-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S2vC0S/V52CDRRIjHnedi1topmYiOqkpty9oU5oZD60vEnHcm5Ch4NOb5eB6tdcU BEFg3SJ9svcRGwXEh9rLHA== 0001482012-10-000006.txt : 20100201 0001482012-10-000006.hdr.sgml : 20100201 20100201094835 ACCESSION NUMBER: 0001482012-10-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100201 DATE AS OF CHANGE: 20100201 EFFECTIVENESS DATE: 20100201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smith, Salley & Associates CENTRAL INDEX KEY: 0001482012 IRS NUMBER: 562414755 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13643 FILM NUMBER: 10561972 BUSINESS ADDRESS: STREET 1: 300 WENDOVER AVENUE, SUITE 301 CITY: GREENSBORO STATE: NC ZIP: 27401 BUSINESS PHONE: 336-379-7556 MAIL ADDRESS: STREET 1: 300 WENDOVER AVENUE, SUITE 301 CITY: GREENSBORO STATE: NC ZIP: 27401 13F-HR 1 ssaform13fhr.txt SMITH, SALLEY & ASSOCIATES 13F-HR 12-31-09 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Smith, Salley & Associates LLC Address: 300 East Wendover Avenue, suite 301 Greensboro, NC 27401 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Signing of Person Duly Authorized to Submit this Report: Name: Andrew Davis Title: Chief Compliance Officer Phone: 336-379-7556 Signature, Place, and Date of Signing: Andrew Davis Greensboro, NC January 29, 2010 Report Type (Check only one.); [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 123 Form 13F Information Table Value Total: 102232 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT SH/PRN DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------- --------- ---------- ----------- -------- ------ ------- -------- ------ -------- ----- Abbott Laboratories COM 002824100 1608 29790 SH SOLE 29790 Alcoa Inc COM 013817101 403 24970 SH SOLE 24970 American Express COM 025816109 737 18200 SH SOLE 18200 Ametek Inc New COM 031100100 380 9950 SH SOLE 9950 Amgen Inc COM 031162100 179 3165 SH SOLE 3165 Applied Materials Inc COM 038222105 139 9950 SH SOLE 9950 Aptargroup Inc COM 038336103 103 2885 SH SOLE 2885 AT&T COM 00206R102 292 10418 SH SOLE 10418 Automatic Data Processing Inc COM 053015103 105 2452 SH SOLE 2452 Bank Of America COM 060505104 211 14015 SH SOLE 14015 Bard C R Inc COM 067383109 183 2350 SH SOLE 2350 BB&T Corp COM 054937107 2258 89000 SH SOLE 89000 Berkshire Hathaway Cl B COM 084670702 3976 1210 SH SOLE 1210 Berkshire Hathaway Inc Del Cl COM 084670108 198 2 SH SOLE 2 Bhp Billiton (ADR) COM 088606108 472 6165 SH SOLE 6165 Biogen Idec Inc COM 09062X103 265 4955 SH SOLE 4955 Borders Group Inc COM 099709107 23 19739 SH SOLE 19739 BP (ADR) COM 055622104 431 7428 SH SOLE 7428 C & F Finl Corp COM 12466Q104 254 13352 SH SOLE 13352 Canadian Superior Energy Inc COM 136644101 11 17699 SH SOLE 17699 Caterpillar Inc COM 149123101 570 10000 SH SOLE 10000 Cemex Sa De Cv Ads COM 151290889 68 5782 SH SOLE 5782 Chesapeake Energy COM 165167107 1335 51580 SH SOLE 51580 Cisco Systems COM 17275R102 1905 79568 SH SOLE 79568 Coca Cola COM 191216100 1166 20464 SH SOLE 20464 ConocoPhillips COM 20825C104 1180 23111 SH SOLE 23111 Constellation Brands Inc Cl A COM 21036P108 104 6530 SH SOLE 6530 Corning Inc COM 219350105 462 23920 SH SOLE 23920 Covidien Limited COM G2554F105 2426 50662 SH SOLE 50662 Curtiss-Wright COM 231561101 757 24160 SH SOLE 24160 Danaher COM 235851102 308 4100 SH SOLE 4100 Devon Energy COM 25179M103 718 9775 SH SOLE 9775 Disney COM 254687106 1299 40270 SH SOLE 40270 Duke Energy COM 26441C105 1981 115107 SH SOLE 115107 EMC Corp COM 268648102 856 49015 SH SOLE 49015 Evergreen Energy Inc Com COM 30024B104 8 22400 SH SOLE 22400 Exxon Mobil COM 30231G102 1232 18060 SH SOLE 18060 Fedex Corp COM 31428X106 76 910 SH SOLE 910 First Citizens Bancshares CL A COM 31946M103 902 5500 SH SOLE 5500 First Citizens Bancshares Cl B COM 31946M202 305 1850 SH SOLE 1850 Gamestop Corp New Cl A COM 36467W109 1428 65070 SH SOLE 65070 General Electric COM 369604103 4192 277093 SH SOLE 277093 Gulf Island Fabrication Inc COM 402307102 179 8500 SH SOLE 8500 Harris COM 413875105 2691 56594 SH SOLE 56594 Heinz H J Co COM 423074103 313 7328 SH SOLE 7328 Hewlett-Packard Co De COM 428236103 97 1875 SH SOLE 1875 Home Depot COM 437076102 1252 43270 SH SOLE 43270 