-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KKmbCBOTLGHxmjSAXqXRe0AkF57Is5tIyNGuVpFjU37pgZ89t+CWEjA+gIPKoNJ8 SV5+otqCOWle9fK/EHjzMQ== 0001225208-09-021843.txt : 20091106 0001225208-09-021843.hdr.sgml : 20091106 20091106154437 ACCESSION NUMBER: 0001225208-09-021843 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091104 FILED AS OF DATE: 20091106 DATE AS OF CHANGE: 20091106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ralsky Stuart L CENTRAL INDEX KEY: 0001472491 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33887 FILM NUMBER: 091164669 MAIL ADDRESS: STREET 1: ORION ENERGY SYSTEMS, INC. STREET 2: 2210 WOODLAND DRIVE CITY: MANITOWOC STATE: WI ZIP: 54220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORION ENERGY SYSTEMS, INC. CENTRAL INDEX KEY: 0001409375 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 391847269 STATE OF INCORPORATION: WI FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1204 PILGRIM ROAD CITY: PLYMOUTH STATE: WI ZIP: 53073 BUSINESS PHONE: 800-660-9340 MAIL ADDRESS: STREET 1: 1204 PILGRIM ROAD CITY: PLYMOUTH STATE: WI ZIP: 53073 4 1 doc4.xml X0303 4 2009-11-04 0001409375 ORION ENERGY SYSTEMS, INC. OESX 0001472491 Ralsky Stuart L 2210 WOODLAND DRIVE MANITOWOC WI 54220 1 Senior VP - Human Resources Common Stock 2009-11-04 4 P 0 2500 3.76 A 3800 D Stock Options (right to buy) 3.09 2010-10-01 2019-10-01 Common Stock 50000 50000 D Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted October 1, 2009, vests and becomes exercisable in 20% increments on October 1, 2010, 2011, 2012, 2013 and 2014, respectively. /s/ Peter C. Underwood, Attorney-in-Fact 2009-11-06 -----END PRIVACY-ENHANCED MESSAGE-----