-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ORhrGHALW64z0E3zgznfJVif/GRF2qnXyCPEbvcYwcf5lt1hzN1909Jb+xKvK8GX cRuwY1OSJxzDIK/ExMLYAA== 0000909518-09-000690.txt : 20091014 0000909518-09-000690.hdr.sgml : 20091014 20091014205618 ACCESSION NUMBER: 0000909518-09-000690 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090929 FILED AS OF DATE: 20091014 DATE AS OF CHANGE: 20091014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLOTTE RUSSE HOLDING INC CENTRAL INDEX KEY: 0001092006 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 330724325 FISCAL YEAR END: 0926 BUSINESS ADDRESS: STREET 1: 4645 MORENA BLVD CITY: SAN DIEGO STATE: CA ZIP: 92117 BUSINESS PHONE: 8585871500 MAIL ADDRESS: STREET 1: 4645 MORENA BLVD CITY: SAN DIEGO STATE: CA ZIP: 92117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent CR, Inc. CENTRAL INDEX KEY: 0001468906 STATE OF INCORPORATION: DE FISCAL YEAR END: 0926 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27677 FILM NUMBER: 091120242 BUSINESS ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORPORATION STREET 2: 75 STATE STREE, 29TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617 951-9400 MAIL ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORPORATION STREET 2: 75 STATE STREE, 29TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent CR Holdings, Inc. CENTRAL INDEX KEY: 0001468908 STATE OF INCORPORATION: DE FISCAL YEAR END: 0926 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27677 FILM NUMBER: 091120237 BUSINESS ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORPORATION STREET 2: 75 STATE STREE, 29TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617 951-9400 MAIL ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORPORATION STREET 2: 75 STATE STREE, 29TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVENT INTERNATIONAL GPE VI-G LP CENTRAL INDEX KEY: 0001432552 STATE OF INCORPORATION: XX FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27677 FILM NUMBER: 091120241 BUSINESS ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORP STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-951-9400 MAIL ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORP STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent Partners GPE VI 2008 Limited Partnership CENTRAL INDEX KEY: 0001461158 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27677 FILM NUMBER: 091120238 BUSINESS ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: (617) 951-9415 MAIL ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent Partners GPE VI-A Limited Partnership CENTRAL INDEX KEY: 0001461159 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27677 FILM NUMBER: 091120240 BUSINESS ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: (617) 951-9415 MAIL ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent CR GP Ltd CENTRAL INDEX KEY: 0001474394 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27677 FILM NUMBER: 091120236 BUSINESS ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORPORATION STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617 951-9400 MAIL ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORPORATION STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GPE VI GP Limited Partnership CENTRAL INDEX KEY: 0001474396 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27677 FILM NUMBER: 091120235 BUSINESS ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORPORATION STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617 951-9400 MAIL ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORPORATION STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GPE VI GP (Delaware) Limited Partnership CENTRAL INDEX KEY: 0001474398 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27677 FILM NUMBER: 091120234 BUSINESS ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORPORATION STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617 951-9400 MAIL ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORPORATION STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent Partners GPE VI 2009 Limited Partnership CENTRAL INDEX KEY: 0001466270 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27677 FILM NUMBER: 091120239 BUSINESS ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: (617) 951-9415 MAIL ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVENT INTERNATIONAL LLC CENTRAL INDEX KEY: 0001227759 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27677 FILM NUMBER: 091120233 BUSINESS ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6179519400 MAIL ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORPORATION STREET 2: 75 STATE STREET, 29TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 4 1 advent2_form4ex.xml X0303 4 2009-09-29 0 0001092006 CHARLOTTE RUSSE HOLDING INC CHIC 0001468906 Advent