0001474208-12-000004.txt : 20120515
0001474208-12-000004.hdr.sgml : 20120515
20120515143129
ACCESSION NUMBER: 0001474208-12-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120515
DATE AS OF CHANGE: 20120515
EFFECTIVENESS DATE: 20120515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Constellation Wealth Advisors, LLC
CENTRAL INDEX KEY: 0001474208
IRS NUMBER: 204928100
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13618
FILM NUMBER: 12843474
BUSINESS ADDRESS:
STREET 1: 505 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-697-2500
MAIL ADDRESS:
STREET 1: 505 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
cwa1q12.txt
FIRST QUARTER ENDING 03/31/2012
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 03/31/2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Constellation Wealth Advisors, LLC
Address: 505 Fifth Avenue
19th Floor
New York, New York 10017
13F File Number: 28-13618
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Kevin Loving
Title: Head Trader & Portfolio Administrator
Phone: 646-292-7914
Signature, Place, and Date of Signing:
Kevin Loving New York, NY May 15, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form13F Information Table Entry Total: 381
Form13F Information Table Value Total: $954,292 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
1/100000 KINDER MORGAN MGMT LL Common Stock eke55u103 1 1252557 SH Sole 1252557
100,000THS FIRST HORIZON NATIO Common Stock dca517101 0 99783 SH Other 99783
3M CO COM Common Stock 88579y101 3665 41079 SH Other 41079
A H BELO CORP COM CL A Common Stock 001282102 73 15000 SH Sole 15000
ABB LTD SPONSORED ADR ADR 000375204 359 17573 SH Other 17573
ABBOTT LABS COM Common Stock 002824100 6644 108408 SH Sole 108408
ABERDEEN FDS EMERG MKTS CL A 003019700 47734 2347936 SH Sole 2344918 3018
ABERDEEN FDS EMRGN MKT INSTL 003021714 14903 1018667 SH Sole 1018667
ACCENTURE PLC IRELAND SHS CLAS Common Stock g1151c101 44 688 SH Sole 688
ADVISORS INNER CIRCLE FD EDGWD 0075w0759 37740 2758789 SH Sole 2753626 5163
ADVISORS INNER CIRCLE FD EDGWD 0075w0742 175 13040 SH Sole 13040
AFLAC INC COM Common Stock 001055102 43 940 SH Sole 940
ALCATEL-LUCENT SPONSORED ADR ADR 013904305 21 9445 SH Other 9445
ALERE INC COM Common Stock 01449j105 2418 92950 SH Other 92950
ALLEGHANY CORP DEL COM Common Stock 017175100 494 1500 SH Sole 1500
ALLERGAN INC COM Common Stock 018490102 1130 11838 SH Other 11838
ALLIANZ SE SP ADR 1/10 SH ADR 018805101 1706 143172 SH Other 143172
ALSTOM ADR ADR 021244207 1262 323842 SH Other 323842
ALTERA CORP COM Common Stock 021441100 2204 55347 SH Other 55347
ALTRIA GROUP INC COM Common Stock 02209s103 71 2309 SH Other 2309
ALUMINA LTD SPONSORED ADR ADR 022205108 865 168369 SH Other 168369
AMAZON COM INC COM Common Stock 023135106 20 100 SH Sole 100
AMERICAN CAPITAL AGENCY CORP C Reits 02503x105 2 82 SH Other 82
AMERICAN EXPRESS CO COM Common Stock 025816109 353 6099 SH Other 6099
AMERICAN TOWER CORP NEW COM Reits 03027x100 1562 24790 SH Other 24790
AMERISOURCEBERGEN CORP COM Common Stock 03073e105 33 835 SH Sole 835
AMGEN INC COM Common Stock 031162100 55 806 SH Other 806
AMGEN INC SR CV 0.375%13 Cnvt Bnd 031162aq3 345 337000 PRN Other 337000
ANADARKO PETE CORP COM Common Stock 032511107 11 140 SH Sole 140
ANGLOGOLD ASHANTI LTD SPONSORE ADR 035128206 2032 55037 SH Other 55037
ANHEUSER BUSCH INBEV SA/NV SPO ADR 03524a108 5058 69548 SH Sole 69548
