FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/27/2009 |
3. Issuer Name and Ticker or Trading Symbol
McAfee, Inc. [ MFE ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 1,576(1) | D | |
Common Stock(2) | 3,333(2) | D | |
Common Stock(3) | 13,333(3) | D | |
Common Stock(4) | 16,000(4) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Options (Right to Buy) | (5) | 02/11/2018 | Common Stock | 12,917 | $34.73 | D | |
Employee Stock Options (Right to Buy) | (6) | 08/04/2018 | Common Stock | 20,000 | $37.47 | D |
Explanation of Responses: |
1. Includes 701 and 875 shares of the Issuer's common stock acquired on November 28, 2008 and May 29, 2009, respectively, through the McAfee, Inc. 2002 Employee Stock Purchase Plan. |
2. On February 11, 2008, the Reporting Person was granted 10,000 stock units, 1/3 of which are scheduled to vest on July 1st of each of 2008, 2009 and 2010. |
3. On August 4, 2008, the Reporting Person was granted 20,000 stock units, 1/3 of which are scheduled to vest on each of the first, second and third anniversaries of the grant date. |
4. On February 17, 2009, the Reporting Person was granted 16,000 stock units, 1/3 of which are scheduled to vest on each of the first, second and third anniversaries of the grant date. |
5. On February 11, 2008, the Reporting Person was granted stock options to purchase 20,000 shares of the Issuer's common stock, 25% of which vested one year from the grant date and the remaining 75% of the shares are scheduled to vest monthly over the next 36 months until the option is fully vested on the fourth anniversary of the grant date. |
6. On August 4, 2008, the Reporting Person was granted stock options to purchase 20,000 shares of the Issuer's common stock, 25% of which vested one year from the grant date and the remaining 75% of the shares are scheduled to vest monthly over the next 36 months until the option is fully vested on the fourth anniversary of the grant date. |
Remarks: |
/s/ Jared Ross, Attorney-in-Fact | 11/06/2009 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |