Chief Compliance Officer

0001812046-20-000034.txt : 20201106 0001812046-20-000034.hdr.sgml : 20201106 20201105183259 ACCESSION NUMBER: 0001812046-20-000034 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201106 DATE AS OF CHANGE: 20201105 EFFECTIVENESS DATE: 20201106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STA Wealth Management, LLC CENTRAL INDEX KEY: 0001471474 IRS NUMBER: 061667250 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16078 FILM NUMBER: 201291922 BUSINESS ADDRESS: STREET 1: ONE CITYCENTRE, 800 TOWN & COUNTRY BLVD. STREET 2: SUITE 410 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: 281-822-8800 MAIL ADDRESS: STREET 1: ONE CITYCENTRE, 800 TOWN & COUNTRY BLVD. STREET 2: SUITE 410 CITY: HOUSTON STATE: TX ZIP: 77024 FORMER COMPANY: FORMER CONFORMED NAME: Streettalk Advisors, LLC DATE OF NAME CHANGE: 20090901 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001471474 XXXXXXXX 09-30-2020 09-30-2020 false STA Wealth Management, LLC

One Citycentre, 800 Town & Country Blvd. Suite 410 Houston TX 77024

13F HOLDINGS REPORT 028-16078 N Hope Edick Chief Compliance Officer 281-822-8810 /s/ Hope Edick Houston TX 11-05-2020 0 159 431734 INFORMATION TABLE 2 infotable.xml 3-D SYS CORP DEL COM NEW 88554D205 329 67050 SH SOLE 0 0 67050 3M CO COM 88579Y101 486 3037 SH SOLE 0 0 3037 ABBOTT LABS COM 002824100 3897 35805 SH SOLE 0 0 35805 ABBVIE INC COM 00287Y109 2254 25733 SH SOLE 0 0 25733 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 51 12888 SH SOLE 0 0 12888 ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS 00326A104 591 32585 SH SOLE 0 0 32585 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 341 1508 SH SOLE 0 0 1508 ACELRX PHARMACEUTICALS INC COM 00444T100 89 63000 SH SOLE 0 0 63000 ACTIVISION BLIZZARD INC COM 00507V109 210 2594 SH SOLE 0 0 2594 ADOBE SYSTEMS INCORPORATED COM 00724F101 460 937 SH SOLE 0 0 937 AIR PRODS & CHEMS INC COM 009158106 432 1450 SH SOLE 0 0 1450 ALBEMARLE CORP COM 012653101 268 3000 SH SOLE 0 0 3000 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 677 2303 SH SOLE 0 0 2303 ALLEGIANCE BANCSHARES INC COM 01748H107 642 27473 SH SOLE 0 0 27473 ALPHABET INC CAP STK CL A 02079K305 2143 1462 SH SOLE 0 0 1462 ALPHABET INC CAP STK CL C 02079K107 1711 1164 SH SOLE 0 0 1164 ALTRIA GROUP INC COM 02209S103 517 13369 SH SOLE 0 0 13369 AMAZON COM INC COM 023135106 13703 4352 SH SOLE 0 0 4352 AMEREN CORP COM 023608102 541 6843 SH SOLE 0 0 6843 AMGEN INC COM 031162100 393 1546 SH SOLE 0 0 1546 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 704 13058 SH SOLE 0 0 13058 AON PLC SHS CL A G0403H108 291 1413 SH SOLE 0 0 1413 APPLE INC COM 037833100 35896 309960 SH SOLE 0 0 309960 ARCHER DANIELS MIDLAND CO COM 039483102 731 15726 SH SOLE 0 0 15726 ARK ETF TR INNOVATION ETF 00214Q104 5995 65164 SH SOLE 0 0 65164 AT&T INC COM 00206R102 1620 56838 SH SOLE 0 0 56838 AUTOMATIC DATA PROCESSING IN COM 053015103 515 3696 SH