AON CORP COM Common Stock 037389103 3768 76810 SH Other 76810
APACHE CORP COM Common Stock 037411105 907 9030 SH Other 9030
APACHE CORP PFD CONV SER D Cnvt Pref 037411808 362 6520 SH Other 6520
APPLE INC COM Common Stock 037833100 282 470 SH Sole 470
ARCH CAP GROUP LTD ORD Common Stock g0450a105 1274 34200 SH Sole 34200
ARCHER DANIELS MIDLAND CO COM Common Stock 039483102 6083 192134 SH Sole 192134
ARCHER DANIELS MIDLAND CO SR C Cnvt Bnd 039483aw2 345 337000 PRN Other 337000
ASTRAZENECA PLC SPONSORED ADR ADR 046353108 2441 54876 SH Other 54876
AT&T INC COM Common Stock 00206r102 7601 243389 SH Sole 243389
AXIS CAPITAL HOLDINGS INV SHS Common Stock g0692u109 1615 48691 SH Other 48691
BAKER MICHAEL CORP Common Stock 057149106 238 10000 SH Sole 10000
BANK OF AMERICA CORPORATION CO Common Stock 060505104 383 40000 SH Sole 40000
BANK OF NEW YORK MELLON CORP C Common Stock 064058100 6788 281292 SH Sole 281292
BARRICK GOLD CORP COM Common Stock 067901108 23 526 SH Sole 526
BAYER A G SPONSORED ADR ADR 072730302 234 3336 SH Other 3336
BERKLEY W R CORP COM Common Stock 084423102 2700 74750 SH Other 74750
BERKSHIRE HATHAWAY INC DEL CL Common Stock 084670702 252 3100 SH Sole 3100
BHP BILLITON LTD SPONSORED ADR ADR 088606108 271 3743 SH Other 3743
BIOGEN IDEC INC COM Common Stock 09062x103 206 1633 SH Other 1633
BLACKROCK GLB ALLOCATION FD CL 09251t301 27 1499 SH Sole 1499
BLACKROCK GLB ALLOCATION FD CL 09251t103 768 39136 SH Sole 39136
BLACKROCK INC COM Common Stock 09247x101 34 167 SH Sole 167
BOEING CO COM Common Stock 097023105 19 260 SH Sole 260
BRISTOL MYERS SQUIBB CO COM Common Stock 110122108 20 600 SH Sole 600
BRITISH AMERN TOB PLC SPONSORE ADR 110448107 499 4926 SH Other 4926
CABLEVISION SYS CORP CL A NY C Common Stock 12686c109 123 8368 SH Other 8368
CAMECO CORP COM Common Stock 13321l108 3193 148559 SH Other 148559
CAPITAL INCOME BLDR FD CL C 140193301 5 105 SH Sole 105
CAPITAL WORLD GROWTH & INCOME 140543307 7 200 SH Sole 200
CARREFOUR SA SPONSORED ADR ADR 144430204 1106 229711 SH Other 229711
CATERPILLAR INC DEL COM Common Stock 149123101 56 525 SH Sole 525
CELGENE CORP COM Common Stock 151020104 116 1500 SH Sole 1500
CENTRAIS ELETRICAS BRASILEIRAS ADR Pref 15234q108 319 24829 SH Other 24829
CENTRAIS ELETRICAS BRASILEIRAS ADR 15234q207 1338 142954 SH Other 142954
CHEMTURA CORP COM NEW Common Stock 163893209 323 19000 SH Sole 19000
CHESAPEAKE ENERGY CORP NT CONV Cnvt Bnd 165167bw6 285 289000 PRN Other 289000
CHEVRON CORP NEW COM Common Stock 166764100 6463 60288 SH Sole 60288
CHUBB CORP COM Common Stock 171232101 7076 102386 SH Sole 102386
CINCINNATI BELL INC NEW COM Common Stock 171871106 52 13000 SH Other 13000
CISCO SYS INC COM Common Stock 17275r102 2 100 SH Sole 100
CITIGROUP INC COM NEW Common Stock 172967424 8 210 SH Sole 210
CME GROUP INC COM Common Stock 12572q105 2594 8964 SH Other 8964
COACH INC COM Common Stock 189754104 2221 28743 SH Other 28743
COCA COLA CO COM Common Stock 191216100 117 1583 SH Sole 1583
COGNIZANT TECHNOLOGY SOLUTIONS Common Stock 192446102 2418 31426 SH Other 31426
COMCAST CORP NEW CL A Common Stock 20030n101 38 1260 SH Sole 1260
COMCAST CORP NEW CL A SPL Common Stock 20030n200 4615 156401 SH Other 156401
COMPANHIA SIDERURGICA NACIONAL ADR 20440w105 221 23320 SH Other 23320
COMPASS MINERALS INTL INC COM Common Stock 20451n101 1271 17720 SH Other 17720