CR, Inc. C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREE, 29TH FLOOR BOSTON MA 02109 0 0 1 0 0001432552 ADVENT INTERNATIONAL GPE VI-G LP C/O ADVENT INTERNATIONAL CORP 75 STATE STREET, 29TH FLOOR BOSTON MA 02109 0 0 1 0 0001461159 Advent Partners GPE VI-A Limited Partnership C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREET, 29TH FLOOR BOSTON MA 02109 0 0 1 0 0001466270 Advent Partners GPE VI 2009 Limited Partnership C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREET, 29TH FLOOR BOSTON MA 02109 0 0 1 0 0001461158 Advent Partners GPE VI 2008 Limited Partnership C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREET, 29TH FLOOR BOSTON MA 02109 0 0 1 0 0001468908 Advent CR Holdings, Inc. C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREE, 29TH FLOOR BOSTON MA 02109 0 0 1 0 0001474394 Advent CR GP Ltd C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREET, 29TH STREET BOSTON MA 02109 0 0 1 0 0001474396 GPE VI GP Limited Partnership C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREET, 29TH FLOOR BOSTON MA 02109 0 0 1 0 0001474398 GPE VI GP (Delaware) Limited Partnership C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREET, 29TH FLOOR BOSTON MA 02109 0 0 1 0 0001227759 ADVENT INTERNATIONAL LLC C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREET, 29TH FLOOR BOSTON MA 02109 0 0 1 0 Common Stock 2009-09-29 4 P 0 187566 17.5 A 18189530 D Common Stock 2009-09-30 4 P 0 180561 17.5 A 18370091 D Common Stock 2009-10-01 4 P 0 130965 17.5 A 18501056 D Common Stock 2009-10-02 4 P 0 46427 17.5 A 18547483 D Common Stock 2009-10-05 4 P 0 7800 17.5 A 18555283 D Common Stock 2009-10-06 4 P 0 3772 17.5 A 18559055 D Common Stock 2009-10-07 4 P 0 14744 17.5 A 18573799 D Common Stock 2009-10-08 4 P 0 411248 17.5 A 18985047 D Common Stock 2009-10-09 4 P 0 71112 17.5 A 19056159 D Common Stock 2009-10-13 4 P 0 266966 17.5 A 19323125 D Represents the shares of Common Stock of Charlotte Russe Holding, Inc. directly owned by Advent CR, Inc. ("Purchaser"). All other entities or persons are included within this report due to their affiliation with Purchaser. The shares of Common Stock of Charlotte Russe may be deemed to be indirectly beneficially owned by the following, all of which are Reporting Persons: (a) Advent CR Holdings, Inc., the sole stockholder of Purchaser ("Parent"), (ii) Advent CR Cayman Limited Partnership, the controlling stockholder of Parent ("Advent Cayman"), (iii) Advent International GPE VI Limited Partnership ("GPE VI"), Advent International GPE VI-A Limited Partnership ("GPE VI-A"), Advent International GPE VI-B Limited Partnership ("GPE VI-B"), Advent International GPE VI-C Limited Partnership ("GPE VI-C"), Advent International GPE VI-D Limited Partnership ("GPE VI-D"), Advent International GPE VI-E Limited Partnership ("GPE VI-E"), Advent International GPE VI-F Limited Partnership ("GPE VI-F"), Advent International GPE VI-G Limited Partnership ("GPE VI-G"), [Continuation of Footnote 2] Advent Partners GPE VI 2008 Limited Partnership ("AP GPE VI 2008"), Advent Partners GPE VI 2009 Limited Partnership ("AP GPE VI 2009") and Advent Partners GPE VI-A Limited Partnership ("AP GPE VI-A," collectively, the "Advent Funds"), which are the interest holders of Advent Cayman, (iv) Advent CR GP Limited, which is the general partner of Advent Cayman, (v) GPE VI GP Limited Partnership, a Cayman Islands limited partnership ("GPE VI GP"), which is the general partner of GPE VI, GPE VI-A, GPE VI-B, GPE VI-F and GPE VI-G, (vi) GPE VI GP (Delaware) Limited Partnership, a Delaware limited partnership ("GPE VI GP Delaware"), which is the general partner of GPE VI-C, GPE VI-D and GPE VI-E, [Continuation of Footnote 2] (vii) Advent International LLC, a Massachusetts limited liability company ("Advent LLC," and collectively with GPE VI GP and GPE VI GP Delaware, the "Advent General Partners"), which is the general partner of AP GPE VI-A, AP GPE VI 2008, AP GPE VI 2009, GPE VI GP, and GPE VI GP (Delaware) and (viii) Advent International Corporation, a Delaware corporation and the manager of Advent LLC. The Reporting Persons listed in this footnote disclaim beneficial ownership of the reported Common Stock, and this report shall not be deemed an admission that the Reporting Persons listed in this footnote are the beneficial owners of the reported Common Stock for the purpose of Section 16 or any other purpose, except, in each case, to the extent of its pecuniary interest therein. Due to technical limitations in the number of reporting persons that can be included in a single filing, this Form 4 is the second of two filings referencing identical transactions entered into by the filing group. See Exhibit 99.1 - Signatures. SEE EXHIBIT 99.1 2009-10-14 EX-99 2 mm10-1409advent_form4e99.htm

