SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Giger Renato

(Last) (First) (Middle)
15030 AVENUE OF SCIENCE

(Street)
SAN DIEGO CA 92128

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SOLERA HOLDINGS, INC [ SLH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Global Corporate Controller
3. Date of Earliest Transaction (Month/Day/Year)
12/01/2009
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 12/01/2009 A 1,037(1) A $0.01 38,070(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $36.01 12/01/2009 A 9,454 (3) 12/01/2016 Common Stock, par value $0.01 9,454 (4) 19,154(5) D
Explanation of Responses:
1. Represents 1,037 restricted stock units issued to the Reporting Person, which restricted stock units are subject to vesting. Upon vesting of each restricted stock unit, the Reporting Person shall be entitled to receive one share of common stock. 25% of the restricted stock units will vest on December 31, 2010, and 6.25% will vest on each December 31, March 31, June 30 and September 30 thereafter until fully vested.
2. Includes 33,333 shares of common stock subject to vesting, 21,666 of which have vested and approximately 1,667 of which will vest every March 31, June 30, September 30 and December 31 until fully vested. Includes also 3,744 restricted stock units subject to vesting. Upon vesting of the restricted stock units, the Reporting Person shall be entitled to receive a number of shares of common stock equal to the number of restricted stock units then vesting. With respect to 1,707 of the restricted stock units, approximately 169 will vest every March 31, June 30, September 30 and December 31 until fully vested. With respect to 1,000 restricted stock units, 250 will vest on December 31, 2009 and approximately 62 will vest every March 31, June 30, September 30 and December 31 thereafter until fully vested. The remaining 1,037 restricted stock units will vest in accordance with the terms disclosed in footnote 1.
3. 25% of the employee stock options will vest and become exercisable on December 31, 2010, and 6.25% of the employee stock options will vest on each December 31, March 31, June 30 and September 30 thereafter until fully vested.
4. Not applicable.
5. In addition to the 9,454 employee stock options described in footnote 3, the Reporting Person holds 7,357 employee stock options, which are subject to vesting. With respect to 1,125 of the employee stock options, 125 will vest on each March 31, June 30, September 30 and December 31 until fully vested. With respect to 3,232 of the employee stock options, approximately 294 will vest on each March 31, June 30, September 30 and December 31 until fully vested. With respect to 3,000 of the employee stock options, 750 will vest on December 31, 2009 and approximately 188 will vest on each March 31, June 30, September 30 and December 31 thereafter until fully vested.
/s/ Jared S. Dinkes, under a Power of Attorney 12/03/2009
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.