CONESTOGA FDS SMALL CAP FD 207019100 28107 1130600 SH Sole 1128830 1770
CONOCOPHILLIPS COM Common Stock 20825c104 36 480 SH Sole 480
CONSOLIDATED EDISON INC COM Common Stock 209115104 29 500 SH Sole 500
COSTCO WHSL CORP NEW COM Common Stock 22160k105 72 789 SH Other 789
COVIDIEN PLC SHS Common Stock g2554f113 5819 106423 SH Sole 106423
CRANE CO COM Common Stock 224399105 209 4300 SH Other 4300
CREDIT SUISSE COMMODITY RETURN 22544r107 270 32970 SH Sole 32970
CULLEN FROST BANKERS INC COM Common Stock 229899109 31 540 SH Sole 540
CVS CAREMARK CORPORATION COM Common Stock 126650100 17 380 SH Sole 380
DAI NIPPON PRTG LTD JAPAN SPON ADR 233806306 2828 275051 SH Other 275051
DAIICHI SANKYO CO LTD SPON ADR ADR 23381d102 912 49792 SH Other 49792
DELL INC COM Common Stock 24702r101 157 9475 SH Other 9475
DEUTSCHE POST AG SPONSORED ADR ADR 25157y202 200 10390 SH Other 10390
DIAGEO P L C SPON ADR NEW ADR 25243q205 340 3523 SH Other 3523
DIANA CONTAINERSHIPS INC Common Stock y2069p101 242 40000 SH Sole 40000
DIGITAL ANGEL CORP NEW COM NEW Common Stock 25383a200 4 32195 SH Sole 32195
DIRECTV COM CL A Common Stock 25490a101 229 4645 SH Other 4645
DISNEY WALT CO COM DISNEY Common Stock 254687106 29 660 SH Sole 660
DOVER CORP COM Common Stock 260003108 173 2756 SH Other 2756
DU PONT E I DE NEMOURS & CO CO Common Stock 263534109 42 791 SH Other 791
E M C CORP MASS COM Common Stock 268648102 493 16500 SH Sole 16500
E M C CORP MASS SR NT CV 1.75% Cnvt Bnd 268648am4 676 360000 PRN Other 360000
EAST JAPAN RAILWAY CO ADR ADR 273202101 977 92639 SH Other 92639
EATON CORP COM Common Stock 278058102 28 570 SH Sole 570
EATON VANCE TXMGD GL BUYWR OPP 27829c105 11050 1000934 SH Sole 1000934
EBAY INC COM Common Stock 278642103 430 11650 SH Other 11650
ECOLAB INC COM Common Stock 278865100 4849 78560 SH Other 78560
ELECTRICITE DE FRANCE ADR ADR 285039103 1406 309175 SH Other 309175
EMERSON ELEC CO COM Common Stock 291011104 23 435 SH Sole 435
ENERSYS SRNT CV 3.375%38 Cnvt Bnd 29275yaa0 328 282000 PRN Other 282000
EQT CORP COM Common Stock 26884l109 32 673 SH Sole 673
ERICSSON ADR B SEK 10 ADR 294821608 1117 108347 SH Other 108347
EVEREST RE GROUP LTD COM Common Stock g3223r108 1064 11500 SH Sole 11500
EXPRESS SCRIPTS INC COM Common Stock 302182100 212 3916 SH Other 3916
EXXON MOBIL CORP COM Common Stock 30231g102 503 5800 SH Sole 5800
F M C CORP COM NEW Common Stock 302491303 3 33 SH Other 33
FEDEX CORP COM Common Stock 31428x106 26 288 SH Other 288
FERRO CORP COM Common Stock 315405100 89 15000 SH Sole 15000
FIDELITY NATL INFORMATION SVCS Common Stock 31620m106 30 891 SH Sole 891
FINMECCANICA SPA ADR ADR 318027208 1737 642467 SH Other 642467
FIRST EAGLE FDS INC GLOBAL FD 32008f507 863 17613 SH Sole 17613
FPA FDS TR FPA CRESCENT I 30254t759 26273 919931 SH Sole 918272 1659
FRANKLIN RES INC COM Common Stock 354613101 290 2335 SH Other 2335
FUJIFILM HLDGS CORP ADR 2 ORD ADR 35958n107 1821 77202 SH Other 77202
GANNETT INC COM Common Stock 364730101 7939 517851 SH Sole 517851
GAYLORD ENTMT CO NEW COM Common Stock 367905106 213 6900 SH Other 6900
GAZPROM O A O SPON ADR ADR 368287207 1982 160921 SH Other 160921
GENERAL ELECTRIC CO COM Common Stock 369604103 67 3340 SH Sole 3340
GENUINE PARTS CO COM Common Stock 372460105 239 3804 SH Other 3804
GILEAD SCIENCES INC COM Common Stock 375558103 24 482 SH Other 482
GILEAD SCIENCES INC SR CV 0.62 Cnvt Bnd 375558ah6 384 290000 PRN Other 290000
