0001480916-12-000001.txt : 20120124 0001480916-12-000001.hdr.sgml : 20120124 20120123180534 ACCESSION NUMBER: 0001480916-12-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120124 DATE AS OF CHANGE: 20120123 EFFECTIVENESS DATE: 20120124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WMS Partners, LLC CENTRAL INDEX KEY: 0001480916 IRS NUMBER: 521852466 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13659 FILM NUMBER: 12540326 BUSINESS ADDRESS: STREET 1: 305 WASHINGTON AVE. STREET 2: SUITE 200 CITY: TOWSON STATE: MD ZIP: 21204 BUSINESS PHONE: (410)337-7575 MAIL ADDRESS: STREET 1: 305 WASHINGTON AVE. STREET 2: SUITE 200 CITY: TOWSON STATE: MD ZIP: 21204 13F-HR 1 wmsq4-11.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: WMS Partners LLC Address: 305 Washington Ave., Suite 200 Towson, MD 13F File Number: 28-13659 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Timothy W. Chase Title: Managing Partner Phone: 410-337-7575 Signature, Place, and Date of Signing: Timothy W. Chase Towson, MD January 23, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 123 Form 13F Information Table Value Total: $159,318 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 1161 14195 SH Sole 14195 0 0 ABBOTT LABS COM 002824100 4605 81890 SH Sole 81890 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 369 6932 SH Sole 6932 0 0 ADVANCED MICRO DEVICES INC NOTE 5.750% 8/1 007903AN7 69 68000 PRN Sole 68000 0 0 AFLAC INC COM 001055102 381 8807 SH Sole 8807 0 0 ALTRIA GROUP INC COM 02209S103 364 12263 SH Sole 12263 0 0 AMERICAN EXPRESS CO COM 025816109 344 7295 SH Sole 7295 0 0 AMERICAN TOWER CORP CL A 029912201 247 4110 SH Sole 4110 0 0 AMGEN INC COM 031162100 474 7377 SH Sole 7377 0 0 ANSYS INC COM 03662Q105 270 4714 SH Sole 4714 0 0 APPLE INC COM 037833100 5025 12407 SH Sole 12407 0 0 ASHFORD HOSPITALITY TR INC COM SHS 044103109 1102 137735 SH Sole 137735 0 0 AT&T INC COM 00206R102 220 7281 SH Sole 7281 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 563 7374 SH Sole 7374 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 458 12981 SH Sole 12981 0 0 CANADIAN NATL RY CO COM 136375102 791 10060 SH Sole 10060 0 0 CARROLLTON BANCORP COM 145282109 169 60315 SH Sole 60315 0 0 CATERPILLAR INC DEL COM 149123101 468 5170 SH Sole 5170 0 0 CHESAPEAKE ENERGY CORP COM 165167107 245 11000 SH Sole 11000 0 0 CHEVRON CORP NEW COM 166764100 2950 27731 SH Sole 27731 0 0 CHIMERA INVT CORP COM 16934Q109 30 12000 SH Sole 12000 0 0 CISCO SYS INC COM 17275R102 913 50478 SH Sole 50478 0 0 COCA COLA CO COM 191216100 932 13317 SH Sole 13317 0 0 COLGATE PALMOLIVE CO COM 194162103 301 3254 SH Sole 3254 0 0 CONOCOPHILLIPS COM 20825C104 228 3138 SH Sole 3138 0 0 COSTCO WHSL CORP NEW COM 22160K105 321 3856 SH Sole 3856 0 0 CVS CAREMARK CORPORATION COM 126650100 209 5124 SH Sole 5124 0 0 DANAHER CORP DEL COM 235851102 290 6158 SH Sole 6158 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 3529 40371 SH Sole 40371 0 0 DISNEY WALT CO COM DISNEY 254687106 700 18690 SH Sole 18690 0 0 DOMINION RES INC VA NEW COM 25746U109 