SOLE 0 0 3696 BECTON DICKINSON & CO COM 075887109 229 984 SH SOLE 0 0 984 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1336 6274 SH SOLE 0 0 6274 BK OF AMERICA CORP COM 060505104 292 12141 SH SOLE 0 0 12141 BLACKROCK INC COM 09247X101 380 675 SH SOLE 0 0 675 BLACKSTONE GROUP INC COM CL A 09260D107 767 14697 SH SOLE 0 0 14697 BOEING CO COM 097023105 1734 10491 SH SOLE 0 0 10491 BOEING CO COM 097023105 1 100 SH Call SOLE 0 0 100 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 220 2647 SH SOLE 0 0 2647 BP PLC SPONSORED ADR 055622104 1 1400 SH Call SOLE 0 0 1400 BP PLC SPONSORED ADR 055622104 220 12586 SH SOLE 0 0 12586 BROADCOM INC COM 11135F101 707 1941 SH SOLE 0 0 1941 CAMPING WORLD HLDGS INC CL A 13462K109 450 15119 SH SOLE 0 0 15119 CARDINAL HEALTH INC COM 14149Y108 396 8429 SH SOLE 0 0 8429 CBTX INC COM 12481V104 1865 114161 SH SOLE 0 0 114161 CISCO SYS INC COM 17275R102 1318 33462 SH SOLE 0 0 33462 COMCAST CORP NEW CL A 20030N101 470 10153 SH SOLE 0 0 10153 CONOCOPHILLIPS COM 20825C104 24 1300 SH Put SOLE 0 0 1300 CONOCOPHILLIPS COM 20825C104 699 21287 SH SOLE 0 0 21287 COSTCO WHSL CORP NEW COM 22160K105 593 1671 SH SOLE 0 0 1671 CROWN CASTLE INTL CORP NEW COM 22822V101 677 4064 SH SOLE 0 0 4064 DRAFTKINGS INC COM CL A 26142R104 250 4250 SH SOLE 0 0 4250 DUPONT DE NEMOURS INC COM 26614N102 596 10735 SH SOLE 0 0 10735 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 263 48611 SH SOLE 0 0 48611 EQUINIX INC COM 29444U700 294 387 SH SOLE 0 0 387 EXELIXIS INC COM 30161Q104 246 10045 SH SOLE 0 0 10045 EXXON MOBIL CORP COM 30231G102 6869 200081 SH SOLE 0 0 200081 EXXON MOBIL CORP COM 30231G102 0 400 SH Call SOLE 0 0 400 FACEBOOK INC CL A 30303M102 2025 7731 SH SOLE 0 0 7731 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 5340 278536 SH SOLE 0 0 278536 FIRST TR MULTI CP VAL ALPHA SHS ISSUED FRST 33733C108 315 6771 SH SOLE 0 0 6771 FIRST TR VALUE LINE DIVID IN SHS 33734H106 6589 209440 SH SOLE 0 0 209440 FLEXSHARES TR IBOXX 5YR TRGT 33939L605 550 20000 SH SOLE 0 0 20000 FLYING EAGLE ACQUISITION COR COM 34407Y103 210 17275 SH SOLE 0 0 17275 HILTON WORLDWIDE HLDGS INC COM 43300A203 418 4900 SH SOLE 0 0 4900 HP INC COM 40434L105 440 23152 SH SOLE 0 0 23152 INVESCO EXCH TRADED FD TR II TREAS COLATERL 46138G888 39965 377993 SH SOLE 0 0 377993 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 7558 229105 SH SOLE 0 0 229105 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 760 22787 SH SOLE 0 0 22787 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1293 11958 SH SOLE 0 0 11958 INVESCO QQQ TR UNIT SER 1 46090E103 25 7400 SH Put SOLE 0 0 7400 INVESCO QQQ TR UNIT SER 1 46090E103 225 810 SH SOLE 0 0 810 INVESCO QQQ TR UNIT SER 1 46090E103 5 100 SH Call SOLE 0 0 100 ISHARES INC ESG AWR MSCI EM 46434G863 939 26365 SH SOLE 0 0 26365 ISHARES INC CORE MSCI EMKT 46434G103 26146 495185 SH SOLE 0 0 495185 ISHARES TR HDG MSCI EAFE 46434V803 3955 143614 SH SOLE 0 0 143614 