GLAXOSMITHKLINE PLC SPONSORED ADR 37733w105 2503 55744 SH Other 55744
GOLAR LNG LTD BERMUDA SHS Common Stock g9456a100 5181 136175 SH Other 136175
GOLAR LNG PARTNERS LP COM UNIT Common Stock y2745c102 748 20150 SH Other 20150
GOLD FIELDS LTD NEW SPONSORED ADR 38059t106 1758 126489 SH Other 126489
GOLDMAN SACHS GROUP INC COM Common Stock 38141g104 2902 23334 SH Other 23334
GOOGLE INC CL A Common Stock 38259p508 38 60 SH Sole 60
GULFMARK OFFSHORE INC CL A NEW Common Stock 402629208 1097 23875 SH Other 23875
HACHIJUNI BANK LTD ADR ADR 404508202 1041 17547 SH Other 17547
HANCOCK JOHN INV TRUST L/C INT 41013p798 36218 2370281 SH Sole 2366627 3654
HECKMANN CORP COM Common Stock 422680108 1155 267875 SH Other 267875
HELMERICH & PAYNE INC COM Common Stock 423452101 228 4234 SH Other 4234
HERTZ GLOBAL HOLDINGS INC COM Common Stock 42805t105 326 21700 SH Sole 21700
HEWLETT PACKARD CO COM Common Stock 428236103 1054 44228 SH Other 44228
HOLOGIC INC SR NT CV 2%37 Cnvt Bnd 436440ab7 302 256000 PRN Other 256000
HOME DEPOT INC COM Common Stock 437076102 24 480 SH Sole 480
HOME RETAIL GROUP PLC SPONSORE ADR 43731t102 1108 152022 SH Other 152022
HONEYWELL INTL INC COM Common Stock 438516106 17 280 SH Sole 280
HORNBECK OFFSHORE SVCS INC NEW Cnvt Bnd 440543ae6 233 215000 PRN Other 215000
HOSPIRA INC COM Common Stock 441060100 1467 39223 SH Other 39223
HOST HOTELS & RESORTS INC COM Reits 44107p104 7 441 SH Other 441
HSBC HLDGS PLC SPON ADR NEW ADR 404280406 218 4903 SH Other 4903
ILLUMINA INC COM Common Stock 452327109 1455 27647 SH Other 27647
IMPALA PLATINUM HLDGS SPONSORE ADR 452553308 465 23607 SH Other 23607
INDIA FD INC COM 454089103 960 43068 SH Sole 43068
INGRAM MICRO INC CL A Common Stock 457153104 325 17500 SH Sole 17500
INTEL CORP COM Common Stock 458140100 125 4450 SH Sole 4450
INTEL CORP JRSBDB CV 144A39 Cnvt Bnd 458140af7 366 260000 PRN Other 260000
INTERNATIONAL BUSINESS MACHS C Common Stock 459200101 7516 36020 SH Sole 36020
INTERNATIONAL GAME TECHNOLOGY Cnvt Bnd 459902aq5 238 210000 PRN Other 210000
INTUITIVE SURGICAL INC COM NEW Common Stock 46120e602 1720 3175 SH Other 3175
ISHARES INC MSCI BRAZIL 464286400 2925 45240 SH Sole 45240
ISHARES INC MSCI CHILE INVES 464286640 355 5198 SH Sole 5198
ISHARES INC MSCI SINGAPORE 464286673 1632 126583 SH Sole 126583
ISHARES TR CONS SRVC IDX 464287580 329 4064 SH Sole 4064
ISHARES TR DJ SEL DIV INX 464287168 389 6960 SH Sole 6960
ISHARES TR INDEX MSCI EAFE IDX 464287465 174 3164 SH Sole 3164
ISHARES TR MSCI PERU CAP 464289842 379 8105 SH Sole 8105
ISHARES TR RUSSELL1000GRW 464287614 7528 113915 SH Sole 113915
ISHARES TR S&P 100 IDX FD 464287101 254 3962 SH Sole 3962
ISHARES TR US PFD STK IDX 464288687 9 235 SH Other 235
ITC HLDGS CORP COM Common Stock 465685105 25 320 SH Sole 320
IVA FIDUCIARY TR IVA INTL FD A 45070a305 39365 2508946 SH Sole 2505027 3919
JANUS CAP GROUP INC COM Common Stock 47102x105 445 50000 SH Sole 50000
JARDEN CORP COM Common Stock 471109108 2372 58962 SH Other 58962
JOHNSON & JOHNSON COM Common Stock 478160104 10452 158457 SH Sole 158457
JOHNSON CTLS INC COM Common Stock 478366107 1978 60908 SH Other 60908
JPMORGAN CHASE & CO ALERIAN ML 46625h365 6612 168933 SH Sole 168933
JPMORGAN CHASE & CO COM Common Stock 46625h100 108 2345 SH Sole 2345
JUNIPER NETWORKS INC COM Common Stock 48203r104 12 518 SH Other 518