2029 38225 SH Sole 38225 0 0 E M C CORP MASS COM 268648102 348 16150 SH Sole 16150 0 0 EURONET WORLDWIDE INC NOTE 3.500%10/1 298736AF6 114 115000 PRN Sole 115000 0 0 EXPEDITORS INTL WASH INC COM 302130109 747 18233 SH Sole 18233 0 0 EXPRESS SCRIPTS INC COM 302182100 450 10067 SH Sole 10067 0 0 EXXON MOBIL CORP COM 30231G102 7922 93472 SH Sole 93472 0 0 F5 NETWORKS INC COM 315616102 1358 12803 SH Sole 12803 0 0 FASTENAL CO COM 311900104 402 9212 SH Sole 9212 0 0 FIDUCIARY CLAYMORE MLP OPP F COM 31647Q106 564 26275 SH Sole 26275 0 0 GENERAL ELECTRIC CO COM 369604103 2033 113551 SH Sole 113551 0 0 GENWORTH FINL INC COM CL A 37247D106 85 13000 SH Sole 13000 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 244 5351 SH Sole 5351 0 0 GOOGLE INC CL A 38259P508 3450 5342 SH Sole 5342 0 0 GREENBRIER COS INC NOTE 2.375% 5/1 393657AD3 84 88000 PRN Sole 88000 0 0 HEALTH CARE REIT INC COM 42217K106 492 9019 SH Sole 9019 0 0 HOLOGIC INC FRNT 2.000%12/1 436440AA9 150 157000 PRN Sole 157000 0 0 INTEL CORP COM 458140100 1703 70223 SH Sole 70223 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 6596 35872 SH Sole 35872 0 0 ISHARES GOLD TRUST ISHARES 464285105 513 33667 SH Sole 33667 0 0 ISHARES TR S&P 500 INDEX 464287200 1759 13964 SH Sole 13964 0 0 ISHARES TR MSCI EMERG MKT 464287234 1693 44626 SH Sole 44626 0 0 ISHARES TR IBOXX INV CPBD 464287242 337 2965 SH Sole 2965 0 0 ISHARES TR S&P500 GRW 464287309 2917 43252 SH Sole 43252 0 0 ISHARES TR S&P 500 VALUE 464287408 2477 42840 SH Sole 42840 0 0 ISHARES TR BARCLYS 1-3 YR 464287457 417 4940 SH Sole 4940 0 0 ISHARES TR RUSSELL 1000 464287622 1168 16844 SH Sole 16844 0 0 JOHNSON & JOHNSON COM 478160104 5637 85965 SH Sole 85965 0 0 JPMORGAN CHASE & CO COM 46625H100 356 10715 SH Sole 10715 0 0 KIMBERLY CLARK CORP COM 494368103 249 3388 SH Sole 3388 0 0 LEGG MASON INC COM 524901105 2891 120220 SH Sole 120220 0 0 LIVE NATION ENTERTAINMENT IN NOTE 2.875% 7/1 538034AB5 140 159000 PRN Sole 159000 0 0 LOCKHEED MARTIN CORP COM 539830109 217 2680 SH Sole 2680 0 0 LUCENT TECHNOLOGIES INC DBCV 2.875% 6/1 549463AH0 130 149000 PRN Sole 149000 0 0 MANULIFE FINL CORP COM 56501R106 255 24018 SH Sole 24018 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 4462 94640 SH Sole 94640 0 0 MASTERCARD INC CL A 57636Q104 523 1405 SH Sole 1405 0 0 MCCORMICK & CO INC COM VTG 579780107 2467 49148 SH Sole 49148 0 0 MCCORMICK & CO INC COM NON VTG 579780206 2433 48263 SH Sole 48263 0 0 MCDONALDS CORP COM 580135101 5668 56500 SH Sole 56500 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 279 4976 SH Sole 4976 0 0 MICROSOFT CORP COM 594918104 4638 178664 SH Sole 178664 0 0 NOBLE ENERGY INC COM 655044105 537 5690 SH Sole 5690 0 0 NYMOX PHARMACEUTICAL CORP COM 67076P102 139 16975 SH Sole 16975 0 0 ONEOK INC NEW COM 682680103 214 2468 SH Sole 2468 0 0 ORACLE CORP COM 68389X105 566 22061 SH Sole 22061 0 0 PEPSICO INC COM 713448108 2368 35698 SH Sole 35698 0 0 PFIZER INC COM 717081103 1280 59156 SH Sole 59156 0 0 PHILIP MORRIS INTL INC COM 718172109 1968 25072 SH Sole 25072 0 0 PNC