ISHARES TR MSCI USA MIN VOL 46429B697 431 6766 SH SOLE 0 0 6766 ISHARES TR 0-5 YR TIPS ETF 46429B747 3570 34308 SH SOLE 0 0 34308 ISHARES TR MSCI USA QLT FCT 46432F339 33690 324758 SH SOLE 0 0 324758 ISHARES TR MSCI USA VALUE 46432F388 812 11010 SH SOLE 0 0 11010 ISHARES TR CORE TOTAL USD 46434V613 1412 25970 SH SOLE 0 0 25970 ISHARES TR US TREAS BD ETF 46429B267 4454 159357 SH SOLE 0 0 159357 ISHARES TR FLTG RATE NT ETF 46429B655 458 9038 SH SOLE 0 0 9038 ISHARES TR CORE DIV GRWTH 46434V621 3065 77038 SH SOLE 0 0 77038 ISHARES TR ESG AWR MSCI USA 46435G425 1784 23408 SH SOLE 0 0 23408 ISHARES TR CORE MSCI EAFE 46432F842 51026 846491 SH SOLE 0 0 846491 ISHARES TR FALN ANGLS USD 46435G474 1306 47850 SH SOLE 0 0 47850 ISHARES TR BROAD USD HIGH 46435U853 1505 38142 SH SOLE 0 0 38142 ISHARES TR 0-5YR HI YL CP 46434V407 2101 47802 SH SOLE 0 0 47802 ISHARES TR CORE MSCI EURO 46434V738 11917 266541 SH SOLE 0 0 266541 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 624 12453 SH SOLE 0 0 12453 J P MORGAN EXCHANGE-TRADED F BETBULD JAPAN 46641Q712 8326 337483 SH SOLE 0 0 337483 JOINT CORP COM 47973J102 287 16479 SH SOLE 0 0 16479 JPMORGAN CHASE & CO COM 46625H100 2008 20860 SH SOLE 0 0 20860 KINDER MORGAN INC DEL COM 49456B101 735 59629 SH SOLE 0 0 59629 LANDMARK INFRASTRCTUR PARTR COM UNIT LTD 51508J108 310 34242 SH SOLE 0 0 34242 MASTERCARD INCORPORATED CL A 57636Q104 387 1145 SH SOLE 0 0 1145 MEDTRONIC PLC SHS G5960L103 2024 19473 SH SOLE 0 0 19473 MERCK & CO. INC COM 58933Y105 701 8449 SH SOLE 0 0 8449 NETFLIX INC COM 64110L106 225 450 SH SOLE 0 0 450 NEXTERA ENERGY INC COM 65339F101 721 2599 SH SOLE 0 0 2599 NOVARTIS AG SPONSORED ADR 66987V109 482 5546 SH SOLE 0 0 5546 NVIDIA CORPORATION COM 67066G104 8 100 SH Call SOLE 0 0 100 NVIDIA CORPORATION COM 67066G104 362 668 SH SOLE 0 0 668 PAYPAL HLDGS INC COM 70450Y103 347 1762 SH SOLE 0 0 1762 PHUNWARE INC COM 71948P100 203 221870 SH SOLE 0 0 221870 PIMCO ETF TR ACTIVE BD ETF 72201R775 833 7405 SH SOLE 0 0 7405 PROLOGIS INC. COM 74340W103 698 6934 SH SOLE 0 0 6934 PROSHARES TR II ULTRA BLOOMBERG 74347Y870 363 10470 SH SOLE 0 0 10470 PROSHARES TR II ULTRASHRT EURO 74347W882 367 15000 SH SOLE 0 0 15000 RAYTHEON TECHNOLOGIES CORP COM 75513E101 490 8519 SH SOLE 0 0 8519 SALESFORCE COM INC COM 79466L302 206 818 SH SOLE 0 0 818 SANOFI SPONSORED ADR 80105N105 456 9095 SH SOLE 0 0 9095 SCHRODINGER INC COM 80810D103 238 5000 SH SOLE 0 0 5000 SEAGATE TECHNOLOGY PLC SHS G7945M107 225 4574 SH SOLE 0 0 4574 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 738 12431 SH SOLE 0 0 12431 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 224 3494 SH SOLE 0 0 3494 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1 100 SH Call SOLE 0 0 100 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3 100 SH Call SOLE 0 0 100 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 533 22128 SH SOLE 0 0 22128 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 