KAPSTONE PAPER & PACKAGING CRP Common Stock 48562p103 355 18000 SH Sole 18000
KEPPEL CORPORATION LTD SHS Common Stock y4722z120 125 14602 SH Other 14602
KEPPEL LTD SPONSORED ADR ADR 492051305 1055 60375 SH Other 60375
KINDER MORGAN INC DEL COM Common Stock 49456b101 31 796 SH Sole 796
KINROSS GOLD CORP COM NO PAR Common Stock 496902404 2191 223779 SH Other 223779
KOREA ELECTRIC PWR SPONSORED A ADR 500631106 1123 115455 SH Other 115455
KRAFT FOODS INC CL A Common Stock 50075n104 21 540 SH Sole 540
KROGER CO COM Common Stock 501044101 5786 238792 SH Sole 238792
L-3 COMMUNICATIONS HLDGS INC C Common Stock 502424104 3655 51640 SH Sole 51640
LABORATORY CORP AMER HLDGS COM Common Stock 50540r409 1451 15850 SH Other 15850
LAZARD FDS INC EMERG MKT INST 52106n889 149 7571 SH Sole 7571
LAZARD LTD SHS A Common Stock g54050102 6731 235691 SH Sole 235691
LEGGETT & PLATT INC COM Common Stock 524660107 31 1345 SH Sole 1345
LIBERTY GLOBAL INC COM SER C Common Stock 530555309 4703 98208 SH Other 98208
LIBERTY MEDIA CORPORATION LIB Common Stock 530322106 353 4000 SH Sole 4000
LINEAR TECHNOLOGY CORP SR NT C Cnvt Bnd 535678ac0 348 327000 PRN Other 327000
LOCKHEED MARTIN CORP COM Common Stock 539830109 1057 11760 SH Other 11760
LOEWS CORP COM Common Stock 540424108 2488 62410 SH Other 62410
LORILLARD INC COM Common Stock 544147101 36 278 SH Sole 278
MACYS INC COM Common Stock 55616p104 1581 39787 SH Other 39787
MARINE HARVEST ASA ADR ADR 56824r106 1004 97362 SH Other 97362
MASTERCARD INC CL A Common Stock 57636q104 332 789 SH Other 789
MATERIAL SCIENCES CORP Common Stock 576674105 701 85000 SH Sole 85000
MATTHEWS ASIAN FDS ASIA DV FD 577125107 38516 2778944 SH Sole 2775405 3539
MATTHEWS INTL FDS CHINA FUND I 577130701 3392 144692 SH Sole 144692
MCCORMICK & CO INC COM NON VTG Common Stock 579780206 30 560 SH Sole 560
MCDONALDS CORP COM Common Stock 580135101 3868 39427 SH Sole 39427
MEAD JOHNSON NUTRITION CO COM Common Stock 582839106 1529 18539 SH Other 18539
MEDCO HEALTH SOLUTIONS INC COM Common Stock 58405u102 19 267 SH Other 267
MEDTRONIC INC SR NT CV1.625%13 Cnvt Bnd 585055am8 372 368000 PRN Other 368000
MEG ENERGY CORP COM Common Stock 552704108 3671 95477 SH Sole 95477
MERCK & CO INC NEW COM Common Stock 58933y105 8126 211615 SH Sole 211615
mfusmfkpaa 1477 107973 SH Sole 107973
mfusmfkxaa 1384 88217 SH Sole 88217
mfusmfngab 646 25981 SH Sole 25981
mfusmfnxax 684 33634 SH Sole 33634
mfusmfpnna 1596 85694 SH Sole 85694
mfusmfvgcs 2147 41758 SH Sole 41758
mfusmfvgep 987 40372 SH Sole 40372
mfusmfvgtf 1425 13295 SH Sole 13295
mfusmfvgui 2471 148873 SH Sole 148873
MICROCHIP TECHNOLOGY INC COM Common Stock 595017104 43 1145 SH Sole 1145
MICROSOFT CORP COM Common Stock 594918104 10895 337791 SH Sole 337791
MITSUBISHI UFJ FINL GROUP INC ADR 606822104 67 13366 SH Other 13366
MMODAL INC COM Common Stock 60689b107 633 60000 SH Sole 60000
MOLYCORP INC DEL COM Common Stock 608753109 602 17800 SH Other 17800
MONSANTO CO NEW COM Common Stock 61166w101 1581 19826 SH Other 19826
MONSTER WORLDWIDE INC COM Common Stock 611742107 1453 149075 SH Other 149075
MOTOROLA SOLUTIONS INC COM NEW Common Stock 620076307 37 721 SH Sole 721
MS&AD INS GROUP HLDGS ADR ADR 553491101 2480 240229 SH Other 240229
MTN GROUP LTD SPONSORED ADR ADR 62474m108 269 15270 SH Other 15270
NATIONAL CINEMEDIA INC COM Common Stock 635309107 4062 265481 SH Sole 265481