FINL SVCS GROUP INC COM 693475105 344 5964 SH Sole 5964 0 0 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 166 10310 SH Sole 10310 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 287 10700 SH Sole 10700 0 0 PRICE T ROWE GROUP INC COM 74144T108 6829 119924 SH Sole 119924 0 0 PROCTER & GAMBLE CO COM 742718109 4364 65421 SH Sole 65421 0 0 QUALCOMM INC COM 747525103 828 15132 SH Sole 15132 0 0 RAMBUS INC DEL NOTE 5.000% 6/1 750917AC0 124 127000 PRN Sole 127000 0 0 REPUBLIC SVCS INC COM 760759100 619 22450 SH Sole 22450 0 0 ROCKWELL COLLINS INC COM 774341101 229 4134 SH Sole 4134 0 0 ROYCE MICRO-CAP TR INC COM 780915104 92 10528 SH Sole 10528 0 0 SCHLUMBERGER LTD COM 806857108 328 4799 SH Sole 4799 0 0 SEACHANGE INTL INC COM 811699107 371 52750 SH Sole 52750 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 224 3250 SH Sole 3250 0 0 SOUTHERN CO COM 842587107 431 9317 SH Sole 9317 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 7767 51106 SH Sole 51106 0 0 SUNCOR ENERGY INC NEW COM 867224107 278 9654 SH Sole 9654 0 0 SWISHER HYGIENE INC COM 870808102 104 27750 SH Sole 27750 0 0 SYSCO CORP COM 871829107 215 7350 SH Sole 7350 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 400 9905 SH Sole 9905 0 0 TEXAS INSTRS INC COM 882508104 325 11158 SH Sole 11158 0 0 TIM HORTONS INC COM 88706M103 222 4586 SH Sole 4586 0 0 TORTOISE ENERGY CAP CORP COM 89147U100 1071 39931 SH Sole 39931 0 0 UNION PAC CORP COM 907818108 232 2190 SH Sole 2190 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1431 19578 SH Sole 19578 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1112 13309 SH Sole 13309 0 0 VANGUARD INDEX FDS REIT ETF 922908553 373 6426 SH Sole 6426 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 551 7480 SH Sole 7480 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1075 17397 SH Sole 17397 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 955 18203 SH Sole 18203 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 550 7896 SH Sole 7896 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 336 5225 SH Sole 5225 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 5568 140426 SH Sole 140426 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1067 27941 SH Sole 27941 0 0 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 301 3865 SH Sole 3865 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 6657 121812 SH Sole 121812 0 0 VARIAN MED SYS INC COM 92220P105 524 7810 SH Sole 7810 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 219 5455 SH Sole 5455 0 0 VISA INC COM CL A 92826C839 2019 19887 SH Sole 19887 0 0 WAL MART STORES INC COM 931142103 523 8750 SH Sole 8750 0 0 WEINGARTEN RLTY INVS SH BEN INT 948741103 3110 142540 SH Sole 142540 0 0 WELLPOINT INC COM 94973V107 200 3015 SH Sole 3015 0 0 WELLS FARGO & CO NEW COM 949746101 335 12156 SH Sole 12156 0 0 WHITE MTNS INS GROUP LTD COM G9618E107 446 984 SH Sole 984 0 0 WISDOMTREE TRUST EQTY INC ETF 97717W208 458 10660 SH Sole 10660 0 0 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 461 9000 SH Sole 9000 0 0