Signatures for Form 4

DESIGNATED REPORTING PERSON:

 

ADVENT CR INC.

 

By:

 

/s/ Andrew W. Crawford

Name:

Andrew W. Crawford

Title:

Director

Date:

October 14, 2009

 

 

 

JOINT FILERS:

 

ADVENT CR HOLDINGS, INC.

 

By:

 

/s/ Andrew W. Crawford

Name:

Andrew W. Crawford

Title:

Director

Date:

October 14, 2009

 

 

 

ADVENT CR CAYMAN LIMITED PARTNERSHIP

By: Advent CR GP Limited, General Partner

 

By:

 

/s/ Michael J Ristaino

Name:

Michael J Ristaino

Title:

Director

Date:

October 14, 2009

 

 

 

ADVENT CR GP LIMITED

 

By:

 

/s/ Michael J Ristaino

Name:

Michael J Ristaino

Title:

Director

Date:

October 14, 2009

 

 

 

ADVENT PARTNERS GPE VI 2009 LIMITED PARTNERSHIP

ADVENT PARTNERS GPE VI 2008 LIMITED PARTNERSHIP

ADVENT PARTNERS GPE VI – A LIMITED PARTNERSHIP

 

By:

Advent International LLC, General Partner

 

By:

Advent International Corporation, Manager

 

By:

 

/s/ Jarlyth Gibson

Name:

Jarlyth Gibson

Title:

Assistant Compliance Officer

Date:

October 14, 2009

 

 

ADVENT INTERNATIONAL GPE VI LIMITED PARTNERSHIP

ADVENT INTERNATIONAL GPE VI-A LIMITED PARTNERSHIP

ADVENT INTERNATIONAL GPE VI-B LIMITED PARTNERSHIP

ADVENT INTERNATIONAL GPE VI-F LIMITED PARTNERSHIP

ADVENT INTERNATIONAL GPE VI-G LIMITED PARTNERSHIP

 

By:

GPE VI GP Limited Partnership, General Partner

 

By:

Advent International LLC, General Partner

 

By:

Advent International Corporation, Manager

 

By:

 

/s/ Jarlyth Gibson

Name:

Jarlyth Gibson

Title:

Assistant Compliance Officer

Date:

October 14, 2009

 

 

ADVENT INTERNATIONAL GPE VI-C LIMITED PARTNERSHIP

ADVENT INTERNATIONAL GPE VI-D LIMITED PARTNERSHIP

ADVENT INTERNATIONAL GPE VI-E LIMITED PARTNERSHIP

 

By:

GPE VI GP (Delaware) Limited Partnership, General Partner

 

By:

Advent International LLC, General Partner

 

By:

Advent International Corporation, Manager

 

By:

 

/s/ Jarlyth Gibson

Name:

Jarlyth Gibson

Title:

Assistant Compliance Officer

Date:

October 14, 2009

 

 

 

GPE VI GP LIMITED PARTNERSHIP

 

By:

Advent International LLC, General Partner

 

By:

Advent International Corporation, Manager

 

By:

 

/s/ Jarlyth Gibson

Name:

Jarlyth Gibson

Title:

Assistant Compliance Officer

Date:

October 14, 2009

 
 
GPE VI GP (DELAWARE) LIMITED PARTNERSHIP

 

By:

Advent International LLC, General Partner

 

By:

Advent International Corporation, Manager

 

By:

 

/s/ Jarlyth Gibson

Name:

Jarlyth Gibson

Title:

Assistant Compliance Officer

Date:

October 14, 2009

 

 

ADVENT INTERNATIONAL LLC

 

By:

Advent International Corporation, Manager

 

By:

 

/s/ Jarlyth Gibson

Name:

Jarlyth Gibson

Title:

Assistant Compliance Officer

Date:

October 14, 2009

 

 

ADVENT INTERNATIONAL CORPORATION

 

By:

 

/s/ Jarlyth Gibson

Name:

Jarlyth Gibson

Title:

Assistant Compliance Officer

Date:

October 14, 2009

 

 

 

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