NATIONAL FUEL GAS CO N J COM Common Stock 636180101 192 4000 SH Other 4000
NATIONAL OILWELL VARCO INC COM Common Stock 637071101 2027 25510 SH Other 25510
NESTLE S A SPONSORED ADR ADR 641069406 5371 85461 SH Sole 85461
NETAPP INC COM Common Stock 64110d104 24 543 SH Other 543
NETFLIX INC COM Common Stock 64110l106 13 111 SH Other 111
NEUSTAR INC CL A Common Stock 64126x201 3380 90735 SH Other 90735
NEW YORK CMNTY BANCORP INC COM Common Stock 649445103 118 8462 SH Sole 8462
NEWCREST MNG LTD SPONSORED ADR ADR 651191108 2241 72875 SH Other 72875
NEWFIELD EXPL CO COM Common Stock 651290108 1443 41605 SH Other 41605
NEWMONT MINING CORP COM Common Stock 651639106 5100 99469 SH Sole 99469
NEWMONT MINING CORP SR NT CV 1 Cnvt Bnd 651639ah9 290 230000 PRN Other 230000
NEWS CORP CL A Common Stock 65248e104 4645 235663 SH Other 235663
NEWS CORP CL B Common Stock 65248e203 817 40900 SH Other 40900
NEXEN INC COM Common Stock 65334h102 2235 121808 SH Other 121808
NEXTERA ENERGY INC COM Common Stock 65339f101 37 600 SH Sole 600
NIKE INC CL B Common Stock 654106103 32 295 SH Other 295
NINTENDO LTD ADR ADR 654445303 1568 82902 SH Other 82902
NIPPON TELEG & TEL CORP SPONSO ADR 654624105 3193 141179 SH Other 141179
NITTO DENKO CORP ADR ADR 654802206 236 5820 SH Other 5820
NOBLE ENERGY INC COM Common Stock 655044105 442 4518 SH Sole 4518
NOKIA CORP SPONSORED ADR ADR 654902204 1950 355180 SH Other 355180
NORFOLK SOUTHERN CORP COM Common Stock 655844108 17 255 SH Other 255
NOVARTIS A G SPONSORED ADR ADR 66987v109 382 6899 SH Other 6899
NOVO-NORDISK A S ADR ADR 670100205 28 205 SH Sole 205
NUVEEN INVT TR II SB DIV GW FD 67065w639 541 20229 SH Sole 17507 2722
NUVEEN INVT TR II SB DIV GW FD 67065w662 49696 1860559 SH Sole 1859744 815
NUVEEN INVT TR II TRADWD INT V 67065w506 5632 250424 SH Sole 250424
OCCIDENTAL PETE CORP DEL COM Common Stock 674599105 25 260 SH Sole 260
OLIN CORP COM PAR $1 Common Stock 680665205 435 20000 SH Sole 20000
ONEOK INC NEW COM Common Stock 682680103 30 365 SH Sole 365
ORACLE CORP COM Common Stock 68389x105 30 1040 SH Sole 1040
ORMET CORP COM Common Stock 686701103 385 70331 SH Sole 70331
P T TELEKOMUNIKASI INDONESIA S ADR 715684106 950 31285 SH Other 31285
PACCAR INC COM Common Stock 693718108 32 675 SH Sole 675
PACKAGING CORP AMER COM Common Stock 695156109 5093 172107 SH Sole 172107
PALADIN ENERGY LTD SHS Common Stock q7264t104 365 190225 SH Other 190225
PANASONIC CORP ADR ADR 69832a205 1567 169441 SH Other 169441
PEOPLES UNITED FINANCIAL INC C Common Stock 712704105 2 184 SH Other 184
PEPSICO INC COM Common Stock 713448108 7088 106827 SH Sole 106827
PETROCHINA CO LTD SPONSORED AD ADR 71646e100 266 1896 SH Other 1896
PFIZER INC COM Common Stock 717081103 348 15375 SH Sole 15375
PHILIP MORRIS INTL INC COM Common Stock 718172109 99 1120 SH Sole 1120
PNC FINL SVCS GROUP INC COM Common Stock 693475105 116 1797 SH Other 1797
POLYUS GOLD INTL LTD GDR LEVEL ADR 73180y203 939 307916 SH Other 307916
POWERSHARES DB CMDTY IDX TRACK 73935s105 3917 136000 SH Sole 136000
POWERSHS DB MULTI SECT COMM TR 73936b408 1040 37000 SH Sole 37000
PRAXAIR INC COM Common Stock 74005p104 5035 43919 SH Other 43919
PRICE T ROWE GROUP INC COM Common Stock 74144t108 2630 40283 SH Other 40283
PROCTER & GAMBLE CO COM Common Stock 742718109 8348 124213 SH Sole 124213
PROGRESSIVE CORP OHIO COM Common Stock 743315103 1685 72711 SH Other 72711
