0
STARBUCKS CORP
COM
855244109
60
1045
SH
SOLE
0
0
0
1045
STATE STR CORP
COM
857477103
19
192
SH
SOLE
0
0
0
192
STERLING BANCORP DEL
COM
85917A100
4989
202810
SH
SOLE
0
202810
0
0
STERLING CONSTRUCTION CO INC
COM
859241101
7194
441920
SH
SOLE
0
441920
0
0
STRYKER CORP
COM
863667101
79
511
SH
SOLE
0
0
0
511
SUN BANCORP INC
COM NEW
86663B201
2269
93373
SH
SOLE
0
93373
0
0
SUPERNUS PHARMACEUTICALS INC
COM
868459108
6690
167872
SH
SOLE
0
167872
0
0
TCF FINL CORP
COM
872275102
114
5584
SH
SOLE
0
5584
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
56
3668
SH
SOLE
0
0
0
3668
TENNECO INC
COM
880349105
199
3395
SH
SOLE
0
3395
0
0
TEXAS INSTRS INC
COM
882508104
122
1164
SH
SOLE
0
36
0
1128
TEXAS ROADHOUSE INC
COM
882681109
32
600
SH
SOLE
0
600
0
0
TIME WARNER INC
COM NEW
887317303
102
1116
SH
SOLE
0
0
0
1116
TJX COS INC NEW
COM
872540109
104
1358
SH
SOLE
0
0
0
1358
TRANSCANADA CORP
COM
89353D107
46
943
SH
SOLE
0
0
0
943
TRICO BANCSHARES
COM
896095106
26
675
SH
SOLE
0
675
0
0
U S G CORP
COM NEW
903293405
121
3140
SH
SOLE
0
3140
0
0
U S PHYSICAL THERAPY INC
COM
90337L108
4338
60083
SH
SOLE
0
60083
0
0
UNION BANKSHARES CORP NEW
COM
90539J109
22
600
SH
SOLE
0
600
0
0
UNION PAC CORP
COM
907818108
256
1912
SH
SOLE
0
0
0
1912
UNITEDHEALTH GROUP INC
COM
91324P102
48
220
SH
SOLE
0
0
0
220
VANECK VECTORS ETF TR
FALLEN ANGEL HG
92189F437
53
1786
SH
SOLE
0
0
0
1786
VANGUARD INDEX FDS
MID CAP ETF
922908629
53
340
SH
SOLE
0
340
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
21
460
SH
SOLE
0
460
0
0
VERIFONE SYS INC
COM
92342Y109
102
5779
SH
SOLE
0
5779
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
709
13387
SH
SOLE
0
9690
0
3697
VIRTUS INVT PARTNERS INC
COM
92828Q109
140
1218
SH
SOLE
0
1218
0
0
VISA INC
COM CL A
92826C839
108
948
SH
SOLE
0
77
0
871
WEC ENERGY GROUP INC
COM
92939U106
6
95
SH
SOLE
0
0
0
95
WELLS FARGO CO NEW
COM
949746101
44
730
SH
SOLE
0
0
0
730
WESCO INTL INC
COM
95082P105
41
600
SH
SOLE
0
600
0
0
WHIRLPOOL CORP
COM
963320106
88
524
SH
SOLE
0
0
0
524
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
23
597
SH
SOLE
0
0
0
597
WINNEBAGO INDS INC
COM
974637100
120
2151
SH
SOLE
0
2151
0
0
WORLD FUEL SVCS CORP
COM
981475106
131
4673
SH
SOLE
0
4673
0
0
WORTHINGTON INDS INC
COM
981811102
98
2228
SH
SOLE
0
2228
0
0
WSFS FINL CORP
COM
929328102
5165
107933
SH
SOLE
0
107933
0
0
XCEL ENERGY INC
COM
98389B100
7
154
SH
SOLE
0
0
0
154
ZAYO GROUP HLDGS INC
COM
98919V105
1698
46137
SH
SOLE
0
46137
0
0