Int'l Business Machines COM 459200101 480 3664 SH SOLE 3664 Intel COM 458140100 1902 93211 SH SOLE 93211 Ishares S. Korea Fd ETF 464286772 85 1780 SH SOLE 1780 J P Morgan Chase & Co COM 46625H100 182 4375 SH SOLE 4375 Jacobs Engr Group Inc COM 469814107 28 745 SH SOLE 745 Johnson & Johnson COM 478160104 2395 37176 SH SOLE 37176 Kaydon Corp COM 486587108 271 7565 SH SOLE 7565 Kimberly Clark COM 494368103 1320 20720 SH SOLE 20720 Laboratory Corp Amerhldgs Com COM 50540R409 108 1440 SH SOLE 1440 Lincoln National COM 534187109 313 12574 SH SOLE 12574 Lubrizol Corporation COM 549271104 86 1175 SH SOLE 1175 LVMH Louis Vuitton Moet Hennes COM F58485115 59 523 SH SOLE 523 M D U Res Group Inc COM 552690109 67 2855 SH SOLE 2855 Mcdermott Intl Inc COM 580037109 405 16870 SH SOLE 16870 Medtronic COM 585055106 110 2510 SH SOLE 2510 Mexico Fund Inc COM 592835102 53 2435 SH SOLE 2435 Microsoft COM 594918104 3081 101095 SH SOLE 101095 Monsanto COM 61166W101 1585 19394 SH SOLE 19394 Mosaic COM 61945A107 1856 31080 SH SOLE 31080 National Oilwell Varco Inc COM 637071101 350 7930 SH SOLE 7930 Nestle ADR COM 641069406 82 1695 SH SOLE 1695 Noble COM H5833N103 1560 38340 SH SOLE 38340 Nokia Corp (ADR) COM 654902204 1703 132545 SH SOLE 132545 Norfolk Southern Crp COM 655844108 117 2234 SH SOLE 2234 Northrop Grumman COM 666807102 1209 21655 SH SOLE 21655 Oceaneering Intl Inc COM 675232102 222 3795 SH SOLE 3795 Owens & Minor COM 690732102 97 2270 SH SOLE 2270 Patterson Uti Energyinc COM 703481101 252 16435 SH SOLE 16435 Penn Va Corp COM 707882106 224 10526 SH SOLE 10526 Petrohawk Energy COM 716495106 170 7100 SH SOLE 7100 Pfizer COM 717081103 1945 106945 SH SOLE 106945 Pnc Finl Svcs Group COM 693475105 1562 29590 SH SOLE 29590 Potash Corp COM 73755L107 518 4770 SH SOLE 4770 Potlatch COM 737630103 1612 50560 SH SOLE 50560 Ppg Industries COM 693506107 516 8822 SH SOLE 8822 Precision Castparts Corp COM 740189105 370 3350 SH SOLE 3350 Procter & Gamble COM 742718109 1888 31133 SH SOLE 31133 Progress Energy Inc COM 743263105 149 3635 SH SOLE 3635 Pulte Homes Inc COM 745867101 364 36426 SH SOLE 36426 Pwrshrs India ETF ETF 73935L100 77 3510 SH SOLE 3510 Rentech Inc COM 760112102 86 70200 SH SOLE 70200 Rio Tinto (ADR) COM 767204100 2795 12977 SH SOLE 12977 Royal Bk Of Canada COM 780087102 740 13811 SH SOLE 13811 S&P 500 DepsitRect ETF 78462F103 245 2199 SH SOLE 2199 Shaw Group Inc COM 820280105 573 19930 SH SOLE 19930 Shire LTD COM G8124V108 391 20000 SH SOLE 20000 Shire Pharmaceuticalgr Adr COM 82481R106 82 1400 SH SOLE 1400 Smucker J M Co New COM 832696405 93 1500 SH SOLE 1500 Spectra Energy COM 847560109 1813 88388 SH SOLE 88388 Suntrust Banks Inc COM 867914103 336 16570 SH SOLE 16570 Superior Energy Services COM 868157108 2526 103980 SH SOLE 103980 Swiss Helvetia Fund Inc ETF 870875101 59 5075 SH SOLE 5075 Sybase Inc COM 871130100 1780 41009 SH SOLE 41009 Synopsys Inc COM 871607107 60 2715 SH SOLE 2715 Sysco Corp COM 871829107 78 2785 SH SOLE 2785 Target COM 87612E106 1802 37247 SH SOLE 37247 Textron Inc COM 883203101 300 15970 SH SOLE 15970 Thomas & Betts Corp COM 884315102 81 2275 SH SOLE 2275 Tidewater Inc COM 886423102 60 1255 SH SOLE 1255 Tjx Companies COM 872540109 1722 47125 SH SOLE 47125 Transocean, Inc. COM H8817H100 429 5186 SH SOLE 5186 Tyco International COM H89128104 2854 79985 SH SOLE 79985 United Technologies COM 913017109 2496 35958 SH SOLE 35958 Valero Energy Corp COM 91913Y100 49 2955 SH SOLE 2955 VF Corp COM 918204108 102 1390 SH SOLE 1390 Vodafone Group (ADR) COM 92857W209 2205 95515 SH SOLE 95515 Wal-Mart Stores COM 931142103 2111 39499 SH SOLE 39499 Waters COM 941848103 1001 16155 SH SOLE 16155 Weatherford International COM H27013103 1630 91035 SH SOLE 91035 Zimmer Hldgs Inc COM 98956P102 139 2355 SH SOLE 2355 iShares Russell 3000 Index ETF 464287689 152 2322 SH SOLE 2322 Large Growth (Russell 1000) ETF 464287614 1888 37870 SH SOLE 37870 Large Value (Russell 1000) ETF 464287598 1264 22025 SH SOLE 22025 Mid Value (S&P 400) ETF 464287705 390 5910 SH SOLE 5910 Msci EAFE Index ETF 464287465 81 1458 SH SOLE 1458 Small Value (Russell 2000) ETF 464287630 403 6950 SH SOLE 6950
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