QBE INS GROUP LTD SPONSORED AD ADR 74728g605 214 14565 SH Other 14565
QUALCOMM INC COM Common Stock 747525103 88 1295 SH Sole 1295
QUANTA SVCS INC COM Common Stock 74762e102 1162 55614 SH Other 55614
RAYTHEON CO COM NEW Common Stock 755111507 4320 81846 SH Sole 81846
RED LIONS HOTELS CORPORATION Common Stock 756764106 369 45000 SH Sole 45000
REPUBLIC SVCS INC COM Common Stock 760759100 4011 131243 SH Sole 131243
RIDGEWORTH FDS SEIX HIGH YLD F 1298 133983 SH Sole 133983
ROCHE HLDG LTD SPONSORED ADR ADR 771195104 293 6751 SH Other 6751
ROCKWELL AUTOMATION INC COM Common Stock 773903109 55 684 SH Other 684
ROCKWELL COLLINS INC COM Common Stock 774341101 159 2764 SH Other 2764
ROHM CO LTD ADR ADR 775376106 1498 60359 SH Other 60359
ROYAL DUTCH SHELL PLC SPON ADR ADR 780259107 309 4370 SH Other 4370
ROYAL DUTCH SHELL PLC SPONS AD ADR 780259206 39 550 SH Sole 550
RSTK TRADEHARBOR INC SER A-2 P Other Assests 892992017 0 428572 SH Sole 428572
RYDEX ETF TRUST GUG S&P500 EQ 78355w106 5654 109000 SH Sole 109000
SALESFORCE COM INC COM Common Stock 79466l302 21 133 SH Other 133
SANDISK CORP CV SR NT 1.5%17 Cnvt Bnd 80004cad3 437 369000 PRN Other 369000
SANOFI SPONSORED ADR ADR 80105n105 2854 73646 SH Other 73646
SAP AG SPON ADR ADR 803054204 289 4142 SH Other 4142
SARA LEE CORP COM Common Stock 803111103 209 9700 SH Other 9700
SCHLUMBERGER LTD COM Common Stock 806857108 28 395 SH Sole 395
SEADRILL LIMITED SHS Common Stock g7945e105 35 943 SH Sole 943
SEALED AIR CORP NEW COM Common Stock 81211k100 24 1222 SH Other 1222
SEKISUI HOUSE LTD SPONSORED AD ADR 816078307 1601 162425 SH Other 162425
SELECT SECTOR SPDR TR SBI CONS 81369y308 324 9516 SH Sole 9516
SELECT SECTOR SPDR TR SBI HEAL 81369y209 318 8466 SH Sole 8466
SELECT SECTOR SPDR TR SBI INT- 81369y605 328 20753 SH Sole 20753
SELECT SECTOR SPDR TR SBI INT- 81369y886 341 9742 SH Sole 9742
SELECT SECTOR SPDR TR TECHNOLO 81369y803 325 10769 SH Sole 10769
SEVEN & I HLDGS CO LTD ADR ADR 81783h105 1994 33374 SH Other 33374
SHISEIDO SPONSORED ADR ADR 824841407 1786 102953 SH Other 102953
SIEMENS A G SPONSORED ADR ADR 826197501 1743 17281 SH Other 17281
SILICONWARE PRECISION INDS LTD ADR 827084864 169 28080 SH Other 28080
SINGAPORE TELECOMMUNICATNS LTD ADR 82929r304 269 10740 SH Other 10740
SK TELECOM LTD SPONSORED ADR ADR 78440p108 2638 189646 SH Other 189646
SMITHS GROUP PLC SPONSORED ADR ADR 83238p203 249 14840 SH Other 14840
SOLUS RECOVERY FUND LP CLASS A Reits 834lp4001 175 175000 SH Other 175000
SOUTHERN COPPER CORP COM Common Stock 84265v105 39 1230 SH Sole 1230
SPDR GOLD TRUST GOLD SHS 78463v107 38863 239719 SH Sole 239504 215
SPDR S&P 500 ETF TR TR UNIT 78462f103 44971 319372 SH Sole 318909 463
SPRINT NEXTEL CORP COM SER 1 Common Stock 852061100 11 4000 SH Other 4000
STARBUCKS CORP COM Common Stock 855244109 39 700 SH Sole 700
STARWOOD HOTELS&RESORTS WRLDWD Common Stock 85590a401 209 3708 SH Other 3708
STATE STR CORP COM Common Stock 857477103 100 2195 SH Other 2195
SUMITOMO MITSUI TR HLDGS INC S ADR 86562x106 1276 397730 SH Other 397730
SUNCOR ENERGY INC NEW COM Common Stock 867224107 5667 173311 SH Sole 173311
SWISSCOM AG SPONSORED ADR ADR 871013108 2012 49838 SH Other 49838
SYMANTEC CORP SR NT CV 1%13 Cnvt Bnd 871503af5 420 375000 PRN Other 375000
TAIWAN SEMICONDUCTOR MFG LTD S ADR 874039100 288 18817 SH Other 18817
TALISMAN ENERGY INC COM Common Stock 87425e103 1298 103014 SH Other 103014