636 5447 SH SOLE 0 0 5447 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 302 5084 SH SOLE 0 0 5084 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1 500 SH Call SOLE 0 0 500 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 14597 138385 SH SOLE 0 0 138385 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 509 3465 SH SOLE 0 0 3465 SORRENTO THERAPEUTICS INC COM NEW 83587F202 1840 165000 SH SOLE 0 0 165000 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 987 3558 SH SOLE 0 0 3558 SPDR GOLD TR GOLD SHS 78463V107 3181 17957 SH SOLE 0 0 17957 SPDR S&P 500 ETF TR TR UNIT 78462F103 7459 22274 SH SOLE 0 0 22274 SPDR S&P 500 ETF TR TR UNIT 78462F103 268 20900 SH Put SOLE 0 0 20900 SPDR SER TR NUVEEN BBG BRCLY 78464A284 8814 155005 SH SOLE 0 0 155005 SPDR SER TR PORTFOLIO LN TSR 78464A664 6822 145956 SH SOLE 0 0 145956 SPDR SER TR PORTFLI MORTGAGE 78464A383 1610 60428 SH SOLE 0 0 60428 SPROTT PHYSICAL GOLD TR UNIT 85207H104 1204 80030 SH SOLE 0 0 80030 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 313 37868 SH SOLE 0 0 37868 TARGET CORP COM 87612E106 852 5412 SH SOLE 0 0 5412 TARGET HOSPITALITY CORP COM 87615L107 1301 1066612 SH SOLE 0 0 1066612 TESLA INC COM 88160R101 3726 8686 SH SOLE 0 0 8686 TESLA INC COM 88160R101 2 4000 SH Put SOLE 0 0 4000 THERAPEUTICSMD INC COM 88338N107 17 10873 SH SOLE 0 0 10873 TRANSOCEAN LTD REG SHS H8817H100 70 86267 SH SOLE 0 0 86267 TRUIST FINL CORP COM 89832Q109 306 8032 SH SOLE 0 0 8032 UNITEDHEALTH GROUP INC COM 91324P102 433 1390 SH SOLE 0 0 1390 VALERO ENERGY CORP COM 91913Y100 211 4863 SH SOLE 0 0 4863 VANECK VECTORS ETF TR LONG MUNI ETF 92189F536 5839 272980 SH SOLE 0 0 272980 VANECK VECTORS ETF TR SHORT MUNI ETF 92189F528 499 27639 SH SOLE 0 0 27639 VANECK VECTORS ETF TR RETAIL ETF 92189F684 5584 37508 SH SOLE 0 0 37508 VANECK VECTORS ETF TR INTRMDT MUNI ETF 92189H201 7860 153290 SH SOLE 0 0 153290 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 5806 106358 SH SOLE 0 0 106358 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 321 16738 SH SOLE 0 0 16738 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 5872 61298 SH SOLE 0 0 61298 VERIZON COMMUNICATIONS INC COM 92343V104 1418 23837 SH SOLE 0 0 23837 VIACOMCBS INC CL B 92556H206 256 9150 SH SOLE 0 0 9150 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 616 32014 SH SOLE 0 0 32014 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 284 90000 SH Call SOLE 0 0 90000 VISA INC COM CL A 92826C839 980 4903 SH SOLE 0 0 4903 WASTE CONNECTIONS INC COM 94106B101 218 2102 SH SOLE 0 0 2102 WASTE MGMT INC DEL COM 94106L109 344 3039 SH SOLE 0 0 3039 WEC ENERGY GROUP INC COM 92939U106 240 2476 SH SOLE 0 0 2476 WISDOMTREE TR INTL LRGCAP DV 97717W794 2553 61785 SH SOLE 0 0 61785 WISDOMTREE TR EM EX ST-OWNED 97717X578 3241 96248 SH SOLE 0 0 96248 XCEL ENERGY INC COM 98389B100 248 3593 SH SOLE 0 0 3593 ZOETIS INC CL A 98978V103 296 1789 SH SOLE 0 0 1789