TELECOM ITALIA S P A NEW SPON ADR 87927y201 2472 254091 SH Other 254091
TELEPHONE & DATA SYS INC COM Common Stock 879433829 347 15000 SH Sole 15000
TEMPLETON INCOME TR GLOB TOT R 880208889 9883 756716 SH Sole 756716
TERADATA CORP DEL COM Common Stock 88076w103 376 5515 SH Other 5515
TESCO PLC SPONSORED ADR ADR 881575302 221 13981 SH Other 13981
TEVA PHARMACEUTICAL FIN LLC GT Cnvt Bnd 88163vae9 307 279000 PRN Other 279000
TEVA PHARMACEUTICAL INDS LTD A ADR 881624209 14 305 SH Other 305
THERMO FISHER SCIENTIFIC INC C Common Stock 883556102 18 320 SH Sole 320
THOMAS & BETTS CORP COM Common Stock 884315102 223 3100 SH Other 3100
TIME WARNER CABLE INC COM Common Stock 88732j207 37 453 SH Sole 453
TIVO INC COM Common Stock 888706108 300 25000 SH Sole 25000
TJX COS INC NEW COM Common Stock 872540109 3177 80000 SH Sole 80000
TOTAL S A SPONSORED ADR ADR 89151e109 296 5786 SH Other 5786
TOYOTA MOTOR CORP SP ADR REP2C ADR 892331307 1567 18046 SH Other 18046
TRANSOCEAN LTD REG SHS Common Stock h8817h100 1272 23256 SH Other 23256
TRAVELERS COMPANIES INC COM Common Stock 89417e109 38 645 SH Other 645
TREASURY WINE ESTATES LTD SPON ADR 89465j109 156 36790 SH Other 36790
TRUST FOR PROFESSIONAL MNGRS S 89833w204 33333 1643622 SH Sole 1641415 2207
TYCO INTERNATIONAL LTD SHS Common Stock h89128104 6189 110161 SH Sole 110161
UBS AG SHS NEW Common Stock h89231338 1952 139248 SH Other 139248
UNILEVER N V N Y SHS NEW ADR 904784709 304 8922 SH Other 8922
UNION PAC CORP COM Common Stock 907818108 32 298 SH Sole 298
UNITED MICROELECTRONICS CORP S ADR 910873405 42 17219 SH Other 17219
UNITED OVERSEAS BK LTD SPONSOR ADR 911271302 223 7641 SH Other 7641
UNITED TECHNOLOGIES CORP COM Common Stock 913017109 59 707 SH Other 707
UNITEDHEALTH GROUP INC COM Common Stock 91324p102 20 340 SH Sole 340
V F CORP COM Common Stock 918204108 38 260 SH Sole 260
VERIZON COMMUNICATIONS INC COM Common Stock 92343v104 97 2530 SH Sole 2530
VIACOM INC NEW CL B Common Stock 92553p201 8 160 SH Sole 160
VIASAT INC COM Common Stock 92552v100 1038 21535 SH Other 21535
VIRTUS OPPORTUNITIES TR PREM A 92828r255 1880 143960 SH Sole 143960
VISA INC COM CL A Common Stock 92826c839 2602 22055 SH Other 22055
VISHAY PRECISION GROUP INC COM Common Stock 92835k103 445 30000 SH Sole 30000
VISTEON CORP COM NEW Common Stock 92839u206 530 10000 SH Sole 10000
VIVENDI SA ADR ADR 92852t201 495 27035 SH Other 27035
VODAFONE GROUP PLC NEW SPONS A ADR 92857w209 61 2187 SH Sole 2187
WACOAL HOLDINGS CORP ADR ADR 930004205 1441 24542 SH Other 24542
WAL MART STORES INC COM Common Stock 931142103 7469 122043 SH Sole 122043
WARNER CHILCOTT PLC IRELAND SH Common Stock g94368100 2178 129575 SH Other 129575
WASTE MGMT INC DEL COM Common Stock 94106l109 15 440 SH Sole 440
WELLS FARGO & CO NEW COM Common Stock 949746101 53 1560 SH Sole 1560
WELLS FARGO ADVANTAGE FDS WFA 94985d533 335 4763 SH Sole 4763
WILLIS GROUP HOLDINGS PUBLIC L Common Stock g96666105 2555 73044 SH Other 73044
WISDOMTREE TR EM LCL DEBT FD 97717x867 3087 59490 SH Sole 59490
WISDOMTREE TR EMERGING MKTS LO Common Stock 97717X867 10378 200000 SH Sole 200000
WOLTERS KLUWER N V SPONSORED A ADR 977874205 2107 111439 SH Other 111439
YAHOO INC COM Common Stock 984332106 1864 122446 SH Other 122446
YUM BRANDS INC COM Common Stock 988498101 6643 93322 SH Sole 93322
ZURICH FINL SVCS SPONSORED ADR ADR 98982m107 270 10070 SH Other 10070